401k Plan data: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN plan

STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN
Plan identification number	001

STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 1165 of the Puerto Rico Code.

401k Sponsoring company profile

STURM FINANCIAL GROUP has sponsored the creation of one or more 401k plans.

Company Name: STURM FINANCIAL GROUP

Employer identification number (EIN): 841564498

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 JOHN F. MONTOYA JOHN F. MONTOYA 2018-10-11
001 2016-01-01 JOHN F. MONTOYA JOHN F. MONTOYA 2017-10-13
001 2015-01-01 JOHN MONTOYA
001 2014-01-01 JOHN MONTOYA
001 2013-01-01 JOHN MONTOYA

Plan Statistics for STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 756
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 518
Number of retired or separated participants receiving benefits 2022-01-01 11
Number of other retired or separated participants entitled to future benefits 2022-01-01 199
Total of all active and inactive participants 2022-01-01 728
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 729
Number of participants with account balances 2022-01-01 718
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 81
2021: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 788
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 525
Number of retired or separated participants receiving benefits 2021-01-01 9
Number of other retired or separated participants entitled to future benefits 2021-01-01 221
Total of all active and inactive participants 2021-01-01 755
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 1
Total participants 2021-01-01 756
Number of participants with account balances 2021-01-01 747
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 73
2020: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 802
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 537
Number of retired or separated participants receiving benefits 2020-01-01 4
Number of other retired or separated participants entitled to future benefits 2020-01-01 247
Total of all active and inactive participants 2020-01-01 788
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 788
Number of participants with account balances 2020-01-01 764
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 63
2019: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 723
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 556
Number of retired or separated participants receiving benefits 2019-01-01 3
Number of other retired or separated participants entitled to future benefits 2019-01-01 243
Total of all active and inactive participants 2019-01-01 802
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 802
Number of participants with account balances 2019-01-01 766
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 78
2018: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 699
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 538
Number of retired or separated participants receiving benefits 2018-01-01 2
Number of other retired or separated participants entitled to future benefits 2018-01-01 183
Total of all active and inactive participants 2018-01-01 723
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 723
Number of participants with account balances 2018-01-01 706
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 63
2017: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 715
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 537
Number of retired or separated participants receiving benefits 2017-01-01 2
Number of other retired or separated participants entitled to future benefits 2017-01-01 160
Total of all active and inactive participants 2017-01-01 699
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 699
Number of participants with account balances 2017-01-01 642
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 61
2016: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 683
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 533
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 182
Total of all active and inactive participants 2016-01-01 715
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 715
Number of participants with account balances 2016-01-01 661
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 32
2015: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 678
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 499
Number of retired or separated participants receiving benefits 2015-01-01 16
Number of other retired or separated participants entitled to future benefits 2015-01-01 166
Total of all active and inactive participants 2015-01-01 681
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 2
Total participants 2015-01-01 683
Number of participants with account balances 2015-01-01 643
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 55
2014: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 702
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 512
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 166
Total of all active and inactive participants 2014-01-01 678
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 678
Number of participants with account balances 2014-01-01 627
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 43
2013: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 573
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 511
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 190
Total of all active and inactive participants 2013-01-01 701
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 702
Number of participants with account balances 2013-01-01 637
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 16

Measure	Date	Value
2022: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	756
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	518
Number of retired or separated participants receiving benefits	2022-01-01	11
Number of other retired or separated participants entitled to future benefits	2022-01-01	199
Total of all active and inactive participants	2022-01-01	728
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	729
Number of participants with account balances	2022-01-01	718
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	81
2021: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	788
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	525
Number of retired or separated participants receiving benefits	2021-01-01	9
Number of other retired or separated participants entitled to future benefits	2021-01-01	221
Total of all active and inactive participants	2021-01-01	755
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	756
Number of participants with account balances	2021-01-01	747
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	73
2020: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	802
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	537
Number of retired or separated participants receiving benefits	2020-01-01	4
Number of other retired or separated participants entitled to future benefits	2020-01-01	247
Total of all active and inactive participants	2020-01-01	788
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	788
Number of participants with account balances	2020-01-01	764
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	63
2019: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	723
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	556
Number of retired or separated participants receiving benefits	2019-01-01	3
Number of other retired or separated participants entitled to future benefits	2019-01-01	243
Total of all active and inactive participants	2019-01-01	802
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	802
Number of participants with account balances	2019-01-01	766
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	78
2018: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	699
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	538
Number of retired or separated participants receiving benefits	2018-01-01	2
Number of other retired or separated participants entitled to future benefits	2018-01-01	183
Total of all active and inactive participants	2018-01-01	723
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	723
Number of participants with account balances	2018-01-01	706
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	63
2017: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	715
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	537
Number of retired or separated participants receiving benefits	2017-01-01	2
Number of other retired or separated participants entitled to future benefits	2017-01-01	160
Total of all active and inactive participants	2017-01-01	699
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	699
Number of participants with account balances	2017-01-01	642
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	61
2016: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	683
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	533
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	182
Total of all active and inactive participants	2016-01-01	715
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	715
Number of participants with account balances	2016-01-01	661
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	32
2015: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	678
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	499
Number of retired or separated participants receiving benefits	2015-01-01	16
Number of other retired or separated participants entitled to future benefits	2015-01-01	166
Total of all active and inactive participants	2015-01-01	681
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	2
Total participants	2015-01-01	683
Number of participants with account balances	2015-01-01	643
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	55
2014: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	702
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	512
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	166
Total of all active and inactive participants	2014-01-01	678
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	678
Number of participants with account balances	2014-01-01	627
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	43
2013: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	573
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	511
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	190
Total of all active and inactive participants	2013-01-01	701
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	702
Number of participants with account balances	2013-01-01	637
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	16

Financial Data on STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-3,660,490
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$4,957,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$4,925,492
Value of total corrective distributions	2022-12-31	$2,076
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$5,056,860
Value of total assets at end of year	2022-12-31	$37,287,308
Value of total assets at beginning of year	2022-12-31	$45,905,291
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$29,925
Total interest from all sources	2022-12-31	$48,570
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$840,385
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$840,385
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$2,618,490
Participant contributions at end of year	2022-12-31	$639,723
Participant contributions at beginning of year	2022-12-31	$690,023
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$355,420
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$403,046
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$630,399
Other income not declared elsewhere	2022-12-31	$-39,929
Administrative expenses (other) incurred	2022-12-31	$29,925
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-8,617,983
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$37,287,308
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$45,905,291
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$18,945,389
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$28,429,632
Interest on participant loans	2022-12-31	$28,826
Interest earned on other investments	2022-12-31	$19,744
Value of interest in common/collective trusts at end of year	2022-12-31	$15,217,194
Value of interest in common/collective trusts at beginning of year	2022-12-31	$14,374,324
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$2,129,582
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$2,008,266
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-6,315,791
Net investment gain or loss from common/collective trusts	2022-12-31	$-3,250,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$1,807,971
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$4,925,492
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	STOCKMAN KAST RYAN & CO, LLC
Accountancy firm EIN	2022-12-31	841509584
2021 : STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$9,926,998
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$4,074,835
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$4,025,476
Expenses. Certain deemed distributions of participant loans	2021-12-31	$9,936
Value of total corrective distributions	2021-12-31	$8,824
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$3,792,924
Value of total assets at end of year	2021-12-31	$45,905,291
Value of total assets at beginning of year	2021-12-31	$40,053,128
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$30,599
Total interest from all sources	2021-12-31	$55,697
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$2,001,146
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$2,001,146
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$2,543,088
Participant contributions at end of year	2021-12-31	$690,023
Participant contributions at beginning of year	2021-12-31	$626,173
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$403,046
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$434,636
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$385,561
Other income not declared elsewhere	2021-12-31	$56,471
Administrative expenses (other) incurred	2021-12-31	$30,599
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$5,852,163
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$45,905,291
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$40,053,128
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$28,429,632
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$35,908,780
Interest on participant loans	2021-12-31	$35,337
Interest earned on other investments	2021-12-31	$20,360
Value of interest in common/collective trusts at end of year	2021-12-31	$14,374,324
Value of interest in common/collective trusts at beginning of year	2021-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$2,008,266
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$3,083,539
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$3,825,854
Net investment gain or loss from common/collective trusts	2021-12-31	$194,906
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$864,275
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$4,025,476
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	STOCKMAN KAST RYAN & CO, LLC
Accountancy firm EIN	2021-12-31	841509584
2020 : STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$7,899,413
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$3,003,614
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$2,981,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$3,159,315
Value of total assets at end of year	2020-12-31	$40,053,128
Value of total assets at beginning of year	2020-12-31	$35,157,329
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$22,359
Total interest from all sources	2020-12-31	$59,870
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$1,141,478
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$1,141,478
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$2,307,348
Participant contributions at end of year	2020-12-31	$626,173
Participant contributions at beginning of year	2020-12-31	$696,864
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$434,636
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$272,061
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$17,824
Other income not declared elsewhere	2020-12-31	$61,310
Administrative expenses (other) incurred	2020-12-31	$22,359
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$4,895,799
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$40,053,128
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$35,157,329
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$35,908,780
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$32,201,747
Interest on participant loans	2020-12-31	$33,665
Interest earned on other investments	2020-12-31	$26,205
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$3,083,539
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$1,986,657
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$3,477,440
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$834,143
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$2,981,255
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	STOCKMAN KAST RYAN & CO, LLC
Accountancy firm EIN	2020-12-31	841509584
2019 : STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$10,105,600
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$2,508,245
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,483,862
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$3,716,394
Value of total assets at end of year	2019-12-31	$35,157,329
Value of total assets at beginning of year	2019-12-31	$27,559,974
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$24,383
Total interest from all sources	2019-12-31	$57,715
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,422,129
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,422,129
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$2,360,268
Participant contributions at end of year	2019-12-31	$696,864
Participant contributions at beginning of year	2019-12-31	$776,931
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$272,061
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$195,023
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$506,278
Other income not declared elsewhere	2019-12-31	$52,728
Administrative expenses (other) incurred	2019-12-31	$24,383
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$7,597,355
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$35,157,329
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$27,559,974
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$32,201,747
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$25,254,178
Interest on participant loans	2019-12-31	$41,722
Interest earned on other investments	2019-12-31	$15,993
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$1,986,657
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$1,333,842
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$4,856,634
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$849,848
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,483,862
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	STOCKMAN KAST RYAN & CO, LLC
Accountancy firm EIN	2019-12-31	841509584
2018 : STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$2,612,950
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$4,423,577
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$4,384,377
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$4,259,839
Value of total assets at end of year	2018-12-31	$27,559,974
Value of total assets at beginning of year	2018-12-31	$29,370,601
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$39,200
Total interest from all sources	2018-12-31	$47,987
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,611,099
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,611,099
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$2,206,359
Participant contributions at end of year	2018-12-31	$776,931
Participant contributions at beginning of year	2018-12-31	$551,277
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$195,023
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$162,150
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$597,289
Other income not declared elsewhere	2018-12-31	$-18,419
Administrative expenses (other) incurred	2018-12-31	$39,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,810,627
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$27,559,974
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$29,370,601
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$25,254,178
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$27,065,855
Interest on participant loans	2018-12-31	$32,487
Interest earned on other investments	2018-12-31	$15,500
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$1,333,842
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$1,591,319
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-3,287,556
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,456,191
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$4,384,377
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	STOCKMAN KAST RYAN & CO, LLC
Accountancy firm EIN	2018-12-31	841509584
2017 : STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$7,163,451
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$5,214,929
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$5,180,860
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$3,256,159
Value of total assets at end of year	2017-12-31	$29,370,601
Value of total assets at beginning of year	2017-12-31	$27,422,079
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$34,069
Total interest from all sources	2017-12-31	$49,448
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,596,400
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,596,400
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,951,821
Participant contributions at end of year	2017-12-31	$551,277
Participant contributions at beginning of year	2017-12-31	$799,458
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$162,150
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$442,863
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$588,874
Other income not declared elsewhere	2017-12-31	$32,122
Administrative expenses (other) incurred	2017-12-31	$34,069
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,948,522
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$29,370,601
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$27,422,079
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$27,065,855
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$24,146,243
Interest on participant loans	2017-12-31	$29,534
Interest earned on other investments	2017-12-31	$19,914
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$1,591,319
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$2,033,515
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$2,229,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$715,464
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$5,180,860
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	STOCKMAN KAST RYAN & CO, LLC
Accountancy firm EIN	2017-12-31	841509584
2016 : STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$4,825,865
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$2,577,995
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,529,668
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,692,455
Value of total assets at end of year	2016-12-31	$27,422,079
Value of total assets at beginning of year	2016-12-31	$25,174,209
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$48,327
Total interest from all sources	2016-12-31	$39,797
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$770,828
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$770,828
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,772,051
Participant contributions at end of year	2016-12-31	$799,458
Participant contributions at beginning of year	2016-12-31	$745,711
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$67,215
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$442,863
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$808,264
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$920,404
Other income not declared elsewhere	2016-12-31	$33,439
Administrative expenses (other) incurred	2016-12-31	$48,327
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$23,565
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$2,247,870
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$27,422,079
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$25,174,209
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$24,146,243
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$20,738,563
Interest on participant loans	2016-12-31	$31,225
Interest earned on other investments	2016-12-31	$8,572
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$2,151,609
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$2,151,609
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$2,033,515
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,289,346
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$639,282
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,529,668
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	STOCKMAN KAST RYAN & CO, LLC
Accountancy firm EIN	2016-12-31	841509584
2015 : STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$50
Total income from all sources (including contributions)	2015-12-31	$2,518,909
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,926,776
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,872,039
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,628,521
Value of total assets at end of year	2015-12-31	$25,174,209
Value of total assets at beginning of year	2015-12-31	$25,582,126
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$54,737
Total interest from all sources	2015-12-31	$38,442
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,285,166
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,285,166
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,651,393
Participant contributions at end of year	2015-12-31	$745,711
Participant contributions at beginning of year	2015-12-31	$732,945
Participant contributions at end of year	2015-12-31	$67,215
Participant contributions at beginning of year	2015-12-31	$63,694
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$808,264
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$817,268
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$337,846
Other income not declared elsewhere	2015-12-31	$-35,072
Liabilities. Value of operating payables at end of year	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$50
Total non interest bearing cash at end of year	2015-12-31	$23,565
Total non interest bearing cash at beginning of year	2015-12-31	$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-407,867
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$25,174,209
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$25,582,076
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$34,075
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$20,738,563
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$21,333,634
Interest on participant loans	2015-12-31	$29,675
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$2,151,609
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$2,024,181
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$2,024,181
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$8,767
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,398,148
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$639,282
Employer contributions (assets) at end of year	2015-12-31	$639,282
Employer contributions (assets) at beginning of year	2015-12-31	$610,354
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,872,039
Contract administrator fees	2015-12-31	$20,662
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	STOCKMAN KAST RYAN & CO, LLC
Accountancy firm EIN	2015-12-31	841509584
2014 : STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$50
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$6,005
Total income from all sources (including contributions)	2014-12-31	$4,536,908
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$3,608,807
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,558,826
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,981,498
Value of total assets at end of year	2014-12-31	$25,582,126
Value of total assets at beginning of year	2014-12-31	$24,659,980
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$49,981
Total interest from all sources	2014-12-31	$33,842
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,473,215
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,473,215
Administrative expenses professional fees incurred	2014-12-31	$14,893
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,507,984
Participant contributions at end of year	2014-12-31	$732,945
Participant contributions at beginning of year	2014-12-31	$786,600
Participant contributions at end of year	2014-12-31	$63,694
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$817,268
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$732,332
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$863,160
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$126
Other income not declared elsewhere	2014-12-31	$58,212
Liabilities. Value of operating payables at end of year	2014-12-31	$50
Liabilities. Value of operating payables at beginning of year	2014-12-31	$255
Total non interest bearing cash at end of year	2014-12-31	$50
Total non interest bearing cash at beginning of year	2014-12-31	$6,005
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$928,101
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$25,582,076
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$24,653,975
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$21,333,634
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$19,884,896
Interest on participant loans	2014-12-31	$29,837
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$2,024,181
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$2,731,661
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$2,731,661
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$4,005
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-9,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$610,354
Employer contributions (assets) at end of year	2014-12-31	$610,354
Employer contributions (assets) at beginning of year	2014-12-31	$518,486
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,558,826
Contract administrator fees	2014-12-31	$35,088
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$5,624
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	STOCKMAN KAST RYAN & CO, LLC
Accountancy firm EIN	2014-12-31	841509584
2013 : STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$6,005
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$6,158,881
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$4,073,675
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,993,838
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,173,864
Value of total assets at end of year	2013-12-31	$24,659,980
Value of total assets at beginning of year	2013-12-31	$22,568,769
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$79,837
Total interest from all sources	2013-12-31	$32,534
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,323,793
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,323,793
Administrative expenses professional fees incurred	2013-12-31	$64,046
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,416,576
Participant contributions at end of year	2013-12-31	$786,600
Participant contributions at beginning of year	2013-12-31	$792,168
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$46,295
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$732,332
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$1,089,839
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$238,802
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$126
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$158,703
Liabilities. Value of operating payables at end of year	2013-12-31	$255
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$6,005
Total non interest bearing cash at beginning of year	2013-12-31	$381
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,085,206
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$24,653,975
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$22,568,769
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$19,884,896
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$17,345,899
Interest on participant loans	2013-12-31	$32,096
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$2,731,661
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$3,028,304
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$3,028,304
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$438
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,469,987
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$518,486
Employer contributions (assets) at end of year	2013-12-31	$518,486
Employer contributions (assets) at beginning of year	2013-12-31	$265,883
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,993,838
Contract administrator fees	2013-12-31	$15,791
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$5,624
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	STOCKMAN KAST RYAN & CO, LLC
Accountancy firm EIN	2013-12-31	841509584

Form 5500 Responses for STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN

2022: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: STURM FINANCIAL GROUP 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

YH1221

Policy instance

Insurance contract or identification number	YH1221
Number of Individuals Covered	729
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

YH1221

Policy instance

Insurance contract or identification number	YH1221
Number of Individuals Covered	756
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

YH1221

Policy instance

Insurance contract or identification number	YH1221
Number of Individuals Covered	788
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

YH1221

Policy instance

Insurance contract or identification number	YH1221
Number of Individuals Covered	802
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

YH1221

Policy instance

Insurance contract or identification number	YH1221
Number of Individuals Covered	723
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

YH1221

Policy instance

Insurance contract or identification number	YH1221
Number of Individuals Covered	699
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	STURM FINANCIAL GROUP
Employer identification number (EIN):	841564498
NAIC Classification:	522110
NAIC Description:	Commercial Banking