CATRON, CATRON, POTTOW & GLASSMAN, PA has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN
401k plan membership statisitcs for CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN
| Measure | Date | Value |
|---|
| 2015: CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 11 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 11 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 0 |
| Total of all active and inactive participants | 2015-01-01 | 11 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 11 |
| Number of participants with account balances | 2015-01-01 | 11 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 12 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 10 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 1 |
| Total of all active and inactive participants | 2014-01-01 | 11 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 11 |
| Number of participants with account balances | 2014-01-01 | 11 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 12 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 11 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 1 |
| Total of all active and inactive participants | 2013-01-01 | 12 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 12 |
| Number of participants with account balances | 2013-01-01 | 12 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 11 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 11 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 1 |
| Total of all active and inactive participants | 2012-01-01 | 12 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 12 |
| Number of participants with account balances | 2012-01-01 | 12 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 12 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 10 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 1 |
| Total of all active and inactive participants | 2011-01-01 | 11 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 11 |
| Number of participants with account balances | 2011-01-01 | 11 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2010: CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 12 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 10 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 1 |
| Total of all active and inactive participants | 2010-01-01 | 11 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 1 |
| Total participants | 2010-01-01 | 12 |
| Number of participants with account balances | 2010-01-01 | 12 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 0 |
| 2009: CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 12 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 11 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 1 |
| Total of all active and inactive participants | 2009-01-01 | 12 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 12 |
| Number of participants with account balances | 2009-01-01 | 12 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2015 : CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN 2015 401k financial data |
|---|
| Total plan liabilities at beginning of year | 2015-12-31 | $0 |
| Total income from all sources | 2015-12-31 | $29,172 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $24,213 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $12,830 |
| Total plan assets at end of year | 2015-12-31 | $646,197 |
| Total plan assets at beginning of year | 2015-12-31 | $641,238 |
| Value of fidelity bond covering the plan | 2015-12-31 | $60,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $29,829 |
| Other income received | 2015-12-31 | $-19,954 |
| Net income (gross income less expenses) | 2015-12-31 | $4,959 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $646,197 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $641,238 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $19,297 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $11,383 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| 2014 : CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN 2014 401k financial data |
|---|
| Total plan liabilities at end of year | 2014-12-31 | $0 |
| Total plan liabilities at beginning of year | 2014-12-31 | $0 |
| Total income from all sources | 2014-12-31 | $91,820 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $24,879 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $14,053 |
| Total plan assets at end of year | 2014-12-31 | $641,238 |
| Total plan assets at beginning of year | 2014-12-31 | $574,297 |
| Value of fidelity bond covering the plan | 2014-12-31 | $60,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $28,252 |
| Other income received | 2014-12-31 | $45,846 |
| Net income (gross income less expenses) | 2014-12-31 | $66,941 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $641,238 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $574,297 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $17,722 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $10,826 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| 2013 : CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN 2013 401k financial data |
|---|
| Total plan liabilities at end of year | 2013-12-31 | $0 |
| Total plan liabilities at beginning of year | 2013-12-31 | $116 |
| Total income from all sources | 2013-12-31 | $163,310 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $14,706 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $5,551 |
| Total plan assets at end of year | 2013-12-31 | $574,297 |
| Total plan assets at beginning of year | 2013-12-31 | $425,809 |
| Value of fidelity bond covering the plan | 2013-12-31 | $50,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $29,548 |
| Other income received | 2013-12-31 | $115,402 |
| Net income (gross income less expenses) | 2013-12-31 | $148,604 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $574,297 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $425,693 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $18,360 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $9,155 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| 2012 : CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN 2012 401k financial data |
|---|
| Total plan liabilities at end of year | 2012-12-31 | $116 |
| Total plan liabilities at beginning of year | 2012-12-31 | $138 |
| Total income from all sources | 2012-12-31 | $92,702 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $18,714 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $11,351 |
| Total plan assets at end of year | 2012-12-31 | $425,809 |
| Total plan assets at beginning of year | 2012-12-31 | $351,843 |
| Value of fidelity bond covering the plan | 2012-12-31 | $30,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $25,423 |
| Other income received | 2012-12-31 | $50,393 |
| Net income (gross income less expenses) | 2012-12-31 | $73,988 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $425,693 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $351,705 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $16,886 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $7,363 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| 2011 : CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN 2011 401k financial data |
|---|
| Total plan liabilities at end of year | 2011-12-31 | $138 |
| Total plan liabilities at beginning of year | 2011-12-31 | $34 |
| Total income from all sources | 2011-12-31 | $39,497 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $16,768 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $10,250 |
| Total plan assets at end of year | 2011-12-31 | $351,843 |
| Total plan assets at beginning of year | 2011-12-31 | $329,010 |
| Value of fidelity bond covering the plan | 2011-12-31 | $30,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $25,047 |
| Other income received | 2011-12-31 | $-2,732 |
| Net income (gross income less expenses) | 2011-12-31 | $22,729 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $351,705 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $328,976 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $17,182 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $6,518 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| 2010 : CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN 2010 401k financial data |
|---|
| Total plan liabilities at end of year | 2010-12-31 | $34 |
| Total plan liabilities at beginning of year | 2010-12-31 | $0 |
| Total income from all sources | 2010-12-31 | $80,019 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $17,071 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $11,557 |
| Total plan assets at end of year | 2010-12-31 | $329,010 |
| Total plan assets at beginning of year | 2010-12-31 | $266,028 |
| Value of fidelity bond covering the plan | 2010-12-31 | $30,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $25,048 |
| Other income received | 2010-12-31 | $38,720 |
| Net income (gross income less expenses) | 2010-12-31 | $62,948 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $328,976 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $266,028 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $16,251 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $5,514 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| 2009 : CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2015: CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2010: CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN 2010 form 5500 responses |
|---|
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | Submission has been amended | No |
| 2010-01-01 | This submission is the final filing | No |
| 2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-01-01 | Plan is a collectively bargained plan | No |
| 2010-01-01 | Plan funding arrangement – Insurance | Yes |
| 2010-01-01 | Plan funding arrangement – Trust | Yes |
| 2010-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2010-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: CATRON, CATRON & GLASSMAN, P.A. EMPLOYEES' 401(K) PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | Yes |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 71089 |
| Policy instance | 1 |
| Insurance contract or identification number | 71089 | | Number of Individuals Covered | 11 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $7,007 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Other information about contract | VARIABLE ANNUITY CONTRACT | | Commission paid to Insurance Broker | USD $7,007 | | Insurance broker organization code? | 4 | | Insurance broker name | LPL FINANCIAL CORPORATION |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 71089 |
| Policy instance | 1 |
| Insurance contract or identification number | 71089 | | Number of Individuals Covered | 11 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $6,540 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Other information about contract | VARIABLE ANNUITY CONTRACT | | Commission paid to Insurance Broker | USD $6,540 | | Insurance broker organization code? | 4 | | Insurance broker name | LPL FINANCIAL CORPORATION |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 71089 |
| Policy instance | 1 |
| Insurance contract or identification number | 71089 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $5,398 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Other information about contract | VARIABLE ANNUITY CONTRACT | | Commission paid to Insurance Broker | USD $5,398 | | Insurance broker organization code? | 4 | | Insurance broker name | LPL FINANCIAL CORPORATION |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 71089 |
| Policy instance | 1 |
| Insurance contract or identification number | 71089 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $4,359 | | Total amount of fees paid to insurance company | USD $15 | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Other information about contract | VARIABLE ANNUITY CONTRACT | | Commission paid to Insurance Broker | USD $4,359 | | Insurance broker organization code? | 4 | | Amount paid for insurance broker fees | 15 | | Additional information about fees paid to insurance broker | JH TPA FORUM COMPENSATION | | Insurance broker name | RETIREMENT CONSULTANTS, LTD. |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 71089 |
| Policy instance | 1 |
| Insurance contract or identification number | 71089 | | Number of Individuals Covered | 11 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $3,859 | | Total amount of fees paid to insurance company | USD $172 | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Other information about contract | VARIABLE ANNUITY CONTRACT |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 71089 |
| Policy instance | 1 |
| Insurance contract or identification number | 71089 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $3,269 | | Total amount of fees paid to insurance company | USD $139 | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Other information about contract | VARIABLE ANNUITY CONTRACT | | Commission paid to Insurance Broker | USD $3,269 | | Insurance broker organization code? | 4 | | Amount paid for insurance broker fees | 139 | | Additional information about fees paid to insurance broker | TPA FORUM COMPENSATION | | Insurance broker name | RETIREMENT CONSULTANTS, LTD. |
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