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VERTICAL COMMUNICATIONS, INC. 401(K) 401k Plan overview

Plan NameVERTICAL COMMUNICATIONS, INC. 401(K)
Plan identification number 002

VERTICAL COMMUNICATIONS, INC. 401(K) Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan not intended to be qualified - A plan not intended to be qualified under Code sections 401, 403, or 408.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

VERTICAL COMMUNICATIONS, INC. has sponsored the creation of one or more 401k plans.

Company Name:VERTICAL COMMUNICATIONS, INC.
Employer identification number (EIN):860446453
NAIC Classification:517000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VERTICAL COMMUNICATIONS, INC. 401(K)

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-01-01HAROLD BROWNLOW2022-10-05
0022020-01-01JIM SHARP2021-10-13
0022019-01-01JIM SHARP2020-10-14
0022018-01-01
0022017-01-01LEE LICHTENSTEIN
0022017-01-01LEE LICHTENSTEIN
0022016-01-01CONNIE NG
0022015-01-01CONNIE NG
0022014-01-01CONNIE NG CONNIE NG2015-10-09
0022013-01-01CONNIE NG
0022012-01-01RAM BARTOV
0022011-01-01RAM BARTOV
0022009-01-01BHAVNA DESAI BHAVNA DESAI2010-10-07
0022009-01-01BHAVNA DESAI BHAVNA DESAI2010-10-07
0022009-01-01BHAVNA DESAI BHAVNA DESAI2010-10-07
0022009-01-01BHAVNA DESAI BHAVNA DESAI2010-10-07
0022009-01-01BHAVNA DESAI BHAVNA DESAI2010-10-07
0022009-01-01BHAVNA DESAI BHAVNA DESAI2010-10-07
0022009-01-01BHAVNA DESAI BHAVNA DESAI2010-10-07
0022008-01-01BHAVNA DESAI
0022007-01-01 BHAVNA DESAI2010-04-22

Plan Statistics for VERTICAL COMMUNICATIONS, INC. 401(K)

401k plan membership statisitcs for VERTICAL COMMUNICATIONS, INC. 401(K)

Measure Date Value
2021: VERTICAL COMMUNICATIONS, INC. 401(K) 2021 401k membership
Total participants, beginning-of-year2021-01-01201
Total number of active participants reported on line 7a of the Form 55002021-01-0190
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01101
Total of all active and inactive participants2021-01-01191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01191
Number of participants with account balances2021-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: VERTICAL COMMUNICATIONS, INC. 401(K) 2020 401k membership
Total participants, beginning-of-year2020-01-01209
Total number of active participants reported on line 7a of the Form 55002020-01-01103
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0198
Total of all active and inactive participants2020-01-01201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01201
Number of participants with account balances2020-01-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: VERTICAL COMMUNICATIONS, INC. 401(K) 2019 401k membership
Total participants, beginning-of-year2019-01-01149
Total number of active participants reported on line 7a of the Form 55002019-01-01126
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0182
Total of all active and inactive participants2019-01-01208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01208
Number of participants with account balances2019-01-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011
2018: VERTICAL COMMUNICATIONS, INC. 401(K) 2018 401k membership
Total participants, beginning-of-year2018-01-01221
Total number of active participants reported on line 7a of the Form 55002018-01-01142
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0160
Total of all active and inactive participants2018-01-01202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01202
Number of participants with account balances2018-01-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: VERTICAL COMMUNICATIONS, INC. 401(K) 2017 401k membership
Total participants, beginning-of-year2017-01-01230
Total number of active participants reported on line 7a of the Form 55002017-01-01163
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-0135
Total of all active and inactive participants2017-01-01200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01200
Number of participants with account balances2017-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: VERTICAL COMMUNICATIONS, INC. 401(K) 2016 401k membership
Total participants, beginning-of-year2016-01-01302
Total number of active participants reported on line 7a of the Form 55002016-01-01215
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0191
Total of all active and inactive participants2016-01-01306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01306
Number of participants with account balances2016-01-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: VERTICAL COMMUNICATIONS, INC. 401(K) 2015 401k membership
Total participants, beginning-of-year2015-01-01347
Total number of active participants reported on line 7a of the Form 55002015-01-01226
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0176
Total of all active and inactive participants2015-01-01302
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01302
Number of participants with account balances2015-01-01211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: VERTICAL COMMUNICATIONS, INC. 401(K) 2014 401k membership
Total participants, beginning-of-year2014-01-01191
Total number of active participants reported on line 7a of the Form 55002014-01-01113
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0187
Total of all active and inactive participants2014-01-01201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01201
Number of participants with account balances2014-01-01183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: VERTICAL COMMUNICATIONS, INC. 401(K) 2013 401k membership
Total participants, beginning-of-year2013-01-01199
Total number of active participants reported on line 7a of the Form 55002013-01-0193
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0196
Total of all active and inactive participants2013-01-01190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01190
Number of participants with account balances2013-01-01190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: VERTICAL COMMUNICATIONS, INC. 401(K) 2012 401k membership
Total participants, beginning-of-year2012-01-01264
Total number of active participants reported on line 7a of the Form 55002012-01-0193
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-01105
Total of all active and inactive participants2012-01-01199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01199
Number of participants with account balances2012-01-01199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: VERTICAL COMMUNICATIONS, INC. 401(K) 2011 401k membership
Total participants, beginning-of-year2011-01-01413
Total number of active participants reported on line 7a of the Form 55002011-01-01115
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-01148
Total of all active and inactive participants2011-01-01264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01264
Number of participants with account balances2011-01-01264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: VERTICAL COMMUNICATIONS, INC. 401(K) 2009 401k membership
Total participants, beginning-of-year2009-01-01239
Total number of active participants reported on line 7a of the Form 55002009-01-01124
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-01100
Total of all active and inactive participants2009-01-01225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01225
Number of participants with account balances2009-01-01225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
2008: VERTICAL COMMUNICATIONS, INC. 401(K) 2008 401k membership
Total participants, beginning-of-year2008-01-01274
Total number of active participants reported on line 7a of the Form 55002008-01-01145
Number of retired or separated participants receiving benefits2008-01-010
Number of other retired or separated participants entitled to future benefits2008-01-01122
Total of all active and inactive participants2008-01-01267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-01-010
Total participants2008-01-01267
Number of participants with account balances2008-01-01267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-0126
2007: VERTICAL COMMUNICATIONS, INC. 401(K) 2007 401k membership
Total participants, beginning-of-year2007-01-01218
Total number of active participants reported on line 7a of the Form 55002007-01-01177
Number of other retired or separated participants entitled to future benefits2007-01-0197
Total of all active and inactive participants2007-01-01274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2007-01-010
Total participants2007-01-01274
Number of participants with account balances2007-01-01274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2007-01-0114

Financial Data on VERTICAL COMMUNICATIONS, INC. 401(K)

Measure Date Value
2021 : VERTICAL COMMUNICATIONS, INC. 401(K) 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,738,079
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$839,392
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$809,721
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$598,491
Value of total assets at end of year2021-12-31$17,192,173
Value of total assets at beginning of year2021-12-31$15,293,486
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$29,671
Total interest from all sources2021-12-31$3,755
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$29,671
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$577,144
Participant contributions at end of year2021-12-31$124,403
Participant contributions at beginning of year2021-12-31$110,708
Participant contributions at beginning of year2021-12-31$90
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$21,347
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,898,687
Value of net assets at end of year (total assets less liabilities)2021-12-31$17,192,173
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$15,293,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$16,490,311
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$14,666,109
Interest on participant loans2021-12-31$3,755
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$577,459
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$516,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,135,833
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$809,721
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31LBMC, PC
Accountancy firm EIN2021-12-31621199757
2020 : VERTICAL COMMUNICATIONS, INC. 401(K) 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,627,095
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,355,403
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,332,645
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$568,525
Value of total assets at end of year2020-12-31$15,293,486
Value of total assets at beginning of year2020-12-31$16,021,794
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$22,758
Total interest from all sources2020-12-31$2,564
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$22,758
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$562,747
Participant contributions at end of year2020-12-31$110,708
Participant contributions at beginning of year2020-12-31$114,086
Participant contributions at end of year2020-12-31$90
Participant contributions at beginning of year2020-12-31$642
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$5,778
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-728,308
Value of net assets at end of year (total assets less liabilities)2020-12-31$15,293,486
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$16,021,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$14,666,109
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$15,492,552
Interest on participant loans2020-12-31$2,564
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$516,579
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$414,514
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,056,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,332,645
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31LBMC, PC
Accountancy firm EIN2020-12-31621199757
2019 : VERTICAL COMMUNICATIONS, INC. 401(K) 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$4
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$4
Total income from all sources (including contributions)2019-12-31$3,713,342
Total income from all sources (including contributions)2019-12-31$3,713,342
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,180,956
Total of all expenses incurred2019-12-31$1,180,956
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,155,520
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,155,520
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$724,861
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$724,861
Value of total assets at end of year2019-12-31$16,021,794
Value of total assets at end of year2019-12-31$16,021,794
Value of total assets at beginning of year2019-12-31$13,489,412
Value of total assets at beginning of year2019-12-31$13,489,412
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$25,436
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$25,436
Total interest from all sources2019-12-31$4,873
Total interest from all sources2019-12-31$4,873
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$25,436
Administrative expenses professional fees incurred2019-12-31$25,436
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$724,861
Contributions received from participants2019-12-31$724,861
Participant contributions at end of year2019-12-31$114,086
Participant contributions at end of year2019-12-31$114,086
Participant contributions at beginning of year2019-12-31$119,522
Participant contributions at beginning of year2019-12-31$119,522
Participant contributions at end of year2019-12-31$642
Participant contributions at beginning of year2019-12-31$59,892
Participant contributions at beginning of year2019-12-31$59,892
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$719
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$719
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$4
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$4
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,532,386
Value of net assets at end of year (total assets less liabilities)2019-12-31$16,021,794
Value of net assets at end of year (total assets less liabilities)2019-12-31$16,021,794
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$13,489,408
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$13,489,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$15,492,552
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$13,309,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$13,309,279
Interest on participant loans2019-12-31$4,873
Interest on participant loans2019-12-31$4,873
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$414,514
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$414,514
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,983,608
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,983,608
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,155,520
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,155,520
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31LBMC, PC
Accountancy firm name2019-12-31LBMC, PC
Accountancy firm EIN2019-12-31621199757
Accountancy firm EIN2019-12-31621199757
2018 : VERTICAL COMMUNICATIONS, INC. 401(K) 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$4
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$42,590
Total income from all sources (including contributions)2018-12-31$140,290
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,596,100
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,565,285
Expenses. Certain deemed distributions of participant loans2018-12-31$8,686
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$806,373
Value of total assets at end of year2018-12-31$13,489,412
Value of total assets at beginning of year2018-12-31$16,987,808
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$22,129
Total interest from all sources2018-12-31$6,563
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$806,373
Participant contributions at end of year2018-12-31$119,522
Participant contributions at beginning of year2018-12-31$163,948
Participant contributions at end of year2018-12-31$59,892
Participant contributions at beginning of year2018-12-31$44,264
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$719
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$719
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$4
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$42,590
Other income not declared elsewhere2018-12-31$1,175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,455,810
Value of net assets at end of year (total assets less liabilities)2018-12-31$13,489,408
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$16,945,218
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$13,309,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$16,778,877
Interest on participant loans2018-12-31$6,563
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-673,821
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,565,285
Contract administrator fees2018-12-31$22,129
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31LBMC, PC
Accountancy firm EIN2018-12-31621199757
2017 : VERTICAL COMMUNICATIONS, INC. 401(K) 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$42,590
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,357,020
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,947,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,875,428
Expenses. Certain deemed distributions of participant loans2017-12-31$4,332
Value of total corrective distributions2017-12-31$43,931
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$986,581
Value of total assets at end of year2017-12-31$16,987,808
Value of total assets at beginning of year2017-12-31$16,535,834
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$23,945
Total interest from all sources2017-12-31$9,373
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$977,536
Participant contributions at end of year2017-12-31$163,948
Participant contributions at beginning of year2017-12-31$250,944
Participant contributions at end of year2017-12-31$44,264
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$9,045
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$719
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$42,590
Other income not declared elsewhere2017-12-31$50,653
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$409,384
Value of net assets at end of year (total assets less liabilities)2017-12-31$16,945,218
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$16,535,834
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$16,778,877
Value of interest in pooled separate accounts at beginning of year2017-12-31$13,804,898
Interest on participant loans2017-12-31$9,373
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,479,992
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,310,413
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,875,428
Contract administrator fees2017-12-31$23,945
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31LBMC, PC
Accountancy firm EIN2017-12-31621199757
2016 : VERTICAL COMMUNICATIONS, INC. 401(K) 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,139,214
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$834,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$818,241
Expenses. Certain deemed distributions of participant loans2016-12-31$-19,476
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$978,578
Value of total assets at end of year2016-12-31$16,535,834
Value of total assets at beginning of year2016-12-31$15,230,830
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$35,445
Total interest from all sources2016-12-31$47,713
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$146,219
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$146,219
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$913,165
Participant contributions at end of year2016-12-31$250,944
Participant contributions at beginning of year2016-12-31$214,510
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$65,413
Other income not declared elsewhere2016-12-31$22,682
Administrative expenses (other) incurred2016-12-31$35,445
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,305,004
Value of net assets at end of year (total assets less liabilities)2016-12-31$16,535,834
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$15,230,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$12,500,514
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$11,978,947
Value of interest in pooled separate accounts at end of year2016-12-31$1,304,384
Value of interest in pooled separate accounts at beginning of year2016-12-31$964,684
Interest on participant loans2016-12-31$10,433
Interest earned on other investments2016-12-31$37,280
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,479,992
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,072,689
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$814,242
Net investment gain/loss from pooled separate accounts2016-12-31$129,780
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$818,241
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CHEK TAN AND COMPANY, LLP
Accountancy firm EIN2016-12-31811005081
2015 : VERTICAL COMMUNICATIONS, INC. 401(K) 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$1,977,442
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$473,279
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,216,141
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,160,923
Expenses. Certain deemed distributions of participant loans2015-12-31$19,476
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,013,947
Value of total assets at end of year2015-12-31$15,230,830
Value of total assets at beginning of year2015-12-31$14,996,250
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$35,742
Total interest from all sources2015-12-31$45,196
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$116,935
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$116,935
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$898,612
Participant contributions at end of year2015-12-31$214,510
Participant contributions at beginning of year2015-12-31$162,384
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$115,335
Other income not declared elsewhere2015-12-31$23,179
Administrative expenses (other) incurred2015-12-31$35,742
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,742,862
Value of net assets at end of year (total assets less liabilities)2015-12-31$15,230,830
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$14,996,250
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$11,978,947
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$12,020,440
Value of interest in pooled separate accounts at end of year2015-12-31$964,684
Value of interest in pooled separate accounts at beginning of year2015-12-31$961,589
Interest on participant loans2015-12-31$7,802
Interest earned on other investments2015-12-31$37,394
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,072,689
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,851,837
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-734,288
Net investment gain/loss from pooled separate accounts2015-12-31$8,310
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,160,923
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CHEK TAN AND COMPANY, LLP
Accountancy firm EIN2015-12-31811005081
2014 : VERTICAL COMMUNICATIONS, INC. 401(K) 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,411,119
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,574,694
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,538,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$816,933
Value of total assets at end of year2014-12-31$14,996,250
Value of total assets at beginning of year2014-12-31$15,159,825
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$35,822
Total interest from all sources2014-12-31$47,076
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$87,240
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$87,240
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$741,075
Participant contributions at end of year2014-12-31$162,384
Participant contributions at beginning of year2014-12-31$206,740
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$75,858
Other income not declared elsewhere2014-12-31$22,167
Administrative expenses (other) incurred2014-12-31$35,822
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-163,575
Value of net assets at end of year (total assets less liabilities)2014-12-31$14,996,250
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$15,159,825
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$12,020,440
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$12,184,417
Value of interest in pooled separate accounts at end of year2014-12-31$961,589
Value of interest in pooled separate accounts at beginning of year2014-12-31$785,666
Interest on participant loans2014-12-31$8,235
Interest earned on other investments2014-12-31$38,841
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,851,837
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,983,002
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$333,777
Net investment gain/loss from pooled separate accounts2014-12-31$103,926
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,538,872
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CHEK TAN AND COMPANY
Accountancy firm EIN2014-12-31942921777
2013 : VERTICAL COMMUNICATIONS, INC. 401(K) 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,190,885
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$922,870
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$889,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$651,231
Value of total assets at end of year2013-12-31$15,159,825
Value of total assets at beginning of year2013-12-31$12,891,810
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$33,475
Total interest from all sources2013-12-31$48,366
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$88,431
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$88,431
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$651,231
Participant contributions at end of year2013-12-31$206,740
Participant contributions at beginning of year2013-12-31$192,198
Other income not declared elsewhere2013-12-31$19,703
Administrative expenses (other) incurred2013-12-31$33,475
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,268,015
Value of net assets at end of year (total assets less liabilities)2013-12-31$15,159,825
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$12,891,810
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$12,184,417
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$10,089,100
Value of interest in pooled separate accounts at end of year2013-12-31$785,666
Value of interest in pooled separate accounts at beginning of year2013-12-31$602,924
Interest on participant loans2013-12-31$7,147
Interest earned on other investments2013-12-31$41,219
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,983,002
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,007,588
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,191,444
Net investment gain/loss from pooled separate accounts2013-12-31$191,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$889,395
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CHEK TAN AND COMPANY
Accountancy firm EIN2013-12-31942921777
2012 : VERTICAL COMMUNICATIONS, INC. 401(K) 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,317,829
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,507,713
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,456,019
Value of total corrective distributions2012-12-31$10,587
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$693,649
Value of total assets at end of year2012-12-31$12,891,810
Value of total assets at beginning of year2012-12-31$12,081,694
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$41,107
Total interest from all sources2012-12-31$60,252
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$124,094
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$124,094
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$662,869
Participant contributions at end of year2012-12-31$192,198
Participant contributions at beginning of year2012-12-31$255,579
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$30,780
Other income not declared elsewhere2012-12-31$22,789
Administrative expenses (other) incurred2012-12-31$41,107
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$810,116
Value of net assets at end of year (total assets less liabilities)2012-12-31$12,891,810
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$12,081,694
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$10,089,100
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$9,017,876
Value of interest in pooled separate accounts at end of year2012-12-31$602,924
Value of interest in pooled separate accounts at beginning of year2012-12-31$598,004
Interest on participant loans2012-12-31$9,580
Interest earned on other investments2012-12-31$50,672
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,007,588
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,210,235
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,327,095
Net investment gain/loss from pooled separate accounts2012-12-31$89,950
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,456,019
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CHEK TAN AND COMPANY
Accountancy firm EIN2012-12-31942921777
2011 : VERTICAL COMMUNICATIONS, INC. 401(K) 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$337,764
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,012,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$998,765
Value of total corrective distributions2011-12-31$7,810
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$886,836
Value of total assets at end of year2011-12-31$12,081,694
Value of total assets at beginning of year2011-12-31$12,756,344
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$5,839
Total interest from all sources2011-12-31$61,463
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$128,674
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$128,674
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$607,470
Participant contributions at end of year2011-12-31$255,579
Participant contributions at beginning of year2011-12-31$248,835
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$279,366
Administrative expenses (other) incurred2011-12-31$5,839
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-674,650
Value of net assets at end of year (total assets less liabilities)2011-12-31$12,081,694
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$12,756,344
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$9,017,876
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$10,153,305
Value of interest in pooled separate accounts at end of year2011-12-31$598,004
Value of interest in pooled separate accounts at beginning of year2011-12-31$641,080
Interest on participant loans2011-12-31$9,940
Interest earned on other investments2011-12-31$51,523
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,210,235
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,713,124
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-753,258
Net investment gain/loss from pooled separate accounts2011-12-31$14,049
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$998,765
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CHEK TAN AND COMPANY
Accountancy firm EIN2011-12-31942921777
2010 : VERTICAL COMMUNICATIONS, INC. 401(K) 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,279,035
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,019,153
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,985,614
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$649,394
Value of total assets at end of year2010-12-31$12,756,344
Value of total assets at beginning of year2010-12-31$12,496,462
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$33,539
Total interest from all sources2010-12-31$74,995
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$89,175
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$89,175
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$647,152
Participant contributions at end of year2010-12-31$248,835
Participant contributions at beginning of year2010-12-31$195,245
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,242
Other income not declared elsewhere2010-12-31$1,076
Administrative expenses (other) incurred2010-12-31$33,539
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$259,882
Value of net assets at end of year (total assets less liabilities)2010-12-31$12,756,344
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$12,496,462
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$10,153,305
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,862,226
Value of interest in pooled separate accounts at end of year2010-12-31$641,080
Value of interest in pooled separate accounts at beginning of year2010-12-31$3,304,499
Interest on participant loans2010-12-31$12,239
Interest earned on other investments2010-12-31$62,756
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,713,124
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$2,134,492
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,381,836
Net investment gain/loss from pooled separate accounts2010-12-31$82,559
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,985,614
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CHEK TAN AND COMPANY
Accountancy firm EIN2010-12-31942921777
2009 : VERTICAL COMMUNICATIONS, INC. 401(K) 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
2008 : VERTICAL COMMUNICATIONS, INC. 401(K) 2008 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2008-12-31$0

Form 5500 Responses for VERTICAL COMMUNICATIONS, INC. 401(K)

2021: VERTICAL COMMUNICATIONS, INC. 401(K) 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: VERTICAL COMMUNICATIONS, INC. 401(K) 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: VERTICAL COMMUNICATIONS, INC. 401(K) 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: VERTICAL COMMUNICATIONS, INC. 401(K) 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: VERTICAL COMMUNICATIONS, INC. 401(K) 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: VERTICAL COMMUNICATIONS, INC. 401(K) 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: VERTICAL COMMUNICATIONS, INC. 401(K) 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: VERTICAL COMMUNICATIONS, INC. 401(K) 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: VERTICAL COMMUNICATIONS, INC. 401(K) 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: VERTICAL COMMUNICATIONS, INC. 401(K) 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: VERTICAL COMMUNICATIONS, INC. 401(K) 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: VERTICAL COMMUNICATIONS, INC. 401(K) 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes
2008: VERTICAL COMMUNICATIONS, INC. 401(K) 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedYes
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – InsuranceYes
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement – InsuranceYes
2008-01-01Plan benefit arrangement - TrustYes
2007: VERTICAL COMMUNICATIONS, INC. 401(K) 2007 form 5500 responses
2007-01-01Type of plan entitySingle employer plan
2007-01-01Submission has been amendedYes
2007-01-01This submission is the final filingNo
2007-01-01This return/report is a short plan year return/report (less than 12 months)No
2007-01-01Plan is a collectively bargained planNo
2007-01-01Plan funding arrangement – InsuranceYes
2007-01-01Plan funding arrangement – TrustYes
2007-01-01Plan benefit arrangement – InsuranceYes
2007-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-JN5K
Policy instance 1
Insurance contract or identification numberGAP-CP-JN5K
Number of Individuals Covered166
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $1,370
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $1,370
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-JN5K
Policy instance 1
Insurance contract or identification numberGAP-CP-JN5K
Number of Individuals Covered172
Insurance policy start date2020-06-15
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $1,023
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $1,023
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number641-80012
Policy instance 1
Insurance contract or identification number641-80012
Number of Individuals Covered172
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $860
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $860
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number641-80012
Policy instance 1
Insurance contract or identification number641-80012
Number of Individuals Covered202
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,673
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $1,673
Insurance broker organization code?3
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039977
Policy instance 1
Insurance contract or identification number039977
Number of Individuals Covered302
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039977
Policy instance 1
Insurance contract or identification number039977
Number of Individuals Covered201
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number39977
Policy instance 1
Insurance contract or identification number39977
Number of Individuals Covered190
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number39977
Policy instance 1
Insurance contract or identification number39977
Number of Individuals Covered199
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number39977
Policy instance 1
Insurance contract or identification number39977
Number of Individuals Covered264
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,705
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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