401k Plan data: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN plan

PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 401k Plan overview

Plan Name	PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN
Plan identification number	608

PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Severance pay

401k Sponsoring company profile

PNM RESOURCES, INC. has sponsored the creation of one or more 401k plans.

Company Name: PNM RESOURCES, INC.

Employer identification number (EIN): 850468296

NAIC Classification: 221100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
608 2022-01-01
608 2021-01-01
608 2020-01-01
608 2019-01-01
608 2018-01-01
608 2017-01-01 ELISABETH EDEN
608 2016-01-01 LAURIE MONFILETTO
608 2015-01-01 LAURIE MONFILETTO
608 2014-01-01 LAURIE MONFILETTO
608 2013-01-01 LAURIE MONFILETTO LAURIE MONFILETTO 2015-01-08
608 2012-01-01 CHARLES T. LEE CHARLES T. LEE 2013-07-30
608 2011-01-01 CHARLES T. LEE CHARLES T. LEE 2012-07-18
608 2010-01-01 RONALD GLEN PORTER RONALD GLEN PORTER 2011-07-21
608 2009-01-01 LESLIE LUITHLE
608 2009-01-01 LESLIE LUITHLE
608 2009-01-01

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
608	2022-01-01
608	2021-01-01
608	2020-01-01
608	2019-01-01
608	2018-01-01
608	2017-01-01	ELISABETH EDEN
608	2016-01-01	LAURIE MONFILETTO
608	2015-01-01	LAURIE MONFILETTO
608	2014-01-01	LAURIE MONFILETTO
608	2013-01-01	LAURIE MONFILETTO	LAURIE MONFILETTO	2015-01-08
608	2012-01-01	CHARLES T. LEE	CHARLES T. LEE	2013-07-30
608	2011-01-01	CHARLES T. LEE	CHARLES T. LEE	2012-07-18
608	2010-01-01	RONALD GLEN PORTER	RONALD GLEN PORTER	2011-07-21
608	2009-01-01	LESLIE LUITHLE
608	2009-01-01	LESLIE LUITHLE
608	2009-01-01

Plan Statistics for PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN

401k plan membership statisitcs for PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN

Measure Date Value
2022: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 994
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 1,011
Total of all active and inactive participants 2022-01-01 1,011
2021: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 1,027
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 996
Total of all active and inactive participants 2021-01-01 996
2020: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 995
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 1,030
Total of all active and inactive participants 2020-01-01 1,030
2019: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,015
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1,008
Total of all active and inactive participants 2019-01-01 1,008
2018: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,005
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 1,016
Total of all active and inactive participants 2018-01-01 1,016
2017: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,839
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1,016
Number of retired or separated participants receiving benefits 2017-01-01 16
Total of all active and inactive participants 2017-01-01 1,032
2016: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,857
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1,093
Number of retired or separated participants receiving benefits 2016-01-01 14
Total of all active and inactive participants 2016-01-01 1,107
2015: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,302
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,127
Number of retired or separated participants receiving benefits 2015-01-01 2
Total of all active and inactive participants 2015-01-01 1,129
2014: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,316
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,299
Number of retired or separated participants receiving benefits 2014-01-01 11
Total of all active and inactive participants 2014-01-01 1,310
2013: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,336
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,316
Total of all active and inactive participants 2013-01-01 1,316
2012: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,954
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,907
Number of retired or separated participants receiving benefits 2012-01-01 12
Total of all active and inactive participants 2012-01-01 1,919
2011: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,145
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,954
Number of retired or separated participants receiving benefits 2011-01-01 11
Total of all active and inactive participants 2011-01-01 1,965
2010: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 2,102
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 2,116
Number of retired or separated participants receiving benefits 2010-01-01 13
Total of all active and inactive participants 2010-01-01 2,129
2009: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,198
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2,102
Number of retired or separated participants receiving benefits 2009-01-01 37
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 2,139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 2,139
Number of participants with account balances 2009-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2022: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	994
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	1,011
Total of all active and inactive participants	2022-01-01	1,011
2021: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	1,027
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	996
Total of all active and inactive participants	2021-01-01	996
2020: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	995
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	1,030
Total of all active and inactive participants	2020-01-01	1,030
2019: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,015
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1,008
Total of all active and inactive participants	2019-01-01	1,008
2018: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,005
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1,016
Total of all active and inactive participants	2018-01-01	1,016
2017: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,839
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,016
Number of retired or separated participants receiving benefits	2017-01-01	16
Total of all active and inactive participants	2017-01-01	1,032
2016: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,857
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1,093
Number of retired or separated participants receiving benefits	2016-01-01	14
Total of all active and inactive participants	2016-01-01	1,107
2015: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,302
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,127
Number of retired or separated participants receiving benefits	2015-01-01	2
Total of all active and inactive participants	2015-01-01	1,129
2014: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,316
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,299
Number of retired or separated participants receiving benefits	2014-01-01	11
Total of all active and inactive participants	2014-01-01	1,310
2013: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,336
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,316
Total of all active and inactive participants	2013-01-01	1,316
2012: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,954
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,907
Number of retired or separated participants receiving benefits	2012-01-01	12
Total of all active and inactive participants	2012-01-01	1,919
2011: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,145
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,954
Number of retired or separated participants receiving benefits	2011-01-01	11
Total of all active and inactive participants	2011-01-01	1,965
2010: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	2,102
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	2,116
Number of retired or separated participants receiving benefits	2010-01-01	13
Total of all active and inactive participants	2010-01-01	2,129
2009: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,198
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2,102
Number of retired or separated participants receiving benefits	2009-01-01	37
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	2,139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	2,139
Number of participants with account balances	2009-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Form 5500 Responses for PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN

2022: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2022-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2021: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2021-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2020: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2020-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2019: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2019-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2018: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2018-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2017: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2017-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2016: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2016-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2015: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2015-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2014: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2014-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2013: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2013-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2012: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2012-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2011: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2011-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2010: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2010-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2009: PNM RESOURCES, INC. EMPLOYEE RETENTION PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2009-01-01	Plan benefit arrangement – General assets of the sponsor	Yes

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Company Name:	PNM RESOURCES, INC.
Employer identification number (EIN):	850468296
NAIC Classification:	221100