401k Plan data: BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST plan

BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST 401k Plan overview

Plan Name	BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST
Plan identification number	001

BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BAP OF ARIZONA, INC. has sponsored the creation of one or more 401k plans.

Company Name: BAP OF ARIZONA, INC.

Employer identification number (EIN): 860291374

NAIC Classification: 441229
NAIC Description: All Other Motor Vehicle Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 LARRY DEL RAE 2014-10-16
001 2013-01-01 LARRY DEL RAE
001 2012-10-01 LARRY DEL RAE
001 2011-10-01 LAURENCE DEL RAE
001 2010-10-01 LAURENCE DEL RAE
001 2009-10-01 LAURENCE DEL RAE

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2014-01-01	LARRY DEL RAE	2014-10-16
001	2013-01-01	LARRY DEL RAE
001	2012-10-01	LARRY DEL RAE
001	2011-10-01	LAURENCE DEL RAE
001	2010-10-01	LAURENCE DEL RAE
001	2009-10-01	LAURENCE DEL RAE

Plan Statistics for BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST

401k plan membership statisitcs for BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST

Measure Date Value
2013: BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 106
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3
Number of other retired or separated participants entitled to future benefits 2013-01-01 58
Total of all active and inactive participants 2013-01-01 61
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 61
Number of participants with account balances 2013-01-01 61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 3
2012: BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST 2012 401k membership
Total participants, beginning-of-year 2012-10-01 102
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 72
Number of retired or separated participants receiving benefits 2012-10-01 0
Number of other retired or separated participants entitled to future benefits 2012-10-01 32
Total of all active and inactive participants 2012-10-01 104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 0
Total participants 2012-10-01 104
Number of participants with account balances 2012-10-01 102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 0
2011: BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST 2011 401k membership
Total participants, beginning-of-year 2011-10-01 108
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 70
Number of retired or separated participants receiving benefits 2011-10-01 1
Number of other retired or separated participants entitled to future benefits 2011-10-01 30
Total of all active and inactive participants 2011-10-01 101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 1
Total participants 2011-10-01 102
Number of participants with account balances 2011-10-01 91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 11
2010: BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST 2010 401k membership
Total participants, beginning-of-year 2010-10-01 111
Total number of active participants reported on line 7a of the Form 5500 2010-10-01 72
Number of retired or separated participants receiving benefits 2010-10-01 2
Number of other retired or separated participants entitled to future benefits 2010-10-01 28
Total of all active and inactive participants 2010-10-01 102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-10-01 0
Total participants 2010-10-01 102
Number of participants with account balances 2010-10-01 94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-10-01 8
2009: BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST 2009 401k membership
Total participants, beginning-of-year 2009-10-01 130
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 91
Number of retired or separated participants receiving benefits 2009-10-01 2
Number of other retired or separated participants entitled to future benefits 2009-10-01 16
Total of all active and inactive participants 2009-10-01 109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 0
Total participants 2009-10-01 109
Number of participants with account balances 2009-10-01 104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 9

Measure	Date	Value
2013: BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	106
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3
Number of other retired or separated participants entitled to future benefits	2013-01-01	58
Total of all active and inactive participants	2013-01-01	61
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	61
Number of participants with account balances	2013-01-01	61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	3
2012: BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST 2012 401k membership
Total participants, beginning-of-year	2012-10-01	102
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	72
Number of retired or separated participants receiving benefits	2012-10-01	0
Number of other retired or separated participants entitled to future benefits	2012-10-01	32
Total of all active and inactive participants	2012-10-01	104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	0
Total participants	2012-10-01	104
Number of participants with account balances	2012-10-01	102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	0
2011: BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST 2011 401k membership
Total participants, beginning-of-year	2011-10-01	108
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	70
Number of retired or separated participants receiving benefits	2011-10-01	1
Number of other retired or separated participants entitled to future benefits	2011-10-01	30
Total of all active and inactive participants	2011-10-01	101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	1
Total participants	2011-10-01	102
Number of participants with account balances	2011-10-01	91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	11
2010: BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST 2010 401k membership
Total participants, beginning-of-year	2010-10-01	111
Total number of active participants reported on line 7a of the Form 5500	2010-10-01	72
Number of retired or separated participants receiving benefits	2010-10-01	2
Number of other retired or separated participants entitled to future benefits	2010-10-01	28
Total of all active and inactive participants	2010-10-01	102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-10-01	0
Total participants	2010-10-01	102
Number of participants with account balances	2010-10-01	94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-10-01	8
2009: BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST 2009 401k membership
Total participants, beginning-of-year	2009-10-01	130
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	91
Number of retired or separated participants receiving benefits	2009-10-01	2
Number of other retired or separated participants entitled to future benefits	2009-10-01	16
Total of all active and inactive participants	2009-10-01	109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	0
Total participants	2009-10-01	109
Number of participants with account balances	2009-10-01	104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	9

Financial Data on BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST

Measure	Date	Value
2013 : BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$757,557
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$896,728
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$887,377
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$519,200
Value of total assets at end of year	2013-12-31	$1,768,427
Value of total assets at beginning of year	2013-12-31	$1,907,598
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$9,351
Total interest from all sources	2013-12-31	$4,737
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$250,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$45,146
Participant contributions at end of year	2013-12-31	$61,698
Participant contributions at beginning of year	2013-12-31	$72,617
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$474,054
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-139,171
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$1,768,427
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,907,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$1,361,527
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$1,616,569
Interest on participant loans	2013-12-31	$1,232
Interest earned on other investments	2013-12-31	$3,505
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$345,202
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$218,412
Net investment gain/loss from pooled separate accounts	2013-12-31	$233,620
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$887,377
Contract administrator fees	2013-12-31	$9,351
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	METZ CPA, PC
Accountancy firm EIN	2013-12-31	860847252
2012 : BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$28,980
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$110,775
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$110,479
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$12,594
Value of total assets at end of year	2012-12-31	$1,907,598
Value of total assets at beginning of year	2012-12-31	$1,989,393
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$296
Total interest from all sources	2012-12-31	$294
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$250,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$12,594
Participant contributions at end of year	2012-12-31	$72,617
Participant contributions at beginning of year	2012-12-31	$79,446
Other income not declared elsewhere	2012-12-31	$666
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-81,795
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,907,598
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,989,393
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,592,988
Value of interest in pooled separate accounts at end of year	2012-12-31	$1,616,569
Interest on participant loans	2012-12-31	$294
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$316,959
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$316,959
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$218,412
Net investment gain/loss from pooled separate accounts	2012-12-31	$15,426
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$110,479
Contract administrator fees	2012-12-31	$296
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	METZ CPA, PC
Accountancy firm EIN	2012-12-31	860847252
Unrealized appreciation/depreciation of real estate assets	2012-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2012-09-30	$0
Total unrealized appreciation/depreciation of assets	2012-09-30	$0
Total transfer of assets to this plan	2012-09-30	$0
Total transfer of assets from this plan	2012-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Expenses. Interest paid	2012-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-09-30	$0
Total income from all sources (including contributions)	2012-09-30	$324,386
Total loss/gain on sale of assets	2012-09-30	$0
Total of all expenses incurred	2012-09-30	$270,307
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$252,964
Expenses. Certain deemed distributions of participant loans	2012-09-30	$13,676
Value of total corrective distributions	2012-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$38,217
Value of total assets at end of year	2012-09-30	$1,989,393
Value of total assets at beginning of year	2012-09-30	$1,935,314
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-09-30	$3,667
Total income from rents	2012-09-30	$0
Total interest from all sources	2012-09-30	$3,842
Total dividends received (eg from common stock, registered investment company shares)	2012-09-30	$16,996
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-09-30	$16,996
Assets. Real estate other than employer real property at end of year	2012-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2012-09-30	$0
Administrative expenses professional fees incurred	2012-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-09-30	$0
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$250,000
If this is an individual account plan, was there a blackout period	2012-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Contributions received from participants	2012-09-30	$38,217
Participant contributions at end of year	2012-09-30	$79,446
Participant contributions at beginning of year	2012-09-30	$123,348
Participant contributions at end of year	2012-09-30	$0
Participant contributions at beginning of year	2012-09-30	$0
Assets. Other investments not covered elsewhere at end of year	2012-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2012-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-09-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-09-30	$0
Assets. Loans (other than to participants) at end of year	2012-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2012-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-09-30	$0
Other income not declared elsewhere	2012-09-30	$0
Administrative expenses (other) incurred	2012-09-30	$0
Total non interest bearing cash at end of year	2012-09-30	$0
Total non interest bearing cash at beginning of year	2012-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Income. Non cash contributions	2012-09-30	$0
Value of net income/loss	2012-09-30	$54,079
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$1,989,393
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$1,935,314
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Assets. partnership/joint venture interests at end of year	2012-09-30	$0
Assets. partnership/joint venture interests at beginning of year	2012-09-30	$0
Investment advisory and management fees	2012-09-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-09-30	$1,592,988
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-09-30	$1,508,618
Interest on participant loans	2012-09-30	$3,842
Income. Interest from loans (other than to participants)	2012-09-30	$0
Interest earned on other investments	2012-09-30	$0
Income. Interest from US Government securities	2012-09-30	$0
Income. Interest from corporate debt instruments	2012-09-30	$0
Value of interest in master investment trust accounts at end of year	2012-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2012-09-30	$0
Value of interest in common/collective trusts at end of year	2012-09-30	$0
Value of interest in common/collective trusts at beginning of year	2012-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-09-30	$316,959
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-09-30	$303,348
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-09-30	$303,348
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-09-30	$0
Assets. Value of investments in 103.12 investment entities at end of year	2012-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2012-09-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2012-09-30	$0
Asset value of US Government securities at end of year	2012-09-30	$0
Asset value of US Government securities at beginning of year	2012-09-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-09-30	$265,331
Net investment gain/loss from pooled separate accounts	2012-09-30	$0
Net investment gain or loss from common/collective trusts	2012-09-30	$0
Net gain/loss from 103.12 investment entities	2012-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	No
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Assets. Invements in employer securities at end of year	2012-09-30	$0
Assets. Invements in employer securities at beginning of year	2012-09-30	$0
Assets. Value of employer real property at end of year	2012-09-30	$0
Assets. Value of employer real property at beginning of year	2012-09-30	$0
Contributions received in cash from employer	2012-09-30	$0
Employer contributions (assets) at end of year	2012-09-30	$0
Employer contributions (assets) at beginning of year	2012-09-30	$0
Income. Dividends from preferred stock	2012-09-30	$0
Income. Dividends from common stock	2012-09-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-09-30	$252,964
Asset. Corporate debt instrument preferred debt at end of year	2012-09-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2012-09-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2012-09-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2012-09-30	$0
Contract administrator fees	2012-09-30	$3,667
Assets. Corporate common stocks other than exployer securities at end of year	2012-09-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-09-30	$0
Liabilities. Value of benefit claims payable at end of year	2012-09-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2012-09-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2012-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2012-09-30	$0
Did the plan have assets held for investment	2012-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	No
Aggregate proceeds on sale of assets	2012-09-30	$0
Aggregate carrying amount (costs) on sale of assets	2012-09-30	$0
Liabilities. Value of acquisition indebtedness at end of year	2012-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2012-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-09-30	Disclaimer
Accountancy firm name	2012-09-30	METZ CPA, PC
Accountancy firm EIN	2012-09-30	860847252
2011 : BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2011-09-30	$0
Total unrealized appreciation/depreciation of assets	2011-09-30	$0
Total transfer of assets to this plan	2011-09-30	$0
Total transfer of assets from this plan	2011-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Expenses. Interest paid	2011-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-09-30	$0
Total income from all sources (including contributions)	2011-09-30	$-52,075
Total loss/gain on sale of assets	2011-09-30	$0
Total of all expenses incurred	2011-09-30	$214,054
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$211,961
Expenses. Certain deemed distributions of participant loans	2011-09-30	$1,307
Value of total corrective distributions	2011-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$37,143
Value of total assets at end of year	2011-09-30	$1,935,314
Value of total assets at beginning of year	2011-09-30	$2,201,443
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$786
Total income from rents	2011-09-30	$0
Total interest from all sources	2011-09-30	$5,073
Total dividends received (eg from common stock, registered investment company shares)	2011-09-30	$20,018
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-09-30	$20,018
Assets. Real estate other than employer real property at end of year	2011-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2011-09-30	$0
Administrative expenses professional fees incurred	2011-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-09-30	$0
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$250,000
If this is an individual account plan, was there a blackout period	2011-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Contributions received from participants	2011-09-30	$37,143
Participant contributions at end of year	2011-09-30	$123,348
Participant contributions at beginning of year	2011-09-30	$121,189
Participant contributions at end of year	2011-09-30	$0
Participant contributions at beginning of year	2011-09-30	$0
Assets. Other investments not covered elsewhere at end of year	2011-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2011-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-09-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-09-30	$0
Assets. Loans (other than to participants) at end of year	2011-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2011-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-09-30	$0
Other income not declared elsewhere	2011-09-30	$23
Administrative expenses (other) incurred	2011-09-30	$0
Total non interest bearing cash at end of year	2011-09-30	$0
Total non interest bearing cash at beginning of year	2011-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Income. Non cash contributions	2011-09-30	$0
Value of net income/loss	2011-09-30	$-266,129
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$1,935,314
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$2,201,443
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Assets. partnership/joint venture interests at end of year	2011-09-30	$0
Assets. partnership/joint venture interests at beginning of year	2011-09-30	$0
Investment advisory and management fees	2011-09-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-09-30	$1,508,618
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-09-30	$1,788,917
Interest on participant loans	2011-09-30	$5,073
Income. Interest from loans (other than to participants)	2011-09-30	$0
Interest earned on other investments	2011-09-30	$0
Income. Interest from US Government securities	2011-09-30	$0
Income. Interest from corporate debt instruments	2011-09-30	$0
Value of interest in master investment trust accounts at end of year	2011-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2011-09-30	$0
Value of interest in common/collective trusts at end of year	2011-09-30	$0
Value of interest in common/collective trusts at beginning of year	2011-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-09-30	$303,348
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-09-30	$291,337
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-09-30	$291,337
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-09-30	$0
Assets. Value of investments in 103.12 investment entities at end of year	2011-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2011-09-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2011-09-30	$0
Asset value of US Government securities at end of year	2011-09-30	$0
Asset value of US Government securities at beginning of year	2011-09-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-09-30	$-114,332
Net investment gain/loss from pooled separate accounts	2011-09-30	$0
Net investment gain or loss from common/collective trusts	2011-09-30	$0
Net gain/loss from 103.12 investment entities	2011-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	No
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Assets. Invements in employer securities at end of year	2011-09-30	$0
Assets. Invements in employer securities at beginning of year	2011-09-30	$0
Assets. Value of employer real property at end of year	2011-09-30	$0
Assets. Value of employer real property at beginning of year	2011-09-30	$0
Contributions received in cash from employer	2011-09-30	$0
Employer contributions (assets) at end of year	2011-09-30	$0
Employer contributions (assets) at beginning of year	2011-09-30	$0
Income. Dividends from preferred stock	2011-09-30	$0
Income. Dividends from common stock	2011-09-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$211,961
Asset. Corporate debt instrument preferred debt at end of year	2011-09-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2011-09-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2011-09-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2011-09-30	$0
Contract administrator fees	2011-09-30	$786
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-09-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2011-09-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-09-30	$0
Liabilities. Value of benefit claims payable at end of year	2011-09-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2011-09-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2011-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2011-09-30	$0
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Aggregate proceeds on sale of assets	2011-09-30	$0
Aggregate carrying amount (costs) on sale of assets	2011-09-30	$0
Liabilities. Value of acquisition indebtedness at end of year	2011-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2011-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-09-30	Disclaimer
Accountancy firm name	2011-09-30	EVERS ROBINSON LTD.
Accountancy firm EIN	2011-09-30	860715183
2010 : BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-09-30	$0

Form 5500 Responses for BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST

2013: BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	No
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Insurance	Yes
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement – Insurance	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	No
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2010: BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST 2010 form 5500 responses
2010-10-01	Type of plan entity	Single employer plan
2010-10-01	Submission has been amended	No
2010-10-01	This submission is the final filing	No
2010-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-10-01	Plan is a collectively bargained plan	No
2010-10-01	Plan funding arrangement – Trust	Yes
2010-10-01	Plan benefit arrangement - Trust	Yes
2009: BAP OF ARIZONA, INC. PROFIT SHARING PLAN AND RETIREMENT TRUST 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

808349

Policy instance

Insurance contract or identification number	808349
Number of Individuals Covered	61
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $9,446
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,446
Insurance broker organization code?	3
Insurance broker name	SOUTHWEST INVESTMENT PARTNERS INC.

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Company Name:	BAP OF ARIZONA, INC.
Employer identification number (EIN):	860291374
NAIC Classification:	441229
NAIC Description:	All Other Motor Vehicle Dealers