VP COMPLIANCE HOLDINGS, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CHARLES RIZZO & ASSOCIATES OF NY, INC. 401(K) RETIREMENT PLAN
401k plan membership statisitcs for CHARLES RIZZO & ASSOCIATES OF NY, INC. 401(K) RETIREMENT PLAN
Measure | Date | Value |
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2022: CHARLES RIZZO & ASSOCIATES OF NY, INC. 401(K) RETIREMENT PLAN 2022 401k membership |
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Total participants, beginning-of-year | 2022-01-01 | 161 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 111 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 51 |
Total of all active and inactive participants | 2022-01-01 | 162 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
Total participants | 2022-01-01 | 162 |
Number of participants with account balances | 2022-01-01 | 141 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
2021: CHARLES RIZZO & ASSOCIATES OF NY, INC. 401(K) RETIREMENT PLAN 2021 401k membership |
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Total participants, beginning-of-year | 2021-01-01 | 88 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 107 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 32 |
Total of all active and inactive participants | 2021-01-01 | 139 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
Total participants | 2021-01-01 | 139 |
Number of participants with account balances | 2021-01-01 | 109 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
2020: CHARLES RIZZO & ASSOCIATES OF NY, INC. 401(K) RETIREMENT PLAN 2020 401k membership |
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Total participants, beginning-of-year | 2020-01-01 | 85 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 64 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 24 |
Total of all active and inactive participants | 2020-01-01 | 88 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
Total participants | 2020-01-01 | 88 |
Number of participants with account balances | 2020-01-01 | 70 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
Measure | Date | Value |
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2022 : CHARLES RIZZO & ASSOCIATES OF NY, INC. 401(K) RETIREMENT PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $2,387,021 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $426,582 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $423,041 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $3,678,666 |
Value of total assets at end of year | 2022-12-31 | $7,702,916 |
Value of total assets at beginning of year | 2022-12-31 | $5,742,477 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $3,541 |
Total interest from all sources | 2022-12-31 | $5,989 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $904,083 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $2,319,196 |
Assets. Loans (other than to participants) at end of year | 2022-12-31 | $201,747 |
Assets. Loans (other than to participants) at beginning of year | 2022-12-31 | $8,700 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $1,960,439 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $7,702,916 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $5,742,477 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $7,500,200 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $5,732,808 |
Interest on participant loans | 2022-12-31 | $5,989 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $969 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $969 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $969 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-1,297,634 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $455,387 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $423,041 |
Contract administrator fees | 2022-12-31 | $3,541 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | PBMARES, LLP |
Accountancy firm EIN | 2022-12-31 | 540737372 |
2021 : CHARLES RIZZO & ASSOCIATES OF NY, INC. 401(K) RETIREMENT PLAN 2021 401k financial data |
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Transfers to/from the plan | 2021-12-31 | $0 |
Total plan liabilities at end of year | 2021-12-31 | $0 |
Total plan liabilities at beginning of year | 2021-12-31 | $0 |
Total income from all sources | 2021-12-31 | $1,705,384 |
Expenses. Total of all expenses incurred | 2021-12-31 | $120,100 |
Benefits paid (including direct rollovers) | 2021-12-31 | $118,002 |
Total plan assets at end of year | 2021-12-31 | $5,742,477 |
Total plan assets at beginning of year | 2021-12-31 | $4,157,193 |
Value of fidelity bond covering the plan | 2021-12-31 | $300,000 |
Total contributions received or receivable from participants | 2021-12-31 | $571,314 |
Expenses. Other expenses not covered elsewhere | 2021-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2021-12-31 | $128,292 |
Other income received | 2021-12-31 | $733,207 |
Net income (gross income less expenses) | 2021-12-31 | $1,585,284 |
Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $5,742,477 |
Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $4,157,193 |
Assets. Value of participant loans | 2021-12-31 | $8,700 |
Total contributions received or receivable from employer(s) | 2021-12-31 | $272,571 |
Value of certain deemed distributions of participant loans | 2021-12-31 | $0 |
Value of corrective distributions | 2021-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2021-12-31 | $2,098 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
2020 : CHARLES RIZZO & ASSOCIATES OF NY, INC. 401(K) RETIREMENT PLAN 2020 401k financial data |
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Transfers to/from the plan | 2020-12-31 | $0 |
Total plan liabilities at end of year | 2020-12-31 | $0 |
Total plan liabilities at beginning of year | 2020-12-31 | $0 |
Total income from all sources | 2020-12-31 | $997,553 |
Expenses. Total of all expenses incurred | 2020-12-31 | $153,936 |
Benefits paid (including direct rollovers) | 2020-12-31 | $152,665 |
Total plan assets at end of year | 2020-12-31 | $4,157,193 |
Total plan assets at beginning of year | 2020-12-31 | $3,313,576 |
Value of fidelity bond covering the plan | 2020-12-31 | $300,000 |
Total contributions received or receivable from participants | 2020-12-31 | $361,871 |
Expenses. Other expenses not covered elsewhere | 2020-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2020-12-31 | $0 |
Other income received | 2020-12-31 | $554,452 |
Noncash contributions received | 2020-12-31 | $0 |
Net income (gross income less expenses) | 2020-12-31 | $843,617 |
Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $4,157,193 |
Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $3,313,576 |
Assets. Value of participant loans | 2020-12-31 | $13,561 |
Total contributions received or receivable from employer(s) | 2020-12-31 | $81,230 |
Value of certain deemed distributions of participant loans | 2020-12-31 | $0 |
Value of corrective distributions | 2020-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2020-12-31 | $1,271 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
2022: CHARLES RIZZO & ASSOCIATES OF NY, INC. 401(K) RETIREMENT PLAN 2022 form 5500 responses |
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2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Insurance | Yes |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: CHARLES RIZZO & ASSOCIATES OF NY, INC. 401(K) RETIREMENT PLAN 2021 form 5500 responses |
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2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Insurance | Yes |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: CHARLES RIZZO & ASSOCIATES OF NY, INC. 401(K) RETIREMENT PLAN 2020 form 5500 responses |
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2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Insurance | Yes |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |