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NTCC COLLECTIVE FUNDS FOR GRANTOR TRUSTS - SMALL CAP FUND 401k Plan overview

Plan NameNTCC COLLECTIVE FUNDS FOR GRANTOR TRUSTS - SMALL CAP FUND
Plan identification number 001

NTCC COLLECTIVE FUNDS FOR GRANTOR TRUSTS - SMALL CAP FUND Benefits

No plan benefit data available

401k Sponsoring company profile

NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.

Company Name:NORTHERN TRUST INVESTMENTS, INC.
Employer identification number (EIN):841642244

Additional information about NORTHERN TRUST INVESTMENTS, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2017-03-23
Company Identification Number: 0802681817
Legal Registered Office Address: 1999 BRYAN ST STE 900

DALLAS
United States of America (USA)
75201

More information about NORTHERN TRUST INVESTMENTS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NTCC COLLECTIVE FUNDS FOR GRANTOR TRUSTS - SMALL CAP FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-012018-10-08
0012016-01-012017-10-16
0012015-01-012016-10-03
0012014-01-012015-07-28
0012013-01-012015-02-02
0012012-01-012013-10-09
0012011-01-012012-10-11

Financial Data on NTCC COLLECTIVE FUNDS FOR GRANTOR TRUSTS - SMALL CAP FUND

Measure Date Value
2017 : NTCC COLLECTIVE FUNDS FOR GRANTOR TRUSTS - SMALL CAP FUND 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-09-29$3,630
Total unrealized appreciation/depreciation of assets2017-09-29$3,630
Total transfer of assets to this plan2017-09-29$991,258
Total transfer of assets from this plan2017-09-29$16,302,924
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-29$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-29$43,363
Total income from all sources (including contributions)2017-09-29$1,284,435
Total loss/gain on sale of assets2017-09-29$24,385
Total of all expenses incurred2017-09-29$29,072
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-29$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-29$0
Value of total assets at end of year2017-09-29$0
Value of total assets at beginning of year2017-09-29$14,099,666
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-29$29,072
Total interest from all sources2017-09-29$339
Total dividends received (eg from common stock, registered investment company shares)2017-09-29$0
Administrative expenses professional fees incurred2017-09-29$27,796
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-09-29$15,716
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-09-29$43,363
Administrative expenses (other) incurred2017-09-29$1,276
Value of net income/loss2017-09-29$1,255,363
Value of net assets at end of year (total assets less liabilities)2017-09-29$0
Value of net assets at beginning of year (total assets less liabilities)2017-09-29$14,056,303
Income. Interest from US Government securities2017-09-29$339
Value of interest in common/collective trusts at beginning of year2017-09-29$14,033,989
Asset value of US Government securities at beginning of year2017-09-29$49,961
Net investment gain or loss from common/collective trusts2017-09-29$1,256,081
Aggregate proceeds on sale of assets2017-09-29$94,125
Aggregate carrying amount (costs) on sale of assets2017-09-29$69,740
2016 : NTCC COLLECTIVE FUNDS FOR GRANTOR TRUSTS - SMALL CAP FUND 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$3,574
Total unrealized appreciation/depreciation of assets2016-12-31$3,574
Total transfer of assets to this plan2016-12-31$1,950,167
Total transfer of assets from this plan2016-12-31$14,858,405
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$43,363
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$68,090
Total income from all sources (including contributions)2016-12-31$2,660,587
Total loss/gain on sale of assets2016-12-31$70,393
Total of all expenses incurred2016-12-31$28,250
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$0
Value of total assets at end of year2016-12-31$14,099,666
Value of total assets at beginning of year2016-12-31$24,400,294
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$28,250
Total interest from all sources2016-12-31$143
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Administrative expenses professional fees incurred2016-12-31$25,895
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$15,716
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$34,401
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$43,363
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$68,090
Administrative expenses (other) incurred2016-12-31$2,355
Value of net income/loss2016-12-31$2,632,337
Value of net assets at end of year (total assets less liabilities)2016-12-31$14,056,303
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$24,332,204
Income. Interest from US Government securities2016-12-31$143
Value of interest in common/collective trusts at end of year2016-12-31$14,033,989
Value of interest in common/collective trusts at beginning of year2016-12-31$24,315,914
Asset value of US Government securities at end of year2016-12-31$49,961
Asset value of US Government securities at beginning of year2016-12-31$49,979
Net investment gain or loss from common/collective trusts2016-12-31$2,586,477
Aggregate proceeds on sale of assets2016-12-31$70,393
2015 : NTCC COLLECTIVE FUNDS FOR GRANTOR TRUSTS - SMALL CAP FUND 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$3,363
Total unrealized appreciation/depreciation of assets2015-12-31$3,363
Total transfer of assets to this plan2015-12-31$2,216,839
Total transfer of assets from this plan2015-12-31$26,008,249
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$68,090
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$289,326
Total income from all sources (including contributions)2015-12-31$-865,486
Total loss/gain on sale of assets2015-12-31$4,715
Total of all expenses incurred2015-12-31$31,233
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$24,400,294
Value of total assets at beginning of year2015-12-31$49,309,659
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$31,233
Total interest from all sources2015-12-31$26
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$27,294
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$34,401
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$51,582
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$68,090
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$289,326
Administrative expenses (other) incurred2015-12-31$3,939
Value of net income/loss2015-12-31$-896,719
Value of net assets at end of year (total assets less liabilities)2015-12-31$24,332,204
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$49,020,333
Income. Interest from US Government securities2015-12-31$26
Value of interest in common/collective trusts at end of year2015-12-31$24,315,914
Value of interest in common/collective trusts at beginning of year2015-12-31$49,143,094
Asset value of US Government securities at end of year2015-12-31$49,979
Asset value of US Government securities at beginning of year2015-12-31$114,983
Net investment gain or loss from common/collective trusts2015-12-31$-873,590
Aggregate proceeds on sale of assets2015-12-31$104,696
Aggregate carrying amount (costs) on sale of assets2015-12-31$99,981
2014 : NTCC COLLECTIVE FUNDS FOR GRANTOR TRUSTS - SMALL CAP FUND 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-83,615
Total unrealized appreciation/depreciation of assets2014-12-31$-83,615
Total transfer of assets to this plan2014-12-31$6,887,087
Total transfer of assets from this plan2014-12-31$31,382,911
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$289,326
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$735,900
Total income from all sources (including contributions)2014-12-31$849,590
Total loss/gain on sale of assets2014-12-31$184,944
Total of all expenses incurred2014-12-31$32,170
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$49,309,659
Value of total assets at beginning of year2014-12-31$73,434,637
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$32,170
Total interest from all sources2014-12-31$39
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$25,752
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$51,582
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$80,110
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$289,326
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$735,900
Administrative expenses (other) incurred2014-12-31$6,418
Value of net income/loss2014-12-31$817,420
Value of net assets at end of year (total assets less liabilities)2014-12-31$49,020,333
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$72,698,737
Income. Interest from US Government securities2014-12-31$39
Value of interest in common/collective trusts at end of year2014-12-31$49,143,094
Value of interest in common/collective trusts at beginning of year2014-12-31$73,204,546
Asset value of US Government securities at end of year2014-12-31$114,983
Asset value of US Government securities at beginning of year2014-12-31$149,981
Net investment gain or loss from common/collective trusts2014-12-31$748,222
Aggregate proceeds on sale of assets2014-12-31$334,928
Aggregate carrying amount (costs) on sale of assets2014-12-31$149,984
2013 : NTCC COLLECTIVE FUNDS FOR GRANTOR TRUSTS - SMALL CAP FUND 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$59,030
Total unrealized appreciation/depreciation of assets2013-12-31$59,030
Total transfer of assets to this plan2013-12-31$6,669,920
Total transfer of assets from this plan2013-12-31$29,548,730
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$735,900
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$926,919
Total income from all sources (including contributions)2013-12-31$24,606,062
Total loss/gain on sale of assets2013-12-31$508,481
Total of all expenses incurred2013-12-31$15,727
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$73,434,637
Value of total assets at beginning of year2013-12-31$71,914,131
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$15,727
Total interest from all sources2013-12-31$96
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$8,412
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$80,110
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$349,333
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$735,900
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$926,919
Administrative expenses (other) incurred2013-12-31$7,315
Value of net income/loss2013-12-31$24,590,335
Value of net assets at end of year (total assets less liabilities)2013-12-31$72,698,737
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$70,987,212
Income. Interest from US Government securities2013-12-31$96
Value of interest in common/collective trusts at end of year2013-12-31$73,204,546
Value of interest in common/collective trusts at beginning of year2013-12-31$71,399,837
Asset value of US Government securities at end of year2013-12-31$149,981
Asset value of US Government securities at beginning of year2013-12-31$164,961
Net investment gain or loss from common/collective trusts2013-12-31$24,038,455
Aggregate proceeds on sale of assets2013-12-31$673,458
Aggregate carrying amount (costs) on sale of assets2013-12-31$164,977
2012 : NTCC COLLECTIVE FUNDS FOR GRANTOR TRUSTS - SMALL CAP FUND 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$30,772
Total unrealized appreciation/depreciation of assets2012-12-31$30,772
Total transfer of assets to this plan2012-12-31$13,922,602
Total transfer of assets from this plan2012-12-31$14,645,357
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$926,919
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,012,385
Total income from all sources (including contributions)2012-12-31$10,716,526
Total loss/gain on sale of assets2012-12-31$282,605
Total of all expenses incurred2012-12-31$35,274
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$0
Value of total assets at end of year2012-12-31$71,914,131
Value of total assets at beginning of year2012-12-31$62,041,100
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$35,274
Total interest from all sources2012-12-31$300
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Administrative expenses professional fees incurred2012-12-31$27,800
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$349,333
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$135,066
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$926,919
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$1,012,385
Administrative expenses (other) incurred2012-12-31$7,474
Value of net income/loss2012-12-31$10,681,252
Value of net assets at end of year (total assets less liabilities)2012-12-31$70,987,212
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$61,028,715
Income. Interest from US Government securities2012-12-31$300
Value of interest in common/collective trusts at end of year2012-12-31$71,399,837
Value of interest in common/collective trusts at beginning of year2012-12-31$61,701,050
Asset value of US Government securities at end of year2012-12-31$164,961
Asset value of US Government securities at beginning of year2012-12-31$204,984
Net investment gain or loss from common/collective trusts2012-12-31$10,402,849
Aggregate proceeds on sale of assets2012-12-31$677,369
Aggregate carrying amount (costs) on sale of assets2012-12-31$394,764
2011 : NTCC COLLECTIVE FUNDS FOR GRANTOR TRUSTS - SMALL CAP FUND 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-16,768
Total unrealized appreciation/depreciation of assets2011-12-31$-16,768
Total transfer of assets to this plan2011-12-31$9,589,986
Total transfer of assets from this plan2011-12-31$22,518,335
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,012,385
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$616,213
Total income from all sources (including contributions)2011-12-31$-854,899
Total loss/gain on sale of assets2011-12-31$98,057
Total of all expenses incurred2011-12-31$28,275
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$0
Value of total assets at end of year2011-12-31$62,041,100
Value of total assets at beginning of year2011-12-31$75,456,451
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$28,275
Total interest from all sources2011-12-31$6
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$20,955
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$135,066
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$652,406
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$1,012,385
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$616,213
Administrative expenses (other) incurred2011-12-31$7,320
Value of net income/loss2011-12-31$-883,174
Value of net assets at end of year (total assets less liabilities)2011-12-31$61,028,715
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$74,840,238
Income. Interest from US Government securities2011-12-31$6
Value of interest in common/collective trusts at end of year2011-12-31$61,701,050
Value of interest in common/collective trusts at beginning of year2011-12-31$74,804,045
Asset value of US Government securities at end of year2011-12-31$204,984
Net investment gain or loss from common/collective trusts2011-12-31$-936,194
Aggregate proceeds on sale of assets2011-12-31$123,054
Aggregate carrying amount (costs) on sale of assets2011-12-31$24,997

Form 5500 Responses for NTCC COLLECTIVE FUNDS FOR GRANTOR TRUSTS - SMALL CAP FUND

2017: NTCC COLLECTIVE FUNDS FOR GRANTOR TRUSTS - SMALL CAP FUND 2017 form 5500 responses
2017-01-01Type of plan entityDFE (Diect Filing Entity)
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2016: NTCC COLLECTIVE FUNDS FOR GRANTOR TRUSTS - SMALL CAP FUND 2016 form 5500 responses
2016-01-01Type of plan entityDFE (Diect Filing Entity)
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2015: NTCC COLLECTIVE FUNDS FOR GRANTOR TRUSTS - SMALL CAP FUND 2015 form 5500 responses
2015-01-01Type of plan entityDFE (Diect Filing Entity)
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2014: NTCC COLLECTIVE FUNDS FOR GRANTOR TRUSTS - SMALL CAP FUND 2014 form 5500 responses
2014-01-01Type of plan entityDFE (Diect Filing Entity)
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2013: NTCC COLLECTIVE FUNDS FOR GRANTOR TRUSTS - SMALL CAP FUND 2013 form 5500 responses
2013-01-01Type of plan entityDFE (Diect Filing Entity)
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2012: NTCC COLLECTIVE FUNDS FOR GRANTOR TRUSTS - SMALL CAP FUND 2012 form 5500 responses
2012-01-01Type of plan entityDFE (Diect Filing Entity)
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2011: NTCC COLLECTIVE FUNDS FOR GRANTOR TRUSTS - SMALL CAP FUND 2011 form 5500 responses
2011-01-01Type of plan entityDFE (Diect Filing Entity)
2011-01-01First time form 5500 has been submittedYes
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo

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