?>
Logo

AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 401k Plan overview

Plan NameAURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST
Plan identification number 004

AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ASSOCIATION OF UNIVERSITIES FOR RESEARCH IN ASTRONOMY INC has sponsored the creation of one or more 401k plans.

Company Name:ASSOCIATION OF UNIVERSITIES FOR RESEARCH IN ASTRONOMY INC
Employer identification number (EIN):860138043
NAIC Classification:541700

Additional information about ASSOCIATION OF UNIVERSITIES FOR RESEARCH IN ASTRONOMY INC

Jurisdiction of Incorporation: Arizona Corporation Commission
Incorporation Date:
Company Identification Number: 00499367

More information about ASSOCIATION OF UNIVERSITIES FOR RESEARCH IN ASTRONOMY INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042022-01-01
0042021-01-01
0042020-01-01
0042019-01-01
0042018-01-01
0042017-01-01ELVIRA URQUIDEZ
0042016-01-01ELVIRA URQUIDEZ
0042016-01-01
0042015-01-01ELVIRA URQUIDEZ
0042014-01-01ELVIRA URQUIDEZ
0042013-01-01ELVIRA URQUIDEZ
0042012-01-01ELVIRA URQUIDEZ
0042011-01-01ELVIRA URQUIDEZ
0042010-01-01ELVIRA URQUIDEZ
0042009-01-01PATRICK R. PHELAN
0042009-01-01PATRICK R. PHELAN
0042009-01-01PATRICK R. PHELAN

Plan Statistics for AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST

401k plan membership statisitcs for AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST

Measure Date Value
2022: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-011,909
Total number of active participants reported on line 7a of the Form 55002022-01-011,394
Number of retired or separated participants receiving benefits2022-01-0110
Number of other retired or separated participants entitled to future benefits2022-01-01586
Total of all active and inactive participants2022-01-011,990
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0110
Total participants2022-01-012,000
Number of participants with account balances2022-01-011,996
2021: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-011,805
Total number of active participants reported on line 7a of the Form 55002021-01-011,377
Number of retired or separated participants receiving benefits2021-01-0110
Number of other retired or separated participants entitled to future benefits2021-01-01513
Total of all active and inactive participants2021-01-011,900
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-019
Total participants2021-01-011,909
Number of participants with account balances2021-01-011,905
2020: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-012,404
Total number of active participants reported on line 7a of the Form 55002020-01-011,341
Number of retired or separated participants receiving benefits2020-01-018
Number of other retired or separated participants entitled to future benefits2020-01-01448
Total of all active and inactive participants2020-01-011,797
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-018
Total participants2020-01-011,805
Number of participants with account balances2020-01-011,802
2019: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-012,511
Total number of active participants reported on line 7a of the Form 55002019-01-011,464
Number of retired or separated participants receiving benefits2019-01-018
Number of other retired or separated participants entitled to future benefits2019-01-01923
Total of all active and inactive participants2019-01-012,395
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-019
Total participants2019-01-012,404
Number of participants with account balances2019-01-012,314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-012,292
Total number of active participants reported on line 7a of the Form 55002018-01-011,454
Number of other retired or separated participants entitled to future benefits2018-01-011,052
Total of all active and inactive participants2018-01-012,506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-015
Total participants2018-01-012,511
Number of participants with account balances2018-01-012,314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-012,404
Total number of active participants reported on line 7a of the Form 55002017-01-011,881
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01408
Total of all active and inactive participants2017-01-012,289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-012,292
Number of participants with account balances2017-01-012,151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-012,250
Total number of active participants reported on line 7a of the Form 55002016-01-011,523
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-01871
Total of all active and inactive participants2016-01-012,398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-016
Total participants2016-01-012,404
Number of participants with account balances2016-01-012,226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-012,199
Total number of active participants reported on line 7a of the Form 55002015-01-011,386
Number of retired or separated participants receiving benefits2015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-01851
Total of all active and inactive participants2015-01-012,241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-019
Total participants2015-01-012,250
Number of participants with account balances2015-01-012,061
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-012,207
Total number of active participants reported on line 7a of the Form 55002014-01-011,387
Number of retired or separated participants receiving benefits2014-01-014
Number of other retired or separated participants entitled to future benefits2014-01-01800
Total of all active and inactive participants2014-01-012,191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-018
Total participants2014-01-012,199
Number of participants with account balances2014-01-011,999
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-012,264
Total number of active participants reported on line 7a of the Form 55002013-01-011,392
Number of retired or separated participants receiving benefits2013-01-014
Number of other retired or separated participants entitled to future benefits2013-01-01804
Total of all active and inactive participants2013-01-012,200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-017
Total participants2013-01-012,207
Number of participants with account balances2013-01-011,940
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-012,391
Total number of active participants reported on line 7a of the Form 55002012-01-011,568
Number of retired or separated participants receiving benefits2012-01-015
Number of other retired or separated participants entitled to future benefits2012-01-01683
Total of all active and inactive participants2012-01-012,256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-018
Total participants2012-01-012,264
Number of participants with account balances2012-01-011,894
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-011,903
Total number of active participants reported on line 7a of the Form 55002011-01-011,678
Number of retired or separated participants receiving benefits2011-01-016
Number of other retired or separated participants entitled to future benefits2011-01-01704
Total of all active and inactive participants2011-01-012,388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-012,391
Number of participants with account balances2011-01-011,949
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-01819
Total number of active participants reported on line 7a of the Form 55002010-01-011,669
Number of retired or separated participants receiving benefits2010-01-017
Number of other retired or separated participants entitled to future benefits2010-01-01671
Total of all active and inactive participants2010-01-012,347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-013
Total participants2010-01-012,350
Number of participants with account balances2010-01-011,903
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01800
Total number of active participants reported on line 7a of the Form 55002009-01-01819
Number of retired or separated participants receiving benefits2009-01-017
Number of other retired or separated participants entitled to future benefits2009-01-01886
Total of all active and inactive participants2009-01-011,712
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0128
Total participants2009-01-011,740
Number of participants with account balances2009-01-011,740
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
Number of employers contributing to the scheme2009-01-011

Financial Data on AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST

Measure Date Value
2022 : AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-13,025
Total unrealized appreciation/depreciation of assets2022-12-31$-13,025
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-47,707,903
Total loss/gain on sale of assets2022-12-31$16
Total of all expenses incurred2022-12-31$12,278,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$11,963,133
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$15,552,253
Value of total assets at end of year2022-12-31$327,810,118
Value of total assets at beginning of year2022-12-31$387,796,550
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$315,396
Total interest from all sources2022-12-31$2,017,612
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$8,411,021
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$8,411,021
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$1,087,395
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$2,775
Other income not declared elsewhere2022-12-31$146,799
Administrative expenses (other) incurred2022-12-31$290,396
Total non interest bearing cash at end of year2022-12-31$20,386
Total non interest bearing cash at beginning of year2022-12-31$14,531
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-59,986,432
Value of net assets at end of year (total assets less liabilities)2022-12-31$327,810,118
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$387,796,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$12,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$266,707,324
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$329,151,132
Value of interest in pooled separate accounts at end of year2022-12-31$5,798,938
Value of interest in pooled separate accounts at beginning of year2022-12-31$5,495,807
Interest earned on other investments2022-12-31$1,964,725
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$3,890,584
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$3,731,003
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$3,731,003
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$52,887
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$50,292,283
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$49,364,563
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$388,089
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-74,281,111
Net investment gain/loss from pooled separate accounts2022-12-31$458,532
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$15,552,253
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$11,575,044
Contract administrator fees2022-12-31$12,500
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$13,208
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$36,739
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$16
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31COHNREZNICK
Accountancy firm EIN2022-12-31221478099
2021 : AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$596
Total unrealized appreciation/depreciation of assets2021-12-31$596
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$61,000,994
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$16,559,409
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$16,203,825
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$14,742,013
Value of total assets at end of year2021-12-31$387,796,550
Value of total assets at beginning of year2021-12-31$343,354,965
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$355,584
Total interest from all sources2021-12-31$1,685,613
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$10,598,594
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$10,598,405
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Funding deficiency by the employer to the plan for this plan year2021-12-31$0
Minimum employer required contribution for this plan year2021-12-31$14,741,889
Amount contributed by the employer to the plan for this plan year2021-12-31$14,741,889
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$357,200
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$124
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$2,775
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$6,448
Other income not declared elsewhere2021-12-31$196,495
Administrative expenses (other) incurred2021-12-31$352,701
Total non interest bearing cash at end of year2021-12-31$14,531
Total non interest bearing cash at beginning of year2021-12-31$19,940
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$44,441,585
Value of net assets at end of year (total assets less liabilities)2021-12-31$387,796,550
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$343,354,965
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$2,883
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$329,151,132
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$283,787,525
Value of interest in pooled separate accounts at end of year2021-12-31$5,495,807
Value of interest in pooled separate accounts at beginning of year2021-12-31$4,643,934
Interest earned on other investments2021-12-31$1,685,196
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$3,731,003
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$4,994,138
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$4,994,138
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$417
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$49,364,563
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$49,545,780
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$143,326
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$32,941,307
Net investment gain/loss from pooled separate accounts2021-12-31$836,376
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$14,741,889
Income. Dividends from common stock2021-12-31$189
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$16,060,499
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$36,739
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31COHNREZNICK
Accountancy firm EIN2021-12-31221478099
2020 : AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$60,469,972
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$8,731,463
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$8,570,423
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$14,443,365
Value of total assets at end of year2020-12-31$343,354,965
Value of total assets at beginning of year2020-12-31$291,616,456
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$161,040
Total interest from all sources2020-12-31$1,885,564
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$5,031,782
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$5,031,782
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Funding deficiency by the employer to the plan for this plan year2020-12-31$0
Minimum employer required contribution for this plan year2020-12-31$14,437,177
Amount contributed by the employer to the plan for this plan year2020-12-31$14,437,177
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Assets. Other investments not covered elsewhere at end of year2020-12-31$357,200
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$364,369
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$6,188
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$6,448
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$12
Other income not declared elsewhere2020-12-31$13,864
Administrative expenses (other) incurred2020-12-31$142,290
Total non interest bearing cash at end of year2020-12-31$19,940
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$51,738,509
Value of net assets at end of year (total assets less liabilities)2020-12-31$343,354,965
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$291,616,456
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$18,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$283,787,525
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$233,820,923
Value of interest in pooled separate accounts at end of year2020-12-31$4,643,934
Value of interest in pooled separate accounts at beginning of year2020-12-31$5,405,877
Interest earned on other investments2020-12-31$1,876,022
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$4,994,138
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$3,466,864
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$3,466,864
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$9,542
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$49,545,780
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$48,558,272
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$233,895
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$39,141,789
Net investment gain/loss from pooled separate accounts2020-12-31$-46,392
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$14,437,177
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$8,336,528
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$139
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31COHNREZNICK
Accountancy firm EIN2020-12-31221478099
2019 : AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$5
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$5
Total unrealized appreciation/depreciation of assets2019-12-31$5
Total unrealized appreciation/depreciation of assets2019-12-31$5
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$61,314,457
Total income from all sources (including contributions)2019-12-31$61,314,457
Total loss/gain on sale of assets2019-12-31$9
Total loss/gain on sale of assets2019-12-31$9
Total of all expenses incurred2019-12-31$15,906,669
Total of all expenses incurred2019-12-31$15,906,669
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$15,602,198
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$15,602,198
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$12,869,722
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$12,869,722
Value of total assets at end of year2019-12-31$291,616,456
Value of total assets at end of year2019-12-31$291,616,456
Value of total assets at beginning of year2019-12-31$246,208,668
Value of total assets at beginning of year2019-12-31$246,208,668
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$304,471
Total interest from all sources2019-12-31$1,932,902
Total interest from all sources2019-12-31$1,932,902
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$4,616,104
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$4,616,104
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$4,616,103
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$4,616,103
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Funding deficiency by the employer to the plan for this plan year2019-12-31$0
Minimum employer required contribution for this plan year2019-12-31$12,869,722
Amount contributed by the employer to the plan for this plan year2019-12-31$12,869,722
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Assets. Other investments not covered elsewhere at end of year2019-12-31$364,369
Assets. Other investments not covered elsewhere at end of year2019-12-31$364,369
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$314,403
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$314,403
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$12
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$12
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$4
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$4
Other income not declared elsewhere2019-12-31$161,904
Other income not declared elsewhere2019-12-31$161,904
Administrative expenses (other) incurred2019-12-31$279,471
Administrative expenses (other) incurred2019-12-31$279,471
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$45,407,788
Value of net income/loss2019-12-31$45,407,788
Value of net assets at end of year (total assets less liabilities)2019-12-31$291,616,456
Value of net assets at end of year (total assets less liabilities)2019-12-31$291,616,456
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$246,208,668
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$246,208,668
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$12,500
Investment advisory and management fees2019-12-31$12,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$233,820,923
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$233,820,923
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$187,000,363
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$187,000,363
Value of interest in pooled separate accounts at end of year2019-12-31$5,405,877
Value of interest in pooled separate accounts at end of year2019-12-31$5,405,877
Value of interest in pooled separate accounts at beginning of year2019-12-31$5,221,631
Value of interest in pooled separate accounts at beginning of year2019-12-31$5,221,631
Interest earned on other investments2019-12-31$1,866,678
Interest earned on other investments2019-12-31$1,866,678
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$3,466,864
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$3,466,864
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$5,458,068
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$5,458,068
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$5,458,068
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$5,458,068
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$66,224
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$66,224
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$48,558,272
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$48,558,272
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$48,214,199
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$405,424
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$405,424
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$41,450,815
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$41,450,815
Net investment gain/loss from pooled separate accounts2019-12-31$282,996
Net investment gain/loss from pooled separate accounts2019-12-31$282,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$12,869,722
Contributions received in cash from employer2019-12-31$12,869,722
Income. Dividends from common stock2019-12-31$1
Income. Dividends from common stock2019-12-31$1
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$15,196,774
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$15,196,774
Contract administrator fees2019-12-31$12,500
Contract administrator fees2019-12-31$12,500
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$139
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$139
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$1,016
Aggregate proceeds on sale of assets2019-12-31$1,016
Aggregate carrying amount (costs) on sale of assets2019-12-31$1,007
Aggregate carrying amount (costs) on sale of assets2019-12-31$1,007
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31COHNREZNICK
Accountancy firm name2019-12-31COHNREZNICK
Accountancy firm EIN2019-12-31221478099
Accountancy firm EIN2019-12-31221478099
2018 : AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$13
Total income from all sources (including contributions)2018-12-31$3,635,882
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$9,900,057
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$9,753,234
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$12,506,338
Value of total assets at end of year2018-12-31$246,208,668
Value of total assets at beginning of year2018-12-31$252,472,856
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$146,823
Total interest from all sources2018-12-31$1,978,667
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$5,071,854
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$5,071,854
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Funding deficiency by the employer to the plan for this plan year2018-12-31$0
Minimum employer required contribution for this plan year2018-12-31$12,505,257
Amount contributed by the employer to the plan for this plan year2018-12-31$12,505,257
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Assets. Other investments not covered elsewhere at end of year2018-12-31$314,403
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$22,276,196
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,081
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$4
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$9
Other income not declared elsewhere2018-12-31$155,546
Liabilities. Value of operating payables at end of year2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$4
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-6,264,175
Value of net assets at end of year (total assets less liabilities)2018-12-31$246,208,668
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$252,472,843
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$146,823
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$187,000,363
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$175,809,342
Value of interest in pooled separate accounts at end of year2018-12-31$5,221,631
Value of interest in pooled separate accounts at beginning of year2018-12-31$4,997,856
Interest earned on other investments2018-12-31$1,925,604
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$5,458,068
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$2,170,619
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$2,170,619
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$53,063
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$48,214,199
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$47,218,843
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$543,248
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-16,311,028
Net investment gain/loss from pooled separate accounts2018-12-31$234,505
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$12,505,257
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$9,209,986
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$13
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$46,942,716
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$9,791,269
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$9,754,612
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$11,610,523
Value of total assets at end of year2017-12-31$252,472,856
Value of total assets at beginning of year2017-12-31$215,321,396
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$36,657
Total interest from all sources2017-12-31$1,853,283
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$4,510,227
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$4,510,227
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Funding deficiency by the employer to the plan for this plan year2017-12-31$0
Minimum employer required contribution for this plan year2017-12-31$11,610,523
Amount contributed by the employer to the plan for this plan year2017-12-31$11,610,523
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$22,276,196
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$321,491
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$9
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$50,958
Administrative expenses (other) incurred2017-12-31$17,855
Liabilities. Value of operating payables at end of year2017-12-31$4
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$37,151,447
Value of net assets at end of year (total assets less liabilities)2017-12-31$252,472,843
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$215,321,396
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$52
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$175,809,342
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$159,183,361
Value of interest in pooled separate accounts at end of year2017-12-31$4,997,856
Value of interest in pooled separate accounts at beginning of year2017-12-31$6,048,239
Interest earned on other investments2017-12-31$1,832,470
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$2,170,619
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$6,015,851
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$6,015,851
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$20,813
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$47,218,843
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$43,752,454
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$817,879
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$28,674,526
Net investment gain/loss from pooled separate accounts2017-12-31$243,199
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$11,610,523
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$8,936,733
Contract administrator fees2017-12-31$18,750
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2017-12-31410746749
2016 : AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$22,386,549
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$7,267,316
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$7,186,726
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$10,041,472
Value of total assets at end of year2016-12-31$215,321,396
Value of total assets at beginning of year2016-12-31$200,202,163
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$80,590
Total interest from all sources2016-12-31$1,904,041
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$3,712,740
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$3,712,740
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$321,491
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$302,449
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,102
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$667
Other income not declared elsewhere2016-12-31$83,718
Administrative expenses (other) incurred2016-12-31$68,090
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$15,119,233
Value of net assets at end of year (total assets less liabilities)2016-12-31$215,321,396
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$200,202,163
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$159,183,361
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$145,634,009
Value of interest in pooled separate accounts at end of year2016-12-31$6,048,239
Value of interest in pooled separate accounts at beginning of year2016-12-31$5,611,165
Interest earned on other investments2016-12-31$1,899,857
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$6,015,851
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$6,741,749
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$6,741,749
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$4,184
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$43,752,454
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$41,912,791
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$503,102
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$6,350,343
Net investment gain/loss from pooled separate accounts2016-12-31$294,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$10,040,370
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,682,957
Contract administrator fees2016-12-31$12,500
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2016-12-31410746749
2015 : AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$12,693,493
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$8,346,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$8,269,012
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$9,154,769
Value of total assets at end of year2015-12-31$200,202,163
Value of total assets at beginning of year2015-12-31$195,854,731
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$77,049
Total interest from all sources2015-12-31$1,718,867
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$4,570,796
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$4,570,796
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$302,449
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$302,954
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$-1,930
Other income not declared elsewhere2015-12-31$138,481
Administrative expenses (other) incurred2015-12-31$70,799
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$4,347,432
Value of net assets at end of year (total assets less liabilities)2015-12-31$200,202,163
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$195,854,731
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$145,634,009
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$144,597,050
Value of interest in pooled separate accounts at end of year2015-12-31$5,611,165
Value of interest in pooled separate accounts at beginning of year2015-12-31$5,069,344
Interest earned on other investments2015-12-31$1,718,025
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$6,741,749
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$5,380,594
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$5,380,594
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$842
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$41,912,791
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$40,504,789
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$193,058
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,307,750
Net investment gain/loss from pooled separate accounts2015-12-31$418,330
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$9,156,699
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$8,075,954
Contract administrator fees2015-12-31$6,250
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2015-12-31410746749
2014 : AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$20,572,576
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$5,702,675
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,613,295
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$8,471,400
Value of total assets at end of year2014-12-31$195,854,731
Value of total assets at beginning of year2014-12-31$180,984,830
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$89,380
Total interest from all sources2014-12-31$1,731,142
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$5,552,871
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$5,552,871
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$302,954
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$128,202
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$12,301
Other income not declared elsewhere2014-12-31$56,097
Administrative expenses (other) incurred2014-12-31$49,797
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$2,794
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$14,869,901
Value of net assets at end of year (total assets less liabilities)2014-12-31$195,854,731
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$180,984,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$144,597,050
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$130,313,796
Value of interest in pooled separate accounts at end of year2014-12-31$5,069,344
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,374,123
Interest earned on other investments2014-12-31$1,730,536
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$5,380,594
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$6,275,313
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$6,275,313
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$606
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$40,504,789
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$39,890,602
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$620,496
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$4,216,460
Net investment gain/loss from pooled separate accounts2014-12-31$544,606
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$8,459,099
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,992,799
Contract administrator fees2014-12-31$39,583
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2014-12-31410746749
2013 : AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$34,322,688
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$6,503,022
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$6,465,823
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$8,109,616
Value of total assets at end of year2013-12-31$180,984,830
Value of total assets at beginning of year2013-12-31$153,165,164
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$37,199
Total interest from all sources2013-12-31$1,627,171
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,739,786
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,739,786
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$128,202
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$6,543,928
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$88,210
Other income not declared elsewhere2013-12-31$33,143
Administrative expenses (other) incurred2013-12-31$35,755
Total non interest bearing cash at end of year2013-12-31$2,794
Total non interest bearing cash at beginning of year2013-12-31$9,501
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$27,819,666
Value of net assets at end of year (total assets less liabilities)2013-12-31$180,984,830
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$153,165,164
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$130,313,796
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$99,697,669
Value of interest in pooled separate accounts at end of year2013-12-31$4,374,123
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,716,021
Interest earned on other investments2013-12-31$1,626,554
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$6,275,313
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$4,596,886
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$4,596,886
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$617
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$39,890,602
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$38,601,159
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$89,473
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$21,433,315
Net investment gain/loss from pooled separate accounts2013-12-31$379,657
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$8,021,406
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$6,376,350
Contract administrator fees2013-12-31$1,444
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2013-12-31410746749
2012 : AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$23,204,406
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$8,635,283
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$8,597,627
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$7,981,727
Value of total assets at end of year2012-12-31$153,165,164
Value of total assets at beginning of year2012-12-31$138,596,041
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$37,656
Total interest from all sources2012-12-31$1,524,684
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,435,720
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,435,720
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$6,543,928
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$240,290
Other income not declared elsewhere2012-12-31$30
Administrative expenses (other) incurred2012-12-31$37,656
Total non interest bearing cash at end of year2012-12-31$9,501
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$14,569,123
Value of net assets at end of year (total assets less liabilities)2012-12-31$153,165,164
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$138,596,041
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$99,697,669
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$93,715,698
Value of interest in pooled separate accounts at end of year2012-12-31$3,716,021
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,028,585
Interest earned on other investments2012-12-31$1,523,962
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$4,596,886
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$4,241,433
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$4,241,433
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$722
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$38,601,159
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$37,610,325
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$239,235
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$11,944,671
Net investment gain/loss from pooled separate accounts2012-12-31$317,574
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$7,741,437
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$8,358,392
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2012-12-31410746749
2011 : AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$7,013,351
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$4,273,892
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$4,226,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$7,977,818
Value of total assets at end of year2011-12-31$138,596,041
Value of total assets at beginning of year2011-12-31$135,856,582
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$47,020
Total interest from all sources2011-12-31$1,495,324
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,106,222
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,106,222
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$7,603,350
Amount contributed by the employer to the plan for this plan year2011-12-31$7,603,350
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$374,468
Administrative expenses (other) incurred2011-12-31$47,020
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$3,724,940
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,739,459
Value of net assets at end of year (total assets less liabilities)2011-12-31$138,596,041
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$135,856,582
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$93,715,698
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$93,075,323
Value of interest in pooled separate accounts at end of year2011-12-31$3,028,585
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,529,780
Interest earned on other investments2011-12-31$1,494,703
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$4,241,433
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$621
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$37,610,325
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$36,526,539
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$182,841
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-3,900,908
Net investment gain/loss from pooled separate accounts2011-12-31$334,895
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$7,603,350
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,044,031
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2011-12-31410746749
2010 : AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$20,319,330
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$4,449,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,407,938
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$7,212,439
Value of total assets at end of year2010-12-31$135,856,582
Value of total assets at beginning of year2010-12-31$119,986,848
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$41,658
Total interest from all sources2010-12-31$1,427,821
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$747,985
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$747,985
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$7,212,439
Amount contributed by the employer to the plan for this plan year2010-12-31$7,212,439
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$43,743
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Administrative expenses (other) incurred2010-12-31$41,658
Total non interest bearing cash at end of year2010-12-31$3,724,940
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$15,869,734
Value of net assets at end of year (total assets less liabilities)2010-12-31$135,856,582
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$119,986,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$93,075,323
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$82,957,226
Value of interest in pooled separate accounts at end of year2010-12-31$2,529,780
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,694,953
Interest earned on other investments2010-12-31$1,426,309
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,512
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$36,526,539
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$35,267,744
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$363,760
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$10,637,392
Net investment gain/loss from pooled separate accounts2010-12-31$293,693
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$7,168,696
Employer contributions (assets) at beginning of year2010-12-31$66,925
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$4,044,178
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CLIFTON GUNDERSON, LLP
Accountancy firm EIN2010-12-31370802863
2009 : AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$66,925
Minimum employer required contribution for this plan year2009-12-31$6,880,043
Amount contributed by the employer to the plan for this plan year2009-12-31$6,813,118

Form 5500 Responses for AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST

2022: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: AURA, INC. MONEY PURCHASE PENSION PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85134
Policy instance 2
Insurance contract or identification numberGA85134
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101373
Policy instance 1
Insurance contract or identification number101373
Number of Individuals Covered858
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85134
Policy instance 2
Insurance contract or identification numberGA85134
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101373
Policy instance 1
Insurance contract or identification number101373
Number of Individuals Covered887
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85134
Policy instance 2
Insurance contract or identification numberGA85134
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101373
Policy instance 1
Insurance contract or identification number101373
Number of Individuals Covered912
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85134
Policy instance 2
Insurance contract or identification numberGA85134
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101373
Policy instance 1
Insurance contract or identification number101373
Number of Individuals Covered935
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101373
Policy instance 1
Insurance contract or identification number101373
Number of Individuals Covered970
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85134
Policy instance 2
Insurance contract or identification numberGA85134
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85134
Policy instance 2
Insurance contract or identification numberGA85134
Number of Individuals Covered0
Insurance policy start date2017-07-10
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101373
Policy instance 1
Insurance contract or identification number101373
Number of Individuals Covered987
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101373
Policy instance 1
Insurance contract or identification number101373
Number of Individuals Covered1042
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101373
Policy instance 1
Insurance contract or identification number101373
Number of Individuals Covered1049
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101373
Policy instance 1
Insurance contract or identification number101373
Number of Individuals Covered1072
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101373
Policy instance 1
Insurance contract or identification number101373
Number of Individuals Covered1091
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150961, 150962,
Policy instance 1
Insurance contract or identification number150961, 150962,
Number of Individuals Covered1143
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150961
Policy instance 1
Insurance contract or identification number150961
Number of Individuals Covered471
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3