LSC COMMUNICATIONS, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan LSC COMMUNICATIONS PENSION PLAN
| Measure | Date | Value |
|---|
| 2022: LSC COMMUNICATIONS PENSION PLAN 2022 401k membership |
|---|
| Market value of plan assets | 2022-09-30 | 2,001,075,768 |
| Acturial value of plan assets | 2022-09-30 | 1,934,308,369 |
| Funding target for retired participants and beneficiaries receiving payment | 2022-09-30 | 824,587,741 |
| Number of terminated vested participants | 2022-09-30 | 10,424 |
| Fundng target for terminated vested participants | 2022-09-30 | 411,773,407 |
| Active participant vested funding target | 2022-09-30 | 198,280,233 |
| Number of active participants | 2022-09-30 | 3,791 |
| Total funding liabilities for active participants | 2022-09-30 | 201,386,583 |
| Total participant count | 2022-09-30 | 20,982 |
| Total funding target for all participants | 2022-09-30 | 1,437,747,731 |
| Balance at beginning of prior year after applicable adjustments | 2022-09-30 | 36,885,724 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2022-09-30 | 10,394,097 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2022-09-30 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2022-09-30 | 0 |
| Amount remaining of carryover balance | 2022-09-30 | 36,885,724 |
| Amount remaining of prefunding balance | 2022-09-30 | 10,394,097 |
| Present value of excess contributions | 2022-09-30 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2022-09-30 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2022-09-30 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2022-09-30 | 0 |
| Balance of carryovers at beginning of current year | 2022-09-30 | 38,634,107 |
| Balance of prefunding at beginning of current year | 2022-09-30 | 10,886,777 |
| Total employer contributions | 2022-09-30 | 0 |
| Total employee contributions | 2022-09-30 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2022-09-30 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2022-09-30 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2022-09-30 | 0 |
| Unpaid minimum required contributions for all prior years | 2022-09-30 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2022-09-30 | 0 |
| Remaining amount of unpaid minimum required contributions | 2022-09-30 | 0 |
| Minimum required contributions for current year target normal cost | 2022-09-30 | 4,920,000 |
| Net shortfall amortization installment of oustanding balance | 2022-09-30 | 0 |
| Waiver amortization installment | 2022-09-30 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2022-09-30 | 0 |
| Carryover balance elected to use to offset funding requirement | 2022-09-30 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2022-09-30 | 0 |
| Additional cash requirement | 2022-09-30 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2022-09-30 | 0 |
| Unpaid minimum required contributions for current year | 2022-09-30 | 0 |
| Unpaid minimum required contributions for all years | 2022-09-30 | 0 |
| 2021: LSC COMMUNICATIONS PENSION PLAN 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-10-01 | 21,001 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-10-01 | 3,293 |
| Number of retired or separated participants receiving benefits | 2021-10-01 | 5,791 |
| Number of other retired or separated participants entitled to future benefits | 2021-10-01 | 9,624 |
| Total of all active and inactive participants | 2021-10-01 | 18,708 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-10-01 | 1,005 |
| Total participants | 2021-10-01 | 19,713 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-10-01 | 0 |
| Market value of plan assets | 2021-09-30 | 2,012,908,213 |
| Acturial value of plan assets | 2021-09-30 | 1,837,192,746 |
| Funding target for retired participants and beneficiaries receiving payment | 2021-09-30 | 782,993,619 |
| Number of terminated vested participants | 2021-09-30 | 10,513 |
| Fundng target for terminated vested participants | 2021-09-30 | 401,277,004 |
| Active participant vested funding target | 2021-09-30 | 230,973,423 |
| Number of active participants | 2021-09-30 | 4,581 |
| Total funding liabilities for active participants | 2021-09-30 | 234,927,466 |
| Total participant count | 2021-09-30 | 21,419 |
| Total funding target for all participants | 2021-09-30 | 1,419,198,089 |
| Balance at beginning of prior year after applicable adjustments | 2021-09-30 | 31,949,523 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2021-09-30 | 9,003,116 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2021-09-30 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2021-09-30 | 0 |
| Amount remaining of carryover balance | 2021-09-30 | 31,949,523 |
| Amount remaining of prefunding balance | 2021-09-30 | 9,003,116 |
| Present value of excess contributions | 2021-09-30 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2021-09-30 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2021-09-30 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2021-09-30 | 0 |
| Balance of carryovers at beginning of current year | 2021-09-30 | 36,885,724 |
| Balance of prefunding at beginning of current year | 2021-09-30 | 10,394,097 |
| Total employer contributions | 2021-09-30 | 0 |
| Total employee contributions | 2021-09-30 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2021-09-30 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2021-09-30 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2021-09-30 | 0 |
| Unpaid minimum required contributions for all prior years | 2021-09-30 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2021-09-30 | 0 |
| Remaining amount of unpaid minimum required contributions | 2021-09-30 | 0 |
| Minimum required contributions for current year target normal cost | 2021-09-30 | 6,593,000 |
| Net shortfall amortization installment of oustanding balance | 2021-09-30 | 0 |
| Waiver amortization installment | 2021-09-30 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2021-09-30 | 0 |
| Carryover balance elected to use to offset funding requirement | 2021-09-30 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2021-09-30 | 0 |
| Additional cash requirement | 2021-09-30 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2021-09-30 | 0 |
| Unpaid minimum required contributions for current year | 2021-09-30 | 0 |
| Unpaid minimum required contributions for all years | 2021-09-30 | 0 |
| 2020: LSC COMMUNICATIONS PENSION PLAN 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-10-01 | 21,419 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-10-01 | 3,791 |
| Number of retired or separated participants receiving benefits | 2020-10-01 | 6,180 |
| Number of other retired or separated participants entitled to future benefits | 2020-10-01 | 10,148 |
| Total of all active and inactive participants | 2020-10-01 | 20,119 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-10-01 | 882 |
| Total participants | 2020-10-01 | 21,001 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-10-01 | 0 |
| Market value of plan assets | 2020-09-30 | 2,064,755,072 |
| Acturial value of plan assets | 2020-09-30 | 1,998,422,949 |
| Funding target for retired participants and beneficiaries receiving payment | 2020-09-30 | 710,114,054 |
| Number of terminated vested participants | 2020-09-30 | 13,558 |
| Fundng target for terminated vested participants | 2020-09-30 | 547,107,341 |
| Active participant vested funding target | 2020-09-30 | 393,333,549 |
| Number of active participants | 2020-09-30 | 6,944 |
| Total funding liabilities for active participants | 2020-09-30 | 398,364,550 |
| Total participant count | 2020-09-30 | 25,816 |
| Total funding target for all participants | 2020-09-30 | 1,655,585,945 |
| Balance at beginning of prior year after applicable adjustments | 2020-09-30 | 28,311,270 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2020-09-30 | 7,931,562 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2020-09-30 | 164,390 |
| Prefunding balanced used to offset prior years funding requirement | 2020-09-30 | 0 |
| Amount remaining of carryover balance | 2020-09-30 | 28,146,880 |
| Amount remaining of prefunding balance | 2020-09-30 | 7,931,562 |
| Present value of excess contributions | 2020-09-30 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2020-09-30 | 0 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2020-09-30 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2020-09-30 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2020-09-30 | 0 |
| Balance of carryovers at beginning of current year | 2020-09-30 | 31,949,523 |
| Balance of prefunding at beginning of current year | 2020-09-30 | 9,003,116 |
| Total employer contributions | 2020-09-30 | 0 |
| Total employee contributions | 2020-09-30 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2020-09-30 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2020-09-30 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2020-09-30 | 0 |
| Liquidity shortfalls end of Q1 | 2020-09-30 | 0 |
| Liquidity shortfalls end of Q2 | 2020-09-30 | 0 |
| Liquidity shortfalls end of Q3 | 2020-09-30 | 0 |
| Liquidity shortfalls end of Q4 | 2020-09-30 | 0 |
| Unpaid minimum required contributions for all prior years | 2020-09-30 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2020-09-30 | 0 |
| Remaining amount of unpaid minimum required contributions | 2020-09-30 | 0 |
| Minimum required contributions for current year target normal cost | 2020-09-30 | 6,530,000 |
| Net shortfall amortization installment of oustanding balance | 2020-09-30 | 0 |
| Waiver amortization installment | 2020-09-30 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2020-09-30 | 0 |
| Carryover balance elected to use to offset funding requirement | 2020-09-30 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2020-09-30 | 0 |
| Additional cash requirement | 2020-09-30 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2020-09-30 | 0 |
| Unpaid minimum required contributions for current year | 2020-09-30 | 0 |
| Unpaid minimum required contributions for all years | 2020-09-30 | 0 |
| 2019: LSC COMMUNICATIONS PENSION PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-10-01 | 25,793 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-10-01 | 4,581 |
| Number of retired or separated participants receiving benefits | 2019-10-01 | 5,776 |
| Number of other retired or separated participants entitled to future benefits | 2019-10-01 | 10,236 |
| Total of all active and inactive participants | 2019-10-01 | 20,593 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-10-01 | 826 |
| Total participants | 2019-10-01 | 21,419 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-10-01 | 0 |
| Measure | Date | Value |
|---|
| 2022 : LSC COMMUNICATIONS PENSION PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $173,719,843 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $463,620,162 |
| Total income from all sources (including contributions) | 2022-09-30 | $-386,443,357 |
| Total loss/gain on sale of assets | 2022-09-30 | $0 |
| Total of all expenses incurred | 2022-09-30 | $138,661,201 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-09-30 | $131,178,305 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-09-30 | $0 |
| Value of total assets at end of year | 2022-09-30 | $1,596,621,982 |
| Value of total assets at beginning of year | 2022-09-30 | $2,411,626,859 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-09-30 | $7,482,896 |
| Total interest from all sources | 2022-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-09-30 | $22,635,997 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-09-30 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2022-09-30 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-09-30 | $22,635,997 |
| Assets. Real estate other than employer real property at beginning of year | 2022-09-30 | $0 |
| Administrative expenses professional fees incurred | 2022-09-30 | $7,482,896 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2022-09-30 | $0 |
| Was this plan covered by a fidelity bond | 2022-09-30 | Yes |
| Value of fidelity bond cover | 2022-09-30 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-09-30 | No |
| Assets. Other investments not covered elsewhere at end of year | 2022-09-30 | $12,159,960 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-09-30 | $68,017,337 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-09-30 | $104,553,062 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-09-30 | $254,858,641 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-09-30 | $173,719,843 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-09-30 | $463,620,162 |
| Other income not declared elsewhere | 2022-09-30 | $40,189,156 |
| Total non interest bearing cash at end of year | 2022-09-30 | $708,861 |
| Total non interest bearing cash at beginning of year | 2022-09-30 | $2,335,649 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
| Value of net income/loss | 2022-09-30 | $-525,104,558 |
| Value of net assets at end of year (total assets less liabilities) | 2022-09-30 | $1,422,902,139 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-09-30 | $1,948,006,697 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-09-30 | No |
| Assets. partnership/joint venture interests at end of year | 2022-09-30 | $22,025,398 |
| Assets. partnership/joint venture interests at beginning of year | 2022-09-30 | $33,337,290 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-09-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-09-30 | $24,752 |
| Value of interest in common/collective trusts at end of year | 2022-09-30 | $16,638,126 |
| Value of interest in common/collective trusts at beginning of year | 2022-09-30 | $22,234,823 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-09-30 | $334,192 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-09-30 | $13,807,914 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-09-30 | $13,807,914 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2022-09-30 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-09-30 | $1,094,092,678 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-09-30 | $6,661,333 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-09-30 | $40,819,281 |
| Asset value of US Government securities at end of year | 2022-09-30 | $162,902,822 |
| Asset value of US Government securities at beginning of year | 2022-09-30 | $982,184,823 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-09-30 | $-449,268,510 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2022-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-09-30 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-09-30 | $90,359,024 |
| Asset. Corporate debt instrument preferred debt at end of year | 2022-09-30 | $183,196,988 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2022-09-30 | $1,027,907,275 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2022-09-30 | $9,895 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-09-30 | $257,022 |
| Did the plan have assets held for investment | 2022-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-09-30 | Unqualified |
| Accountancy firm name | 2022-09-30 | BAKER TILLY US, LLP |
| Accountancy firm EIN | 2022-09-30 | 390859910 |
| 2021 : LSC COMMUNICATIONS PENSION PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $463,620,162 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $164,610,200 |
| Total income from all sources (including contributions) | 2021-09-30 | $82,227,215 |
| Total loss/gain on sale of assets | 2021-09-30 | $0 |
| Total of all expenses incurred | 2021-09-30 | $103,391,192 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-09-30 | $94,237,951 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-09-30 | $0 |
| Value of total assets at end of year | 2021-09-30 | $2,411,626,859 |
| Value of total assets at beginning of year | 2021-09-30 | $2,133,780,874 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-09-30 | $9,153,241 |
| Total interest from all sources | 2021-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-09-30 | $49,784,097 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-09-30 | $49,784,097 |
| Assets. Real estate other than employer real property at end of year | 2021-09-30 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2021-09-30 | $76,061,466 |
| Administrative expenses professional fees incurred | 2021-09-30 | $9,153,241 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2021-09-30 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2021-09-30 | $876,056 |
| Was this plan covered by a fidelity bond | 2021-09-30 | Yes |
| Value of fidelity bond cover | 2021-09-30 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-09-30 | No |
| Assets. Other investments not covered elsewhere at end of year | 2021-09-30 | $68,017,337 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-09-30 | $55,756,592 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-09-30 | $254,858,641 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-09-30 | $24,573,141 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-09-30 | $463,620,162 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-09-30 | $164,610,200 |
| Other income not declared elsewhere | 2021-09-30 | $4,723,150 |
| Total non interest bearing cash at end of year | 2021-09-30 | $2,335,649 |
| Total non interest bearing cash at beginning of year | 2021-09-30 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
| Value of net income/loss | 2021-09-30 | $-21,163,977 |
| Value of net assets at end of year (total assets less liabilities) | 2021-09-30 | $1,948,006,697 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-09-30 | $1,969,170,674 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-09-30 | No |
| Assets. partnership/joint venture interests at end of year | 2021-09-30 | $33,337,290 |
| Assets. partnership/joint venture interests at beginning of year | 2021-09-30 | $32,442,942 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-09-30 | $24,752 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-09-30 | $58,036,469 |
| Value of interest in common/collective trusts at end of year | 2021-09-30 | $22,234,823 |
| Value of interest in common/collective trusts at beginning of year | 2021-09-30 | $250,728,710 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-09-30 | $13,807,914 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-09-30 | $51,053,271 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-09-30 | $51,053,271 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2021-09-30 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2021-09-30 | $42,577,823 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-09-30 | $6,661,333 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-09-30 | $3,648,517 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2021-09-30 | $130,233 |
| Asset value of US Government securities at end of year | 2021-09-30 | $982,184,823 |
| Asset value of US Government securities at beginning of year | 2021-09-30 | $438,838,240 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-09-30 | $27,719,968 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2021-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-09-30 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-09-30 | $94,107,718 |
| Asset. Corporate debt instrument preferred debt at end of year | 2021-09-30 | $1,027,907,275 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2021-09-30 | $784,688,062 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2021-09-30 | $257,022 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-09-30 | $314,499,585 |
| Did the plan have assets held for investment | 2021-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-09-30 | Disclaimer |
| Accountancy firm name | 2021-09-30 | BAKER TILLY US, LLP |
| Accountancy firm EIN | 2021-09-30 | 390859910 |
| 2020 : LSC COMMUNICATIONS PENSION PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $164,610,200 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $267,470,290 |
| Total income from all sources (including contributions) | 2020-09-30 | $312,670,075 |
| Total loss/gain on sale of assets | 2020-09-30 | $0 |
| Total of all expenses incurred | 2020-09-30 | $366,568,041 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-09-30 | $353,875,807 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-09-30 | $0 |
| Value of total assets at end of year | 2020-09-30 | $2,133,780,874 |
| Value of total assets at beginning of year | 2020-09-30 | $2,290,538,930 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-09-30 | $12,692,234 |
| Total interest from all sources | 2020-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-09-30 | $52,223,659 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-09-30 | $52,223,659 |
| Assets. Real estate other than employer real property at end of year | 2020-09-30 | $76,061,466 |
| Assets. Real estate other than employer real property at beginning of year | 2020-09-30 | $74,738,582 |
| Administrative expenses professional fees incurred | 2020-09-30 | $12,692,234 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2020-09-30 | $876,056 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2020-09-30 | $351,262 |
| Was this plan covered by a fidelity bond | 2020-09-30 | Yes |
| Value of fidelity bond cover | 2020-09-30 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-09-30 | No |
| Assets. Other investments not covered elsewhere at end of year | 2020-09-30 | $55,756,592 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-09-30 | $53,706,644 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-09-30 | $24,573,141 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-09-30 | $21,736,621 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-09-30 | $164,610,200 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-09-30 | $267,470,290 |
| Other income not declared elsewhere | 2020-09-30 | $1,289,694 |
| Total non interest bearing cash at end of year | 2020-09-30 | $0 |
| Total non interest bearing cash at beginning of year | 2020-09-30 | $1,149,072 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
| Value of net income/loss | 2020-09-30 | $-53,897,966 |
| Value of net assets at end of year (total assets less liabilities) | 2020-09-30 | $1,969,170,674 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-09-30 | $2,023,068,640 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-09-30 | No |
| Assets. partnership/joint venture interests at end of year | 2020-09-30 | $32,442,942 |
| Assets. partnership/joint venture interests at beginning of year | 2020-09-30 | $35,975,789 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-09-30 | $58,036,469 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-09-30 | $50,088,023 |
| Value of interest in common/collective trusts at end of year | 2020-09-30 | $250,728,710 |
| Value of interest in common/collective trusts at beginning of year | 2020-09-30 | $198,723,510 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-09-30 | $51,053,271 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-09-30 | $40,295,387 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-09-30 | $40,295,387 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2020-09-30 | $42,577,823 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2020-09-30 | $32,642,287 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-09-30 | $3,648,517 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-09-30 | $3,908,660 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-09-30 | $2,621,209 |
| Asset value of US Government securities at end of year | 2020-09-30 | $438,838,240 |
| Asset value of US Government securities at beginning of year | 2020-09-30 | $611,404,447 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-09-30 | $259,156,722 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2020-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-09-30 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-09-30 | $351,254,598 |
| Asset. Corporate debt instrument preferred debt at end of year | 2020-09-30 | $784,688,062 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2020-09-30 | $842,494,324 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2020-09-30 | $314,499,585 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2020-09-30 | $323,324,322 |
| Did the plan have assets held for investment | 2020-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-09-30 | Disclaimer |
| Accountancy firm name | 2020-09-30 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2020-09-30 | 390859910 |
| PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 ) |
| Policy contract number | 001652 |
| Policy instance | 4 |
| Insurance contract or identification number | 001652 | | Number of Individuals Covered | 65 | | Insurance policy start date | 2021-10-01 | | Insurance policy end date | 2022-09-30 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | Yes | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 361148 |
| Policy instance | 3 |
| Insurance contract or identification number | 361148 | | Number of Individuals Covered | 47 | | Insurance policy start date | 2021-10-01 | | Insurance policy end date | 2022-09-30 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 1 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 361147 |
| Policy instance | 2 |
| Insurance contract or identification number | 361147 | | Number of Individuals Covered | 119 | | Insurance policy start date | 2021-10-01 | | Insurance policy end date | 2022-09-30 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 1 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 308664 |
| Policy instance | 1 |
| Insurance contract or identification number | 308664 | | Number of Individuals Covered | 410 | | Insurance policy start date | 2021-10-01 | | Insurance policy end date | 2022-09-30 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 1 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 ) |
| Policy contract number | 001652 |
| Policy instance | 4 |
| Insurance contract or identification number | 001652 | | Number of Individuals Covered | 65 | | Insurance policy start date | 2020-10-01 | | Insurance policy end date | 2021-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | Yes | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 361148 |
| Policy instance | 3 |
| Insurance contract or identification number | 361148 | | Number of Individuals Covered | 50 | | Insurance policy start date | 2020-10-01 | | Insurance policy end date | 2021-09-30 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 1 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 361147 |
| Policy instance | 2 |
| Insurance contract or identification number | 361147 | | Number of Individuals Covered | 133 | | Insurance policy start date | 2020-10-01 | | Insurance policy end date | 2021-09-30 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 1 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 308664 |
| Policy instance | 1 |
| Insurance contract or identification number | 308664 | | Number of Individuals Covered | 441 | | Insurance policy start date | 2020-10-01 | | Insurance policy end date | 2021-09-30 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 1 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 ) |
| Policy contract number | GR-1652 |
| Policy instance | 4 |
| Insurance contract or identification number | GR-1652 | | Number of Individuals Covered | 70 | | Insurance policy start date | 2019-10-01 | | Insurance policy end date | 2020-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | Yes | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 361148 |
| Policy instance | 3 |
| Insurance contract or identification number | 361148 | | Number of Individuals Covered | 55 | | Insurance policy start date | 2019-10-01 | | Insurance policy end date | 2020-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 1 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 361147 |
| Policy instance | 2 |
| Insurance contract or identification number | 361147 | | Number of Individuals Covered | 173 | | Insurance policy start date | 2019-10-01 | | Insurance policy end date | 2020-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 1 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 308664 |
| Policy instance | 1 |
| Insurance contract or identification number | 308664 | | Number of Individuals Covered | 485 | | Insurance policy start date | 2019-10-01 | | Insurance policy end date | 2020-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 1 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
