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AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameAMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN
Plan identification number 001

AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AMERICAN PROFESSIONAL ASSOCIATES, LLC has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN PROFESSIONAL ASSOCIATES, LLC
Employer identification number (EIN):841708057
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about AMERICAN PROFESSIONAL ASSOCIATES, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 5392972

More information about AMERICAN PROFESSIONAL ASSOCIATES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01MICHAEL MCCORD2023-07-31 MICHAEL MCCORD2023-07-31
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012018-01-01DALE MCCORD2020-04-15
0012017-01-01DALE MCCORD DALE MCCORD2018-10-15
0012017-01-01DALE MCCORD2020-04-07
0012016-01-01DALE MCCORD DALE MCCORD2017-12-06
0012015-01-01DALE MCCORD2016-08-09 DALE MCCORD2016-08-09
0012014-01-01DALE MCCORD2015-08-31 DALE MCCORD2015-08-31
0012013-01-01DALE MCCORD2014-06-13 DALE MCCORD2014-06-13
0012012-01-01DALE MCCORD2013-07-08 DALE MCCORD2013-07-08
0012011-01-01DALE MCCORD2012-09-27 DALE MCCORD2012-09-27
0012009-01-01DALE MCCORD DALE MCCORD2010-10-15

Plan Statistics for AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2021: AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01105
Total number of active participants reported on line 7a of the Form 55002021-01-0144
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0140
Total of all active and inactive participants2021-01-0184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0184
Number of participants with account balances2021-01-0168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011
2020: AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01111
Total number of active participants reported on line 7a of the Form 55002020-01-0153
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-0150
Total of all active and inactive participants2020-01-01105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01105
Number of participants with account balances2020-01-0184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-015
2019: AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01112
Total number of active participants reported on line 7a of the Form 55002019-01-0157
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-0152
Total of all active and inactive participants2019-01-01112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01112
Number of participants with account balances2019-01-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-013
2018: AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01129
Total number of active participants reported on line 7a of the Form 55002018-01-0154
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0155
Total of all active and inactive participants2018-01-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01109
Number of participants with account balances2018-01-0186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011
2017: AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01153
Total number of active participants reported on line 7a of the Form 55002017-01-0183
Number of retired or separated participants receiving benefits2017-01-015
Number of other retired or separated participants entitled to future benefits2017-01-0146
Total of all active and inactive participants2017-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01134
Number of participants with account balances2017-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-018
2016: AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01135
Total number of active participants reported on line 7a of the Form 55002016-01-01110
Number of retired or separated participants receiving benefits2016-01-013
Number of other retired or separated participants entitled to future benefits2016-01-0136
Total of all active and inactive participants2016-01-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01149
Number of participants with account balances2016-01-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014
2009: AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01148
Total number of active participants reported on line 7a of the Form 55002009-01-0120
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01114
Total of all active and inactive participants2009-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01134
Number of participants with account balances2009-01-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-016

Financial Data on AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2021 : AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$785,545
Total of all expenses incurred2021-12-31$425,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$418,917
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$247,053
Value of total assets at end of year2021-12-31$4,498,370
Value of total assets at beginning of year2021-12-31$4,138,098
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$6,356
Total interest from all sources2021-12-31$1,486
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,797
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,797
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$450,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$249,897
Participant contributions at end of year2021-12-31$30,708
Participant contributions at beginning of year2021-12-31$39,733
Participant contributions at end of year2021-12-31$3,140
Other income not declared elsewhere2021-12-31$6,508
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$360,272
Value of net assets at end of year (total assets less liabilities)2021-12-31$4,498,370
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$4,138,098
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$479,505
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$118,282
Interest on participant loans2021-12-31$1,486
Value of interest in common/collective trusts at end of year2021-12-31$3,985,017
Value of interest in common/collective trusts at beginning of year2021-12-31$3,980,083
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$12,266
Net investment gain or loss from common/collective trusts2021-12-31$516,435
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$-2,844
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$418,917
Contract administrator fees2021-12-31$6,356
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31NICHOLS CAULEY AND ASSOCIATES LLC
Accountancy firm EIN2021-12-31582475857
2020 : AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$735,677
Total of all expenses incurred2020-12-31$433,205
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$420,024
Expenses. Certain deemed distributions of participant loans2020-12-31$2,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$220,121
Value of total assets at end of year2020-12-31$4,138,098
Value of total assets at beginning of year2020-12-31$3,835,626
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$10,381
Total interest from all sources2020-12-31$694
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,361
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,361
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$450,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$218,094
Participant contributions at end of year2020-12-31$39,733
Participant contributions at beginning of year2020-12-31$3,287
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,027
Other income not declared elsewhere2020-12-31$9,068
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$302,472
Value of net assets at end of year (total assets less liabilities)2020-12-31$4,138,098
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$3,835,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$118,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$290,540
Interest on participant loans2020-12-31$694
Value of interest in common/collective trusts at end of year2020-12-31$3,980,083
Value of interest in common/collective trusts at beginning of year2020-12-31$3,541,799
Net investment gain or loss from common/collective trusts2020-12-31$504,433
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$420,024
Contract administrator fees2020-12-31$10,381
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31NICHOLS, CAULEY & ASSOCIATES, LLC
Accountancy firm EIN2020-12-31582475857
2019 : AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$1,038,232
Total income from all sources (including contributions)2019-12-31$1,038,232
Total of all expenses incurred2019-12-31$472,223
Total of all expenses incurred2019-12-31$472,223
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$463,637
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$463,637
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$366,875
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$366,875
Value of total assets at end of year2019-12-31$3,835,626
Value of total assets at beginning of year2019-12-31$3,269,617
Value of total assets at beginning of year2019-12-31$3,269,617
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$8,586
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$8,586
Total interest from all sources2019-12-31$3,203
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,677
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,677
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,677
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,677
Administrative expenses professional fees incurred2019-12-31$8,586
Administrative expenses professional fees incurred2019-12-31$8,586
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$400,000
Value of fidelity bond cover2019-12-31$400,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$239,704
Contributions received from participants2019-12-31$239,704
Participant contributions at end of year2019-12-31$3,287
Participant contributions at end of year2019-12-31$3,287
Participant contributions at beginning of year2019-12-31$33,844
Participant contributions at beginning of year2019-12-31$33,844
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$56,933
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$56,933
Other income not declared elsewhere2019-12-31$13,494
Other income not declared elsewhere2019-12-31$13,494
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$566,009
Value of net income/loss2019-12-31$566,009
Value of net assets at end of year (total assets less liabilities)2019-12-31$3,835,626
Value of net assets at end of year (total assets less liabilities)2019-12-31$3,835,626
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,269,617
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,269,617
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$290,540
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$290,540
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$237,744
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$237,744
Interest on participant loans2019-12-31$3,203
Interest on participant loans2019-12-31$3,203
Value of interest in common/collective trusts at end of year2019-12-31$3,541,799
Value of interest in common/collective trusts at end of year2019-12-31$3,541,799
Value of interest in common/collective trusts at beginning of year2019-12-31$2,799,433
Value of interest in common/collective trusts at beginning of year2019-12-31$2,799,433
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$651,983
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$651,983
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$70,238
Contributions received in cash from employer2019-12-31$70,238
Employer contributions (assets) at beginning of year2019-12-31$198,596
Employer contributions (assets) at beginning of year2019-12-31$198,596
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$463,637
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$463,637
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31NICHOLS, CAULEY & ASSOCIATES, LLC
Accountancy firm name2019-12-31NICHOLS, CAULEY & ASSOCIATES, LLC
Accountancy firm EIN2019-12-31582475857
Accountancy firm EIN2019-12-31582475857
2018 : AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$-192,030
Total of all expenses incurred2018-12-31$330,158
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$309,205
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$63,024
Value of total assets at end of year2018-12-31$3,276,679
Value of total assets at beginning of year2018-12-31$3,798,867
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$20,953
Total interest from all sources2018-12-31$1,686
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,184
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,184
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$400,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$41,860
Participant contributions at end of year2018-12-31$33,844
Participant contributions at beginning of year2018-12-31$34,171
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$928
Other income not declared elsewhere2018-12-31$-1,366
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-522,188
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,276,679
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,798,867
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$17,320
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$245,519
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$149,199
Interest on participant loans2018-12-31$1,686
Value of interest in common/collective trusts at end of year2018-12-31$2,798,720
Value of interest in common/collective trusts at beginning of year2018-12-31$3,437,137
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-28,199
Net investment gain or loss from common/collective trusts2018-12-31$-229,359
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at beginning of year2018-12-31$0
Contributions received in cash from employer2018-12-31$21,164
Employer contributions (assets) at end of year2018-12-31$198,596
Employer contributions (assets) at beginning of year2018-12-31$177,432
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$309,205
Contract administrator fees2018-12-31$3,633
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31NICHOLS CAULEY & ASSOCIATES
Accountancy firm EIN2018-12-31582475857
2017 : AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$1,098,176
Total of all expenses incurred2017-12-31$937,393
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$931,159
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$545,029
Value of total assets at end of year2017-12-31$3,798,867
Value of total assets at beginning of year2017-12-31$3,638,084
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$6,234
Total interest from all sources2017-12-31$1,622
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,585
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,585
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$400,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$366,456
Participant contributions at end of year2017-12-31$34,171
Participant contributions at beginning of year2017-12-31$10,940
Participant contributions at end of year2017-12-31$928
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,141
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$12,758
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$160,783
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,798,867
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,638,084
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$149,199
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$183,518
Interest on participant loans2017-12-31$1,622
Value of interest in common/collective trusts at end of year2017-12-31$3,437,137
Value of interest in common/collective trusts at beginning of year2017-12-31$3,310,559
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$41,245
Net investment gain or loss from common/collective trusts2017-12-31$507,695
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$177,432
Employer contributions (assets) at end of year2017-12-31$177,432
Employer contributions (assets) at beginning of year2017-12-31$133,067
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$918,401
Contract administrator fees2017-12-31$6,234
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BERKOWITZ POLLACK BRANT
Accountancy firm EIN2017-12-31592742314
2016 : AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,200,501
Total of all expenses incurred2016-12-31$421,735
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$404,439
Value of total corrective distributions2016-12-31$12,988
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$757,621
Value of total assets at end of year2016-12-31$3,638,084
Value of total assets at beginning of year2016-12-31$2,859,318
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,308
Total interest from all sources2016-12-31$851
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,891
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,891
Administrative expenses professional fees incurred2016-12-31$4,308
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$350,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$471,192
Participant contributions at end of year2016-12-31$10,940
Participant contributions at beginning of year2016-12-31$28,666
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$153,362
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$2,181
Other income not declared elsewhere2016-12-31$74,022
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$778,766
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,638,084
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,859,318
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$183,518
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,830,652
Interest on participant loans2016-12-31$851
Value of interest in common/collective trusts at end of year2016-12-31$3,310,559
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$-28,043
Net investment gain or loss from common/collective trusts2016-12-31$394,159
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$133,067
Employer contributions (assets) at end of year2016-12-31$133,067
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$402,258
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31NICHOLS, CAULEY AND ASSOCIATES, LLC
Accountancy firm EIN2016-12-31582475857
2010 : AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$-103,068
Total unrealized appreciation/depreciation of assets2010-12-31$-103,068
Total transfer of assets from this plan2010-12-31$721,896
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$19,019
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$5,957
Total income from all sources (including contributions)2010-12-31$306,949
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$236,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$222,097
Value of total corrective distributions2010-12-31$13,488
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$199,793
Value of total assets at end of year2010-12-31$2,059,357
Value of total assets at beginning of year2010-12-31$2,697,302
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$475
Total interest from all sources2010-12-31$18,407
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Assets. Real estate other than employer real property at end of year2010-12-31$74,000
Assets. Real estate other than employer real property at beginning of year2010-12-31$177,068
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$350,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31Yes
Amount of non-exempt transactions with any party-in-interest2010-12-31$295,459
Contributions received from participants2010-12-31$142,917
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Participant contributions at end of year2010-12-31$14,584
Participant contributions at beginning of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$313,828
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$19,019
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$5,957
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$70,889
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,040,338
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,691,345
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,164
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,385,835
Value of interest in pooled separate accounts at end of year2010-12-31$1,617,558
Income. Interest from loans (other than to participants)2010-12-31$18,407
Value of interest in common/collective trusts at beginning of year2010-12-31$121,438
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,433
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,433
Net investment gain/loss from pooled separate accounts2010-12-31$191,817
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$56,876
Employer contributions (assets) at end of year2010-12-31$35,223
Employer contributions (assets) at beginning of year2010-12-31$11,528
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$222,097
Contract administrator fees2010-12-31$475
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KELLY BOSHELL TOOLE & ELLISON, LLP
Accountancy firm EIN2010-12-31205920496
2009 : AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN

2021: AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2009: AMERICAN PROFESSIONAL ASSOCIATES, LLC 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-801015
Policy instance 1
Insurance contract or identification numberGA-801015
Number of Individuals Covered78
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0

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