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PUEBLO OF POJOAQUE 401(K) PLAN 401k Plan overview

Plan NamePUEBLO OF POJOAQUE 401(K) PLAN
Plan identification number 004

PUEBLO OF POJOAQUE 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PUEBLO OF POJOAQUE has sponsored the creation of one or more 401k plans.

Company Name:PUEBLO OF POJOAQUE
Employer identification number (EIN):850219423
NAIC Classification:921000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PUEBLO OF POJOAQUE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042022-01-01
0042021-01-01
0042020-01-01
0042019-01-01
0042018-01-01
0042018-01-01
0042018-01-01
0042017-01-01KEVIN E THOMAS KEVIN E THOMAS2019-01-11
0042017-01-01KEVIN THOMAS KEVIN THOMAS2018-10-15
0042016-01-01KEVIN THOMAS KEVIN THOMAS2017-10-13
0042015-01-01KEVIN THOMAS KEVIN THOMAS2016-10-11
0042014-01-01ROGER GRINAGE ROGER GRINAGE2015-10-08
0042013-01-01ROGER GRINAGE ROGER GRINAGE2014-08-26
0042012-01-01ROGER GRINAGE ROGER GRINAGE2013-10-15
0042011-01-01ROGER GRINAGE ROGER GRINAGE2012-10-08
0042009-01-01LINDA DIAZ LINDA DIAZ2010-10-14

Plan Statistics for PUEBLO OF POJOAQUE 401(K) PLAN

401k plan membership statisitcs for PUEBLO OF POJOAQUE 401(K) PLAN

Measure Date Value
2022: PUEBLO OF POJOAQUE 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01822
Total number of active participants reported on line 7a of the Form 55002022-01-01673
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0183
Total of all active and inactive participants2022-01-01756
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01756
Number of participants with account balances2022-01-01331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0111
2021: PUEBLO OF POJOAQUE 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01835
Total number of active participants reported on line 7a of the Form 55002021-01-01667
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01155
Total of all active and inactive participants2021-01-01822
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01822
Number of participants with account balances2021-01-01384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-013
2020: PUEBLO OF POJOAQUE 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01958
Total number of active participants reported on line 7a of the Form 55002020-01-01591
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01244
Total of all active and inactive participants2020-01-01835
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01835
Number of participants with account balances2020-01-01471
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0114
2019: PUEBLO OF POJOAQUE 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,004
Total number of active participants reported on line 7a of the Form 55002019-01-01688
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01203
Total of all active and inactive participants2019-01-01891
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01891
Number of participants with account balances2019-01-01455
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0120
2018: PUEBLO OF POJOAQUE 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01936
Total number of active participants reported on line 7a of the Form 55002018-01-01667
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01202
Total of all active and inactive participants2018-01-01869
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01869
Number of participants with account balances2018-01-01467
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-018
2017: PUEBLO OF POJOAQUE 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01936
Total number of active participants reported on line 7a of the Form 55002017-01-01645
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01196
Total of all active and inactive participants2017-01-01841
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01841
Number of participants with account balances2017-01-01451
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0116
2016: PUEBLO OF POJOAQUE 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,005
Total number of active participants reported on line 7a of the Form 55002016-01-01676
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01191
Total of all active and inactive participants2016-01-01867
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01867
Number of participants with account balances2016-01-01452
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0131
2015: PUEBLO OF POJOAQUE 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,030
Total number of active participants reported on line 7a of the Form 55002015-01-01719
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01186
Total of all active and inactive participants2015-01-01905
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01905
Number of participants with account balances2015-01-01474
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0129
2014: PUEBLO OF POJOAQUE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,042
Total number of active participants reported on line 7a of the Form 55002014-01-01791
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01169
Total of all active and inactive participants2014-01-01960
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01960
Number of participants with account balances2014-01-01474
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0116
2013: PUEBLO OF POJOAQUE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,113
Total number of active participants reported on line 7a of the Form 55002013-01-01781
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01178
Total of all active and inactive participants2013-01-01959
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01959
Number of participants with account balances2013-01-01482
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0127
2012: PUEBLO OF POJOAQUE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01773
Total number of active participants reported on line 7a of the Form 55002012-01-01634
Number of retired or separated participants receiving benefits2012-01-013
Number of other retired or separated participants entitled to future benefits2012-01-0182
Total of all active and inactive participants2012-01-01719
Total participants2012-01-01719
Number of participants with account balances2012-01-01298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0122
2011: PUEBLO OF POJOAQUE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01842
Total number of active participants reported on line 7a of the Form 55002011-01-01626
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0171
Total of all active and inactive participants2011-01-01698
Total participants2011-01-01698
Number of participants with account balances2011-01-01276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0128
2009: PUEBLO OF POJOAQUE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,013
Total number of active participants reported on line 7a of the Form 55002009-01-01698
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0142
Total of all active and inactive participants2009-01-01740
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01741
Number of participants with account balances2009-01-01286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0122

Financial Data on PUEBLO OF POJOAQUE 401(K) PLAN

Measure Date Value
2022 : PUEBLO OF POJOAQUE 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$0
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Expenses. Interest paid2022-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$0
Total income from all sources (including contributions)2022-12-31$-626,808
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,193,332
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,104,745
Expenses. Certain deemed distributions of participant loans2022-12-31$0
Value of total corrective distributions2022-12-31$19,498
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,570,237
Value of total assets at end of year2022-12-31$12,142,415
Value of total assets at beginning of year2022-12-31$14,962,555
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$69,089
Total income from rents2022-12-31$0
Total interest from all sources2022-12-31$13,424
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$584,146
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$584,146
Assets. Real estate other than employer real property at end of year2022-12-31$0
Assets. Real estate other than employer real property at beginning of year2022-12-31$0
Administrative expenses professional fees incurred2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$860,461
Participant contributions at end of year2022-12-31$354,252
Participant contributions at beginning of year2022-12-31$294,111
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$155,573
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Assets. Loans (other than to participants) at end of year2022-12-31$0
Assets. Loans (other than to participants) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$0
Administrative expenses (other) incurred2022-12-31$66,387
Liabilities. Value of operating payables at end of year2022-12-31$0
Liabilities. Value of operating payables at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-2,820,140
Value of net assets at end of year (total assets less liabilities)2022-12-31$12,142,415
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$14,962,555
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$2,702
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$11,249,956
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$14,173,013
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$0
Interest on participant loans2022-12-31$13,420
Income. Interest from loans (other than to participants)2022-12-31$0
Interest earned on other investments2022-12-31$0
Income. Interest from US Government securities2022-12-31$0
Income. Interest from corporate debt instruments2022-12-31$0
Value of interest in master investment trust accounts at end of year2022-12-31$0
Value of interest in master investment trust accounts at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$537,571
Value of interest in common/collective trusts at beginning of year2022-12-31$495,431
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$636
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$4
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$0
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,807,176
Net investment gain/loss from pooled separate accounts2022-12-31$0
Net investment gain or loss from common/collective trusts2022-12-31$12,561
Net gain/loss from 103.12 investment entities2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$0
Assets. Invements in employer securities at beginning of year2022-12-31$0
Assets. Value of employer real property at end of year2022-12-31$0
Assets. Value of employer real property at beginning of year2022-12-31$0
Contributions received in cash from employer2022-12-31$554,203
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$0
Income. Dividends from preferred stock2022-12-31$0
Income. Dividends from common stock2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,104,745
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$0
Contract administrator fees2022-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$0
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$0
Aggregate carrying amount (costs) on sale of assets2022-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2022-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-12-31$0
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31LOFTIS AND LOVATO GROUP LLC
Accountancy firm EIN2022-12-31843463346
2021 : PUEBLO OF POJOAQUE 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$0
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$64,431
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,046,776
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,456,150
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,446,456
Expenses. Certain deemed distributions of participant loans2021-12-31$0
Value of total corrective distributions2021-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,227,323
Value of total assets at end of year2021-12-31$14,962,555
Value of total assets at beginning of year2021-12-31$13,436,360
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$9,694
Total income from rents2021-12-31$0
Total interest from all sources2021-12-31$25,063
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$751,155
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$751,155
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$742,422
Participant contributions at end of year2021-12-31$294,111
Participant contributions at beginning of year2021-12-31$380,152
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$-3,015
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$3,257
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$41,557
Other income not declared elsewhere2021-12-31$99,992
Administrative expenses (other) incurred2021-12-31$9,562
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$22,874
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$1,590,626
Value of net assets at end of year (total assets less liabilities)2021-12-31$14,962,555
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$13,371,929
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$132
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$14,173,013
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$12,714,237
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$12,394
Income. Interest from loans (other than to participants)2021-12-31$0
Interest earned on other investments2021-12-31$12,669
Income. Interest from US Government securities2021-12-31$0
Income. Interest from corporate debt instruments2021-12-31$0
Value of interest in master investment trust accounts at end of year2021-12-31$0
Value of interest in master investment trust accounts at beginning of year2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$495,431
Value of interest in common/collective trusts at beginning of year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$329,587
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$940,182
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$3,061
Net gain/loss from 103.12 investment entities2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Assets. Value of employer real property at end of year2021-12-31$0
Assets. Value of employer real property at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$481,644
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$15,399
Income. Dividends from preferred stock2021-12-31$0
Income. Dividends from common stock2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,446,456
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Contract administrator fees2021-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$0
Aggregate carrying amount (costs) on sale of assets2021-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31LOFTIS AND LOVATO GROUP LLC
Accountancy firm EIN2021-12-31843463346
2020 : PUEBLO OF POJOAQUE 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$64,431
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$92,124
Total income from all sources (including contributions)2020-12-31$3,030,262
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$984,674
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$841,873
Value of total corrective distributions2020-12-31$41,557
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,181,909
Value of total assets at end of year2020-12-31$13,436,360
Value of total assets at beginning of year2020-12-31$11,418,465
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$101,244
Total interest from all sources2020-12-31$19,334
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$181,070
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$181,070
Administrative expenses professional fees incurred2020-12-31$18,261
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$719,498
Participant contributions at end of year2020-12-31$380,152
Participant contributions at beginning of year2020-12-31$469,168
Participant contributions at end of year2020-12-31$-3,015
Participant contributions at beginning of year2020-12-31$-478
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$41,557
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$57,635
Liabilities. Value of operating payables at end of year2020-12-31$22,874
Liabilities. Value of operating payables at beginning of year2020-12-31$34,489
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,045,588
Value of net assets at end of year (total assets less liabilities)2020-12-31$13,371,929
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$11,326,341
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$28,387
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$12,714,237
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$10,639,164
Interest on participant loans2020-12-31$19,197
Interest earned on other investments2020-12-31$137
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$329,587
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$297,864
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,647,949
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$462,411
Employer contributions (assets) at end of year2020-12-31$15,399
Employer contributions (assets) at beginning of year2020-12-31$12,747
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$841,873
Contract administrator fees2020-12-31$54,596
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31LOFTIS & LOVATO GROUP LLC
Accountancy firm EIN2020-12-31843463346
2019 : PUEBLO OF POJOAQUE 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$92,124
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$99,805
Total income from all sources (including contributions)2019-12-31$3,281,813
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,612,332
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,459,821
Value of total corrective distributions2019-12-31$56,114
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,308,064
Value of total assets at end of year2019-12-31$11,418,465
Value of total assets at beginning of year2019-12-31$9,756,665
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$96,397
Total interest from all sources2019-12-31$22,302
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$162,291
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$162,291
Administrative expenses professional fees incurred2019-12-31$15,824
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$772,665
Participant contributions at end of year2019-12-31$469,168
Participant contributions at beginning of year2019-12-31$405,971
Participant contributions at end of year2019-12-31$-478
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$15,605
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$57,635
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$56,073
Liabilities. Value of operating payables at end of year2019-12-31$34,489
Liabilities. Value of operating payables at beginning of year2019-12-31$43,732
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,669,481
Value of net assets at end of year (total assets less liabilities)2019-12-31$11,326,341
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,656,860
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$25,788
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$10,639,164
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,230,687
Interest on participant loans2019-12-31$21,651
Interest earned on other investments2019-12-31$651
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$43,732
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$43,732
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$297,864
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$84,710
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,789,156
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$519,794
Employer contributions (assets) at end of year2019-12-31$12,747
Employer contributions (assets) at beginning of year2019-12-31$-8,435
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,459,821
Contract administrator fees2019-12-31$54,785
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31LOFTIS & LOVATO GROUP LLC
Accountancy firm EIN2019-12-31843463346
2018 : PUEBLO OF POJOAQUE 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$99,805
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$101,911
Total income from all sources (including contributions)2018-12-31$743,123
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$700,083
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$513,475
Value of total corrective distributions2018-12-31$56,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,345,340
Value of total assets at end of year2018-12-31$9,756,665
Value of total assets at beginning of year2018-12-31$9,715,731
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$130,535
Total interest from all sources2018-12-31$14,600
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$31,794
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$737,967
Participant contributions at end of year2018-12-31$405,971
Participant contributions at beginning of year2018-12-31$0
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$30,240
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$8,733
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$56,073
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$48,584
Administrative expenses (other) incurred2018-12-31$0
Liabilities. Value of operating payables at end of year2018-12-31$43,732
Liabilities. Value of operating payables at beginning of year2018-12-31$53,327
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$43,040
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,656,860
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$9,613,820
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$18,907
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,230,687
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$9,381,585
Income. Interest from loans (other than to participants)2018-12-31$10,369
Interest earned on other investments2018-12-31$4,231
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$43,732
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$53,328
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$53,328
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$84,710
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$209,230
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-616,817
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$598,640
Employer contributions (assets) at end of year2018-12-31$-8,435
Employer contributions (assets) at beginning of year2018-12-31$41,348
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$513,475
Contract administrator fees2018-12-31$79,834
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31STAUFFER & ASSOCIATES, PLLC
Accountancy firm EIN2018-12-31912003781
2017 : PUEBLO OF POJOAQUE 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$101,911
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$33,330
Total income from all sources (including contributions)2017-12-31$2,474,790
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,135,576
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$994,204
Value of total corrective distributions2017-12-31$48,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,111,101
Value of total assets at end of year2017-12-31$9,715,731
Value of total assets at beginning of year2017-12-31$8,307,936
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$92,788
Total interest from all sources2017-12-31$3,838
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$7,264
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$657,246
Participant contributions at end of year2017-12-31$30,240
Participant contributions at beginning of year2017-12-31$13,555
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$30,248
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$48,584
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$3,067
Administrative expenses (other) incurred2017-12-31$0
Liabilities. Value of operating payables at end of year2017-12-31$53,327
Liabilities. Value of operating payables at beginning of year2017-12-31$30,263
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,339,214
Value of net assets at end of year (total assets less liabilities)2017-12-31$9,613,820
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$8,274,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$9,381,585
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$8,085,094
Interest earned on other investments2017-12-31$3,838
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$53,328
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$30,264
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$30,264
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$209,230
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$155,344
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,359,851
Net investment gain/loss from pooled separate accounts2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$423,607
Employer contributions (assets) at end of year2017-12-31$41,348
Employer contributions (assets) at beginning of year2017-12-31$23,679
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$994,204
Contract administrator fees2017-12-31$85,524
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31STAUFFER & ASSOCIATES, PLLC
Accountancy firm EIN2017-12-31912003781
2016 : PUEBLO OF POJOAQUE 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$33,330
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$55,974
Total income from all sources (including contributions)2016-12-31$1,743,999
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,661,585
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,551,837
Value of total corrective distributions2016-12-31$3,067
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,153,280
Value of total assets at end of year2016-12-31$8,307,936
Value of total assets at beginning of year2016-12-31$8,248,166
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$106,681
Total interest from all sources2016-12-31$1,970
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$30,507
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$701,051
Participant contributions at end of year2016-12-31$13,555
Participant contributions at beginning of year2016-12-31$9,963
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$3,067
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$30,651
Liabilities. Value of operating payables at end of year2016-12-31$30,263
Liabilities. Value of operating payables at beginning of year2016-12-31$25,323
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$82,414
Value of net assets at end of year (total assets less liabilities)2016-12-31$8,274,606
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$8,192,192
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$8,085,094
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$8,116,216
Interest earned on other investments2016-12-31$1,970
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$30,264
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$25,323
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$25,323
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$155,344
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$81,207
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$588,749
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$452,229
Employer contributions (assets) at end of year2016-12-31$23,679
Employer contributions (assets) at beginning of year2016-12-31$15,457
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,551,837
Contract administrator fees2016-12-31$76,174
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31STAUFFER & ASSOCIATES, PLLC
Accountancy firm EIN2016-12-31912003781
2015 : PUEBLO OF POJOAQUE 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$55,974
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$78,533
Total income from all sources (including contributions)2015-12-31$1,192,419
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,200,348
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,108,534
Value of total corrective distributions2015-12-31$30,651
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,249,255
Value of total assets at end of year2015-12-31$8,248,166
Value of total assets at beginning of year2015-12-31$9,278,654
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$61,163
Total interest from all sources2015-12-31$645
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$7,051
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$705,617
Participant contributions at end of year2015-12-31$9,963
Participant contributions at beginning of year2015-12-31$46,386
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$44,589
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$30,651
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$61,551
Administrative expenses (other) incurred2015-12-31$0
Liabilities. Value of operating payables at end of year2015-12-31$25,323
Liabilities. Value of operating payables at beginning of year2015-12-31$16,982
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,007,929
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,192,192
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$9,200,121
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$8,455
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$8,116,216
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$9,115,354
Interest earned on other investments2015-12-31$645
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$25,323
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$15,234
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$15,234
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$81,207
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$69,578
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-57,481
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$499,049
Employer contributions (assets) at end of year2015-12-31$15,457
Employer contributions (assets) at beginning of year2015-12-31$32,102
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,108,534
Contract administrator fees2015-12-31$45,657
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31STAUFFER & ASSOCIATES, PLLC
Accountancy firm EIN2015-12-31912003781
2014 : PUEBLO OF POJOAQUE 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$78,533
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$43,221
Total income from all sources (including contributions)2014-12-31$1,541,740
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,172,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,070,991
Value of total corrective distributions2014-12-31$61,551
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,103,544
Value of total assets at end of year2014-12-31$9,278,654
Value of total assets at beginning of year2014-12-31$8,874,154
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$40,010
Total interest from all sources2014-12-31$118
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$16,982
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$653,928
Participant contributions at end of year2014-12-31$46,386
Participant contributions at beginning of year2014-12-31$14,332
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$61,551
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$43,221
Administrative expenses (other) incurred2014-12-31$0
Liabilities. Value of operating payables at end of year2014-12-31$16,982
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$369,188
Value of net assets at end of year (total assets less liabilities)2014-12-31$9,200,121
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,830,933
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$9,115,354
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,771,257
Interest earned on other investments2014-12-31$118
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$15,234
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$804
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$804
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$69,578
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$69,496
Net investment gain/loss from pooled separate accounts2014-12-31$438,078
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$449,616
Employer contributions (assets) at end of year2014-12-31$32,102
Employer contributions (assets) at beginning of year2014-12-31$18,265
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,070,991
Contract administrator fees2014-12-31$23,028
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31STAUFFER & ASSOCIATES, PLLC
Accountancy firm EIN2014-12-31912003781
2013 : PUEBLO OF POJOAQUE 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$3,044,834
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$43,221
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$7,259
Total income from all sources (including contributions)2013-12-31$2,337,252
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,268,180
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,224,959
Value of total corrective distributions2013-12-31$43,221
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$966,362
Value of total assets at end of year2013-12-31$8,874,154
Value of total assets at beginning of year2013-12-31$4,724,286
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$165
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$605,243
Participant contributions at end of year2013-12-31$14,332
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$43,221
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$7,259
Administrative expenses (other) incurred2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,069,072
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,830,933
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,717,027
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,771,257
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,677,808
Interest earned on other investments2013-12-31$165
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$804
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$41,251
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$41,251
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$69,496
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$5,227
Net investment gain/loss from pooled separate accounts2013-12-31$1,370,725
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$361,119
Employer contributions (assets) at end of year2013-12-31$18,265
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,224,959
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31STAUFFER & ASSOCIATES, PLLC
Accountancy firm EIN2013-12-31912003781
2012 : PUEBLO OF POJOAQUE 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$7,259
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$4,803
Total income from all sources (including contributions)2012-12-31$1,136,019
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$434,333
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$427,074
Value of total corrective distributions2012-12-31$7,259
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$614,793
Value of total assets at end of year2012-12-31$4,724,286
Value of total assets at beginning of year2012-12-31$4,020,144
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$-8
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$380,715
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$7,259
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$4,803
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$701,686
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,717,027
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,015,341
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,677,808
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,985,867
Interest earned on other investments2012-12-31$-8
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$41,251
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$29,597
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$29,597
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$5,227
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$4,680
Net investment gain/loss from pooled separate accounts2012-12-31$521,234
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$234,078
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$427,074
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31STAUFFER & ASSOCIATES, PLLC
Accountancy firm EIN2012-12-31912003781
2011 : PUEBLO OF POJOAQUE 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$4,803
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$5,935
Total income from all sources (including contributions)2011-12-31$515,469
Total of all expenses incurred2011-12-31$627,071
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$622,268
Value of total corrective distributions2011-12-31$4,803
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$663,297
Value of total assets at end of year2011-12-31$4,020,144
Value of total assets at beginning of year2011-12-31$4,132,878
Total interest from all sources2011-12-31$53
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$393,797
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$50,191
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$4,803
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$5,935
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-111,602
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,015,341
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,126,943
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,985,867
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,060,225
Interest earned on other investments2011-12-31$53
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$29,597
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$27,257
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$27,257
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$4,680
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$45,396
Net investment gain/loss from pooled separate accounts2011-12-31$-147,881
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$219,309
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$622,268
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31STAUFFER & ASSOCIATES, PLLC
Accountancy firm EIN2011-12-31912003781
2010 : PUEBLO OF POJOAQUE 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$5,935
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$6,317
Total income from all sources (including contributions)2010-12-31$1,183,820
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$359,807
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$327,982
Value of total corrective distributions2010-12-31$5,935
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$696,115
Value of total assets at end of year2010-12-31$4,132,878
Value of total assets at beginning of year2010-12-31$3,309,247
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$25,890
Total interest from all sources2010-12-31$361
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$437,519
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$21,566
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$5,935
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$6,317
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$824,013
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,126,943
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,302,930
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,060,225
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,254,601
Interest earned on other investments2010-12-31$361
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$27,257
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$14,703
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$14,703
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$45,396
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$39,943
Net investment gain/loss from pooled separate accounts2010-12-31$487,344
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$237,030
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$327,982
Contract administrator fees2010-12-31$25,890
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31STAUFFER & ASSOCIATES, PLLC
Accountancy firm EIN2010-12-31912003781

Form 5500 Responses for PUEBLO OF POJOAQUE 401(K) PLAN

2022: PUEBLO OF POJOAQUE 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: PUEBLO OF POJOAQUE 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PUEBLO OF POJOAQUE 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PUEBLO OF POJOAQUE 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PUEBLO OF POJOAQUE 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PUEBLO OF POJOAQUE 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PUEBLO OF POJOAQUE 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PUEBLO OF POJOAQUE 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PUEBLO OF POJOAQUE 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PUEBLO OF POJOAQUE 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PUEBLO OF POJOAQUE 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PUEBLO OF POJOAQUE 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PUEBLO OF POJOAQUE 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number325 80190
Policy instance 1
Insurance contract or identification number325 80190
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-09-01
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number325-80190
Policy instance 1
Insurance contract or identification number325-80190
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?4
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number325-80190
Policy instance 1
Insurance contract or identification number325-80190
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?4
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number325-80190
Policy instance 1
Insurance contract or identification number325-80190
Number of Individuals Covered467
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $101
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $101
Insurance broker organization code?4
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number325-80190
Policy instance 1
Insurance contract or identification number325-80190
Number of Individuals Covered451
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $459
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $459
Insurance broker organization code?4
Insurance broker nameWADDELL & REED, INC.
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number325-80190
Policy instance 1
Insurance contract or identification number325-80190
Number of Individuals Covered474
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $73
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $73
Insurance broker organization code?4
Insurance broker nameWADDELL & REED, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number61302
Policy instance 2
Insurance contract or identification number61302
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $9,631
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $9,631
Insurance broker organization code?4
Insurance broker namePLANNING CORP OF AMERCIA, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number61302
Policy instance 1
Insurance contract or identification number61302
Number of Individuals Covered509
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $23,165
Total amount of fees paid to insurance companyUSD $39
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,165
Insurance broker organization code?4
Amount paid for insurance broker fees39
Additional information about fees paid to insurance brokerREDEMPTION FEE
Insurance broker nameT. ROWE PRICE
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number61302
Policy instance 1
Insurance contract or identification number61302
Number of Individuals Covered518
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?4
Insurance broker namePLANNING CORP OF AMERCIA, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number61302
Policy instance 1
Insurance contract or identification number61302
Number of Individuals Covered298
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $13,315
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,315
Insurance broker organization code?4
Insurance broker namePLANNING CORP OF AMERCIA, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number61302
Policy instance 1
Insurance contract or identification number61302
Number of Individuals Covered276
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $12,550
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number61302
Policy instance 1
Insurance contract or identification number61302
Number of Individuals Covered290
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $11,960
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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