401k Plan data: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN plan

PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 401k Plan overview

Plan Name	PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN
Plan identification number	607

PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Severance pay

401k Sponsoring company profile

PNM RESOURCES, INC. has sponsored the creation of one or more 401k plans.

Company Name: PNM RESOURCES, INC.

Employer identification number (EIN): 850468296

NAIC Classification: 221100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
607 2022-01-01
607 2021-01-01
607 2020-01-01
607 2019-01-01
607 2018-01-01
607 2017-01-01 ELISABETH EDEN
607 2016-01-01 LAURIE MONFILETTO
607 2015-01-01 LAURIE MONFILETTO
607 2014-01-01 LAURIE MONFILETTO
607 2013-01-01 LAURIE MONFILETTO LAURIE MONFILETTO 2015-01-08
607 2012-01-01 CHARLES T. LEE CHARLES T. LEE 2013-07-30
607 2011-01-01 CHARLES T. LEE CHARLES T. LEE 2012-07-18
607 2010-01-01 RONALD GLEN PORTER RONALD GLEN PORTER 2011-07-21
607 2009-01-01
607 2009-01-01 LESLIE LUITHLE
607 2009-01-01 LESLIE LUITHLE

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
607	2022-01-01
607	2021-01-01
607	2020-01-01
607	2019-01-01
607	2018-01-01
607	2017-01-01	ELISABETH EDEN
607	2016-01-01	LAURIE MONFILETTO
607	2015-01-01	LAURIE MONFILETTO
607	2014-01-01	LAURIE MONFILETTO
607	2013-01-01	LAURIE MONFILETTO	LAURIE MONFILETTO	2015-01-08
607	2012-01-01	CHARLES T. LEE	CHARLES T. LEE	2013-07-30
607	2011-01-01	CHARLES T. LEE	CHARLES T. LEE	2012-07-18
607	2010-01-01	RONALD GLEN PORTER	RONALD GLEN PORTER	2011-07-21
607	2009-01-01
607	2009-01-01	LESLIE LUITHLE
607	2009-01-01	LESLIE LUITHLE

Plan Statistics for PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN

401k plan membership statisitcs for PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN

Measure Date Value
2022: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 998
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 1,009
Total of all active and inactive participants 2022-01-01 1,009
2021: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 1,037
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 1,006
Total of all active and inactive participants 2021-01-01 1,006
2020: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1,003
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 1,040
Total of all active and inactive participants 2020-01-01 1,040
2019: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,015
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1,008
Total of all active and inactive participants 2019-01-01 1,008
2018: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,243
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 1,262
Total of all active and inactive participants 2018-01-01 1,262
2017: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,839
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1,016
Total of all active and inactive participants 2017-01-01 1,016
2016: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,857
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1,093
Total of all active and inactive participants 2016-01-01 1,093
2015: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,302
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,127
Total of all active and inactive participants 2015-01-01 1,127
2014: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,316
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,299
Total of all active and inactive participants 2014-01-01 1,299
2013: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,336
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,316
Total of all active and inactive participants 2013-01-01 1,316
2012: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,338
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,315
Total of all active and inactive participants 2012-01-01 1,315
2011: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,506
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,338
Total of all active and inactive participants 2011-01-01 1,338
2010: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,468
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 1,492
Total of all active and inactive participants 2010-01-01 1,492
2009: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,279
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,468
Number of retired or separated participants receiving benefits 2009-01-01 37
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 1,505
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 1,505
Number of participants with account balances 2009-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2022: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	998
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	1,009
Total of all active and inactive participants	2022-01-01	1,009
2021: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	1,037
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	1,006
Total of all active and inactive participants	2021-01-01	1,006
2020: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,003
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	1,040
Total of all active and inactive participants	2020-01-01	1,040
2019: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,015
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1,008
Total of all active and inactive participants	2019-01-01	1,008
2018: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,243
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1,262
Total of all active and inactive participants	2018-01-01	1,262
2017: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,839
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,016
Total of all active and inactive participants	2017-01-01	1,016
2016: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,857
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1,093
Total of all active and inactive participants	2016-01-01	1,093
2015: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,302
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,127
Total of all active and inactive participants	2015-01-01	1,127
2014: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,316
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,299
Total of all active and inactive participants	2014-01-01	1,299
2013: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,336
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,316
Total of all active and inactive participants	2013-01-01	1,316
2012: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,338
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,315
Total of all active and inactive participants	2012-01-01	1,315
2011: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,506
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,338
Total of all active and inactive participants	2011-01-01	1,338
2010: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,468
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	1,492
Total of all active and inactive participants	2010-01-01	1,492
2009: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,279
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,468
Number of retired or separated participants receiving benefits	2009-01-01	37
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	1,505
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	1,505
Number of participants with account balances	2009-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Form 5500 Responses for PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN

2022: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2022-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2021: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2021-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2020: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2020-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2019: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2019-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2018: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2018-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2017: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2017-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2016: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2016-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2015: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2015-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2014: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2014-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2013: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2013-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2012: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2012-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2011: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2011-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2010: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2010-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2009: PNM RESOURCES, INC. NON-UNION SEVERANCE PAY PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2009-01-01	Plan benefit arrangement – General assets of the sponsor	Yes

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Company Name:	PNM RESOURCES, INC.
Employer identification number (EIN):	850468296
NAIC Classification:	221100