401k Plan data: ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN plan

ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN 401k Plan overview

Plan Name	ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN
Plan identification number	002

ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ARIZONA NATURAL RESOURCES, INC. has sponsored the creation of one or more 401k plans.

Company Name: ARIZONA NATURAL RESOURCES, INC.

Employer identification number (EIN): 860265041

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2021-01-01 GEORGE DEMBOW 2022-10-10
002 2020-01-01 PAUL KASOWSKI 2021-09-30
002 2019-01-01 DUSTI MURRAY 2020-06-30
002 2018-01-01 LUZINDA ARVIZU 2019-10-15
002 2017-01-01 DUSTI MURRAY 2020-06-22
002 2016-01-01 TOMMEE EDMONDSON 2017-07-05
002 2015-01-01 DUSTI JONES 2016-07-26
002 2014-01-01 PAUL E. DEMBOW 2015-05-19 PAUL E. DEMBOW 2015-05-19
002 2013-01-01 PAUL DEMBOW PAUL DEMBOW 2014-08-05
002 2012-01-01 PAUL DEMBOW PAUL DEMBOW 2013-07-18
002 2011-01-01 PAUL DEMBOW PAUL DEMBOW 2012-09-25
002 2010-01-01 GEORGE F. DEMBOW, JR.
002 2009-01-01 GEORGE F. DEMBOW, JR.

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2021-01-01	GEORGE DEMBOW	2022-10-10
002	2020-01-01	PAUL KASOWSKI	2021-09-30
002	2019-01-01	DUSTI MURRAY	2020-06-30
002	2018-01-01	LUZINDA ARVIZU	2019-10-15
002	2017-01-01	DUSTI MURRAY	2020-06-22
002	2016-01-01	TOMMEE EDMONDSON	2017-07-05
002	2015-01-01	DUSTI JONES	2016-07-26
002	2014-01-01	PAUL E. DEMBOW	2015-05-19	PAUL E. DEMBOW	2015-05-19
002	2013-01-01	PAUL DEMBOW		PAUL DEMBOW	2014-08-05
002	2012-01-01	PAUL DEMBOW		PAUL DEMBOW	2013-07-18
002	2011-01-01	PAUL DEMBOW		PAUL DEMBOW	2012-09-25
002	2010-01-01	GEORGE F. DEMBOW, JR.
002	2009-01-01	GEORGE F. DEMBOW, JR.

Plan Statistics for ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN

401k plan membership statisitcs for ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN

Measure Date Value
2013: ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 73
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 61
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 3
Total of all active and inactive participants 2013-01-01 64
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 64
Number of participants with account balances 2013-01-01 52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 74
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 60
Number of other retired or separated participants entitled to future benefits 2012-01-01 11
Total of all active and inactive participants 2012-01-01 71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 71
Number of participants with account balances 2012-01-01 64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 77
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 67
Number of other retired or separated participants entitled to future benefits 2011-01-01 5
Total of all active and inactive participants 2011-01-01 72
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 72
Number of participants with account balances 2011-01-01 64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 75
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 71
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 6
Total of all active and inactive participants 2010-01-01 77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 77
Number of participants with account balances 2010-01-01 68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 72
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 69
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 5
Total of all active and inactive participants 2009-01-01 75
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 75
Number of participants with account balances 2009-01-01 66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	73
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	61
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	3
Total of all active and inactive participants	2013-01-01	64
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	64
Number of participants with account balances	2013-01-01	52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	74
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	60
Number of other retired or separated participants entitled to future benefits	2012-01-01	11
Total of all active and inactive participants	2012-01-01	71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	71
Number of participants with account balances	2012-01-01	64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	77
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	67
Number of other retired or separated participants entitled to future benefits	2011-01-01	5
Total of all active and inactive participants	2011-01-01	72
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	72
Number of participants with account balances	2011-01-01	64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	75
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	71
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	6
Total of all active and inactive participants	2010-01-01	77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	77
Number of participants with account balances	2010-01-01	68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	72
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	69
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	5
Total of all active and inactive participants	2009-01-01	75
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	75
Number of participants with account balances	2009-01-01	66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN

Measure	Date	Value
2013 : ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$369,036
Expenses. Total of all expenses incurred	2013-12-31	$909,397
Benefits paid (including direct rollovers)	2013-12-31	$888,361
Total plan assets at end of year	2013-12-31	$1,697,986
Total plan assets at beginning of year	2013-12-31	$2,238,347
Value of fidelity bond covering the plan	2013-12-31	$750,000
Total contributions received or receivable from participants	2013-12-31	$134,750
Other income received	2013-12-31	$229,878
Net income (gross income less expenses)	2013-12-31	$-540,361
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,697,986
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$2,238,347
Assets. Value of participant loans	2013-12-31	$43,531
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2013-12-31	$6,059
Total contributions received or receivable from employer(s)	2013-12-31	$4,408
Value of certain deemed distributions of participant loans	2013-12-31	$6,129
Value of corrective distributions	2013-12-31	$14,907
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$305,120
Expenses. Total of all expenses incurred	2012-12-31	$212,265
Benefits paid (including direct rollovers)	2012-12-31	$205,856
Total plan assets at end of year	2012-12-31	$2,238,347
Total plan assets at beginning of year	2012-12-31	$2,145,492
Value of fidelity bond covering the plan	2012-12-31	$750,000
Total contributions received or receivable from participants	2012-12-31	$129,982
Other income received	2012-12-31	$170,508
Net income (gross income less expenses)	2012-12-31	$92,855
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,238,347
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,145,492
Assets. Value of participant loans	2012-12-31	$53,135
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$535,786
Total contributions received or receivable from employer(s)	2012-12-31	$4,630
Value of corrective distributions	2012-12-31	$6,409
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$155,717
Expenses. Total of all expenses incurred	2011-12-31	$1,560,632
Benefits paid (including direct rollovers)	2011-12-31	$1,538,581
Total plan assets at end of year	2011-12-31	$2,145,492
Total plan assets at beginning of year	2011-12-31	$3,550,407
Value of fidelity bond covering the plan	2011-12-31	$750,000
Total contributions received or receivable from participants	2011-12-31	$141,209
Other income received	2011-12-31	$14,508
Net income (gross income less expenses)	2011-12-31	$-1,404,915
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,145,492
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$3,550,407
Assets. Value of participant loans	2011-12-31	$116,759
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$535,786
Value of corrective distributions	2011-12-31	$16,495
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$5,556
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$407,463
Expenses. Total of all expenses incurred	2010-12-31	$78,782
Benefits paid (including direct rollovers)	2010-12-31	$61,380
Total plan assets at end of year	2010-12-31	$3,550,407
Total plan assets at beginning of year	2010-12-31	$3,221,726
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$129,898
Other income received	2010-12-31	$273,031
Net income (gross income less expenses)	2010-12-31	$328,681
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$3,550,407
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$3,221,726
Assets. Value of participant loans	2010-12-31	$32,019
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$545,586
Total contributions received or receivable from employer(s)	2010-12-31	$4,534
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$17,402
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN

2013: ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ARIZONA NATURAL RESOURCES, INC. EMPLOYEES' 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-54-KD48

Policy instance

Insurance contract or identification number	GAP-54-KD48
Number of Individuals Covered	64
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $2,787
Total amount of fees paid to insurance company	USD $799
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-54-KD48

Policy instance

Insurance contract or identification number	GAP-54-KD48
Number of Individuals Covered	68
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $1,813
Total amount of fees paid to insurance company	USD $268
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	ARIZONA NATURAL RESOURCES, INC.
Employer identification number (EIN):	860265041
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services