401k Plan data: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN plan

SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 401k Plan overview

Plan Name	SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN
Plan identification number	002

SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

SOUTHWESTERN EYE CENTER, LTD has sponsored the creation of one or more 401k plans.

Company Name: SOUTHWESTERN EYE CENTER, LTD

Employer identification number (EIN): 860423068

NAIC Classification: 621399
NAIC Description: Offices of All Other Miscellaneous Health Practitioners

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2018-01-01 JASON FERNANDEZ
002 2018-01-01
002 2017-01-01 JASON FERNANDEZ JASON FERNANDEZ 2018-10-12
002 2017-01-01 JASON FERNANDEZ JASON FERNANDEZ 2018-10-12
002 2017-01-01 JASON FERNANDEZ JASON FERNANDEZ 2019-01-15
002 2017-01-01 JASON FERNANDEZ JASON FERNANDEZ 2018-10-12
002 2016-01-01 JOYCE LUNDBOM
002 2015-01-01 JOYCE LUNDBOM
002 2014-01-01 TIM R. LINES TIM R. LINES 2015-10-08
002 2013-01-01 TIMOTHY LINES TIMOTHY LINES 2014-10-14
002 2012-01-01 LOTHAIRE BLUTH LOTHAIRE BLUTH 2013-10-11
002 2011-01-01 LOTHAIRE BLUTH
002 2009-01-01 LOTHAIRE BLUTH LOTHAIRE BLUTH 2010-10-07

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2018-01-01	JASON FERNANDEZ
002	2018-01-01
002	2017-01-01	JASON FERNANDEZ	JASON FERNANDEZ	2018-10-12
002	2017-01-01	JASON FERNANDEZ	JASON FERNANDEZ	2018-10-12
002	2017-01-01	JASON FERNANDEZ	JASON FERNANDEZ	2019-01-15
002	2017-01-01	JASON FERNANDEZ	JASON FERNANDEZ	2018-10-12
002	2016-01-01	JOYCE LUNDBOM
002	2015-01-01	JOYCE LUNDBOM
002	2014-01-01	TIM R. LINES	TIM R. LINES	2015-10-08
002	2013-01-01	TIMOTHY LINES	TIMOTHY LINES	2014-10-14
002	2012-01-01	LOTHAIRE BLUTH	LOTHAIRE BLUTH	2013-10-11
002	2011-01-01	LOTHAIRE BLUTH
002	2009-01-01	LOTHAIRE BLUTH	LOTHAIRE BLUTH	2010-10-07

Plan Statistics for SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN

401k plan membership statisitcs for SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN

Measure Date Value
2018: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 556
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 537
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 420
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 129
Total of all active and inactive participants 2017-01-01 549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 550
Number of participants with account balances 2017-01-01 530
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 11
2016: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 505
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 408
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 114
Total of all active and inactive participants 2016-01-01 522
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 522
Number of participants with account balances 2016-01-01 508
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 7
2015: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 372
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 389
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 112
Total of all active and inactive participants 2015-01-01 501
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 502
Number of participants with account balances 2015-01-01 378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 13
2014: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 370
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 274
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 86
Total of all active and inactive participants 2014-01-01 360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 361
Number of participants with account balances 2014-01-01 359
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 12
2013: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 333
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 256
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 75
Total of all active and inactive participants 2013-01-01 331
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 332
Number of participants with account balances 2013-01-01 296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 12
2012: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 314
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 258
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 57
Total of all active and inactive participants 2012-01-01 315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 316
Number of participants with account balances 2012-01-01 310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 14
2011: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 280
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 260
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 45
Total of all active and inactive participants 2011-01-01 305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 306
Number of participants with account balances 2011-01-01 300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 15
2009: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 266
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 228
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 17
Total of all active and inactive participants 2009-01-01 245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 245
Number of participants with account balances 2009-01-01 242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 13

Measure	Date	Value
2018: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	556
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	537
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	420
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	129
Total of all active and inactive participants	2017-01-01	549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	550
Number of participants with account balances	2017-01-01	530
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	11
2016: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	505
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	408
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	114
Total of all active and inactive participants	2016-01-01	522
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	522
Number of participants with account balances	2016-01-01	508
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	7
2015: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	372
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	389
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	112
Total of all active and inactive participants	2015-01-01	501
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	502
Number of participants with account balances	2015-01-01	378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	13
2014: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	370
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	274
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	86
Total of all active and inactive participants	2014-01-01	360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	361
Number of participants with account balances	2014-01-01	359
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	12
2013: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	333
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	256
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	75
Total of all active and inactive participants	2013-01-01	331
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	332
Number of participants with account balances	2013-01-01	296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	12
2012: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	314
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	258
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	57
Total of all active and inactive participants	2012-01-01	315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	316
Number of participants with account balances	2012-01-01	310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	14
2011: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	280
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	260
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	45
Total of all active and inactive participants	2011-01-01	305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	306
Number of participants with account balances	2011-01-01	300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	15
2009: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	266
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	228
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	17
Total of all active and inactive participants	2009-01-01	245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	245
Number of participants with account balances	2009-01-01	242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	13

Financial Data on SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN

Measure	Date	Value
2018 : SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-04-30	$0
Total transfer of assets from this plan	2018-04-30	$19,246,882
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-04-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-04-30	$0
Total income from all sources (including contributions)	2018-04-30	$500,198
Total loss/gain on sale of assets	2018-04-30	$0
Total of all expenses incurred	2018-04-30	$278,528
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-04-30	$236,530
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-04-30	$468,640
Value of total assets at end of year	2018-04-30	$0
Value of total assets at beginning of year	2018-04-30	$19,025,212
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-04-30	$41,998
Total interest from all sources	2018-04-30	$1,728
Total dividends received (eg from common stock, registered investment company shares)	2018-04-30	$10,901
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-04-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-04-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2018-04-30	$10,901
Was this plan covered by a fidelity bond	2018-04-30	Yes
Value of fidelity bond cover	2018-04-30	$700,000
If this is an individual account plan, was there a blackout period	2018-04-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-04-30	$0
Were there any nonexempt tranactions with any party-in-interest	2018-04-30	No
Contributions received from participants	2018-04-30	$427,855
Participant contributions at end of year	2018-04-30	$0
Participant contributions at beginning of year	2018-04-30	$136,145
Income. Received or receivable in cash from other sources (including rollovers)	2018-04-30	$40,785
Other income not declared elsewhere	2018-04-30	$1,410
Administrative expenses (other) incurred	2018-04-30	$41,998
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-04-30	No
Income. Non cash contributions	2018-04-30	$427,855
Value of net income/loss	2018-04-30	$221,670
Value of net assets at end of year (total assets less liabilities)	2018-04-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-04-30	$19,025,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-04-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-04-30	No
Were any leases to which the plan was party in default or uncollectible	2018-04-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-04-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-04-30	$13,417,404
Interest on participant loans	2018-04-30	$1,728
Value of interest in common/collective trusts at end of year	2018-04-30	$0
Value of interest in common/collective trusts at beginning of year	2018-04-30	$5,471,663
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-04-30	$36,798
Net investment gain or loss from common/collective trusts	2018-04-30	$-19,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-04-30	No
Was there a failure to transmit to the plan any participant contributions	2018-04-30	No
Has the plan failed to provide any benefit when due under the plan	2018-04-30	No
Contributions received in cash from employer	2018-04-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-04-30	$236,530
Did the plan have assets held for investment	2018-04-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-04-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-04-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-04-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-04-30	Disclaimer
Accountancy firm name	2018-04-30	CROWE HORWATH
Accountancy firm EIN	2018-04-30	350921680
2017 : SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$3,633,093
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$416,959
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$332,908
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,334,090
Value of total assets at end of year	2017-12-31	$19,025,212
Value of total assets at beginning of year	2017-12-31	$15,809,078
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$84,051
Total interest from all sources	2017-12-31	$4,526
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$149,092
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$149,092
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$700,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,201,901
Participant contributions at end of year	2017-12-31	$136,145
Participant contributions at beginning of year	2017-12-31	$84,606
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$132,189
Other income not declared elsewhere	2017-12-31	$3
Administrative expenses (other) incurred	2017-12-31	$84,051
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$3,216,134
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$19,025,212
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$15,809,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$13,417,404
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$9,121,649
Interest on participant loans	2017-12-31	$4,526
Value of interest in common/collective trusts at end of year	2017-12-31	$5,471,663
Value of interest in common/collective trusts at beginning of year	2017-12-31	$6,602,823
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,651,374
Net investment gain or loss from common/collective trusts	2017-12-31	$494,008
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$332,908
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CROWE HORWATH
Accountancy firm EIN	2017-12-31	350921680
2016 : SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,718,663
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$888,701
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$834,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,315,626
Value of total assets at end of year	2016-12-31	$15,809,078
Value of total assets at beginning of year	2016-12-31	$13,979,116
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$54,500
Total interest from all sources	2016-12-31	$3,840
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$109,888
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$109,888
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$700,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,110,261
Participant contributions at end of year	2016-12-31	$84,606
Participant contributions at beginning of year	2016-12-31	$104,735
Participant contributions at beginning of year	2016-12-31	$26,646
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$205,365
Other income not declared elsewhere	2016-12-31	$3,132
Administrative expenses (other) incurred	2016-12-31	$54,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,829,962
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$15,809,078
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$13,979,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$9,121,649
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$10,828,392
Interest on participant loans	2016-12-31	$3,840
Value of interest in common/collective trusts at end of year	2016-12-31	$6,602,823
Value of interest in common/collective trusts at beginning of year	2016-12-31	$3,019,343
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,039,308
Net investment gain or loss from common/collective trusts	2016-12-31	$246,869
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$834,201
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	SCHMIDT WESTERGARD
Accountancy firm EIN	2016-12-31	860271207
2015 : SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$788,248
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$577,492
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$518,008
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,082,500
Value of total assets at end of year	2015-12-31	$13,979,116
Value of total assets at beginning of year	2015-12-31	$13,768,360
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$59,484
Total interest from all sources	2015-12-31	$4,313
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$95,700
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$95,700
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$700,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,074,306
Participant contributions at end of year	2015-12-31	$104,735
Participant contributions at beginning of year	2015-12-31	$110,335
Participant contributions at end of year	2015-12-31	$26,646
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$1,228
Other income not declared elsewhere	2015-12-31	$843
Administrative expenses (other) incurred	2015-12-31	$59,484
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$210,756
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$13,979,116
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$13,768,360
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$10,828,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$11,653,507
Interest on participant loans	2015-12-31	$4,313
Value of interest in common/collective trusts at end of year	2015-12-31	$3,019,343
Value of interest in common/collective trusts at beginning of year	2015-12-31	$1,904,518
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-430,039
Net investment gain or loss from common/collective trusts	2015-12-31	$34,931
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$6,966
Employer contributions (assets) at beginning of year	2015-12-31	$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$518,008
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	SCHMIDT WESTERGARD
Accountancy firm EIN	2015-12-31	860271207
2014 : SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$4,179
Total income from all sources (including contributions)	2014-12-31	$1,825,991
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$846,810
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$784,579
Value of total corrective distributions	2014-12-31	$5,128
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$973,352
Value of total assets at end of year	2014-12-31	$13,768,360
Value of total assets at beginning of year	2014-12-31	$12,793,358
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$57,103
Total interest from all sources	2014-12-31	$4,327
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$90,438
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$90,438
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$700,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$811,151
Participant contributions at end of year	2014-12-31	$110,335
Participant contributions at beginning of year	2014-12-31	$102,624
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$1
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$61,750
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$3,200
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$4,179
Other income not declared elsewhere	2014-12-31	$43,429
Administrative expenses (other) incurred	2014-12-31	$57,103
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$979,181
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$13,768,360
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$12,789,179
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$11,653,507
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$10,650,449
Interest on participant loans	2014-12-31	$4,327
Value of interest in common/collective trusts at end of year	2014-12-31	$1,904,518
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,937,084
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$714,445
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$100,451
Employer contributions (assets) at end of year	2014-12-31	$100,000
Employer contributions (assets) at beginning of year	2014-12-31	$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$784,579
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	SCHMIDT WESTERGARD
Accountancy firm EIN	2014-12-31	860271207
2013 : SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$4,179
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,268,604
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$824,211
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$772,520
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$874,283
Value of total assets at end of year	2013-12-31	$12,793,358
Value of total assets at beginning of year	2013-12-31	$10,344,786
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$51,691
Total interest from all sources	2013-12-31	$4,209
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$845,082
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$845,082
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$700,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$753,188
Participant contributions at end of year	2013-12-31	$102,624
Participant contributions at beginning of year	2013-12-31	$97,492
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$1
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$17,895
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$3,200
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$4,179
Other income not declared elsewhere	2013-12-31	$1,723
Administrative expenses (other) incurred	2013-12-31	$51,691
Total non interest bearing cash at end of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,444,393
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$12,789,179
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$10,344,786
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$10,650,449
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$8,440,584
Interest on participant loans	2013-12-31	$4,209
Value of interest in common/collective trusts at end of year	2013-12-31	$1,937,084
Value of interest in common/collective trusts at beginning of year	2013-12-31	$1,706,710
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,513,460
Net investment gain or loss from common/collective trusts	2013-12-31	$29,847
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$103,200
Employer contributions (assets) at end of year	2013-12-31	$100,000
Employer contributions (assets) at beginning of year	2013-12-31	$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$772,520
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	SCHMIDT WESTERGARD
Accountancy firm EIN	2013-12-31	860271207
2012 : SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$27,927
Total income from all sources (including contributions)	2012-12-31	$1,829,186
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$104,379
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$64,152
Value of total corrective distributions	2012-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$780,065
Value of total assets at end of year	2012-12-31	$10,344,786
Value of total assets at beginning of year	2012-12-31	$8,647,906
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$40,227
Total interest from all sources	2012-12-31	$3,252
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$334,530
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$334,530
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$700,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$679,829
Participant contributions at end of year	2012-12-31	$97,492
Participant contributions at beginning of year	2012-12-31	$81,856
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$27,927
Other income not declared elsewhere	2012-12-31	$-3,557
Administrative expenses (other) incurred	2012-12-31	$40,227
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,724,807
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$10,344,786
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$8,619,979
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$8,440,584
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$6,828,578
Interest on participant loans	2012-12-31	$3,252
Value of interest in common/collective trusts at end of year	2012-12-31	$1,706,710
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,637,472
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$680,836
Net investment gain or loss from common/collective trusts	2012-12-31	$34,060
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$100,236
Employer contributions (assets) at end of year	2012-12-31	$100,000
Employer contributions (assets) at beginning of year	2012-12-31	$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$64,152
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	SCHMIDT WESTERGARD
Accountancy firm EIN	2012-12-31	860271207
2011 : SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$27,927
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$28,106
Total income from all sources (including contributions)	2011-12-31	$604,468
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$414,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$386,507
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$729,177
Value of total assets at end of year	2011-12-31	$8,647,906
Value of total assets at beginning of year	2011-12-31	$8,458,032
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$27,908
Total interest from all sources	2011-12-31	$3,174
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$174,057
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$174,057
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$700,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$625,165
Participant contributions at end of year	2011-12-31	$81,856
Participant contributions at beginning of year	2011-12-31	$70,310
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$4,012
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$27,927
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$28,106
Other income not declared elsewhere	2011-12-31	$-6,389
Administrative expenses (other) incurred	2011-12-31	$27,908
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$190,053
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$8,619,979
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$8,429,926
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$6,828,578
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$6,497,775
Interest on participant loans	2011-12-31	$3,174
Value of interest in common/collective trusts at end of year	2011-12-31	$1,637,472
Value of interest in common/collective trusts at beginning of year	2011-12-31	$1,839,947
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-338,004
Net investment gain or loss from common/collective trusts	2011-12-31	$42,453
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$100,000
Employer contributions (assets) at end of year	2011-12-31	$100,000
Employer contributions (assets) at beginning of year	2011-12-31	$50,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$386,507
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	SCHMIDT WESTERGARD & COMPANY, PLLC
Accountancy firm EIN	2011-12-31	860271207
2010 : SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$28,106
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$2,278
Total income from all sources (including contributions)	2010-12-31	$1,494,976
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$214,576
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$197,349
Value of total corrective distributions	2010-12-31	$2,278
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$651,033
Value of total assets at end of year	2010-12-31	$8,458,032
Value of total assets at beginning of year	2010-12-31	$7,151,804
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$14,949
Total interest from all sources	2010-12-31	$3,550
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$98,521
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$98,521
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$593,072
Participant contributions at end of year	2010-12-31	$70,310
Participant contributions at beginning of year	2010-12-31	$72,585
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$7,961
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$28,106
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$2,278
Administrative expenses (other) incurred	2010-12-31	$14,949
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,280,400
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$8,429,926
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,149,526
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$6,497,775
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$4,565,763
Interest on participant loans	2010-12-31	$3,550
Value of interest in common/collective trusts at end of year	2010-12-31	$1,839,947
Value of interest in common/collective trusts at beginning of year	2010-12-31	$2,413,456
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$679,338
Net investment gain or loss from common/collective trusts	2010-12-31	$62,534
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$50,000
Employer contributions (assets) at end of year	2010-12-31	$50,000
Employer contributions (assets) at beginning of year	2010-12-31	$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$197,349
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	SCHMIDT WESTERGARD & CO., PLLC
Accountancy firm EIN	2010-12-31	860271207
2009 : SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN

2018: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SOUTHWESTERN EYE CENTER, LTD 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SOUTHWESTERN EYE CENTER, LTD
Employer identification number (EIN):	860423068
NAIC Classification:	621399
NAIC Description:	Offices of All Other Miscellaneous Health Practitioners