?>
Logo

SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 401k Plan overview

Plan NameSOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN
Plan identification number 001

SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. has sponsored the creation of one or more 401k plans.

Company Name:SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC.
Employer identification number (EIN):860290033
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-10-01
0012020-10-01
0012019-10-01MICHAEL FETT2021-02-25
0012018-10-01MICHELLE GRIFFITH2020-03-23
0012017-10-01
0012016-10-01
0012015-10-01NANCY O'CONNOR
0012015-10-01
0012014-10-01NANCY O'CONNOR
0012013-10-01NANCY O'CONNOR
0012013-07-01RITA MARTINEZ
0012012-07-01RITA MARTINEZ
0012011-07-01RITA MARTINEZ RITA MARTINEZ2013-04-12
0012009-07-01RITA MARTINEZ RITA MARTINEZ2011-04-18
0012009-07-01RITA MARTINEZ RITA MARTINEZ2011-04-18
0012009-07-01RITA MARTINEZ RITA MARTINEZ2011-04-15

Plan Statistics for SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN

401k plan membership statisitcs for SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN

Measure Date Value
2021: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-10-011,472
Total number of active participants reported on line 7a of the Form 55002021-10-011,533
Number of retired or separated participants receiving benefits2021-10-011
Number of other retired or separated participants entitled to future benefits2021-10-01155
Total of all active and inactive participants2021-10-011,689
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-011
Total participants2021-10-011,690
Number of participants with account balances2021-10-01626
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-0144
2020: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-10-011,448
Total number of active participants reported on line 7a of the Form 55002020-10-011,384
Number of retired or separated participants receiving benefits2020-10-010
Number of other retired or separated participants entitled to future benefits2020-10-01138
Total of all active and inactive participants2020-10-011,522
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-011
Total participants2020-10-011,523
Number of participants with account balances2020-10-01636
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-0150
2019: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-011,176
Total number of active participants reported on line 7a of the Form 55002019-10-011,053
Number of retired or separated participants receiving benefits2019-10-011
Number of other retired or separated participants entitled to future benefits2019-10-01260
Total of all active and inactive participants2019-10-011,314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-010
Total participants2019-10-011,314
Number of participants with account balances2019-10-01763
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-0148
2018: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-011,105
Total number of active participants reported on line 7a of the Form 55002018-10-011,026
Number of retired or separated participants receiving benefits2018-10-010
Number of other retired or separated participants entitled to future benefits2018-10-01149
Total of all active and inactive participants2018-10-011,175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-010
Total participants2018-10-011,175
Number of participants with account balances2018-10-01622
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-0152
2017: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-011,188
Total number of active participants reported on line 7a of the Form 55002017-10-01964
Number of retired or separated participants receiving benefits2017-10-010
Number of other retired or separated participants entitled to future benefits2017-10-01133
Total of all active and inactive participants2017-10-011,097
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-011,097
Number of participants with account balances2017-10-01599
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-0154
2016: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-011,213
Total number of active participants reported on line 7a of the Form 55002016-10-011,029
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-01159
Total of all active and inactive participants2016-10-011,188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-011,188
Number of participants with account balances2016-10-01641
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-0141
2015: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-011,385
Total number of active participants reported on line 7a of the Form 55002015-10-011,069
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-01143
Total of all active and inactive participants2015-10-011,212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-011,212
Number of participants with account balances2015-10-01584
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-0162
2014: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-011,350
Total number of active participants reported on line 7a of the Form 55002014-10-011,276
Number of other retired or separated participants entitled to future benefits2014-10-01109
Total of all active and inactive participants2014-10-011,385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-011,385
Number of participants with account balances2014-10-01588
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-0146
2013: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-011,290
Total number of active participants reported on line 7a of the Form 55002013-10-011,130
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-01215
Total of all active and inactive participants2013-10-011,345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-011,345
Number of participants with account balances2013-10-01596
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-0153
Total participants, beginning-of-year2013-07-011,041
Total number of active participants reported on line 7a of the Form 55002013-07-011,158
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-01128
Total of all active and inactive participants2013-07-011,286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-011,286
Number of participants with account balances2013-07-01441
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-018
2012: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01996
Total number of active participants reported on line 7a of the Form 55002012-07-01933
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-01101
Total of all active and inactive participants2012-07-011,034
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-011,034
Number of participants with account balances2012-07-01377
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-0128
2011: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01871
Total number of active participants reported on line 7a of the Form 55002011-07-01836
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-0192
Total of all active and inactive participants2011-07-01928
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-01928
Number of participants with account balances2011-07-01332
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-0145
2009: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01667
Total number of active participants reported on line 7a of the Form 55002009-07-01619
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-0161
Total of all active and inactive participants2009-07-01680
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-01680
Number of participants with account balances2009-07-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-0111

Financial Data on SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN

Measure Date Value
2022 : SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total income from all sources (including contributions)2022-09-30$-251,807
Total loss/gain on sale of assets2022-09-30$0
Total of all expenses incurred2022-09-30$2,166,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$2,101,054
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$2,846,810
Value of total assets at end of year2022-09-30$14,586,256
Value of total assets at beginning of year2022-09-30$17,004,848
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$65,731
Total interest from all sources2022-09-30$25,313
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$316,729
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-09-30$316,729
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$500,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Contributions received from participants2022-09-30$1,924,921
Participant contributions at end of year2022-09-30$280,335
Participant contributions at beginning of year2022-09-30$175,415
Income. Received or receivable in cash from other sources (including rollovers)2022-09-30$380,502
Other income not declared elsewhere2022-09-30$20,886
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$-2,418,592
Value of net assets at end of year (total assets less liabilities)2022-09-30$14,586,256
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$17,004,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-09-30$13,715,667
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-09-30$16,095,191
Interest on participant loans2022-09-30$11,567
Interest earned on other investments2022-09-30$13,746
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-09-30$590,254
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-09-30$734,242
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-09-30$-3,461,545
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30No
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Contributions received in cash from employer2022-09-30$541,387
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$2,101,054
Contract administrator fees2022-09-30$65,731
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Opinion of an independent qualified public accountant for this plan2022-09-30Unqualified
Accountancy firm name2022-09-30MAYOR HOFFMAN MCCANN P.C.
Accountancy firm EIN2022-09-30431947695
2021 : SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$5,571
Total income from all sources (including contributions)2021-09-30$5,073,076
Total loss/gain on sale of assets2021-09-30$0
Total of all expenses incurred2021-09-30$2,576,247
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$2,506,600
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$2,771,349
Value of total assets at end of year2021-09-30$17,004,848
Value of total assets at beginning of year2021-09-30$14,513,590
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$69,647
Total interest from all sources2021-09-30$19,441
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$220,189
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-09-30$220,189
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$500,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$1,856,579
Participant contributions at end of year2021-09-30$175,415
Participant contributions at beginning of year2021-09-30$171,796
Income. Received or receivable in cash from other sources (including rollovers)2021-09-30$339,389
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-09-30$6,655
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-09-30$5,571
Total non interest bearing cash at beginning of year2021-09-30$14,286,310
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$2,496,829
Value of net assets at end of year (total assets less liabilities)2021-09-30$17,004,848
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$14,508,019
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$16,095,191
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$5,603
Value of interest in pooled separate accounts at beginning of year2021-09-30$45,915
Interest on participant loans2021-09-30$8,223
Interest earned on other investments2021-09-30$11,218
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-09-30$734,242
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-09-30$3,966
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$2,062,097
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30Yes
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Contributions received in cash from employer2021-09-30$575,381
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$2,499,945
Contract administrator fees2021-09-30$69,647
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Opinion of an independent qualified public accountant for this plan2021-09-30Unqualified
Accountancy firm name2021-09-30MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2021-09-30431947695
2020 : SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$5,571
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$9,321
Total income from all sources (including contributions)2020-09-30$3,745,538
Total loss/gain on sale of assets2020-09-30$0
Total of all expenses incurred2020-09-30$1,027,048
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$954,163
Value of total corrective distributions2020-09-30$1,155
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$2,251,441
Value of total assets at end of year2020-09-30$14,513,590
Value of total assets at beginning of year2020-09-30$11,798,850
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$71,730
Total interest from all sources2020-09-30$34,235
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$253,103
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-09-30$253,103
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$1,000,000
If this is an individual account plan, was there a blackout period2020-09-30Yes
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Contributions received from participants2020-09-30$1,609,933
Participant contributions at end of year2020-09-30$171,796
Participant contributions at beginning of year2020-09-30$274,724
Income. Received or receivable in cash from other sources (including rollovers)2020-09-30$228,691
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-09-30$6,603
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-09-30$5,571
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-09-30$9,321
Total non interest bearing cash at end of year2020-09-30$14,286,310
Total non interest bearing cash at beginning of year2020-09-30$7,946
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Value of net income/loss2020-09-30$2,718,490
Value of net assets at end of year (total assets less liabilities)2020-09-30$14,508,019
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$11,789,529
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-30$5,603
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-30$10,245,988
Value of interest in pooled separate accounts at end of year2020-09-30$45,915
Value of interest in pooled separate accounts at beginning of year2020-09-30$41,549
Interest on participant loans2020-09-30$10,896
Interest earned on other investments2020-09-30$23,339
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-09-30$3,966
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-09-30$1,222,040
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-09-30$1,206,712
Net investment gain/loss from pooled separate accounts2020-09-30$47
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Contributions received in cash from employer2020-09-30$412,817
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$954,163
Contract administrator fees2020-09-30$71,730
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-09-30Yes
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30Yes
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2020-09-30431947695
2019 : SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$9,321
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$17,911
Total income from all sources (including contributions)2019-09-30$2,168,790
Total loss/gain on sale of assets2019-09-30$0
Total of all expenses incurred2019-09-30$2,140,266
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$2,047,277
Value of total corrective distributions2019-09-30$7,787
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$1,736,737
Value of total assets at end of year2019-09-30$11,798,850
Value of total assets at beginning of year2019-09-30$11,778,916
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$85,202
Total interest from all sources2019-09-30$15,331
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$255,779
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-09-30$255,779
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$500,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$1,471,083
Participant contributions at end of year2019-09-30$274,724
Participant contributions at beginning of year2019-09-30$323,609
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$32,123
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-09-30$6,603
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-09-30$6,316
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-09-30$9,321
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-09-30$17,911
Total non interest bearing cash at end of year2019-09-30$7,946
Total non interest bearing cash at beginning of year2019-09-30$7,904
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$28,524
Value of net assets at end of year (total assets less liabilities)2019-09-30$11,789,529
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$11,761,005
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$10,245,988
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$10,037,825
Value of interest in pooled separate accounts at end of year2019-09-30$41,549
Value of interest in pooled separate accounts at beginning of year2019-09-30$42,091
Interest on participant loans2019-09-30$15,270
Interest earned on other investments2019-09-30$61
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-09-30$1,222,040
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-09-30$1,361,171
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-09-30$161,461
Net investment gain/loss from pooled separate accounts2019-09-30$-518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Contributions received in cash from employer2019-09-30$233,531
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$2,047,277
Contract administrator fees2019-09-30$85,202
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2019-09-30431947695
2018 : SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$17,911
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$25,035
Total income from all sources (including contributions)2018-09-30$2,938,833
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$1,922,878
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$1,818,831
Expenses. Certain deemed distributions of participant loans2018-09-30$4,399
Value of total corrective distributions2018-09-30$4,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$1,854,446
Value of total assets at end of year2018-09-30$11,778,916
Value of total assets at beginning of year2018-09-30$10,770,085
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$95,220
Total interest from all sources2018-09-30$30,473
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$250,434
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-09-30$250,434
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$500,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$1,641,764
Participant contributions at end of year2018-09-30$323,609
Participant contributions at beginning of year2018-09-30$311,890
Income. Received or receivable in cash from other sources (including rollovers)2018-09-30$26,511
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-09-30$6,316
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-09-30$31,009
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-09-30$17,911
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-09-30$25,035
Total non interest bearing cash at end of year2018-09-30$7,904
Total non interest bearing cash at beginning of year2018-09-30$10,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$1,015,955
Value of net assets at end of year (total assets less liabilities)2018-09-30$11,761,005
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$10,745,050
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$10,037,825
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$9,210,863
Value of interest in pooled separate accounts at end of year2018-09-30$42,091
Value of interest in pooled separate accounts at beginning of year2018-09-30$47,273
Interest on participant loans2018-09-30$14,323
Interest earned on other investments2018-09-30$16,150
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-09-30$1,361,171
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-09-30$1,158,800
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$800,261
Net investment gain/loss from pooled separate accounts2018-09-30$3,219
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$186,171
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$1,818,831
Contract administrator fees2018-09-30$95,220
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2018-09-30431947695
2017 : SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$25,035
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total income from all sources (including contributions)2017-09-30$2,862,915
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$783,178
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$684,937
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$1,684,289
Value of total assets at end of year2017-09-30$10,770,085
Value of total assets at beginning of year2017-09-30$8,665,313
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$98,241
Total interest from all sources2017-09-30$29,850
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$227,417
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$227,417
Administrative expenses professional fees incurred2017-09-30$14,500
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$1,000,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$1,304,196
Participant contributions at end of year2017-09-30$311,890
Participant contributions at beginning of year2017-09-30$255,200
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$189,020
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-09-30$31,009
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-09-30$25,035
Total non interest bearing cash at end of year2017-09-30$10,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$2,079,737
Value of net assets at end of year (total assets less liabilities)2017-09-30$10,745,050
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$8,665,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$9,210,863
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$7,404,359
Value of interest in pooled separate accounts at end of year2017-09-30$47,273
Value of interest in pooled separate accounts at beginning of year2017-09-30$67,263
Interest on participant loans2017-09-30$10,306
Interest earned on other investments2017-09-30$19,544
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-09-30$1,158,800
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-09-30$938,491
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$913,457
Net investment gain/loss from pooled separate accounts2017-09-30$7,902
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$191,073
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$684,937
Contract administrator fees2017-09-30$83,741
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2017-09-30431947695
2016 : SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$2,966
Total income from all sources (including contributions)2016-09-30$2,392,317
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$1,176,644
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$1,090,912
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$1,573,496
Value of total assets at end of year2016-09-30$8,665,313
Value of total assets at beginning of year2016-09-30$7,452,606
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$85,732
Total interest from all sources2016-09-30$21,706
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$500,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$1,300,613
Participant contributions at end of year2016-09-30$255,200
Participant contributions at beginning of year2016-09-30$237,768
Assets. Other investments not covered elsewhere at beginning of year2016-09-30$78,606
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$86,261
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-09-30$2,966
Total non interest bearing cash at beginning of year2016-09-30$3,111
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$1,215,673
Value of net assets at end of year (total assets less liabilities)2016-09-30$8,665,313
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$7,449,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$7,404,359
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$6,415,018
Value of interest in pooled separate accounts at end of year2016-09-30$67,263
Interest on participant loans2016-09-30$9,692
Interest earned on other investments2016-09-30$12,014
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-09-30$938,491
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-09-30$718,103
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$790,123
Net investment gain/loss from pooled separate accounts2016-09-30$6,992
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$186,622
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$1,090,912
Contract administrator fees2016-09-30$85,732
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2016-09-30431947695
2015 : SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$2,966
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$1,914
Total income from all sources (including contributions)2015-09-30$1,365,196
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$1,001,817
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$908,033
Value of total corrective distributions2015-09-30$12,909
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$1,451,285
Value of total assets at end of year2015-09-30$7,452,606
Value of total assets at beginning of year2015-09-30$7,088,175
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$80,875
Total interest from all sources2015-09-30$6,749
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$297,320
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$297,320
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$500,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$1,250,574
Participant contributions at end of year2015-09-30$237,768
Participant contributions at beginning of year2015-09-30$163,196
Assets. Other investments not covered elsewhere at end of year2015-09-30$78,606
Assets. Other investments not covered elsewhere at beginning of year2015-09-30$81,729
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$35,130
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-09-30$2,656
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-09-30$2,966
Other income not declared elsewhere2015-09-30$-1,354
Total non interest bearing cash at end of year2015-09-30$3,111
Total non interest bearing cash at beginning of year2015-09-30$1,914
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$363,379
Value of net assets at end of year (total assets less liabilities)2015-09-30$7,449,640
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$7,086,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$6,415,018
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$6,240,457
Interest on participant loans2015-09-30$6,749
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-09-30$718,103
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-09-30$598,223
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-388,804
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$165,581
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$908,033
Contract administrator fees2015-09-30$80,875
Liabilities. Value of benefit claims payable at beginning of year2015-09-30$1,914
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2015-09-30431947695
2014 : SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-09-30$0
Total transfer of assets to this plan2014-09-30$280,867
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$1,914
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total income from all sources (including contributions)2014-09-30$2,051,559
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$715,037
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$627,108
Value of total corrective distributions2014-09-30$9,222
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$1,517,136
Value of total assets at end of year2014-09-30$7,088,175
Value of total assets at beginning of year2014-09-30$5,468,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$78,707
Total interest from all sources2014-09-30$21,672
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$500,000
If this is an individual account plan, was there a blackout period2014-09-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$1,221,496
Participant contributions at end of year2014-09-30$163,196
Participant contributions at beginning of year2014-09-30$257,511
Assets. Other investments not covered elsewhere at end of year2014-09-30$81,729
Income. Received or receivable in cash from other sources (including rollovers)2014-09-30$138,603
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-09-30$2,656
Total non interest bearing cash at end of year2014-09-30$1,914
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$1,336,522
Value of net assets at end of year (total assets less liabilities)2014-09-30$7,086,261
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$5,468,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$6,240,457
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$4,803,381
Interest on participant loans2014-09-30$8,484
Interest earned on other investments2014-09-30$13,188
Value of interest in common/collective trusts at beginning of year2014-09-30$407,980
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-09-30$598,223
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$512,751
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$157,037
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$627,108
Contract administrator fees2014-09-30$78,707
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-09-30Yes
Liabilities. Value of benefit claims payable at end of year2014-09-30$1,914
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2014-09-30431947695
2013 : SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total income from all sources (including contributions)2013-09-30$617,767
Total loss/gain on sale of assets2013-09-30$0
Total of all expenses incurred2013-09-30$179,758
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$166,577
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$354,308
Value of total assets at end of year2013-09-30$5,468,872
Value of total assets at beginning of year2013-09-30$5,030,863
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$13,181
Total interest from all sources2013-09-30$2,595
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$500,000
If this is an individual account plan, was there a blackout period2013-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$282,296
Participant contributions at end of year2013-09-30$257,511
Participant contributions at beginning of year2013-09-30$236,066
Assets. Other investments not covered elsewhere at beginning of year2013-09-30$494,289
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$33,340
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$438,009
Value of net assets at end of year (total assets less liabilities)2013-09-30$5,468,872
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$5,030,863
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$4,803,381
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$4,300,508
Interest on participant loans2013-09-30$2,595
Value of interest in common/collective trusts at end of year2013-09-30$407,980
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-09-30$258,276
Net investment gain or loss from common/collective trusts2013-09-30$2,588
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$38,672
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$166,577
Contract administrator fees2013-09-30$13,181
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Total unrealized appreciation/depreciation of assets2013-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$12,309
Total income from all sources (including contributions)2013-06-30$1,583,568
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$900,949
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$854,260
Value of total corrective distributions2013-06-30$-4,720
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$1,049,734
Value of total assets at end of year2013-06-30$5,030,863
Value of total assets at beginning of year2013-06-30$4,360,553
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$51,409
Total interest from all sources2013-06-30$19,720
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$0
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$500,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$900,102
Participant contributions at end of year2013-06-30$236,066
Participant contributions at beginning of year2013-06-30$165,133
Assets. Other investments not covered elsewhere at end of year2013-06-30$494,289
Assets. Other investments not covered elsewhere at beginning of year2013-06-30$410,484
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$22,211
Other income not declared elsewhere2013-06-30$-3,670
Total non interest bearing cash at end of year2013-06-30$0
Total non interest bearing cash at beginning of year2013-06-30$1,439
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$682,619
Value of net assets at end of year (total assets less liabilities)2013-06-30$5,030,863
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$4,348,244
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$4,300,508
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$3,783,497
Interest on participant loans2013-06-30$8,618
Interest earned on other investments2013-06-30$11,102
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$517,784
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$127,421
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$854,260
Contract administrator fees2013-06-30$51,409
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Liabilities. Value of acquisition indebtedness at end of year2013-06-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-06-30$12,309
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2013-06-30431947695
2012 : SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$12,309
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$17,145
Total income from all sources (including contributions)2012-06-30$1,112,175
Total of all expenses incurred2012-06-30$477,355
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$429,904
Value of total corrective distributions2012-06-30$10,870
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$1,007,181
Value of total assets at end of year2012-06-30$4,360,553
Value of total assets at beginning of year2012-06-30$3,730,569
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$36,581
Total interest from all sources2012-06-30$86,562
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Administrative expenses professional fees incurred2012-06-30$36,581
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$500,000
If this is an individual account plan, was there a blackout period2012-06-30No
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$825,873
Participant contributions at end of year2012-06-30$165,133
Participant contributions at beginning of year2012-06-30$137,458
Assets. Other investments not covered elsewhere at end of year2012-06-30$410,484
Assets. Other investments not covered elsewhere at beginning of year2012-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$62,703
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-06-30$7,682
Total non interest bearing cash at end of year2012-06-30$1,439
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$634,820
Value of net assets at end of year (total assets less liabilities)2012-06-30$4,348,244
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$3,713,424
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$3,783,497
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$3,302,146
Interest on participant loans2012-06-30$7,398
Interest earned on other investments2012-06-30$79,164
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-06-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-06-30$290,965
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-06-30$290,965
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$18,432
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$118,605
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$422,222
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Liabilities. Value of acquisition indebtedness at end of year2012-06-30$12,309
Liabilities. Value of acquisition indebtedness at beginning of year2012-06-30$17,145
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2012-06-30431947695
2011 : SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$17,145
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$14,205
Total income from all sources (including contributions)2011-06-30$1,325,326
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$416,452
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$385,202
Value of total corrective distributions2011-06-30$13,458
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$714,538
Value of total assets at end of year2011-06-30$3,730,569
Value of total assets at beginning of year2011-06-30$2,818,755
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$17,792
Total interest from all sources2011-06-30$8,547
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$500,000
If this is an individual account plan, was there a blackout period2011-06-30No
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$596,297
Participant contributions at end of year2011-06-30$137,458
Participant contributions at beginning of year2011-06-30$39,616
Assets. Other investments not covered elsewhere at end of year2011-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2011-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$23,052
Other income not declared elsewhere2011-06-30$-143,500
Total non interest bearing cash at beginning of year2011-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$908,874
Value of net assets at end of year (total assets less liabilities)2011-06-30$3,713,424
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$2,804,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Investment advisory and management fees2011-06-30$17,792
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$3,302,146
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$2,519,700
Interest on participant loans2011-06-30$3,694
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-06-30$290,965
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-06-30$10,500
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-06-30$10,500
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-06-30$4,853
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$248,939
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$745,741
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$95,189
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$385,202
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Liabilities. Value of acquisition indebtedness at end of year2011-06-30$17,145
Liabilities. Value of acquisition indebtedness at beginning of year2011-06-30$14,205
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2011-06-30431947695

Form 5500 Responses for SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN

2021: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – InsuranceYes
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement – InsuranceYes
2021-10-01Plan benefit arrangement - TrustYes
2020: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – InsuranceYes
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement – InsuranceYes
2020-10-01Plan benefit arrangement - TrustYes
2019: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedNo
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – InsuranceYes
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement – InsuranceYes
2019-10-01Plan benefit arrangement - TrustYes
2018: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – InsuranceYes
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement – InsuranceYes
2018-10-01Plan benefit arrangement - TrustYes
2017: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement – InsuranceYes
2017-10-01Plan benefit arrangement - TrustYes
2016: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement – InsuranceYes
2016-10-01Plan benefit arrangement - TrustYes
2015: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedYes
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2015-10-01Plan benefit arrangement - TrustYes
2014: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2014-10-01Plan benefit arrangement - TrustYes
2013: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2013-10-01Plan benefit arrangement - TrustYes
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement - TrustYes
2012: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement - TrustYes
2011: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2009: SOUTHWEST BEHAVIORAL HEALTH SERVICES, INC. RETIREMENT PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedYes
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1690
Insurance policy start date2021-10-01
Insurance policy end date2022-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1523
Insurance policy start date2020-10-01
Insurance policy end date2021-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number807964
Policy instance 2
Insurance contract or identification number807964
Number of Individuals Covered1175
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number807964
Policy instance 1
Insurance contract or identification number807964
Number of Individuals Covered3
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number807964
Policy instance 2
Insurance contract or identification number807964
Number of Individuals Covered1175
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number807964
Policy instance 1
Insurance contract or identification number807964
Number of Individuals Covered3
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number807964
Policy instance 2
Insurance contract or identification number807964
Number of Individuals Covered1097
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number807964
Policy instance 1
Insurance contract or identification number807964
Number of Individuals Covered3
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number807964
Policy instance 1
Insurance contract or identification number807964
Number of Individuals Covered1385
Insurance policy start date2014-10-01
Insurance policy end date2015-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number807964
Policy instance 1
Insurance contract or identification number807964
Number of Individuals Covered1345
Insurance policy start date2013-10-01
Insurance policy end date2014-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number530-80004
Policy instance 1
Insurance contract or identification number530-80004
Number of Individuals Covered0
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $1,957
Total amount of fees paid to insurance companyUSD $0

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3