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SUTIN, THAYER & BROWNE 401(K) PLAN 401k Plan overview

Plan NameSUTIN, THAYER & BROWNE 401(K) PLAN
Plan identification number 001

SUTIN, THAYER & BROWNE 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SUTIN, THAYER & BROWNE, APC has sponsored the creation of one or more 401k plans.

Company Name:SUTIN, THAYER & BROWNE, APC
Employer identification number (EIN):850225124
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SUTIN, THAYER & BROWNE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01SARAH REED2023-06-13
0012022-01-01SARAH REED2023-10-05
0012021-01-01SARAH REED2022-10-06
0012020-01-01SARAH REED2021-08-27
0012020-01-01SARAH REED2021-10-12
0012019-01-01
0012018-01-01
0012017-01-01BENJAMIN THOMAS
0012016-01-01JAY D ROSENBLUM
0012015-01-01JAY D ROSENBLUM
0012014-01-01JAY D ROSENBLUM
0012013-01-01JAY D ROSENBLUM
0012012-01-01JAY D ROSENBLUM
0012011-01-01JAY D ROSENBLUM
0012010-01-01JAY D. ROSENBLUM
0012009-01-01JAY D. ROSENBLUM, PRESIDENT AND CEO

Plan Statistics for SUTIN, THAYER & BROWNE 401(K) PLAN

401k plan membership statisitcs for SUTIN, THAYER & BROWNE 401(K) PLAN

Measure Date Value
2019: SUTIN, THAYER & BROWNE 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01152
Total number of active participants reported on line 7a of the Form 55002019-01-0149
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-0136
Total of all active and inactive participants2019-01-0188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0188
Number of participants with account balances2019-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SUTIN, THAYER & BROWNE 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0187
Total number of active participants reported on line 7a of the Form 55002018-01-0157
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0187
Total of all active and inactive participants2018-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01145
Number of participants with account balances2018-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SUTIN, THAYER & BROWNE 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01105
Total number of active participants reported on line 7a of the Form 55002017-01-0149
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0138
Total of all active and inactive participants2017-01-0187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0187
Number of participants with account balances2017-01-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SUTIN, THAYER & BROWNE 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01102
Total number of active participants reported on line 7a of the Form 55002016-01-0156
Number of retired or separated participants receiving benefits2016-01-013
Number of other retired or separated participants entitled to future benefits2016-01-0141
Total of all active and inactive participants2016-01-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01100
Number of participants with account balances2016-01-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SUTIN, THAYER & BROWNE 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01126
Total number of active participants reported on line 7a of the Form 55002015-01-0157
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0138
Total of all active and inactive participants2015-01-0195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0195
Number of participants with account balances2015-01-0142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SUTIN, THAYER & BROWNE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01129
Total number of active participants reported on line 7a of the Form 55002014-01-0178
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0147
Total of all active and inactive participants2014-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01125
Number of participants with account balances2014-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SUTIN, THAYER & BROWNE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01123
Total number of active participants reported on line 7a of the Form 55002013-01-0188
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0133
Total of all active and inactive participants2013-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01121
Number of participants with account balances2013-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SUTIN, THAYER & BROWNE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01124
Total number of active participants reported on line 7a of the Form 55002012-01-0190
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0128
Total of all active and inactive participants2012-01-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01120
Number of participants with account balances2012-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SUTIN, THAYER & BROWNE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01122
Total number of active participants reported on line 7a of the Form 55002011-01-0193
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0126
Total of all active and inactive participants2011-01-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01121
Number of participants with account balances2011-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: SUTIN, THAYER & BROWNE 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01128
Total number of active participants reported on line 7a of the Form 55002010-01-0191
Number of retired or separated participants receiving benefits2010-01-012
Number of other retired or separated participants entitled to future benefits2010-01-0124
Total of all active and inactive participants2010-01-01117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01117
Number of participants with account balances2010-01-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: SUTIN, THAYER & BROWNE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01134
Total number of active participants reported on line 7a of the Form 55002009-01-0199
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0123
Total of all active and inactive participants2009-01-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01125
Number of participants with account balances2009-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SUTIN, THAYER & BROWNE 401(K) PLAN

Measure Date Value
2019 : SUTIN, THAYER & BROWNE 401(K) PLAN 2019 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,398,846
Total income from all sources (including contributions)2019-12-31$4,398,846
Total of all expenses incurred2019-12-31$6,378,881
Total of all expenses incurred2019-12-31$6,378,881
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,308,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,308,639
Expenses. Certain deemed distributions of participant loans2019-12-31$3,902
Expenses. Certain deemed distributions of participant loans2019-12-31$3,902
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$702,638
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$702,638
Value of total assets at end of year2019-12-31$20,232,959
Value of total assets at end of year2019-12-31$20,232,959
Value of total assets at beginning of year2019-12-31$22,212,994
Value of total assets at beginning of year2019-12-31$22,212,994
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$66,340
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$66,340
Total interest from all sources2019-12-31$308,484
Total interest from all sources2019-12-31$308,484
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$363,819
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$363,819
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$363,819
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$404,363
Contributions received from participants2019-12-31$404,363
Participant contributions at end of year2019-12-31$128,910
Participant contributions at end of year2019-12-31$128,910
Participant contributions at beginning of year2019-12-31$82,762
Participant contributions at beginning of year2019-12-31$82,762
Participant contributions at beginning of year2019-12-31$16,169
Participant contributions at beginning of year2019-12-31$16,169
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,570
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,570
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$2,434
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$2,434
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$14,901
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$14,901
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Administrative expenses (other) incurred2019-12-31$3,045
Administrative expenses (other) incurred2019-12-31$3,045
Total non interest bearing cash at beginning of year2019-12-31$8,195
Total non interest bearing cash at beginning of year2019-12-31$8,195
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-1,980,035
Value of net income/loss2019-12-31$-1,980,035
Value of net assets at end of year (total assets less liabilities)2019-12-31$20,232,959
Value of net assets at end of year (total assets less liabilities)2019-12-31$20,232,959
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$22,212,994
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$22,212,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$63,295
Investment advisory and management fees2019-12-31$63,295
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$15,971,826
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$15,971,826
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$17,268,421
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$17,268,421
Interest on participant loans2019-12-31$6,738
Interest earned on other investments2019-12-31$294,050
Interest earned on other investments2019-12-31$294,050
Value of interest in common/collective trusts at end of year2019-12-31$1,095,810
Value of interest in common/collective trusts at end of year2019-12-31$1,095,810
Value of interest in common/collective trusts at beginning of year2019-12-31$2,263,339
Value of interest in common/collective trusts at beginning of year2019-12-31$2,263,339
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$2,230,342
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$2,230,342
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$2,230,342
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$2,230,342
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$7,696
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$7,696
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$2,738,274
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$2,738,274
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,999,981
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,999,981
Net investment gain or loss from common/collective trusts2019-12-31$23,924
Net investment gain or loss from common/collective trusts2019-12-31$23,924
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$295,705
Contributions received in cash from employer2019-12-31$295,705
Employer contributions (assets) at end of year2019-12-31$295,705
Employer contributions (assets) at end of year2019-12-31$295,705
Employer contributions (assets) at beginning of year2019-12-31$328,865
Employer contributions (assets) at beginning of year2019-12-31$328,865
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$6,308,639
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$6,308,639
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ATKINSON & CO., LTD.
Accountancy firm name2019-12-31ATKINSON & CO., LTD.
Accountancy firm EIN2019-12-31850211867
Accountancy firm EIN2019-12-31850211867
2018 : SUTIN, THAYER & BROWNE 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$6,811
Total income from all sources (including contributions)2018-12-31$-223,004
Total loss/gain on sale of assets2018-12-31$1,130,139
Total of all expenses incurred2018-12-31$998,257
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$955,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$749,056
Value of total assets at end of year2018-12-31$22,212,994
Value of total assets at beginning of year2018-12-31$23,441,066
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$42,735
Total interest from all sources2018-12-31$5,046
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$382,664
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$382,664
Administrative expenses professional fees incurred2018-12-31$42,735
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$419,606
Participant contributions at end of year2018-12-31$82,762
Participant contributions at beginning of year2018-12-31$138,072
Participant contributions at end of year2018-12-31$16,169
Participant contributions at beginning of year2018-12-31$8,714
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$14,901
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$10,480
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$6,811
Total non interest bearing cash at end of year2018-12-31$8,195
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,221,261
Value of net assets at end of year (total assets less liabilities)2018-12-31$22,212,994
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$23,434,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$17,268,421
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$17,128,004
Income. Interest from loans (other than to participants)2018-12-31$5,046
Value of interest in common/collective trusts at end of year2018-12-31$2,263,339
Value of interest in common/collective trusts at beginning of year2018-12-31$3,731,680
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$2,230,342
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,869,122
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,869,122
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,489,909
Net investment gain or loss from common/collective trusts2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$329,450
Employer contributions (assets) at end of year2018-12-31$328,865
Employer contributions (assets) at beginning of year2018-12-31$554,994
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$955,522
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$7,645,609
Aggregate carrying amount (costs) on sale of assets2018-12-31$6,515,470
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ATKINSON & CO., LTD.
Accountancy firm EIN2018-12-31850211867
2017 : SUTIN, THAYER & BROWNE 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$6,811
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$7,389
Total income from all sources (including contributions)2017-12-31$3,598,501
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,371,548
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,330,794
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$939,893
Value of total assets at end of year2017-12-31$23,441,066
Value of total assets at beginning of year2017-12-31$21,214,691
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$40,754
Total interest from all sources2017-12-31$6,580
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$317,597
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$317,597
Administrative expenses professional fees incurred2017-12-31$40,754
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$384,899
Participant contributions at end of year2017-12-31$138,072
Participant contributions at beginning of year2017-12-31$150,749
Participant contributions at end of year2017-12-31$8,714
Participant contributions at beginning of year2017-12-31$9,995
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$10,480
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$7,973
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$6,811
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$7,389
Other income not declared elsewhere2017-12-31$7,587
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,226,953
Value of net assets at end of year (total assets less liabilities)2017-12-31$23,434,255
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$21,207,302
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$17,128,004
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$15,117,478
Interest on participant loans2017-12-31$6,580
Value of interest in common/collective trusts at end of year2017-12-31$3,731,680
Value of interest in common/collective trusts at beginning of year2017-12-31$3,522,388
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,869,122
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$2,144,311
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$2,144,311
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,276,294
Net investment gain or loss from common/collective trusts2017-12-31$50,550
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$554,994
Employer contributions (assets) at end of year2017-12-31$554,994
Employer contributions (assets) at beginning of year2017-12-31$261,797
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,330,794
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ATKINSON & CO., LTD.
Accountancy firm EIN2017-12-31850211867
2016 : SUTIN, THAYER & BROWNE 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$7,389
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$49,108
Total income from all sources (including contributions)2016-12-31$2,158,402
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,959,649
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,920,749
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$659,614
Value of total assets at end of year2016-12-31$21,214,691
Value of total assets at beginning of year2016-12-31$21,057,657
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$38,900
Total interest from all sources2016-12-31$8,129
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$271,497
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$271,497
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$397,817
Participant contributions at end of year2016-12-31$150,749
Participant contributions at beginning of year2016-12-31$161,615
Participant contributions at end of year2016-12-31$9,995
Participant contributions at beginning of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$7,973
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$6,613
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$7,389
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$49,108
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$198,753
Value of net assets at end of year (total assets less liabilities)2016-12-31$21,207,302
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$21,008,549
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$15,117,478
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$16,631,092
Interest on participant loans2016-12-31$6,446
Value of interest in common/collective trusts at end of year2016-12-31$3,522,388
Value of interest in common/collective trusts at beginning of year2016-12-31$3,277,616
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$2,144,311
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$952,283
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$952,283
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1,683
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,186,480
Net investment gain or loss from common/collective trusts2016-12-31$32,682
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$261,797
Employer contributions (assets) at end of year2016-12-31$261,797
Employer contributions (assets) at beginning of year2016-12-31$28,438
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,920,749
Contract administrator fees2016-12-31$38,900
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ATKINSON & CO., LTD.
Accountancy firm EIN2016-12-31850211867
2015 : SUTIN, THAYER & BROWNE 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$49,108
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$87,317
Total income from all sources (including contributions)2015-12-31$1,084,992
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,453,703
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,411,224
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,174,999
Value of total assets at end of year2015-12-31$21,057,657
Value of total assets at beginning of year2015-12-31$23,464,577
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$42,479
Total interest from all sources2015-12-31$36,909
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$257,920
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$257,920
Administrative expenses professional fees incurred2015-12-31$42,479
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$545,834
Participant contributions at end of year2015-12-31$161,615
Participant contributions at beginning of year2015-12-31$216,007
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$6,613
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$6,764
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$49,108
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$87,317
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,368,711
Value of net assets at end of year (total assets less liabilities)2015-12-31$21,008,549
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$23,377,260
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$16,631,092
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$18,107,624
Interest on participant loans2015-12-31$8,126
Value of interest in common/collective trusts at end of year2015-12-31$3,277,616
Value of interest in common/collective trusts at beginning of year2015-12-31$3,392,855
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$952,283
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,569,445
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,569,445
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$28,783
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-413,562
Net investment gain or loss from common/collective trusts2015-12-31$28,726
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$629,165
Employer contributions (assets) at end of year2015-12-31$28,438
Employer contributions (assets) at beginning of year2015-12-31$171,882
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,411,224
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ATKINSON & CO., LTD.
Accountancy firm EIN2015-12-31850211867
2014 : SUTIN, THAYER & BROWNE 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$87,317
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$30,000
Total income from all sources (including contributions)2014-12-31$3,124,222
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,657,158
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,614,980
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,853,844
Value of total assets at end of year2014-12-31$23,464,577
Value of total assets at beginning of year2014-12-31$21,940,196
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$42,178
Total interest from all sources2014-12-31$9,773
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$304,216
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$304,216
Administrative expenses professional fees incurred2014-12-31$42,178
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$681,749
Participant contributions at end of year2014-12-31$216,007
Participant contributions at beginning of year2014-12-31$275,180
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$7,425
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$6,764
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$5,873
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$87,317
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$30,000
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,467,064
Value of net assets at end of year (total assets less liabilities)2014-12-31$23,377,260
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$21,910,196
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$18,107,624
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$18,149,323
Interest on participant loans2014-12-31$9,758
Value of interest in common/collective trusts at end of year2014-12-31$3,392,855
Value of interest in common/collective trusts at beginning of year2014-12-31$3,004,039
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,569,445
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$126,949
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$126,949
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$15
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$929,973
Net investment gain or loss from common/collective trusts2014-12-31$26,416
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,172,095
Employer contributions (assets) at end of year2014-12-31$171,882
Employer contributions (assets) at beginning of year2014-12-31$371,407
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,614,980
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ATKINSON & CO., LTD.
Accountancy firm EIN2014-12-31850211867
2013 : SUTIN, THAYER & BROWNE 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$3,244,221
Total unrealized appreciation/depreciation of assets2013-12-31$3,244,221
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$30,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,669,695
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,341,336
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,303,070
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,118,870
Value of total assets at end of year2013-12-31$22,021,742
Value of total assets at beginning of year2013-12-31$18,663,383
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$38,266
Total interest from all sources2013-12-31$9,866
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$260,028
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$260,028
Administrative expenses professional fees incurred2013-12-31$38,266
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$645,263
Participant contributions at end of year2013-12-31$275,181
Participant contributions at beginning of year2013-12-31$171,088
Participant contributions at end of year2013-12-31$7,425
Participant contributions at beginning of year2013-12-31$20,055
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$7,685
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$30,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,328,359
Value of net assets at end of year (total assets less liabilities)2013-12-31$21,991,742
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$18,663,383
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$18,149,322
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$14,976,862
Interest on participant loans2013-12-31$9,866
Value of interest in common/collective trusts at end of year2013-12-31$3,004,039
Value of interest in common/collective trusts at beginning of year2013-12-31$2,939,176
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$126,949
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$75,500
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$75,500
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$36,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$473,607
Employer contributions (assets) at end of year2013-12-31$458,826
Employer contributions (assets) at beginning of year2013-12-31$473,017
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,303,070
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ATKINSON & CO., LTD.
Accountancy firm EIN2013-12-31850211867
2012 : SUTIN, THAYER & BROWNE 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$1,623,370
Total unrealized appreciation/depreciation of assets2012-12-31$1,623,370
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$11,120
Total income from all sources (including contributions)2012-12-31$3,108,969
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$262,047
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$239,338
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,139,595
Value of total assets at end of year2012-12-31$18,663,383
Value of total assets at beginning of year2012-12-31$15,827,581
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$22,709
Total interest from all sources2012-12-31$6,518
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$335,766
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$335,766
Administrative expenses professional fees incurred2012-12-31$22,709
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$660,737
Participant contributions at end of year2012-12-31$171,088
Participant contributions at beginning of year2012-12-31$125,946
Participant contributions at end of year2012-12-31$20,055
Participant contributions at beginning of year2012-12-31$18,555
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$7,685
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$6,214
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$11,120
Other income not declared elsewhere2012-12-31$3,720
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,846,922
Value of net assets at end of year (total assets less liabilities)2012-12-31$18,663,383
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$15,816,461
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$14,976,862
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$12,787,593
Interest on participant loans2012-12-31$6,518
Value of interest in common/collective trusts at end of year2012-12-31$2,939,176
Value of interest in common/collective trusts at beginning of year2012-12-31$2,408,565
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$75,500
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$57,464
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$57,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$478,858
Employer contributions (assets) at end of year2012-12-31$473,017
Employer contributions (assets) at beginning of year2012-12-31$423,244
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$239,338
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ATKINSON & CO., LTD.
Accountancy firm EIN2012-12-31850211867
2011 : SUTIN, THAYER & BROWNE 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-368,662
Total unrealized appreciation/depreciation of assets2011-12-31$-368,662
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$11,120
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,029,569
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$690,168
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$673,095
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,094,546
Value of total assets at end of year2011-12-31$15,827,581
Value of total assets at beginning of year2011-12-31$15,477,060
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$17,073
Total interest from all sources2011-12-31$4,703
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$17,073
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$671,302
Participant contributions at end of year2011-12-31$125,946
Participant contributions at beginning of year2011-12-31$110,772
Participant contributions at end of year2011-12-31$18,555
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$6,214
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$8,049
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$11,120
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$339,401
Value of net assets at end of year (total assets less liabilities)2011-12-31$15,816,461
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$15,477,060
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$12,787,593
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$12,423,594
Interest on participant loans2011-12-31$4,703
Value of interest in common/collective trusts at end of year2011-12-31$2,408,565
Value of interest in common/collective trusts at beginning of year2011-12-31$2,471,989
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$57,464
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$89,296
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$89,296
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$298,982
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$423,244
Employer contributions (assets) at end of year2011-12-31$423,244
Employer contributions (assets) at beginning of year2011-12-31$373,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$673,095
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ATKINSON & CO., LTD.
Accountancy firm EIN2011-12-31850211867
2010 : SUTIN, THAYER & BROWNE 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,270,019
Total unrealized appreciation/depreciation of assets2010-12-31$1,270,019
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$25,702
Total income from all sources (including contributions)2010-12-31$2,676,882
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$400,360
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$385,963
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,148,770
Value of total assets at end of year2010-12-31$15,477,060
Value of total assets at beginning of year2010-12-31$13,226,240
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$14,397
Total interest from all sources2010-12-31$4,866
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$14,397
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$690,135
Participant contributions at end of year2010-12-31$110,772
Participant contributions at beginning of year2010-12-31$99,008
Participant contributions at beginning of year2010-12-31$12,047
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$8,049
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$8,397
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$25,702
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,276,522
Value of net assets at end of year (total assets less liabilities)2010-12-31$15,477,060
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$13,200,538
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$12,423,594
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$10,247,586
Interest on participant loans2010-12-31$4,866
Value of interest in common/collective trusts at end of year2010-12-31$2,471,989
Value of interest in common/collective trusts at beginning of year2010-12-31$2,370,756
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$89,296
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$29,702
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$29,702
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$184,632
Net investment gain or loss from common/collective trusts2010-12-31$68,595
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$458,635
Employer contributions (assets) at end of year2010-12-31$373,360
Employer contributions (assets) at beginning of year2010-12-31$458,744
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$385,963
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ATKINSON & CO., LTD.
Accountancy firm EIN2010-12-31850211867
2009 : SUTIN, THAYER & BROWNE 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SUTIN, THAYER & BROWNE 401(K) PLAN

2019: SUTIN, THAYER & BROWNE 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SUTIN, THAYER & BROWNE 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SUTIN, THAYER & BROWNE 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SUTIN, THAYER & BROWNE 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SUTIN, THAYER & BROWNE 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SUTIN, THAYER & BROWNE 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SUTIN, THAYER & BROWNE 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SUTIN, THAYER & BROWNE 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SUTIN, THAYER & BROWNE 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SUTIN, THAYER & BROWNE 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SUTIN, THAYER & BROWNE 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517529
Policy instance 1
Insurance contract or identification number517529
Number of Individuals Covered88
Insurance policy start date2019-04-21
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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