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Plan Name | APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | APPLIED RESEARCH ASSOCIATES, INC. |
Employer identification number (EIN): | 850276434 |
NAIC Classification: | 541330 |
NAIC Description: | Engineering Services |
Additional information about APPLIED RESEARCH ASSOCIATES, INC.
Jurisdiction of Incorporation: | California Department of State |
Incorporation Date: | 1992-08-13 |
Company Identification Number: | C1711209 |
Legal Registered Office Address: |
10573 West Pico Blvd., #170 Los Angeles United States of America (USA) 90064 |
More information about APPLIED RESEARCH ASSOCIATES, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2021-10-01 | ||||
001 | 2020-10-01 | ||||
001 | 2019-10-01 | ||||
001 | 2018-10-01 | ||||
001 | 2017-10-01 | ||||
001 | 2016-10-01 | ELIZABETH JAMES | DOMINIQUE ATENCIO | 2018-07-05 | |
001 | 2015-10-01 | LARRY GHORMLEY | LARRY GHORMLEY | 2017-07-07 | |
001 | 2014-10-01 | LARRY GHORMLEY | |||
001 | 2013-10-01 | LARRY GHORMLEY | |||
001 | 2012-10-01 | LARRY GHORMLEY | |||
001 | 2011-10-01 | LARRY GHORMLEY | |||
001 | 2010-10-01 | LARRY GHORMLEY | |||
001 | 2009-10-01 | LARRY GHORMLEY | LARRY GHORMLEY | 2011-07-14 | |
001 | 2009-10-01 | LARRY GHORMLEY | |||
001 | 2008-10-01 | LARRY GHORMLEY | LARRY GHORMLEY | 2011-07-13 | |
001 | 2008-10-01 | ||||
001 | 2007-10-01 | LARRY GHORMLEY |
Measure | Date | Value |
---|---|---|
2021: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k membership | ||
Total participants, beginning-of-year | 2021-10-01 | 2,195 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-10-01 | 1,553 |
Number of retired or separated participants receiving benefits | 2021-10-01 | 56 |
Number of other retired or separated participants entitled to future benefits | 2021-10-01 | 768 |
Total of all active and inactive participants | 2021-10-01 | 2,377 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-10-01 | 12 |
Total participants | 2021-10-01 | 2,389 |
Number of participants with account balances | 2021-10-01 | 2,328 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-10-01 | 46 |
2020: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k membership | ||
Total participants, beginning-of-year | 2020-10-01 | 2,079 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-10-01 | 1,432 |
Number of retired or separated participants receiving benefits | 2020-10-01 | 52 |
Number of other retired or separated participants entitled to future benefits | 2020-10-01 | 698 |
Total of all active and inactive participants | 2020-10-01 | 2,182 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-10-01 | 13 |
Total participants | 2020-10-01 | 2,195 |
Number of participants with account balances | 2020-10-01 | 2,157 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-10-01 | 60 |
2019: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k membership | ||
Total participants, beginning-of-year | 2019-10-01 | 1,940 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-10-01 | 1,375 |
Number of retired or separated participants receiving benefits | 2019-10-01 | 49 |
Number of other retired or separated participants entitled to future benefits | 2019-10-01 | 647 |
Total of all active and inactive participants | 2019-10-01 | 2,071 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-10-01 | 8 |
Total participants | 2019-10-01 | 2,079 |
Number of participants with account balances | 2019-10-01 | 2,045 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-10-01 | 36 |
2018: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership | ||
Total participants, beginning-of-year | 2018-10-01 | 1,678 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-10-01 | 1,270 |
Number of retired or separated participants receiving benefits | 2018-10-01 | 45 |
Number of other retired or separated participants entitled to future benefits | 2018-10-01 | 617 |
Total of all active and inactive participants | 2018-10-01 | 1,932 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-10-01 | 8 |
Total participants | 2018-10-01 | 1,940 |
Number of participants with account balances | 2018-10-01 | 1,902 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-10-01 | 48 |
2017: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership | ||
Total participants, beginning-of-year | 2017-10-01 | 1,598 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-10-01 | 1,122 |
Number of retired or separated participants receiving benefits | 2017-10-01 | 34 |
Number of other retired or separated participants entitled to future benefits | 2017-10-01 | 515 |
Total of all active and inactive participants | 2017-10-01 | 1,671 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-10-01 | 7 |
Total participants | 2017-10-01 | 1,678 |
Number of participants with account balances | 2017-10-01 | 1,634 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-10-01 | 31 |
2016: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership | ||
Total participants, beginning-of-year | 2016-10-01 | 1,542 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-10-01 | 1,073 |
Number of retired or separated participants receiving benefits | 2016-10-01 | 32 |
Number of other retired or separated participants entitled to future benefits | 2016-10-01 | 484 |
Total of all active and inactive participants | 2016-10-01 | 1,589 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-10-01 | 9 |
Total participants | 2016-10-01 | 1,598 |
Number of participants with account balances | 2016-10-01 | 1,551 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-10-01 | 31 |
2015: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership | ||
Total participants, beginning-of-year | 2015-10-01 | 1,437 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-10-01 | 1,059 |
Number of retired or separated participants receiving benefits | 2015-10-01 | 26 |
Number of other retired or separated participants entitled to future benefits | 2015-10-01 | 448 |
Total of all active and inactive participants | 2015-10-01 | 1,533 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-10-01 | 9 |
Total participants | 2015-10-01 | 1,542 |
Number of participants with account balances | 2015-10-01 | 1,427 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-10-01 | 35 |
2014: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership | ||
Total participants, beginning-of-year | 2014-10-01 | 1,427 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-10-01 | 969 |
Number of retired or separated participants receiving benefits | 2014-10-01 | 20 |
Number of other retired or separated participants entitled to future benefits | 2014-10-01 | 439 |
Total of all active and inactive participants | 2014-10-01 | 1,428 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-10-01 | 9 |
Total participants | 2014-10-01 | 1,437 |
Number of participants with account balances | 2014-10-01 | 1,382 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-10-01 | 31 |
2013: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership | ||
Total participants, beginning-of-year | 2013-10-01 | 1,412 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-10-01 | 971 |
Number of retired or separated participants receiving benefits | 2013-10-01 | 18 |
Number of other retired or separated participants entitled to future benefits | 2013-10-01 | 434 |
Total of all active and inactive participants | 2013-10-01 | 1,423 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-10-01 | 4 |
Total participants | 2013-10-01 | 1,427 |
Number of participants with account balances | 2013-10-01 | 1,393 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-10-01 | 28 |
2012: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership | ||
Total participants, beginning-of-year | 2012-10-01 | 1,538 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-10-01 | 951 |
Number of retired or separated participants receiving benefits | 2012-10-01 | 12 |
Number of other retired or separated participants entitled to future benefits | 2012-10-01 | 446 |
Total of all active and inactive participants | 2012-10-01 | 1,409 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-10-01 | 3 |
Total participants | 2012-10-01 | 1,412 |
Number of participants with account balances | 2012-10-01 | 1,383 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-10-01 | 23 |
2011: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership | ||
Total participants, beginning-of-year | 2011-10-01 | 1,619 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-10-01 | 1,086 |
Number of retired or separated participants receiving benefits | 2011-10-01 | 11 |
Number of other retired or separated participants entitled to future benefits | 2011-10-01 | 437 |
Total of all active and inactive participants | 2011-10-01 | 1,534 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-10-01 | 4 |
Total participants | 2011-10-01 | 1,538 |
Number of participants with account balances | 2011-10-01 | 1,400 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-10-01 | 43 |
2010: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k membership | ||
Total participants, beginning-of-year | 2010-10-01 | 1,547 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-10-01 | 1,166 |
Number of retired or separated participants receiving benefits | 2010-10-01 | 9 |
Number of other retired or separated participants entitled to future benefits | 2010-10-01 | 441 |
Total of all active and inactive participants | 2010-10-01 | 1,616 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-10-01 | 3 |
Total participants | 2010-10-01 | 1,619 |
Number of participants with account balances | 2010-10-01 | 1,461 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-10-01 | 48 |
2009: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership | ||
Total participants, beginning-of-year | 2009-10-01 | 1,471 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-10-01 | 1,090 |
Number of retired or separated participants receiving benefits | 2009-10-01 | 8 |
Number of other retired or separated participants entitled to future benefits | 2009-10-01 | 370 |
Total of all active and inactive participants | 2009-10-01 | 1,468 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-10-01 | 3 |
Total participants | 2009-10-01 | 1,471 |
Number of participants with account balances | 2009-10-01 | 1,429 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-10-01 | 56 |
2008: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2008 401k membership | ||
Total participants, beginning-of-year | 2008-10-01 | 1,529 |
Total number of active participants reported on line 7a of the Form 5500 | 2008-10-01 | 1,097 |
Number of retired or separated participants receiving benefits | 2008-10-01 | 8 |
Number of other retired or separated participants entitled to future benefits | 2008-10-01 | 364 |
Total of all active and inactive participants | 2008-10-01 | 1,469 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2008-10-01 | 2 |
Total participants | 2008-10-01 | 1,471 |
Number of participants with account balances | 2008-10-01 | 1,426 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2008-10-01 | 65 |
2007: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2007 401k membership | ||
Total participants, beginning-of-year | 2007-10-01 | 1,500 |
Total number of active participants reported on line 7a of the Form 5500 | 2007-10-01 | 1,177 |
Number of retired or separated participants receiving benefits | 2007-10-01 | 8 |
Number of other retired or separated participants entitled to future benefits | 2007-10-01 | 340 |
Total of all active and inactive participants | 2007-10-01 | 1,525 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2007-10-01 | 4 |
Total participants | 2007-10-01 | 1,529 |
Number of participants with account balances | 2007-10-01 | 1,450 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2007-10-01 | 67 |
Measure | Date | Value |
---|---|---|
2022 : APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-09-30 | $0 |
Total transfer of assets to this plan | 2022-09-30 | $7,108,645 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $0 |
Total income from all sources (including contributions) | 2022-09-30 | $-54,667,895 |
Total loss/gain on sale of assets | 2022-09-30 | $0 |
Total of all expenses incurred | 2022-09-30 | $26,500,113 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-09-30 | $26,134,213 |
Value of total corrective distributions | 2022-09-30 | $3,641 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-09-30 | $27,055,175 |
Value of total assets at end of year | 2022-09-30 | $373,049,195 |
Value of total assets at beginning of year | 2022-09-30 | $447,108,558 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-09-30 | $362,259 |
Total interest from all sources | 2022-09-30 | $88,029 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-09-30 | $20,689,823 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-09-30 | $20,689,823 |
Was this plan covered by a fidelity bond | 2022-09-30 | Yes |
Value of fidelity bond cover | 2022-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-09-30 | No |
Contributions received from participants | 2022-09-30 | $15,110,161 |
Participant contributions at end of year | 2022-09-30 | $1,688,159 |
Participant contributions at beginning of year | 2022-09-30 | $1,628,690 |
Participant contributions at end of year | 2022-09-30 | $548,515 |
Participant contributions at beginning of year | 2022-09-30 | $516,273 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-09-30 | $3,344,561 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-09-30 | $3,105 |
Other income not declared elsewhere | 2022-09-30 | $31,725 |
Administrative expenses (other) incurred | 2022-09-30 | $362,259 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
Value of net income/loss | 2022-09-30 | $-81,168,008 |
Value of net assets at end of year (total assets less liabilities) | 2022-09-30 | $373,049,195 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-09-30 | $447,108,558 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-09-30 | $362,213,716 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-09-30 | $436,780,943 |
Interest on participant loans | 2022-09-30 | $88,029 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-09-30 | $-102,532,647 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-09-30 | No |
Contributions received in cash from employer | 2022-09-30 | $8,600,453 |
Employer contributions (assets) at end of year | 2022-09-30 | $8,598,805 |
Employer contributions (assets) at beginning of year | 2022-09-30 | $8,182,652 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-09-30 | $26,131,108 |
Did the plan have assets held for investment | 2022-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2022-09-30 | Unqualified |
Accountancy firm name | 2022-09-30 | KPMG LLP |
Accountancy firm EIN | 2022-09-30 | 135565207 |
2021 : APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-09-30 | $0 |
Total transfer of assets to this plan | 2021-09-30 | $6,572,909 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $0 |
Total income from all sources (including contributions) | 2021-09-30 | $103,409,316 |
Total loss/gain on sale of assets | 2021-09-30 | $0 |
Total of all expenses incurred | 2021-09-30 | $18,100,417 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-09-30 | $17,750,349 |
Value of total corrective distributions | 2021-09-30 | $5,895 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-09-30 | $25,635,297 |
Value of total assets at end of year | 2021-09-30 | $447,108,558 |
Value of total assets at beginning of year | 2021-09-30 | $355,226,750 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-09-30 | $344,173 |
Total interest from all sources | 2021-09-30 | $94,248 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-09-30 | $12,032,087 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-09-30 | $12,032,087 |
Was this plan covered by a fidelity bond | 2021-09-30 | Yes |
Value of fidelity bond cover | 2021-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2021-09-30 | No |
Contributions received from participants | 2021-09-30 | $13,729,079 |
Participant contributions at end of year | 2021-09-30 | $1,628,690 |
Participant contributions at beginning of year | 2021-09-30 | $1,726,130 |
Participant contributions at end of year | 2021-09-30 | $516,273 |
Participant contributions at beginning of year | 2021-09-30 | $469,080 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-09-30 | $3,707,924 |
Administrative expenses (other) incurred | 2021-09-30 | $344,173 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
Value of net income/loss | 2021-09-30 | $85,308,899 |
Value of net assets at end of year (total assets less liabilities) | 2021-09-30 | $447,108,558 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-09-30 | $355,226,750 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-09-30 | $436,780,943 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-09-30 | $345,525,317 |
Interest on participant loans | 2021-09-30 | $94,248 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-09-30 | $65,647,684 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-09-30 | No |
Contributions received in cash from employer | 2021-09-30 | $8,198,294 |
Employer contributions (assets) at end of year | 2021-09-30 | $8,182,652 |
Employer contributions (assets) at beginning of year | 2021-09-30 | $7,506,223 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-09-30 | $17,750,349 |
Did the plan have assets held for investment | 2021-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2021-09-30 | Disclaimer |
Accountancy firm name | 2021-09-30 | KPMG LLP |
Accountancy firm EIN | 2021-09-30 | 135565207 |
2020 : APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-09-30 | $0 |
Total transfer of assets to this plan | 2020-09-30 | $3,094,908 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $0 |
Total income from all sources (including contributions) | 2020-09-30 | $58,865,034 |
Total loss/gain on sale of assets | 2020-09-30 | $0 |
Total of all expenses incurred | 2020-09-30 | $18,611,093 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-09-30 | $18,322,954 |
Value of total corrective distributions | 2020-09-30 | $94 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-09-30 | $22,791,341 |
Value of total assets at end of year | 2020-09-30 | $355,226,750 |
Value of total assets at beginning of year | 2020-09-30 | $311,877,901 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-09-30 | $288,045 |
Total interest from all sources | 2020-09-30 | $103,356 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-09-30 | $9,935,167 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-09-30 | $9,935,167 |
Was this plan covered by a fidelity bond | 2020-09-30 | Yes |
Value of fidelity bond cover | 2020-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-09-30 | No |
Contributions received from participants | 2020-09-30 | $12,444,053 |
Participant contributions at end of year | 2020-09-30 | $1,726,130 |
Participant contributions at beginning of year | 2020-09-30 | $1,841,110 |
Participant contributions at end of year | 2020-09-30 | $469,080 |
Participant contributions at beginning of year | 2020-09-30 | $433,886 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-09-30 | $2,841,065 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-09-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-09-30 | $28,590 |
Administrative expenses (other) incurred | 2020-09-30 | $288,045 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
Value of net income/loss | 2020-09-30 | $40,253,941 |
Value of net assets at end of year (total assets less liabilities) | 2020-09-30 | $355,226,750 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-09-30 | $311,877,901 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-09-30 | $345,525,317 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-09-30 | $303,019,523 |
Interest on participant loans | 2020-09-30 | $103,356 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-09-30 | $26,035,170 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-09-30 | No |
Contributions received in cash from employer | 2020-09-30 | $7,506,223 |
Employer contributions (assets) at end of year | 2020-09-30 | $7,506,223 |
Employer contributions (assets) at beginning of year | 2020-09-30 | $6,554,792 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-09-30 | $18,322,954 |
Did the plan have assets held for investment | 2020-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2020-09-30 | Disclaimer |
Accountancy firm name | 2020-09-30 | KPMG LLP |
Accountancy firm EIN | 2020-09-30 | 135565207 |
2019 : APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-09-30 | $0 |
Total transfer of assets to this plan | 2019-09-30 | $23,012,838 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $0 |
Total income from all sources (including contributions) | 2019-09-30 | $30,954,837 |
Total loss/gain on sale of assets | 2019-09-30 | $0 |
Total of all expenses incurred | 2019-09-30 | $9,466,784 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-09-30 | $9,207,962 |
Value of total corrective distributions | 2019-09-30 | $9,079 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-09-30 | $20,879,032 |
Value of total assets at end of year | 2019-09-30 | $311,877,901 |
Value of total assets at beginning of year | 2019-09-30 | $267,377,010 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-09-30 | $249,743 |
Total interest from all sources | 2019-09-30 | $116,772 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-09-30 | $9,955,693 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-09-30 | $9,955,693 |
Was this plan covered by a fidelity bond | 2019-09-30 | Yes |
Value of fidelity bond cover | 2019-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-09-30 | No |
Contributions received from participants | 2019-09-30 | $10,898,142 |
Participant contributions at end of year | 2019-09-30 | $1,841,110 |
Participant contributions at beginning of year | 2019-09-30 | $2,026,521 |
Participant contributions at end of year | 2019-09-30 | $433,886 |
Participant contributions at beginning of year | 2019-09-30 | $350,253 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-09-30 | $3,426,098 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-09-30 | $28,590 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-09-30 | $27,996 |
Administrative expenses (other) incurred | 2019-09-30 | $249,743 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
Value of net income/loss | 2019-09-30 | $21,488,053 |
Value of net assets at end of year (total assets less liabilities) | 2019-09-30 | $311,877,901 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-09-30 | $267,377,010 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-09-30 | $303,019,523 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-09-30 | $259,265,237 |
Interest on participant loans | 2019-09-30 | $116,772 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-09-30 | $3,340 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-09-30 | No |
Contributions received in cash from employer | 2019-09-30 | $6,554,792 |
Employer contributions (assets) at end of year | 2019-09-30 | $6,554,792 |
Employer contributions (assets) at beginning of year | 2019-09-30 | $5,707,003 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-09-30 | $9,207,962 |
Did the plan have assets held for investment | 2019-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-09-30 | Disclaimer |
Accountancy firm name | 2019-09-30 | KPMG LLP |
Accountancy firm EIN | 2019-09-30 | 135565207 |
2018 : APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $0 |
Total income from all sources (including contributions) | 2018-09-30 | $43,249,025 |
Total loss/gain on sale of assets | 2018-09-30 | $0 |
Total of all expenses incurred | 2018-09-30 | $13,031,226 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-09-30 | $12,775,933 |
Value of total corrective distributions | 2018-09-30 | $30,616 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-09-30 | $17,928,004 |
Value of total assets at end of year | 2018-09-30 | $267,377,010 |
Value of total assets at beginning of year | 2018-09-30 | $237,159,211 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-09-30 | $224,677 |
Total interest from all sources | 2018-09-30 | $102,851 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-09-30 | $7,265,349 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-09-30 | $7,265,349 |
Was this plan covered by a fidelity bond | 2018-09-30 | Yes |
Value of fidelity bond cover | 2018-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-09-30 | No |
Contributions received from participants | 2018-09-30 | $9,130,801 |
Participant contributions at end of year | 2018-09-30 | $2,026,521 |
Participant contributions at beginning of year | 2018-09-30 | $1,777,393 |
Participant contributions at end of year | 2018-09-30 | $350,253 |
Participant contributions at beginning of year | 2018-09-30 | $326,118 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-09-30 | $3,090,200 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-09-30 | $27,996 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-09-30 | $23,972 |
Administrative expenses (other) incurred | 2018-09-30 | $224,677 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
Value of net income/loss | 2018-09-30 | $30,217,799 |
Value of net assets at end of year (total assets less liabilities) | 2018-09-30 | $267,377,010 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-09-30 | $237,159,211 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-09-30 | $259,265,237 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-09-30 | $229,742,186 |
Interest on participant loans | 2018-09-30 | $102,851 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-09-30 | $17,952,821 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-09-30 | No |
Contributions received in cash from employer | 2018-09-30 | $5,707,003 |
Employer contributions (assets) at end of year | 2018-09-30 | $5,707,003 |
Employer contributions (assets) at beginning of year | 2018-09-30 | $5,289,542 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-09-30 | $12,775,933 |
Did the plan have assets held for investment | 2018-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-09-30 | Disclaimer |
Accountancy firm name | 2018-09-30 | KPMG LLP |
Accountancy firm EIN | 2018-09-30 | 135565207 |
2017 : APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $0 |
Total income from all sources (including contributions) | 2017-09-30 | $45,082,300 |
Total loss/gain on sale of assets | 2017-09-30 | $0 |
Total of all expenses incurred | 2017-09-30 | $12,722,449 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-09-30 | $12,522,643 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-09-30 | $15,725,769 |
Value of total assets at end of year | 2017-09-30 | $237,159,211 |
Value of total assets at beginning of year | 2017-09-30 | $204,799,360 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-09-30 | $199,806 |
Total interest from all sources | 2017-09-30 | $85,685 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-09-30 | $5,843,950 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-09-30 | $5,843,950 |
Was this plan covered by a fidelity bond | 2017-09-30 | Yes |
Value of fidelity bond cover | 2017-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-09-30 | No |
Contributions received from participants | 2017-09-30 | $8,328,134 |
Participant contributions at end of year | 2017-09-30 | $1,777,393 |
Participant contributions at beginning of year | 2017-09-30 | $1,704,331 |
Participant contributions at end of year | 2017-09-30 | $326,118 |
Participant contributions at beginning of year | 2017-09-30 | $299,943 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-09-30 | $2,108,093 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-09-30 | $23,972 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-09-30 | $24,875 |
Administrative expenses (other) incurred | 2017-09-30 | $199,806 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
Value of net income/loss | 2017-09-30 | $32,359,851 |
Value of net assets at end of year (total assets less liabilities) | 2017-09-30 | $237,159,211 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-09-30 | $204,799,360 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-09-30 | $229,742,186 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-09-30 | $197,824,211 |
Interest on participant loans | 2017-09-30 | $85,685 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-09-30 | $23,426,896 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-09-30 | No |
Contributions received in cash from employer | 2017-09-30 | $5,289,542 |
Employer contributions (assets) at end of year | 2017-09-30 | $5,289,542 |
Employer contributions (assets) at beginning of year | 2017-09-30 | $4,946,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-09-30 | $12,522,643 |
Did the plan have assets held for investment | 2017-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-09-30 | Disclaimer |
Accountancy firm name | 2017-09-30 | KPMG LLP |
Accountancy firm EIN | 2017-09-30 | 135565207 |
2016 : APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $0 |
Total income from all sources (including contributions) | 2016-09-30 | $35,889,311 |
Total loss/gain on sale of assets | 2016-09-30 | $0 |
Total of all expenses incurred | 2016-09-30 | $10,860,746 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-09-30 | $10,669,394 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-09-30 | $14,921,787 |
Value of total assets at end of year | 2016-09-30 | $204,799,360 |
Value of total assets at beginning of year | 2016-09-30 | $179,770,795 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-09-30 | $191,352 |
Total interest from all sources | 2016-09-30 | $81,919 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-09-30 | $5,313,407 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-09-30 | $5,313,407 |
Was this plan covered by a fidelity bond | 2016-09-30 | Yes |
Value of fidelity bond cover | 2016-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-09-30 | No |
Contributions received from participants | 2016-09-30 | $7,504,196 |
Participant contributions at end of year | 2016-09-30 | $1,704,331 |
Participant contributions at beginning of year | 2016-09-30 | $1,665,813 |
Participant contributions at end of year | 2016-09-30 | $299,943 |
Participant contributions at beginning of year | 2016-09-30 | $267,690 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-09-30 | $2,471,591 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-09-30 | $24,875 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-09-30 | $25,272 |
Administrative expenses (other) incurred | 2016-09-30 | $191,352 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
Value of net income/loss | 2016-09-30 | $25,028,565 |
Value of net assets at end of year (total assets less liabilities) | 2016-09-30 | $204,799,360 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-09-30 | $179,770,795 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-09-30 | $197,824,211 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-09-30 | $173,139,369 |
Interest on participant loans | 2016-09-30 | $81,919 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-09-30 | $15,572,198 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-09-30 | No |
Contributions received in cash from employer | 2016-09-30 | $4,946,000 |
Employer contributions (assets) at end of year | 2016-09-30 | $4,946,000 |
Employer contributions (assets) at beginning of year | 2016-09-30 | $4,672,651 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-09-30 | $10,669,394 |
Did the plan have assets held for investment | 2016-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-09-30 | Disclaimer |
Accountancy firm name | 2016-09-30 | KPMG LLP |
Accountancy firm EIN | 2016-09-30 | 135565207 |
2015 : APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $0 |
Total income from all sources (including contributions) | 2015-09-30 | $12,353,653 |
Total loss/gain on sale of assets | 2015-09-30 | $0 |
Total of all expenses incurred | 2015-09-30 | $12,558,652 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-09-30 | $12,375,178 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-09-30 | $14,410,502 |
Value of total assets at end of year | 2015-09-30 | $179,770,795 |
Value of total assets at beginning of year | 2015-09-30 | $179,975,794 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-09-30 | $183,474 |
Total interest from all sources | 2015-09-30 | $84,535 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-09-30 | $5,624,384 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-09-30 | $5,624,384 |
Was this plan covered by a fidelity bond | 2015-09-30 | Yes |
Value of fidelity bond cover | 2015-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-09-30 | No |
Contributions received from participants | 2015-09-30 | $7,137,770 |
Participant contributions at end of year | 2015-09-30 | $1,665,813 |
Participant contributions at beginning of year | 2015-09-30 | $1,715,122 |
Participant contributions at end of year | 2015-09-30 | $267,690 |
Participant contributions at beginning of year | 2015-09-30 | $267,340 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-09-30 | $2,600,081 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-09-30 | $25,272 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-09-30 | $24,499 |
Administrative expenses (other) incurred | 2015-09-30 | $183,474 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
Value of net income/loss | 2015-09-30 | $-204,999 |
Value of net assets at end of year (total assets less liabilities) | 2015-09-30 | $179,770,795 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-09-30 | $179,975,794 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-09-30 | $173,139,369 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-09-30 | $173,161,493 |
Interest on participant loans | 2015-09-30 | $84,535 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-09-30 | $-7,765,768 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-09-30 | No |
Contributions received in cash from employer | 2015-09-30 | $4,672,651 |
Employer contributions (assets) at end of year | 2015-09-30 | $4,672,651 |
Employer contributions (assets) at beginning of year | 2015-09-30 | $4,807,340 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-09-30 | $12,375,178 |
Did the plan have assets held for investment | 2015-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-09-30 | Disclaimer |
Accountancy firm name | 2015-09-30 | KPMG LLP |
Accountancy firm EIN | 2015-09-30 | 135565207 |
2014 : APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $0 |
Total income from all sources (including contributions) | 2014-09-30 | $32,132,218 |
Total loss/gain on sale of assets | 2014-09-30 | $0 |
Total of all expenses incurred | 2014-09-30 | $13,363,232 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-09-30 | $13,264,764 |
Value of total corrective distributions | 2014-09-30 | $40,064 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-09-30 | $13,249,479 |
Value of total assets at end of year | 2014-09-30 | $179,975,794 |
Value of total assets at beginning of year | 2014-09-30 | $161,206,808 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-09-30 | $58,404 |
Total interest from all sources | 2014-09-30 | $82,460 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-09-30 | $4,613,614 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-09-30 | $4,613,614 |
Was this plan covered by a fidelity bond | 2014-09-30 | Yes |
Value of fidelity bond cover | 2014-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-09-30 | No |
Contributions received from participants | 2014-09-30 | $6,781,952 |
Participant contributions at end of year | 2014-09-30 | $1,715,122 |
Participant contributions at beginning of year | 2014-09-30 | $1,665,561 |
Participant contributions at end of year | 2014-09-30 | $267,340 |
Participant contributions at beginning of year | 2014-09-30 | $277,882 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-09-30 | $1,660,187 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-09-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-09-30 | $24,499 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-09-30 | $23,283 |
Administrative expenses (other) incurred | 2014-09-30 | $58,404 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
Value of net income/loss | 2014-09-30 | $18,768,986 |
Value of net assets at end of year (total assets less liabilities) | 2014-09-30 | $179,975,794 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-09-30 | $161,206,808 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-09-30 | $173,161,493 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-09-30 | $154,348,758 |
Interest on participant loans | 2014-09-30 | $82,460 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-09-30 | $14,186,665 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-09-30 | No |
Contributions received in cash from employer | 2014-09-30 | $4,807,340 |
Employer contributions (assets) at end of year | 2014-09-30 | $4,807,340 |
Employer contributions (assets) at beginning of year | 2014-09-30 | $4,891,324 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-09-30 | $13,264,764 |
Did the plan have assets held for investment | 2014-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-09-30 | Disclaimer |
Accountancy firm name | 2014-09-30 | KPMG LLP |
Accountancy firm EIN | 2014-09-30 | 135565207 |
2013 : APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $0 |
Total income from all sources (including contributions) | 2013-09-30 | $33,247,887 |
Total loss/gain on sale of assets | 2013-09-30 | $0 |
Total of all expenses incurred | 2013-09-30 | $11,060,474 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-09-30 | $10,955,732 |
Value of total corrective distributions | 2013-09-30 | $57,434 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-09-30 | $12,536,332 |
Value of total assets at end of year | 2013-09-30 | $161,206,808 |
Value of total assets at beginning of year | 2013-09-30 | $139,019,395 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-09-30 | $47,308 |
Total interest from all sources | 2013-09-30 | $72,509 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-09-30 | $3,286,585 |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-09-30 | $3,286,585 |
Was this plan covered by a fidelity bond | 2013-09-30 | Yes |
Value of fidelity bond cover | 2013-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-09-30 | No |
Contributions received from participants | 2013-09-30 | $6,614,550 |
Participant contributions at end of year | 2013-09-30 | $1,665,561 |
Participant contributions at beginning of year | 2013-09-30 | $1,301,629 |
Participant contributions at end of year | 2013-09-30 | $277,882 |
Participant contributions at beginning of year | 2013-09-30 | $245,127 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-09-30 | $1,030,458 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-09-30 | $23,283 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-09-30 | $19,786 |
Administrative expenses (other) incurred | 2013-09-30 | $47,308 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
Value of net income/loss | 2013-09-30 | $22,187,413 |
Value of net assets at end of year (total assets less liabilities) | 2013-09-30 | $161,206,808 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-09-30 | $139,019,395 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-09-30 | $154,348,758 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-09-30 | $132,772,012 |
Interest on participant loans | 2013-09-30 | $72,509 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-09-30 | $17,352,461 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-09-30 | No |
Contributions received in cash from employer | 2013-09-30 | $4,891,324 |
Employer contributions (assets) at end of year | 2013-09-30 | $4,891,324 |
Employer contributions (assets) at beginning of year | 2013-09-30 | $4,680,841 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-09-30 | $10,955,732 |
Did the plan have assets held for investment | 2013-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-09-30 | Disclaimer |
Accountancy firm name | 2013-09-30 | KPMG LLP |
Accountancy firm EIN | 2013-09-30 | 135565207 |
2012 : APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $0 |
Total income from all sources (including contributions) | 2012-09-30 | $33,504,241 |
Total loss/gain on sale of assets | 2012-09-30 | $0 |
Total of all expenses incurred | 2012-09-30 | $7,479,893 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-09-30 | $7,438,901 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-09-30 | $11,696,261 |
Value of total assets at end of year | 2012-09-30 | $139,019,395 |
Value of total assets at beginning of year | 2012-09-30 | $112,995,047 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-09-30 | $40,992 |
Total interest from all sources | 2012-09-30 | $67,727 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-09-30 | $2,921,880 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-09-30 | $2,921,880 |
Was this plan covered by a fidelity bond | 2012-09-30 | Yes |
Value of fidelity bond cover | 2012-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-09-30 | No |
Contributions received from participants | 2012-09-30 | $6,227,422 |
Participant contributions at end of year | 2012-09-30 | $1,301,629 |
Participant contributions at beginning of year | 2012-09-30 | $1,359,455 |
Participant contributions at end of year | 2012-09-30 | $245,127 |
Participant contributions at beginning of year | 2012-09-30 | $231,876 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-09-30 | $787,998 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-09-30 | $19,786 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-09-30 | $20,676 |
Administrative expenses (other) incurred | 2012-09-30 | $40,992 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
Value of net income/loss | 2012-09-30 | $26,024,348 |
Value of net assets at end of year (total assets less liabilities) | 2012-09-30 | $139,019,395 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-09-30 | $112,995,047 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-09-30 | $132,772,012 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-09-30 | $106,356,737 |
Interest on participant loans | 2012-09-30 | $67,727 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-09-30 | $18,818,373 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-09-30 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2012-09-30 | No |
Contributions received in cash from employer | 2012-09-30 | $4,680,841 |
Employer contributions (assets) at end of year | 2012-09-30 | $4,680,841 |
Employer contributions (assets) at beginning of year | 2012-09-30 | $5,026,303 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-09-30 | $7,438,901 |
Did the plan have assets held for investment | 2012-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-09-30 | Disclaimer |
Accountancy firm name | 2012-09-30 | KPMG LLP |
Accountancy firm EIN | 2012-09-30 | 135565207 |
2011 : APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
Total income from all sources (including contributions) | 2011-09-30 | $13,141,674 |
Total loss/gain on sale of assets | 2011-09-30 | $0 |
Total of all expenses incurred | 2011-09-30 | $9,681,795 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-09-30 | $9,635,470 |
Expenses. Certain deemed distributions of participant loans | 2011-09-30 | $2,086 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-09-30 | $12,934,981 |
Value of total assets at end of year | 2011-09-30 | $112,995,047 |
Value of total assets at beginning of year | 2011-09-30 | $109,535,168 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-09-30 | $44,239 |
Total interest from all sources | 2011-09-30 | $65,375 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-09-30 | $2,490,534 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-09-30 | $2,490,534 |
Was this plan covered by a fidelity bond | 2011-09-30 | Yes |
Value of fidelity bond cover | 2011-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-09-30 | No |
Contributions received from participants | 2011-09-30 | $6,597,951 |
Participant contributions at end of year | 2011-09-30 | $1,359,455 |
Participant contributions at beginning of year | 2011-09-30 | $1,042,762 |
Participant contributions at end of year | 2011-09-30 | $231,876 |
Participant contributions at beginning of year | 2011-09-30 | $253,391 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-09-30 | $1,310,727 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-09-30 | $20,676 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-09-30 | $15,283 |
Administrative expenses (other) incurred | 2011-09-30 | $44,239 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
Value of net income/loss | 2011-09-30 | $3,459,879 |
Value of net assets at end of year (total assets less liabilities) | 2011-09-30 | $112,995,047 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-09-30 | $109,535,168 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-09-30 | $106,356,737 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-09-30 | $103,170,544 |
Interest on participant loans | 2011-09-30 | $65,375 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-09-30 | $-2,349,216 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-09-30 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-09-30 | No |
Contributions received in cash from employer | 2011-09-30 | $5,026,303 |
Employer contributions (assets) at end of year | 2011-09-30 | $5,026,303 |
Employer contributions (assets) at beginning of year | 2011-09-30 | $5,053,188 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-09-30 | $9,635,470 |
Did the plan have assets held for investment | 2011-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-09-30 | Disclaimer |
Accountancy firm name | 2011-09-30 | KPMG LLP |
Accountancy firm EIN | 2011-09-30 | 135565207 |
2009 : APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2009-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2009-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2009-09-30 | $0 |
Total income from all sources (including contributions) | 2009-09-30 | $14,090,771 |
Total loss/gain on sale of assets | 2009-09-30 | $0 |
Total of all expenses incurred | 2009-09-30 | $3,954,793 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2009-09-30 | $3,934,440 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2009-09-30 | $11,758,688 |
Value of total assets at end of year | 2009-09-30 | $93,971,168 |
Value of total assets at beginning of year | 2009-09-30 | $83,835,190 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2009-09-30 | $20,353 |
Total interest from all sources | 2009-09-30 | $69,852 |
Total dividends received (eg from common stock, registered investment company shares) | 2009-09-30 | $2,990,936 |
Total dividends received from registered investment company shares (eg mutual funds) | 2009-09-30 | $2,990,936 |
Was this plan covered by a fidelity bond | 2009-09-30 | Yes |
Value of fidelity bond cover | 2009-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2009-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2009-09-30 | No |
Contributions received from participants | 2009-09-30 | $6,449,785 |
Participant contributions at end of year | 2009-09-30 | $985,052 |
Participant contributions at beginning of year | 2009-09-30 | $893,664 |
Participant contributions at end of year | 2009-09-30 | $249,005 |
Participant contributions at beginning of year | 2009-09-30 | $241,566 |
Income. Received or receivable in cash from other sources (including rollovers) | 2009-09-30 | $516,493 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2009-09-30 | $13,991 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2009-09-30 | $13,031 |
Administrative expenses (other) incurred | 2009-09-30 | $20,353 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2009-09-30 | No |
Value of net income/loss | 2009-09-30 | $10,135,978 |
Value of net assets at end of year (total assets less liabilities) | 2009-09-30 | $93,971,168 |
Value of net assets at beginning of year (total assets less liabilities) | 2009-09-30 | $83,835,190 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2009-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2009-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2009-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2009-09-30 | $87,930,710 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2009-09-30 | $81,673,609 |
Interest on participant loans | 2009-09-30 | $69,852 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2009-09-30 | $-728,705 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2009-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2009-09-30 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2009-09-30 | No |
Contributions received in cash from employer | 2009-09-30 | $4,792,410 |
Employer contributions (assets) at end of year | 2009-09-30 | $4,792,410 |
Employer contributions (assets) at beginning of year | 2009-09-30 | $1,013,320 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2009-09-30 | $3,934,440 |
Did the plan have assets held for investment | 2009-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2009-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2009-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2009-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2009-09-30 | Disclaimer |
Accountancy firm name | 2009-09-30 | KPMG LLP |
Accountancy firm EIN | 2009-09-30 | 135565207 |
2021: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2021 form 5500 responses | ||
---|---|---|
2021-10-01 | Type of plan entity | Single employer plan |
2021-10-01 | Submission has been amended | No |
2021-10-01 | This submission is the final filing | No |
2021-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-10-01 | Plan is a collectively bargained plan | No |
2021-10-01 | Plan funding arrangement – Trust | Yes |
2021-10-01 | Plan benefit arrangement - Trust | Yes |
2020: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses | ||
2020-10-01 | Type of plan entity | Single employer plan |
2020-10-01 | Submission has been amended | No |
2020-10-01 | This submission is the final filing | No |
2020-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-10-01 | Plan is a collectively bargained plan | No |
2020-10-01 | Plan funding arrangement – Trust | Yes |
2020-10-01 | Plan benefit arrangement - Trust | Yes |
2019: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses | ||
2019-10-01 | Type of plan entity | Single employer plan |
2019-10-01 | Submission has been amended | No |
2019-10-01 | This submission is the final filing | No |
2019-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-10-01 | Plan is a collectively bargained plan | No |
2019-10-01 | Plan funding arrangement – Trust | Yes |
2019-10-01 | Plan benefit arrangement - Trust | Yes |
2018: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses | ||
2018-10-01 | Type of plan entity | Single employer plan |
2018-10-01 | Submission has been amended | No |
2018-10-01 | This submission is the final filing | No |
2018-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-10-01 | Plan is a collectively bargained plan | No |
2018-10-01 | Plan funding arrangement – Trust | Yes |
2018-10-01 | Plan benefit arrangement - Trust | Yes |
2017: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses | ||
2017-10-01 | Type of plan entity | Single employer plan |
2017-10-01 | Submission has been amended | No |
2017-10-01 | This submission is the final filing | No |
2017-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-10-01 | Plan is a collectively bargained plan | No |
2017-10-01 | Plan funding arrangement – Trust | Yes |
2017-10-01 | Plan benefit arrangement - Trust | Yes |
2016: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses | ||
2016-10-01 | Type of plan entity | Single employer plan |
2016-10-01 | Submission has been amended | No |
2016-10-01 | This submission is the final filing | No |
2016-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-10-01 | Plan is a collectively bargained plan | No |
2016-10-01 | Plan funding arrangement – Trust | Yes |
2016-10-01 | Plan benefit arrangement - Trust | Yes |
2015: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses | ||
2015-10-01 | Type of plan entity | Single employer plan |
2015-10-01 | Submission has been amended | No |
2015-10-01 | This submission is the final filing | No |
2015-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-10-01 | Plan is a collectively bargained plan | No |
2015-10-01 | Plan funding arrangement – Trust | Yes |
2015-10-01 | Plan benefit arrangement - Trust | Yes |
2014: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses | ||
2014-10-01 | Type of plan entity | Single employer plan |
2014-10-01 | Submission has been amended | No |
2014-10-01 | This submission is the final filing | No |
2014-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-10-01 | Plan is a collectively bargained plan | No |
2014-10-01 | Plan funding arrangement – Trust | Yes |
2014-10-01 | Plan benefit arrangement - Trust | Yes |
2013: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses | ||
2013-10-01 | Type of plan entity | Single employer plan |
2013-10-01 | Submission has been amended | No |
2013-10-01 | This submission is the final filing | No |
2013-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-10-01 | Plan is a collectively bargained plan | No |
2013-10-01 | Plan funding arrangement – Trust | Yes |
2013-10-01 | Plan benefit arrangement - Trust | Yes |
2012: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses | ||
2012-10-01 | Type of plan entity | Single employer plan |
2012-10-01 | Submission has been amended | No |
2012-10-01 | This submission is the final filing | No |
2012-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-10-01 | Plan is a collectively bargained plan | No |
2012-10-01 | Plan funding arrangement – Trust | Yes |
2012-10-01 | Plan benefit arrangement - Trust | Yes |
2011: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses | ||
2011-10-01 | Type of plan entity | Single employer plan |
2011-10-01 | Submission has been amended | No |
2011-10-01 | This submission is the final filing | No |
2011-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-10-01 | Plan is a collectively bargained plan | No |
2011-10-01 | Plan funding arrangement – Trust | Yes |
2011-10-01 | Plan benefit arrangement - Trust | Yes |
2010: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses | ||
2010-10-01 | Type of plan entity | Single employer plan |
2010-10-01 | Submission has been amended | Yes |
2010-10-01 | This submission is the final filing | No |
2010-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-10-01 | Plan is a collectively bargained plan | No |
2010-10-01 | Plan funding arrangement – Trust | Yes |
2010-10-01 | Plan benefit arrangement - Trust | Yes |
2009: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses | ||
2009-10-01 | Type of plan entity | Single employer plan |
2009-10-01 | Submission has been amended | No |
2009-10-01 | This submission is the final filing | No |
2009-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-10-01 | Plan is a collectively bargained plan | No |
2009-10-01 | Plan funding arrangement – Trust | Yes |
2009-10-01 | Plan benefit arrangement - Trust | Yes |
2008: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2008 form 5500 responses | ||
2008-10-01 | Type of plan entity | Single employer plan |
2008-10-01 | Submission has been amended | Yes |
2008-10-01 | This submission is the final filing | No |
2008-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2008-10-01 | Plan is a collectively bargained plan | No |
2008-10-01 | Plan funding arrangement – Trust | Yes |
2008-10-01 | Plan benefit arrangement - Trust | Yes |
2007: APPLIED RESEARCH ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2007 form 5500 responses | ||
2007-10-01 | Submission has been amended | Yes |
2007-10-01 | This submission is the final filing | No |
2007-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2007-10-01 | Plan is a collectively bargained plan | No |
2007-10-01 | Plan funding arrangement – Trust | Yes |
2007-10-01 | Plan benefit arrangement - Trust | Yes |