SUTIN, THAYER & BROWNE, APC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SUTIN, THAYER & BROWNE 401(K) PLAN
Measure | Date | Value |
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2019 : SUTIN, THAYER & BROWNE 401(K) PLAN 2019 401k financial data |
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Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $4,398,846 |
Total income from all sources (including contributions) | 2019-12-31 | $4,398,846 |
Total of all expenses incurred | 2019-12-31 | $6,378,881 |
Total of all expenses incurred | 2019-12-31 | $6,378,881 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $6,308,639 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $6,308,639 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $3,902 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $3,902 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $702,638 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $702,638 |
Value of total assets at end of year | 2019-12-31 | $20,232,959 |
Value of total assets at end of year | 2019-12-31 | $20,232,959 |
Value of total assets at beginning of year | 2019-12-31 | $22,212,994 |
Value of total assets at beginning of year | 2019-12-31 | $22,212,994 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $66,340 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $66,340 |
Total interest from all sources | 2019-12-31 | $308,484 |
Total interest from all sources | 2019-12-31 | $308,484 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $363,819 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $363,819 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $363,819 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $404,363 |
Contributions received from participants | 2019-12-31 | $404,363 |
Participant contributions at end of year | 2019-12-31 | $128,910 |
Participant contributions at end of year | 2019-12-31 | $128,910 |
Participant contributions at beginning of year | 2019-12-31 | $82,762 |
Participant contributions at beginning of year | 2019-12-31 | $82,762 |
Participant contributions at beginning of year | 2019-12-31 | $16,169 |
Participant contributions at beginning of year | 2019-12-31 | $16,169 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $2,570 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $2,570 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $2,434 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $2,434 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $14,901 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $14,901 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $0 |
Administrative expenses (other) incurred | 2019-12-31 | $3,045 |
Administrative expenses (other) incurred | 2019-12-31 | $3,045 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $8,195 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $8,195 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $-1,980,035 |
Value of net income/loss | 2019-12-31 | $-1,980,035 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $20,232,959 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $20,232,959 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $22,212,994 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $22,212,994 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $63,295 |
Investment advisory and management fees | 2019-12-31 | $63,295 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $15,971,826 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $15,971,826 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $17,268,421 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $17,268,421 |
Interest on participant loans | 2019-12-31 | $6,738 |
Interest earned on other investments | 2019-12-31 | $294,050 |
Interest earned on other investments | 2019-12-31 | $294,050 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,095,810 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,095,810 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $2,263,339 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $2,263,339 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $2,230,342 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $2,230,342 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $2,230,342 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $2,230,342 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $7,696 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $7,696 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $2,738,274 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $2,738,274 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $2,999,981 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $2,999,981 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $23,924 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $23,924 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $295,705 |
Contributions received in cash from employer | 2019-12-31 | $295,705 |
Employer contributions (assets) at end of year | 2019-12-31 | $295,705 |
Employer contributions (assets) at end of year | 2019-12-31 | $295,705 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $328,865 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $328,865 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $6,308,639 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $6,308,639 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | ATKINSON & CO., LTD. |
Accountancy firm name | 2019-12-31 | ATKINSON & CO., LTD. |
Accountancy firm EIN | 2019-12-31 | 850211867 |
Accountancy firm EIN | 2019-12-31 | 850211867 |
2018 : SUTIN, THAYER & BROWNE 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $6,811 |
Total income from all sources (including contributions) | 2018-12-31 | $-223,004 |
Total loss/gain on sale of assets | 2018-12-31 | $1,130,139 |
Total of all expenses incurred | 2018-12-31 | $998,257 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $955,522 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $749,056 |
Value of total assets at end of year | 2018-12-31 | $22,212,994 |
Value of total assets at beginning of year | 2018-12-31 | $23,441,066 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $42,735 |
Total interest from all sources | 2018-12-31 | $5,046 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $382,664 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $382,664 |
Administrative expenses professional fees incurred | 2018-12-31 | $42,735 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $419,606 |
Participant contributions at end of year | 2018-12-31 | $82,762 |
Participant contributions at beginning of year | 2018-12-31 | $138,072 |
Participant contributions at end of year | 2018-12-31 | $16,169 |
Participant contributions at beginning of year | 2018-12-31 | $8,714 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $14,901 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $10,480 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $6,811 |
Total non interest bearing cash at end of year | 2018-12-31 | $8,195 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-1,221,261 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $22,212,994 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $23,434,255 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $17,268,421 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $17,128,004 |
Income. Interest from loans (other than to participants) | 2018-12-31 | $5,046 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $2,263,339 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $3,731,680 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $2,230,342 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $1,869,122 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $1,869,122 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,489,909 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $329,450 |
Employer contributions (assets) at end of year | 2018-12-31 | $328,865 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $554,994 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $955,522 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Aggregate proceeds on sale of assets | 2018-12-31 | $7,645,609 |
Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $6,515,470 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | ATKINSON & CO., LTD. |
Accountancy firm EIN | 2018-12-31 | 850211867 |
2017 : SUTIN, THAYER & BROWNE 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $6,811 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $7,389 |
Total income from all sources (including contributions) | 2017-12-31 | $3,598,501 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $1,371,548 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,330,794 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $939,893 |
Value of total assets at end of year | 2017-12-31 | $23,441,066 |
Value of total assets at beginning of year | 2017-12-31 | $21,214,691 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $40,754 |
Total interest from all sources | 2017-12-31 | $6,580 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $317,597 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $317,597 |
Administrative expenses professional fees incurred | 2017-12-31 | $40,754 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $384,899 |
Participant contributions at end of year | 2017-12-31 | $138,072 |
Participant contributions at beginning of year | 2017-12-31 | $150,749 |
Participant contributions at end of year | 2017-12-31 | $8,714 |
Participant contributions at beginning of year | 2017-12-31 | $9,995 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $10,480 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $7,973 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $6,811 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $7,389 |
Other income not declared elsewhere | 2017-12-31 | $7,587 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $2,226,953 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $23,434,255 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $21,207,302 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $17,128,004 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $15,117,478 |
Interest on participant loans | 2017-12-31 | $6,580 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $3,731,680 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $3,522,388 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $1,869,122 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $2,144,311 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $2,144,311 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $2,276,294 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $50,550 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $554,994 |
Employer contributions (assets) at end of year | 2017-12-31 | $554,994 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $261,797 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,330,794 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | ATKINSON & CO., LTD. |
Accountancy firm EIN | 2017-12-31 | 850211867 |
2016 : SUTIN, THAYER & BROWNE 401(K) PLAN 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $7,389 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $49,108 |
Total income from all sources (including contributions) | 2016-12-31 | $2,158,402 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $1,959,649 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,920,749 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $659,614 |
Value of total assets at end of year | 2016-12-31 | $21,214,691 |
Value of total assets at beginning of year | 2016-12-31 | $21,057,657 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $38,900 |
Total interest from all sources | 2016-12-31 | $8,129 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $271,497 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $271,497 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $397,817 |
Participant contributions at end of year | 2016-12-31 | $150,749 |
Participant contributions at beginning of year | 2016-12-31 | $161,615 |
Participant contributions at end of year | 2016-12-31 | $9,995 |
Participant contributions at beginning of year | 2016-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $7,973 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $6,613 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $7,389 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $49,108 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $198,753 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $21,207,302 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $21,008,549 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $15,117,478 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $16,631,092 |
Interest on participant loans | 2016-12-31 | $6,446 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $3,522,388 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $3,277,616 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $2,144,311 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $952,283 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $952,283 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $1,683 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,186,480 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $32,682 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $261,797 |
Employer contributions (assets) at end of year | 2016-12-31 | $261,797 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $28,438 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,920,749 |
Contract administrator fees | 2016-12-31 | $38,900 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | ATKINSON & CO., LTD. |
Accountancy firm EIN | 2016-12-31 | 850211867 |
2015 : SUTIN, THAYER & BROWNE 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $49,108 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $87,317 |
Total income from all sources (including contributions) | 2015-12-31 | $1,084,992 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $3,453,703 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $3,411,224 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,174,999 |
Value of total assets at end of year | 2015-12-31 | $21,057,657 |
Value of total assets at beginning of year | 2015-12-31 | $23,464,577 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $42,479 |
Total interest from all sources | 2015-12-31 | $36,909 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $257,920 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $257,920 |
Administrative expenses professional fees incurred | 2015-12-31 | $42,479 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $545,834 |
Participant contributions at end of year | 2015-12-31 | $161,615 |
Participant contributions at beginning of year | 2015-12-31 | $216,007 |
Participant contributions at end of year | 2015-12-31 | $0 |
Participant contributions at beginning of year | 2015-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $6,613 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $6,764 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $49,108 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $87,317 |
Total non interest bearing cash at end of year | 2015-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-2,368,711 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $21,008,549 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $23,377,260 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $16,631,092 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $18,107,624 |
Interest on participant loans | 2015-12-31 | $8,126 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $3,277,616 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $3,392,855 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $952,283 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $1,569,445 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $1,569,445 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $28,783 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-413,562 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $28,726 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $629,165 |
Employer contributions (assets) at end of year | 2015-12-31 | $28,438 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $171,882 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $3,411,224 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | ATKINSON & CO., LTD. |
Accountancy firm EIN | 2015-12-31 | 850211867 |
2014 : SUTIN, THAYER & BROWNE 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $87,317 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $30,000 |
Total income from all sources (including contributions) | 2014-12-31 | $3,124,222 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $1,657,158 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,614,980 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,853,844 |
Value of total assets at end of year | 2014-12-31 | $23,464,577 |
Value of total assets at beginning of year | 2014-12-31 | $21,940,196 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $42,178 |
Total interest from all sources | 2014-12-31 | $9,773 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $304,216 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $304,216 |
Administrative expenses professional fees incurred | 2014-12-31 | $42,178 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $681,749 |
Participant contributions at end of year | 2014-12-31 | $216,007 |
Participant contributions at beginning of year | 2014-12-31 | $275,180 |
Participant contributions at end of year | 2014-12-31 | $0 |
Participant contributions at beginning of year | 2014-12-31 | $7,425 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $6,764 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $5,873 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $87,317 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $30,000 |
Total non interest bearing cash at end of year | 2014-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $1,467,064 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $23,377,260 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $21,910,196 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $18,107,624 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $18,149,323 |
Interest on participant loans | 2014-12-31 | $9,758 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $3,392,855 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $3,004,039 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $1,569,445 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $126,949 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $126,949 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $15 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $929,973 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $26,416 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,172,095 |
Employer contributions (assets) at end of year | 2014-12-31 | $171,882 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $371,407 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,614,980 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | ATKINSON & CO., LTD. |
Accountancy firm EIN | 2014-12-31 | 850211867 |
2013 : SUTIN, THAYER & BROWNE 401(K) PLAN 2013 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $3,244,221 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $3,244,221 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $30,000 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $4,669,695 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,341,336 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,303,070 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,118,870 |
Value of total assets at end of year | 2013-12-31 | $22,021,742 |
Value of total assets at beginning of year | 2013-12-31 | $18,663,383 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $38,266 |
Total interest from all sources | 2013-12-31 | $9,866 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $260,028 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $260,028 |
Administrative expenses professional fees incurred | 2013-12-31 | $38,266 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $645,263 |
Participant contributions at end of year | 2013-12-31 | $275,181 |
Participant contributions at beginning of year | 2013-12-31 | $171,088 |
Participant contributions at end of year | 2013-12-31 | $7,425 |
Participant contributions at beginning of year | 2013-12-31 | $20,055 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $7,685 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $30,000 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $3,328,359 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $21,991,742 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $18,663,383 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $18,149,322 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $14,976,862 |
Interest on participant loans | 2013-12-31 | $9,866 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $3,004,039 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $2,939,176 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $126,949 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $75,500 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $75,500 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $36,710 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $473,607 |
Employer contributions (assets) at end of year | 2013-12-31 | $458,826 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $473,017 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,303,070 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | ATKINSON & CO., LTD. |
Accountancy firm EIN | 2013-12-31 | 850211867 |
2012 : SUTIN, THAYER & BROWNE 401(K) PLAN 2012 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $1,623,370 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $1,623,370 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $11,120 |
Total income from all sources (including contributions) | 2012-12-31 | $3,108,969 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $262,047 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $239,338 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,139,595 |
Value of total assets at end of year | 2012-12-31 | $18,663,383 |
Value of total assets at beginning of year | 2012-12-31 | $15,827,581 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $22,709 |
Total interest from all sources | 2012-12-31 | $6,518 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $335,766 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $335,766 |
Administrative expenses professional fees incurred | 2012-12-31 | $22,709 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $660,737 |
Participant contributions at end of year | 2012-12-31 | $171,088 |
Participant contributions at beginning of year | 2012-12-31 | $125,946 |
Participant contributions at end of year | 2012-12-31 | $20,055 |
Participant contributions at beginning of year | 2012-12-31 | $18,555 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $7,685 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $6,214 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $11,120 |
Other income not declared elsewhere | 2012-12-31 | $3,720 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $2,846,922 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $18,663,383 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $15,816,461 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $14,976,862 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $12,787,593 |
Interest on participant loans | 2012-12-31 | $6,518 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $2,939,176 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $2,408,565 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $75,500 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $57,464 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $57,464 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $478,858 |
Employer contributions (assets) at end of year | 2012-12-31 | $473,017 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $423,244 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $239,338 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | ATKINSON & CO., LTD. |
Accountancy firm EIN | 2012-12-31 | 850211867 |
2011 : SUTIN, THAYER & BROWNE 401(K) PLAN 2011 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-368,662 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-368,662 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $11,120 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $1,029,569 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $690,168 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $673,095 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,094,546 |
Value of total assets at end of year | 2011-12-31 | $15,827,581 |
Value of total assets at beginning of year | 2011-12-31 | $15,477,060 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $17,073 |
Total interest from all sources | 2011-12-31 | $4,703 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Administrative expenses professional fees incurred | 2011-12-31 | $17,073 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $671,302 |
Participant contributions at end of year | 2011-12-31 | $125,946 |
Participant contributions at beginning of year | 2011-12-31 | $110,772 |
Participant contributions at end of year | 2011-12-31 | $18,555 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $6,214 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $8,049 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $11,120 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $339,401 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $15,816,461 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $15,477,060 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $12,787,593 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $12,423,594 |
Interest on participant loans | 2011-12-31 | $4,703 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $2,408,565 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $2,471,989 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $57,464 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $89,296 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $89,296 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $298,982 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $423,244 |
Employer contributions (assets) at end of year | 2011-12-31 | $423,244 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $373,360 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $673,095 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | ATKINSON & CO., LTD. |
Accountancy firm EIN | 2011-12-31 | 850211867 |
2010 : SUTIN, THAYER & BROWNE 401(K) PLAN 2010 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $1,270,019 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $1,270,019 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $25,702 |
Total income from all sources (including contributions) | 2010-12-31 | $2,676,882 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $400,360 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $385,963 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,148,770 |
Value of total assets at end of year | 2010-12-31 | $15,477,060 |
Value of total assets at beginning of year | 2010-12-31 | $13,226,240 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $14,397 |
Total interest from all sources | 2010-12-31 | $4,866 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Administrative expenses professional fees incurred | 2010-12-31 | $14,397 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $690,135 |
Participant contributions at end of year | 2010-12-31 | $110,772 |
Participant contributions at beginning of year | 2010-12-31 | $99,008 |
Participant contributions at beginning of year | 2010-12-31 | $12,047 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $8,049 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $8,397 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $25,702 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $2,276,522 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $15,477,060 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $13,200,538 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $12,423,594 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $10,247,586 |
Interest on participant loans | 2010-12-31 | $4,866 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $2,471,989 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $2,370,756 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $89,296 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $29,702 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $29,702 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $184,632 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $68,595 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $458,635 |
Employer contributions (assets) at end of year | 2010-12-31 | $373,360 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $458,744 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $385,963 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | ATKINSON & CO., LTD. |
Accountancy firm EIN | 2010-12-31 | 850211867 |
2009 : SUTIN, THAYER & BROWNE 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |