401k Plan data: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN plan

THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN
Plan identification number	001

THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE NEENAN COMPANY, LLLP has sponsored the creation of one or more 401k plans.

Company Name: THE NEENAN COMPANY, LLLP

Employer identification number (EIN): 841590338

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Additional information about THE NEENAN COMPANY, LLLP

Jurisdiction of Incorporation: Colorado Department of State

Incorporation Date: 2001-05-25

Company Identification Number: 20011106285

Legal Registered Office Address: 3325 S. Timberline Road, Suite 100

Fort Collins
United States of America (USA)
80525

More information about THE NEENAN COMPANY, LLLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 MICHELLE MORTENSON MICHELLE MORTENSON 2018-08-24
001 2016-01-01 MICHELLE MORTENSON MICHELLE MORTENSON 2017-07-17

Plan Statistics for THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 170
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 118
Number of retired or separated participants receiving benefits 2022-01-01 1
Number of other retired or separated participants entitled to future benefits 2022-01-01 44
Total of all active and inactive participants 2022-01-01 163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 163
Number of participants with account balances 2022-01-01 147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 177
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 127
Number of retired or separated participants receiving benefits 2021-01-01 2
Number of other retired or separated participants entitled to future benefits 2021-01-01 41
Total of all active and inactive participants 2021-01-01 170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 170
Number of participants with account balances 2021-01-01 150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 177
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 138
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 38
Total of all active and inactive participants 2020-01-01 177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 177
Number of participants with account balances 2020-01-01 152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 180
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 137
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 39
Total of all active and inactive participants 2019-01-01 177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 177
Number of participants with account balances 2019-01-01 149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 185
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 139
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 40
Total of all active and inactive participants 2018-01-01 180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 180
Number of participants with account balances 2018-01-01 150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 137
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 142
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 43
Total of all active and inactive participants 2017-01-01 185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 185
Number of participants with account balances 2017-01-01 147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 137
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 95
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 42
Total of all active and inactive participants 2016-01-01 137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 137
Number of participants with account balances 2016-01-01 135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0

Measure	Date	Value
2022: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	170
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	118
Number of retired or separated participants receiving benefits	2022-01-01	1
Number of other retired or separated participants entitled to future benefits	2022-01-01	44
Total of all active and inactive participants	2022-01-01	163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	163
Number of participants with account balances	2022-01-01	147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	177
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	127
Number of retired or separated participants receiving benefits	2021-01-01	2
Number of other retired or separated participants entitled to future benefits	2021-01-01	41
Total of all active and inactive participants	2021-01-01	170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	170
Number of participants with account balances	2021-01-01	150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	177
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	138
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	38
Total of all active and inactive participants	2020-01-01	177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	177
Number of participants with account balances	2020-01-01	152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	180
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	137
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	39
Total of all active and inactive participants	2019-01-01	177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	177
Number of participants with account balances	2019-01-01	149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	185
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	139
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	40
Total of all active and inactive participants	2018-01-01	180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	180
Number of participants with account balances	2018-01-01	150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	137
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	142
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	43
Total of all active and inactive participants	2017-01-01	185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	185
Number of participants with account balances	2017-01-01	147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	137
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	95
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	42
Total of all active and inactive participants	2016-01-01	137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	137
Number of participants with account balances	2016-01-01	135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0

Financial Data on THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-5,318,315
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$2,121,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,105,629
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,683,049
Value of total assets at end of year	2022-12-31	$30,972,228
Value of total assets at beginning of year	2022-12-31	$38,412,143
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$15,971
Total interest from all sources	2022-12-31	$6,914
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,064,527
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,064,527
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,341,954
Participant contributions at end of year	2022-12-31	$147,731
Participant contributions at beginning of year	2022-12-31	$174,210
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$6,248
Other income not declared elsewhere	2022-12-31	$489
Administrative expenses (other) incurred	2022-12-31	$15,971
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-7,439,915
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$30,972,228
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$38,412,143
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$29,572,803
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$36,569,029
Interest on participant loans	2022-12-31	$6,914
Value of interest in common/collective trusts at end of year	2022-12-31	$1,251,694
Value of interest in common/collective trusts at beginning of year	2022-12-31	$1,668,904
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-8,095,556
Net investment gain or loss from common/collective trusts	2022-12-31	$22,262
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$334,847
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,105,629
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	MARTIN HOOD LLC
Accountancy firm EIN	2022-12-31	371119790
2021 : THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$6,899,149
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$4,948,298
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$4,931,878
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,675,026
Value of total assets at end of year	2021-12-31	$38,412,143
Value of total assets at beginning of year	2021-12-31	$36,461,292
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$16,420
Total interest from all sources	2021-12-31	$11,116
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$3,245,704
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$3,245,704
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,346,177
Participant contributions at end of year	2021-12-31	$174,210
Participant contributions at beginning of year	2021-12-31	$250,109
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-12-31	$82
Other income not declared elsewhere	2021-12-31	$575
Administrative expenses (other) incurred	2021-12-31	$16,420
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,950,851
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$38,412,143
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$36,461,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$36,569,029
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$34,236,282
Interest on participant loans	2021-12-31	$11,116
Value of interest in common/collective trusts at end of year	2021-12-31	$1,668,904
Value of interest in common/collective trusts at beginning of year	2021-12-31	$1,974,901
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,942,362
Net investment gain or loss from common/collective trusts	2021-12-31	$24,366
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$328,849
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$4,931,796
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	MARTIN HOOD LLC
Accountancy firm EIN	2021-12-31	371119790
2020 : THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$7,233,328
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,829,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,813,048
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,769,438
Value of total assets at end of year	2020-12-31	$36,461,292
Value of total assets at beginning of year	2020-12-31	$31,057,410
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$16,398
Total interest from all sources	2020-12-31	$15,133
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$1,305,942
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$1,305,942
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,417,756
Participant contributions at end of year	2020-12-31	$250,109
Participant contributions at beginning of year	2020-12-31	$208,303
Other income not declared elsewhere	2020-12-31	$481
Administrative expenses (other) incurred	2020-12-31	$16,398
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$5,403,882
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$36,461,292
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$31,057,410
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$34,236,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$29,567,920
Interest on participant loans	2020-12-31	$15,133
Value of interest in common/collective trusts at end of year	2020-12-31	$1,974,901
Value of interest in common/collective trusts at beginning of year	2020-12-31	$1,281,187
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$4,099,654
Net investment gain or loss from common/collective trusts	2020-12-31	$42,680
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$351,682
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,813,048
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	MARTIN HOOD LLC
Accountancy firm EIN	2020-12-31	371119790
2019 : THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$7,671,593
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$2,034,072
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,019,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,642,530
Value of total assets at end of year	2019-12-31	$31,057,410
Value of total assets at beginning of year	2019-12-31	$25,419,889
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$14,101
Total interest from all sources	2019-12-31	$14,681
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,311,205
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,311,205
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,243,804
Participant contributions at end of year	2019-12-31	$208,303
Participant contributions at beginning of year	2019-12-31	$276,688
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$81,830
Other income not declared elsewhere	2019-12-31	$325
Administrative expenses (other) incurred	2019-12-31	$14,101
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$5,637,521
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$31,057,410
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$25,419,889
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$29,567,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$23,270,753
Interest on participant loans	2019-12-31	$14,681
Value of interest in common/collective trusts at end of year	2019-12-31	$1,281,187
Value of interest in common/collective trusts at beginning of year	2019-12-31	$1,872,448
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$4,668,648
Net investment gain or loss from common/collective trusts	2019-12-31	$34,204
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$316,896
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,019,971
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MARTIN HOOD LLC
Accountancy firm EIN	2019-12-31	371119790
2018 : THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$291,828
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,133,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,121,997
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,474,373
Value of total assets at end of year	2018-12-31	$25,419,889
Value of total assets at beginning of year	2018-12-31	$26,261,677
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$11,619
Total interest from all sources	2018-12-31	$10,954
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,231,834
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,231,834
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,103,675
Participant contributions at end of year	2018-12-31	$276,688
Participant contributions at beginning of year	2018-12-31	$73,359
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$79,499
Other income not declared elsewhere	2018-12-31	$273
Administrative expenses (other) incurred	2018-12-31	$11,619
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-841,788
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$25,419,889
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$26,261,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$23,270,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$24,600,637
Interest on participant loans	2018-12-31	$10,954
Value of interest in common/collective trusts at end of year	2018-12-31	$1,872,448
Value of interest in common/collective trusts at beginning of year	2018-12-31	$1,587,681
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-2,462,522
Net investment gain or loss from common/collective trusts	2018-12-31	$36,916
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$291,199
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,121,997
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MARTIN HOOD LLC
Accountancy firm EIN	2018-12-31	371119790
2017 : THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$5,511,727
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,598,317
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,613,767
Expenses. Certain deemed distributions of participant loans	2017-12-31	$-27,040
Value of total corrective distributions	2017-12-31	$667
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,244,395
Value of total assets at end of year	2017-12-31	$26,261,677
Value of total assets at beginning of year	2017-12-31	$22,348,267
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$10,923
Total interest from all sources	2017-12-31	$4,609
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,010,210
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,010,210
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$969,557
Participant contributions at end of year	2017-12-31	$73,359
Participant contributions at beginning of year	2017-12-31	$67,794
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$66,568
Other income not declared elsewhere	2017-12-31	$89
Administrative expenses (other) incurred	2017-12-31	$10,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$3,913,410
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$26,261,677
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$22,348,267
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$24,600,637
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$20,406,768
Interest on participant loans	2017-12-31	$4,609
Value of interest in common/collective trusts at end of year	2017-12-31	$1,587,681
Value of interest in common/collective trusts at beginning of year	2017-12-31	$1,873,705
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$3,221,398
Net investment gain or loss from common/collective trusts	2017-12-31	$31,026
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$208,270
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,613,767
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MARTIN HOOD LLC
Accountancy firm EIN	2017-12-31	371119790
2016 : THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,248,750
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,048,468
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,038,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,056,228
Value of total assets at end of year	2016-12-31	$22,348,267
Value of total assets at beginning of year	2016-12-31	$21,147,985
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$10,269
Total interest from all sources	2016-12-31	$4,326
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$657,053
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$657,053
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$856,297
Participant contributions at end of year	2016-12-31	$67,794
Participant contributions at beginning of year	2016-12-31	$122,195
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$8,627
Other income not declared elsewhere	2016-12-31	$238
Administrative expenses (other) incurred	2016-12-31	$10,269
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,200,282
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$22,348,267
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$21,147,985
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$20,406,768
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$19,423,514
Interest on participant loans	2016-12-31	$4,326
Value of interest in common/collective trusts at end of year	2016-12-31	$1,873,705
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,602,276
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$501,045
Net investment gain or loss from common/collective trusts	2016-12-31	$29,860
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$191,304
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,038,199
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MARTIN, HOOD, FRIESE & ASSOCIATES
Accountancy firm EIN	2016-12-31	371119790

Form 5500 Responses for THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN

2022: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE NEENAN COMPANY 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE NEENAN COMPANY, LLLP
Employer identification number (EIN):	841590338
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies

Jurisdiction of Incorporation:	Colorado Department of State
Incorporation Date:	2001-05-25
Company Identification Number:	20011106285
Legal Registered Office Address:	3325 S. Timberline Road, Suite 100 Fort Collins United States of America (USA) 80525