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MESA AIR GROUP INC 401K PLAN 401k Plan overview

Plan NameMESA AIR GROUP INC 401K PLAN
Plan identification number 001

MESA AIR GROUP INC 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MESA AIR GROUP INC has sponsored the creation of one or more 401k plans.

Company Name:MESA AIR GROUP INC
Employer identification number (EIN):850302351
NAIC Classification:481000
NAIC Description: Air Transportation

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MESA AIR GROUP INC 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-10-01
0012017-10-01
0012016-10-01MICHAEL LOTZ BRIAN GILLMAN2018-07-05
0012015-10-01MICHAEL LOTZ BRIAN GILLMAN2017-04-28
0012014-10-01MICHAEL LOTZ BRIAN GILLMAN2016-07-12
0012013-10-01MICHAEL LOTZ BRIAN GILLMAN2015-07-15
0012012-10-01MICHAEL LOTZ BRIAN GILLMAN2014-07-15
0012011-10-01MICHAEL J. LOTZ DAVID BUTLER2013-07-12
0012010-10-01MICHAEL J. LOTZ
0012009-10-01MICHAEL J. LOTZ DAVID BUTLER2011-07-15
0012008-10-01ALAN GOLD, CPA
0012008-10-01

Plan Statistics for MESA AIR GROUP INC 401K PLAN

401k plan membership statisitcs for MESA AIR GROUP INC 401K PLAN

Measure Date Value
2022: MESA AIR GROUP INC 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-014,090
Total number of active participants reported on line 7a of the Form 55002022-01-012,359
Number of retired or separated participants receiving benefits2022-01-013
Number of other retired or separated participants entitled to future benefits2022-01-011,396
Total of all active and inactive participants2022-01-013,758
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-019
Total participants2022-01-013,767
Number of participants with account balances2022-01-012,482
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01252
2021: MESA AIR GROUP INC 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013,965
Total number of active participants reported on line 7a of the Form 55002021-01-012,948
Number of retired or separated participants receiving benefits2021-01-0119
Number of other retired or separated participants entitled to future benefits2021-01-011,123
Total of all active and inactive participants2021-01-014,090
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-014,090
Number of participants with account balances2021-01-012,508
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01189
2020: MESA AIR GROUP INC 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-014,359
Total number of active participants reported on line 7a of the Form 55002020-01-012,993
Number of retired or separated participants receiving benefits2020-01-0121
Number of other retired or separated participants entitled to future benefits2020-01-01863
Total of all active and inactive participants2020-01-013,877
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-013,877
Number of participants with account balances2020-01-012,476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01120
2019: MESA AIR GROUP INC 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-014,066
Total number of active participants reported on line 7a of the Form 55002019-01-013,560
Number of retired or separated participants receiving benefits2019-01-01278
Number of other retired or separated participants entitled to future benefits2019-01-01489
Total of all active and inactive participants2019-01-014,327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-014,327
Number of participants with account balances2019-01-012,426
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01168
2018: MESA AIR GROUP INC 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-013,864
Total number of active participants reported on line 7a of the Form 55002018-10-013,464
Number of retired or separated participants receiving benefits2018-10-0112
Number of other retired or separated participants entitled to future benefits2018-10-01537
Total of all active and inactive participants2018-10-014,013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-010
Total participants2018-10-014,013
Number of participants with account balances2018-10-011,930
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-0137
2017: MESA AIR GROUP INC 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-013,509
Total number of active participants reported on line 7a of the Form 55002017-10-013,313
Number of retired or separated participants receiving benefits2017-10-011
Number of other retired or separated participants entitled to future benefits2017-10-01238
Total of all active and inactive participants2017-10-013,552
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-012
Total participants2017-10-013,554
Number of participants with account balances2017-10-011,856
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-01123
2016: MESA AIR GROUP INC 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-013,352
Total number of active participants reported on line 7a of the Form 55002016-10-013,050
Number of retired or separated participants receiving benefits2016-10-012
Number of other retired or separated participants entitled to future benefits2016-10-01454
Total of all active and inactive participants2016-10-013,506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-013
Total participants2016-10-013,509
Number of participants with account balances2016-10-011,465
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-01120
2015: MESA AIR GROUP INC 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-012,395
Total number of active participants reported on line 7a of the Form 55002015-10-013,041
Number of retired or separated participants receiving benefits2015-10-012
Number of other retired or separated participants entitled to future benefits2015-10-01307
Total of all active and inactive participants2015-10-013,350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-012
Total participants2015-10-013,352
Number of participants with account balances2015-10-011,205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-0137
2014: MESA AIR GROUP INC 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-011,923
Total number of active participants reported on line 7a of the Form 55002014-10-012,272
Number of retired or separated participants receiving benefits2014-10-012
Number of other retired or separated participants entitled to future benefits2014-10-01120
Total of all active and inactive participants2014-10-012,394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-011
Total participants2014-10-012,395
Number of participants with account balances2014-10-01964
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-0116
2013: MESA AIR GROUP INC 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-012,297
Total number of active participants reported on line 7a of the Form 55002013-10-011,799
Number of retired or separated participants receiving benefits2013-10-015
Number of other retired or separated participants entitled to future benefits2013-10-01113
Total of all active and inactive participants2013-10-011,917
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-011,917
Number of participants with account balances2013-10-01956
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-010
2012: MESA AIR GROUP INC 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-012,644
Total number of active participants reported on line 7a of the Form 55002012-10-011,615
Number of retired or separated participants receiving benefits2012-10-011
Number of other retired or separated participants entitled to future benefits2012-10-01673
Total of all active and inactive participants2012-10-012,289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-012,289
Number of participants with account balances2012-10-011,525
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-0119
2011: MESA AIR GROUP INC 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-012,084
Total number of active participants reported on line 7a of the Form 55002011-10-011,811
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-01831
Total of all active and inactive participants2011-10-012,642
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-012,642
Number of participants with account balances2011-10-011,694
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-0126
2010: MESA AIR GROUP INC 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-10-012,985
Total number of active participants reported on line 7a of the Form 55002010-10-011,798
Number of retired or separated participants receiving benefits2010-10-010
Number of other retired or separated participants entitled to future benefits2010-10-01286
Total of all active and inactive participants2010-10-012,084
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-010
Total participants2010-10-012,084
Number of participants with account balances2010-10-01910
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-0117
2009: MESA AIR GROUP INC 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-013,450
Total number of active participants reported on line 7a of the Form 55002009-10-012,726
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-01239
Total of all active and inactive participants2009-10-012,965
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-012,965
Number of participants with account balances2009-10-011,251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-0138
2008: MESA AIR GROUP INC 401K PLAN 2008 401k membership
Total participants, beginning-of-year2008-10-014,093
Total number of active participants reported on line 7a of the Form 55002008-10-013,344
Number of retired or separated participants receiving benefits2008-10-010
Number of other retired or separated participants entitled to future benefits2008-10-0187
Total of all active and inactive participants2008-10-013,431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-10-010
Total participants2008-10-013,431
Number of participants with account balances2008-10-01951
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-10-0116

Financial Data on MESA AIR GROUP INC 401K PLAN

Measure Date Value
2022 : MESA AIR GROUP INC 401K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$26,535
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$7,614
Total income from all sources (including contributions)2022-12-31$-8,602,100
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$11,646,398
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$11,270,181
Expenses. Certain deemed distributions of participant loans2022-12-31$60,402
Value of total corrective distributions2022-12-31$7,614
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$11,419,944
Value of total assets at end of year2022-12-31$94,323,572
Value of total assets at beginning of year2022-12-31$114,553,149
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$308,201
Total interest from all sources2022-12-31$295,593
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,751,263
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,751,263
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$8,444,644
Participant contributions at end of year2022-12-31$1,256,328
Participant contributions at beginning of year2022-12-31$1,370,661
Participant contributions at end of year2022-12-31$373,714
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$297,858
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$26,535
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$7,614
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-20,248,498
Value of net assets at end of year (total assets less liabilities)2022-12-31$94,297,037
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$114,545,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$77,829,549
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$99,603,562
Interest on participant loans2022-12-31$64,795
Interest earned on other investments2022-12-31$230,798
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$14,754,654
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$13,578,926
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-23,068,900
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,677,442
Employer contributions (assets) at end of year2022-12-31$109,327
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$11,270,181
Contract administrator fees2022-12-31$308,201
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate carrying amount (costs) on sale of assets2022-12-31$0
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS
Accountancy firm EIN2022-12-31440160260
2021 : MESA AIR GROUP INC 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$7,614
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$161,790
Total income from all sources (including contributions)2021-12-31$25,388,057
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$11,271,961
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$10,684,177
Expenses. Certain deemed distributions of participant loans2021-12-31$132,852
Value of total corrective distributions2021-12-31$161,666
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$11,277,979
Value of total assets at end of year2021-12-31$114,553,149
Value of total assets at beginning of year2021-12-31$100,591,229
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$293,266
Total interest from all sources2021-12-31$268,137
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$5,850,813
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$5,850,813
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$8,065,363
Participant contributions at end of year2021-12-31$1,370,661
Participant contributions at beginning of year2021-12-31$1,554,934
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$267,648
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$330,267
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$7,614
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$161,790
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$14,116,096
Value of net assets at end of year (total assets less liabilities)2021-12-31$114,545,535
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$100,429,439
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$75,753
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$99,603,562
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$88,675,749
Interest on participant loans2021-12-31$81,236
Interest earned on other investments2021-12-31$186,901
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$13,578,926
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$9,998,715
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$7,991,128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,882,349
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$94,183
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$10,684,177
Contract administrator fees2021-12-31$217,513
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS
Accountancy firm EIN2021-12-31440160260
2020 : MESA AIR GROUP INC 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$161,790
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$367,758
Total income from all sources (including contributions)2020-12-31$23,682,467
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$13,205,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$12,429,177
Expenses. Certain deemed distributions of participant loans2020-12-31$99,141
Value of total corrective distributions2020-12-31$391,597
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$9,812,837
Value of total assets at end of year2020-12-31$100,591,229
Value of total assets at beginning of year2020-12-31$90,320,403
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$285,758
Total interest from all sources2020-12-31$236,328
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,500,215
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,500,215
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$6,998,516
Participant contributions at end of year2020-12-31$1,554,934
Participant contributions at beginning of year2020-12-31$1,281,410
Participant contributions at end of year2020-12-31$267,648
Participant contributions at beginning of year2020-12-31$228,126
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$505,529
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$161,790
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$367,758
Other income not declared elsewhere2020-12-31$367,820
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$10,476,794
Value of net assets at end of year (total assets less liabilities)2020-12-31$100,429,439
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$89,952,645
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$102,944
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$88,675,749
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$81,300,015
Interest on participant loans2020-12-31$76,392
Interest earned on other investments2020-12-31$159,936
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$9,998,715
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$7,440,194
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$10,765,267
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,308,792
Employer contributions (assets) at end of year2020-12-31$94,183
Employer contributions (assets) at beginning of year2020-12-31$70,658
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$12,429,177
Contract administrator fees2020-12-31$182,814
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31SCHMIDT WESTERGARD & COMPANY PLLC
Accountancy firm EIN2020-12-31860271207
2019 : MESA AIR GROUP INC 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$367,758
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$75,150
Total income from all sources (including contributions)2019-12-31$27,117,695
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$9,126,182
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$8,776,424
Expenses. Certain deemed distributions of participant loans2019-12-31$75,829
Value of total corrective distributions2019-12-31$5,013
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$10,202,211
Value of total assets at end of year2019-12-31$90,320,403
Value of total assets at beginning of year2019-12-31$72,036,282
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$268,916
Total interest from all sources2019-12-31$219,661
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,789,957
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,789,957
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$7,590,395
Participant contributions at end of year2019-12-31$1,281,410
Participant contributions at beginning of year2019-12-31$1,313,679
Participant contributions at end of year2019-12-31$228,126
Participant contributions at beginning of year2019-12-31$181,574
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$224,065
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$367,758
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$75,150
Other income not declared elsewhere2019-12-31$92,511
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$17,991,513
Value of net assets at end of year (total assets less liabilities)2019-12-31$89,952,645
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$71,961,132
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$81,300,015
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$64,371,838
Interest on participant loans2019-12-31$70,724
Interest earned on other investments2019-12-31$148,937
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$7,440,194
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$6,109,868
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$13,813,355
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,387,751
Employer contributions (assets) at end of year2019-12-31$70,658
Employer contributions (assets) at beginning of year2019-12-31$59,323
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$8,776,424
Contract administrator fees2019-12-31$268,916
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SCHMIDT WESTERGARD & COMPANY PLLC
Accountancy firm EIN2019-12-31860271207
2018 : MESA AIR GROUP INC 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$75,150
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$70,954
Total income from all sources (including contributions)2018-12-31$-5,710,011
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,525,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,368,895
Expenses. Certain deemed distributions of participant loans2018-12-31$38,033
Value of total corrective distributions2018-12-31$62,877
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,390,223
Value of total assets at end of year2018-12-31$72,036,282
Value of total assets at beginning of year2018-12-31$80,267,896
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$55,994
Total interest from all sources2018-12-31$45,078
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,656,105
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,656,105
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,786,194
Participant contributions at end of year2018-12-31$1,313,679
Participant contributions at beginning of year2018-12-31$1,296,891
Participant contributions at end of year2018-12-31$181,574
Participant contributions at beginning of year2018-12-31$43,095
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$36,328
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$75,150
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$70,954
Other income not declared elsewhere2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-8,235,810
Value of net assets at end of year (total assets less liabilities)2018-12-31$71,961,132
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$80,196,942
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$30,109
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$64,371,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$73,548,714
Interest on participant loans2018-12-31$16,408
Interest earned on other investments2018-12-31$28,670
Value of interest in common/collective trusts at end of year2018-12-31$0
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$6,109,868
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$5,368,587
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-10,801,417
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$567,701
Employer contributions (assets) at end of year2018-12-31$59,323
Employer contributions (assets) at beginning of year2018-12-31$10,609
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,368,895
Contract administrator fees2018-12-31$25,885
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SCHMIDT WESTERGARD & COMPANY PLLC
Accountancy firm EIN2018-12-31860271207
Total unrealized appreciation/depreciation of assets2018-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$70,954
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$47,742
Total income from all sources (including contributions)2018-09-30$16,574,564
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$6,736,464
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$6,584,276
Expenses. Certain deemed distributions of participant loans2018-09-30$44,358
Value of total corrective distributions2018-09-30$4,384
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$9,054,111
Value of total assets at end of year2018-09-30$80,267,896
Value of total assets at beginning of year2018-09-30$70,406,584
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$103,446
Total interest from all sources2018-09-30$152,338
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$3,954,113
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-09-30$3,954,113
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$1,000,000
If this is an individual account plan, was there a blackout period2018-09-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$6,661,460
Participant contributions at end of year2018-09-30$1,296,891
Participant contributions at beginning of year2018-09-30$1,317,930
Participant contributions at end of year2018-09-30$43,095
Participant contributions at beginning of year2018-09-30$205,605
Income. Received or receivable in cash from other sources (including rollovers)2018-09-30$220,570
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-09-30$70,954
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-09-30$47,742
Other income not declared elsewhere2018-09-30$-34,082
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$9,838,100
Value of net assets at end of year (total assets less liabilities)2018-09-30$80,196,942
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$70,358,842
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Investment advisory and management fees2018-09-30$64,587
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$73,548,714
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$63,997,248
Interest on participant loans2018-09-30$62,416
Interest earned on other investments2018-09-30$89,922
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-09-30$5,368,587
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-09-30$4,839,885
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$3,448,084
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$2,172,081
Employer contributions (assets) at end of year2018-09-30$10,609
Employer contributions (assets) at beginning of year2018-09-30$45,916
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$6,584,276
Contract administrator fees2018-09-30$38,859
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-09-30Yes
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30SCHMIDT WESTERGARD & COMPANY PLLC
Accountancy firm EIN2018-09-30860271207
2017 : MESA AIR GROUP INC 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$47,742
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$29,829
Total income from all sources (including contributions)2017-09-30$15,831,515
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$8,436,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$8,175,497
Expenses. Certain deemed distributions of participant loans2017-09-30$30,970
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$6,349,658
Value of total assets at end of year2017-09-30$70,406,584
Value of total assets at beginning of year2017-09-30$62,993,874
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$230,251
Total interest from all sources2017-09-30$139,492
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$2,176,469
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$2,176,469
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$1,000,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$4,984,997
Participant contributions at end of year2017-09-30$1,317,930
Participant contributions at beginning of year2017-09-30$1,399,318
Participant contributions at end of year2017-09-30$205,605
Participant contributions at beginning of year2017-09-30$175,710
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$247,846
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-09-30$47,742
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-09-30$29,829
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$7,394,797
Value of net assets at end of year (total assets less liabilities)2017-09-30$70,358,842
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$62,964,045
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Investment advisory and management fees2017-09-30$45,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$63,997,248
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$53,677,483
Interest on participant loans2017-09-30$59,344
Interest earned on other investments2017-09-30$80,148
Value of interest in common/collective trusts at end of year2017-09-30$0
Value of interest in common/collective trusts at beginning of year2017-09-30$3,414,682
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-09-30$4,839,885
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-09-30$4,287,762
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$6,813,445
Net investment gain or loss from common/collective trusts2017-09-30$352,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$1,116,815
Employer contributions (assets) at end of year2017-09-30$45,916
Employer contributions (assets) at beginning of year2017-09-30$38,919
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$8,175,497
Contract administrator fees2017-09-30$185,251
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30SCHMIDT WESTERGARD & COMPANY PLLC
Accountancy firm EIN2017-09-30860271207
2016 : MESA AIR GROUP INC 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$29,829
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$25,599
Total income from all sources (including contributions)2016-09-30$11,664,614
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$5,632,627
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$5,275,019
Expenses. Certain deemed distributions of participant loans2016-09-30$74,213
Value of total corrective distributions2016-09-30$130
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$5,655,274
Value of total assets at end of year2016-09-30$62,993,874
Value of total assets at beginning of year2016-09-30$56,957,657
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$283,265
Total interest from all sources2016-09-30$150,605
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$5,333,617
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$5,333,617
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$1,000,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$4,280,382
Participant contributions at end of year2016-09-30$1,399,318
Participant contributions at beginning of year2016-09-30$1,522,452
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$398,771
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-09-30$29,829
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-09-30$25,599
Other income not declared elsewhere2016-09-30$799
Liabilities. Value of operating payables at end of year2016-09-30$0
Liabilities. Value of operating payables at beginning of year2016-09-30$0
Total non interest bearing cash at end of year2016-09-30$38,919
Total non interest bearing cash at beginning of year2016-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$6,031,987
Value of net assets at end of year (total assets less liabilities)2016-09-30$62,964,045
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$56,932,058
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Investment advisory and management fees2016-09-30$65,405
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$53,677,483
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$48,467,845
Interest on participant loans2016-09-30$75,069
Interest earned on other investments2016-09-30$75,536
Value of interest in common/collective trusts at end of year2016-09-30$3,414,682
Value of interest in common/collective trusts at beginning of year2016-09-30$2,486,331
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-09-30$4,287,762
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-09-30$4,481,029
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$230,974
Net investment gain or loss from common/collective trusts2016-09-30$293,345
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$976,121
Employer contributions (assets) at end of year2016-09-30$175,710
Employer contributions (assets) at beginning of year2016-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$5,275,019
Contract administrator fees2016-09-30$217,860
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30SCHMIDT WESTERGARD & COMPANY PLLC
Accountancy firm EIN2016-09-30860271207
2015 : MESA AIR GROUP INC 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$25,599
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$23,300
Total income from all sources (including contributions)2015-09-30$3,856,388
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$3,916,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$3,617,651
Expenses. Certain deemed distributions of participant loans2015-09-30$432
Value of total corrective distributions2015-09-30$23,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$4,821,492
Value of total assets at end of year2015-09-30$56,957,657
Value of total assets at beginning of year2015-09-30$57,015,413
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$275,060
Total interest from all sources2015-09-30$150,463
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$4,717,298
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$4,717,298
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$1,000,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$3,827,846
Participant contributions at end of year2015-09-30$1,522,452
Participant contributions at beginning of year2015-09-30$1,263,140
Participant contributions at end of year2015-09-30$0
Participant contributions at beginning of year2015-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$79,072
Assets. Loans (other than to participants) at end of year2015-09-30$0
Assets. Loans (other than to participants) at beginning of year2015-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-09-30$25,599
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-09-30$23,300
Liabilities. Value of operating payables at end of year2015-09-30$0
Liabilities. Value of operating payables at beginning of year2015-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$-60,055
Value of net assets at end of year (total assets less liabilities)2015-09-30$56,932,058
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$56,992,113
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$48,467,845
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$49,830,309
Interest on participant loans2015-09-30$80,078
Interest earned on other investments2015-09-30$70,385
Value of interest in common/collective trusts at end of year2015-09-30$2,486,331
Value of interest in common/collective trusts at beginning of year2015-09-30$2,063,883
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-09-30$4,481,029
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-09-30$3,858,081
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-5,699,487
Net investment gain or loss from common/collective trusts2015-09-30$-133,378
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$914,574
Employer contributions (assets) at end of year2015-09-30$0
Employer contributions (assets) at beginning of year2015-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$3,617,651
Contract administrator fees2015-09-30$275,060
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30SCHMIDT WESTERGARD & COMPANY PLLC
Accountancy firm EIN2015-09-30860271207
2014 : MESA AIR GROUP INC 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$23,300
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$19,001
Total income from all sources (including contributions)2014-09-30$9,405,002
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$4,021,303
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$3,663,727
Expenses. Certain deemed distributions of participant loans2014-09-30$90,898
Value of total corrective distributions2014-09-30$19,001
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$4,492,751
Value of total assets at end of year2014-09-30$57,015,413
Value of total assets at beginning of year2014-09-30$51,627,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$247,677
Total interest from all sources2014-09-30$130,884
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$2,302,133
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-09-30$2,302,133
Administrative expenses professional fees incurred2014-09-30$45,000
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$1,000,000
If this is an individual account plan, was there a blackout period2014-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$3,479,945
Participant contributions at end of year2014-09-30$1,263,140
Participant contributions at beginning of year2014-09-30$1,280,648
Income. Received or receivable in cash from other sources (including rollovers)2014-09-30$183,050
Assets. Loans (other than to participants) at end of year2014-09-30$0
Assets. Loans (other than to participants) at beginning of year2014-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-09-30$23,300
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-09-30$19,001
Liabilities. Value of operating payables at end of year2014-09-30$0
Liabilities. Value of operating payables at beginning of year2014-09-30$0
Total non interest bearing cash at end of year2014-09-30$0
Total non interest bearing cash at beginning of year2014-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$5,383,699
Value of net assets at end of year (total assets less liabilities)2014-09-30$56,992,113
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$51,608,414
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$49,830,309
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$43,997,278
Interest on participant loans2014-09-30$54,543
Interest earned on other investments2014-09-30$76,341
Value of interest in common/collective trusts at end of year2014-09-30$2,063,883
Value of interest in common/collective trusts at beginning of year2014-09-30$1,815,792
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-09-30$3,858,081
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-09-30$4,533,697
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$2,390,507
Net investment gain or loss from common/collective trusts2014-09-30$88,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$829,756
Employer contributions (assets) at end of year2014-09-30$0
Employer contributions (assets) at beginning of year2014-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$3,663,727
Contract administrator fees2014-09-30$202,677
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30SCHMIDT WESTERGARD & COMPANY PLLC
Accountancy firm EIN2014-09-30860271207
2013 : MESA AIR GROUP INC 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$19,001
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$135,018
Total income from all sources (including contributions)2013-09-30$11,248,073
Total loss/gain on sale of assets2013-09-30$0
Total of all expenses incurred2013-09-30$4,353,786
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$3,992,699
Expenses. Certain deemed distributions of participant loans2013-09-30$17,517
Value of total corrective distributions2013-09-30$71,039
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$4,067,710
Value of total assets at end of year2013-09-30$51,627,415
Value of total assets at beginning of year2013-09-30$44,849,145
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$272,531
Total interest from all sources2013-09-30$152,115
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$1,509,062
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-09-30$1,509,062
Administrative expenses professional fees incurred2013-09-30$62,674
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$1,000,000
If this is an individual account plan, was there a blackout period2013-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$3,147,652
Participant contributions at end of year2013-09-30$1,280,648
Participant contributions at beginning of year2013-09-30$1,120,640
Participant contributions at end of year2013-09-30$0
Participant contributions at beginning of year2013-09-30$92,286
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$149,435
Assets. Loans (other than to participants) at end of year2013-09-30$0
Assets. Loans (other than to participants) at beginning of year2013-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-09-30$19,001
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-09-30$80,073
Other income not declared elsewhere2013-09-30$19,903
Liabilities. Value of operating payables at end of year2013-09-30$0
Liabilities. Value of operating payables at beginning of year2013-09-30$54,945
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$6,894,287
Value of net assets at end of year (total assets less liabilities)2013-09-30$51,608,414
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$44,714,127
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$43,997,278
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$38,305,966
Interest on participant loans2013-09-30$78,494
Interest earned on other investments2013-09-30$73,621
Value of interest in common/collective trusts at end of year2013-09-30$1,815,792
Value of interest in common/collective trusts at beginning of year2013-09-30$1,190,847
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-09-30$4,533,697
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-09-30$4,116,581
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-09-30$5,340,091
Net investment gain or loss from common/collective trusts2013-09-30$159,192
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$770,623
Employer contributions (assets) at end of year2013-09-30$0
Employer contributions (assets) at beginning of year2013-09-30$22,825
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$3,992,699
Contract administrator fees2013-09-30$209,857
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30SCHMIDT WESTERGARD & COMPANY PLLC
Accountancy firm EIN2013-09-30860271207
2012 : MESA AIR GROUP INC 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$135,018
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$28,297
Total income from all sources (including contributions)2012-09-30$11,458,798
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$3,997,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$3,876,213
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$3,734,879
Value of total assets at end of year2012-09-30$44,849,145
Value of total assets at beginning of year2012-09-30$37,280,773
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$120,934
Total interest from all sources2012-09-30$113,487
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$975,535
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-09-30$975,535
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$1,000,000
If this is an individual account plan, was there a blackout period2012-09-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$2,982,124
Participant contributions at end of year2012-09-30$1,120,640
Participant contributions at beginning of year2012-09-30$0
Participant contributions at end of year2012-09-30$92,286
Participant contributions at beginning of year2012-09-30$94,196
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$66,368
Assets. Loans (other than to participants) at end of year2012-09-30$0
Assets. Loans (other than to participants) at beginning of year2012-09-30$1,186,878
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-09-30$80,073
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-09-30$28,297
Liabilities. Value of operating payables at end of year2012-09-30$54,945
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$7,461,651
Value of net assets at end of year (total assets less liabilities)2012-09-30$44,714,127
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$37,252,476
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$38,305,966
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$32,272,112
Interest on participant loans2012-09-30$45,934
Interest earned on other investments2012-09-30$67,553
Value of interest in common/collective trusts at end of year2012-09-30$1,190,847
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-09-30$2,055,997
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-09-30$2,055,997
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-09-30$4,116,581
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-09-30$1,387,193
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-09-30$6,593,396
Net investment gain or loss from common/collective trusts2012-09-30$41,501
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30Yes
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$686,387
Employer contributions (assets) at end of year2012-09-30$22,825
Employer contributions (assets) at beginning of year2012-09-30$284,397
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$3,876,213
Contract administrator fees2012-09-30$120,934
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-09-30Yes
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30SCHMIDT WESTERGARD & COMPANY PLLC
Accountancy firm EIN2012-09-30860271207
2011 : MESA AIR GROUP INC 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$28,297
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$56,113
Total income from all sources (including contributions)2011-09-30$2,438,799
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$4,828,619
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$4,766,843
Value of total corrective distributions2011-09-30$28,297
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$3,688,667
Value of total assets at end of year2011-09-30$37,280,773
Value of total assets at beginning of year2011-09-30$39,698,409
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$33,479
Total interest from all sources2011-09-30$53,221
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$1,000,000
If this is an individual account plan, was there a blackout period2011-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$2,967,324
Participant contributions at end of year2011-09-30$94,196
Income. Received or receivable in cash from other sources (including rollovers)2011-09-30$14,323
Assets. Loans (other than to participants) at end of year2011-09-30$1,186,878
Assets. Loans (other than to participants) at beginning of year2011-09-30$1,101,686
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-09-30$28,297
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-09-30$56,113
Total non interest bearing cash at end of year2011-09-30$0
Total non interest bearing cash at beginning of year2011-09-30$7
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$-2,389,820
Value of net assets at end of year (total assets less liabilities)2011-09-30$37,252,476
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$39,642,296
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$32,272,112
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$34,803,429
Interest on participant loans2011-09-30$53,221
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-09-30$2,055,997
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-09-30$1,978,297
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-09-30$1,978,297
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-09-30$1,387,193
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-09-30$1,476,266
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-09-30$-1,303,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30Yes
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Assets. Invements in employer securities at end of year2011-09-30$0
Assets. Invements in employer securities at beginning of year2011-09-30$7,305
Contributions received in cash from employer2011-09-30$707,020
Employer contributions (assets) at end of year2011-09-30$284,397
Employer contributions (assets) at beginning of year2011-09-30$331,419
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$4,766,843
Contract administrator fees2011-09-30$33,479
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30SCHMIDT WESTERGARD & COMPANY, PLLC
Accountancy firm EIN2011-09-30860271207
2010 : MESA AIR GROUP INC 401K PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0
2009 : MESA AIR GROUP INC 401K PLAN 2009 401k financial data
Total unrealized appreciation/depreciation of assets2009-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2009-09-30$187,429
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2009-09-30$133,531
Total income from all sources (including contributions)2009-09-30$4,889,880
Total loss/gain on sale of assets2009-09-30$0
Total of all expenses incurred2009-09-30$2,668,424
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2009-09-30$2,457,817
Value of total corrective distributions2009-09-30$181,481
Total contributions o plan (from employers,participants, others, non cash contrinutions)2009-09-30$4,473,251
Value of total assets at end of year2009-09-30$35,960,354
Value of total assets at beginning of year2009-09-30$33,685,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2009-09-30$29,126
Total interest from all sources2009-09-30$78,298
Total dividends received (eg from common stock, registered investment company shares)2009-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2009-09-30No
Administrative expenses professional fees incurred2009-09-30$26,456
Was this plan covered by a fidelity bond2009-09-30Yes
Value of fidelity bond cover2009-09-30$1,000,000
If this is an individual account plan, was there a blackout period2009-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-09-30$0
Were there any nonexempt tranactions with any party-in-interest2009-09-30No
Contributions received from participants2009-09-30$3,608,945
Participant contributions at end of year2009-09-30$824,069
Participant contributions at beginning of year2009-09-30$824,093
Participant contributions at end of year2009-09-30$0
Participant contributions at beginning of year2009-09-30$280,261
Income. Received or receivable in cash from other sources (including rollovers)2009-09-30$4,578
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2009-09-30$187,429
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2009-09-30$133,531
Other income not declared elsewhere2009-09-30$779,217
Total non interest bearing cash at end of year2009-09-30$43,104
Total non interest bearing cash at beginning of year2009-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2009-09-30No
Value of net income/loss2009-09-30$2,221,456
Value of net assets at end of year (total assets less liabilities)2009-09-30$35,772,925
Value of net assets at beginning of year (total assets less liabilities)2009-09-30$33,551,469
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2009-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2009-09-30No
Were any leases to which the plan was party in default or uncollectible2009-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2009-09-30$30,371,354
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2009-09-30$27,807,929
Interest on participant loans2009-09-30$58,188
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2009-09-30$2,433,673
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2009-09-30$2,565,977
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2009-09-30$2,565,977
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2009-09-30$20,110
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2009-09-30$1,872,212
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2009-09-30$1,962,824
Net investment gain/loss from registered investment companies (e.g. mutual funds)2009-09-30$-440,886
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2009-09-30No
Was there a failure to transmit to the plan any participant contributions2009-09-30No
Has the plan failed to provide any benefit when due under the plan2009-09-30No
Assets. Invements in employer securities at end of year2009-09-30$115,970
Assets. Invements in employer securities at beginning of year2009-09-30$149,068
Contributions received in cash from employer2009-09-30$859,728
Employer contributions (assets) at end of year2009-09-30$299,972
Employer contributions (assets) at beginning of year2009-09-30$94,848
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2009-09-30$2,457,817
Contract administrator fees2009-09-30$2,670
Did the plan have assets held for investment2009-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2009-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2009-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2009-09-30Yes
Opinion of an independent qualified public accountant for this plan2009-09-30Disclaimer
Accountancy firm name2009-09-30DELOITTE & TOUCHE, LLP
Accountancy firm EIN2009-09-30133891517

Form 5500 Responses for MESA AIR GROUP INC 401K PLAN

2022: MESA AIR GROUP INC 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: MESA AIR GROUP INC 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: MESA AIR GROUP INC 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: MESA AIR GROUP INC 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MESA AIR GROUP INC 401K PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – InsuranceYes
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement – InsuranceYes
2018-10-01Plan benefit arrangement - TrustYes
2017: MESA AIR GROUP INC 401K PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement – InsuranceYes
2017-10-01Plan benefit arrangement - TrustYes
2016: MESA AIR GROUP INC 401K PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement – InsuranceYes
2016-10-01Plan benefit arrangement - TrustYes
2015: MESA AIR GROUP INC 401K PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2015-10-01Plan benefit arrangement - TrustYes
2014: MESA AIR GROUP INC 401K PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2014-10-01Plan benefit arrangement - TrustYes
2013: MESA AIR GROUP INC 401K PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2013-10-01Plan benefit arrangement - TrustYes
2012: MESA AIR GROUP INC 401K PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2012-10-01Plan benefit arrangement - TrustYes
2011: MESA AIR GROUP INC 401K PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2011-10-01Plan benefit arrangement - TrustYes
2010: MESA AIR GROUP INC 401K PLAN 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedNo
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – InsuranceYes
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement - TrustYes
2009: MESA AIR GROUP INC 401K PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes
2008: MESA AIR GROUP INC 401K PLAN 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedYes
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo
2008-10-01Plan funding arrangement – InsuranceYes
2008-10-01Plan funding arrangement – TrustYes
2008-10-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number895504 087
Policy instance 1
Insurance contract or identification number895504 087
Number of Individuals Covered1404
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number895504087
Policy instance 1
Insurance contract or identification number895504087
Number of Individuals Covered1423
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number895504 087
Policy instance 1
Insurance contract or identification number895504 087
Number of Individuals Covered1419
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number895504087
Policy instance 1
Insurance contract or identification number895504087
Number of Individuals Covered1223
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number895504087
Policy instance 2
Insurance contract or identification number895504087
Number of Individuals Covered1012
Insurance policy start date2018-07-20
Insurance policy end date2018-09-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893360087
Policy instance 1
Insurance contract or identification number893360087
Number of Individuals Covered0
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893360087
Policy instance 1
Insurance contract or identification number893360087
Number of Individuals Covered471
Insurance policy start date2015-10-01
Insurance policy end date2016-09-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893360087
Policy instance 1
Insurance contract or identification number893360087
Number of Individuals Covered536
Insurance policy start date2014-10-01
Insurance policy end date2015-09-30
Total amount of commissions paid to insurance brokerUSD $9,788
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,788
Insurance broker organization code?4
Insurance broker nameMERRILL LYNCH PIERCE FENNER & SMITH
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893360087
Policy instance 1
Insurance contract or identification number893360087
Number of Individuals Covered604
Insurance policy start date2013-10-01
Insurance policy end date2014-09-30
Total amount of commissions paid to insurance brokerUSD $11,012
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,012
Insurance broker organization code?4
Insurance broker nameMERRILL LYNCH PIERCE FENNER & SMITH
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893360087
Policy instance 1
Insurance contract or identification number893360087
Number of Individuals Covered1233
Insurance policy start date2012-10-01
Insurance policy end date2013-09-30
Total amount of commissions paid to insurance brokerUSD $7,887
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,887
Insurance broker organization code?4
Insurance broker nameMERRILL LYNCH PIERCE FENNER & SMITH
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893360087
Policy instance 1
Insurance contract or identification number893360087
Number of Individuals Covered1476
Insurance policy start date2011-10-01
Insurance policy end date2012-09-30
Total amount of commissions paid to insurance brokerUSD $40,747
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-Y3-PA43
Policy instance 2
Insurance contract or identification numberGAP-Y3-PA43
Insurance policy start date2011-10-01
Insurance policy end date2012-09-30
Total amount of commissions paid to insurance brokerUSD $290
Total amount of fees paid to insurance companyUSD $72
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-Y3-PA43
Policy instance 1
Insurance contract or identification numberGAP-Y3-PA43
Number of Individuals Covered910
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Total amount of commissions paid to insurance brokerUSD $2,015
Total amount of fees paid to insurance companyUSD $504
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-Y3-PA43
Policy instance 1
Insurance contract or identification numberGAP-Y3-PA43
Number of Individuals Covered951
Insurance policy start date2008-10-01
Insurance policy end date2009-09-30
Total amount of commissions paid to insurance brokerUSD $1,698
Total amount of fees paid to insurance companyUSD $425
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,593
Insurance broker organization code?4
Amount paid for insurance broker fees425
Additional information about fees paid to insurance brokerADMINISTRATION
Insurance broker nameLINCOLN FINANCIAL ADVISORS

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