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PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 401k Plan overview

Plan NamePINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN
Plan identification number 504

PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN Benefits

401k Plan TypeWelfare Benefit
Plan Features/Benefits
  • Health (other than dental or vision)
  • Life insurance
  • Vision
  • Death benefits (include travel accident but not life insurance)

401k Sponsoring company profile

PINNACLE WEST CAPITAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:PINNACLE WEST CAPITAL CORPORATION
Employer identification number (EIN):860512431
NAIC Classification:551112
NAIC Description:Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
5042022-01-01
5042021-01-01
5042020-01-01
5042019-01-01
5042018-01-01
5042017-01-01MARK HAUPT
5042016-01-01MARK HAUPT
5042015-01-01BARBARA GOMEZ
5042014-01-01JANICE MCADAMS
5042013-01-01NANCY ARTHUR NANCY ARTHUR2014-09-30
5042012-01-01NANCY ARTHUR NANCY ARTHUR2013-10-02
5042011-01-01NANCY ARTHUR NANCY ARTHUR2012-10-12
5042009-01-01NANCY ARTHUR NANCY ARTHUR2010-10-11

Plan Statistics for PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN

401k plan membership statisitcs for PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN

Measure Date Value
2022: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0110,236
Total number of active participants reported on line 7a of the Form 55002022-01-015,861
Number of retired or separated participants receiving benefits2022-01-014,322
Number of other retired or separated participants entitled to future benefits2022-01-0166
Total of all active and inactive participants2022-01-0110,249
2021: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0110,313
Total number of active participants reported on line 7a of the Form 55002021-01-015,927
Number of retired or separated participants receiving benefits2021-01-014,277
Number of other retired or separated participants entitled to future benefits2021-01-0132
Total of all active and inactive participants2021-01-0110,236
2020: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0110,340
Total number of active participants reported on line 7a of the Form 55002020-01-016,079
Number of retired or separated participants receiving benefits2020-01-014,172
Number of other retired or separated participants entitled to future benefits2020-01-0162
Total of all active and inactive participants2020-01-0110,313
2019: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0110,283
Total number of active participants reported on line 7a of the Form 55002019-01-016,190
Number of retired or separated participants receiving benefits2019-01-014,130
Number of other retired or separated participants entitled to future benefits2019-01-0120
Total of all active and inactive participants2019-01-0110,340
2018: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0110,254
Total number of active participants reported on line 7a of the Form 55002018-01-016,276
Number of retired or separated participants receiving benefits2018-01-013,991
Number of other retired or separated participants entitled to future benefits2018-01-0116
Total of all active and inactive participants2018-01-0110,283
2017: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-019,762
Total number of active participants reported on line 7a of the Form 55002017-01-016,369
Number of retired or separated participants receiving benefits2017-01-013,876
Number of other retired or separated participants entitled to future benefits2017-01-019
Total of all active and inactive participants2017-01-0110,254
2016: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0110,051
Total number of active participants reported on line 7a of the Form 55002016-01-016,267
Number of retired or separated participants receiving benefits2016-01-013,481
Number of other retired or separated participants entitled to future benefits2016-01-0114
Total of all active and inactive participants2016-01-019,762
2015: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-019,404
Total number of active participants reported on line 7a of the Form 55002015-01-016,924
Number of retired or separated participants receiving benefits2015-01-013,127
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-0110,051
2014: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-019,717
Total number of active participants reported on line 7a of the Form 55002014-01-016,250
Number of retired or separated participants receiving benefits2014-01-013,154
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-019,404
2013: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0110,313
Total number of active participants reported on line 7a of the Form 55002013-01-016,477
Number of retired or separated participants receiving benefits2013-01-013,240
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-019,717
2012: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0110,133
Total number of active participants reported on line 7a of the Form 55002012-01-016,633
Number of retired or separated participants receiving benefits2012-01-013,680
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-0110,313
2011: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0110,268
Total number of active participants reported on line 7a of the Form 55002011-01-016,724
Number of retired or separated participants receiving benefits2011-01-013,409
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-0110,133
2009: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-019,392
Total number of active participants reported on line 7a of the Form 55002009-01-017,089
Number of retired or separated participants receiving benefits2009-01-012,404
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-019,493

Financial Data on PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN

Measure Date Value
2022 : PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-22,626,224
Total unrealized appreciation/depreciation of assets2022-12-31$-22,626,224
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$11,470,337
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$12,792,701
Total income from all sources (including contributions)2022-12-31$49,727,565
Total loss/gain on sale of assets2022-12-31$-12,581,210
Total of all expenses incurred2022-12-31$150,305,967
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$143,386,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$115,491,242
Value of total assets at end of year2022-12-31$441,864,955
Value of total assets at beginning of year2022-12-31$543,765,721
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$6,919,194
Total interest from all sources2022-12-31$2,392,123
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,072,862
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$719
Administrative expenses professional fees incurred2022-12-31$125,155
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$15,000,000
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$30,566,109
Assets. Other investments not covered elsewhere at end of year2022-12-31$471,084
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$236,987
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$1,042,390
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$706,702
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$531,287
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$326,028
Other income not declared elsewhere2022-12-31$8,273
Administrative expenses (other) incurred2022-12-31$2,422,961
Total non interest bearing cash at end of year2022-12-31$350
Total non interest bearing cash at beginning of year2022-12-31$3,990
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-100,578,402
Value of net assets at end of year (total assets less liabilities)2022-12-31$430,394,618
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$530,973,020
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$141,978
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$80,693
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$950
Interest earned on other investments2022-12-31$15,356
Income. Interest from US Government securities2022-12-31$111,438
Income. Interest from corporate debt instruments2022-12-31$2,119,448
Value of interest in master investment trust accounts at end of year2022-12-31$318,932,553
Value of interest in master investment trust accounts at beginning of year2022-12-31$370,706,161
Value of interest in common/collective trusts at end of year2022-12-31$0
Value of interest in common/collective trusts at beginning of year2022-12-31$4,229,805
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1,687,787
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,024,775
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,024,775
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$145,881
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$15,955,009
Asset value of US Government securities at end of year2022-12-31$16,911,663
Asset value of US Government securities at beginning of year2022-12-31$11,080,384
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$197
Net investment gain or loss from common/collective trusts2022-12-31$-567,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$84,925,133
Employer contributions (assets) at end of year2022-12-31$10,939,050
Employer contributions (assets) at beginning of year2022-12-31$12,466,673
Income. Dividends from common stock2022-12-31$1,072,143
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$127,431,764
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$40,801,274
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$57,602,211
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$1,030,234
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$6,822,101
Contract administrator fees2022-12-31$4,229,100
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$49,967,877
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$78,884,982
Liabilities. Value of benefit claims payable at end of year2022-12-31$10,939,050
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$12,466,673
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$126,542,730
Aggregate carrying amount (costs) on sale of assets2022-12-31$139,123,940
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2022-12-31133891517
2021 : PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$14,264,539
Total unrealized appreciation/depreciation of assets2021-12-31$14,264,539
Total transfer of assets to this plan2021-12-31$105,852,152
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$12,792,701
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$9,742,428
Total income from all sources (including contributions)2021-12-31$130,228,025
Total loss/gain on sale of assets2021-12-31$-41,704
Total of all expenses incurred2021-12-31$150,677,776
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$144,564,793
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$119,236,149
Value of total assets at end of year2021-12-31$543,765,721
Value of total assets at beginning of year2021-12-31$455,313,047
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$6,112,983
Total interest from all sources2021-12-31$2,287,592
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,148,243
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$11
Administrative expenses professional fees incurred2021-12-31$119,028
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$15,000,000
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$31,702,029
Assets. Other investments not covered elsewhere at end of year2021-12-31$236,987
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$634,684
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$706,702
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$594,430
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$326,028
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$114,225
Other income not declared elsewhere2021-12-31$33,284
Administrative expenses (other) incurred2021-12-31$2,098,062
Total non interest bearing cash at end of year2021-12-31$3,990
Total non interest bearing cash at beginning of year2021-12-31$288
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-20,449,751
Value of net assets at end of year (total assets less liabilities)2021-12-31$530,973,020
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$445,570,619
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$139,424
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$950
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$748
Interest earned on other investments2021-12-31$10,377
Income. Interest from US Government securities2021-12-31$209,729
Income. Interest from corporate debt instruments2021-12-31$2,067,352
Value of interest in master investment trust accounts at end of year2021-12-31$370,706,161
Value of interest in master investment trust accounts at beginning of year2021-12-31$289,657,009
Value of interest in common/collective trusts at end of year2021-12-31$4,229,805
Value of interest in common/collective trusts at beginning of year2021-12-31$4,606,593
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,024,775
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$4,232,247
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$4,232,247
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$134
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$15,744,925
Asset value of US Government securities at end of year2021-12-31$11,080,384
Asset value of US Government securities at beginning of year2021-12-31$9,089,802
Net investment gain or loss from common/collective trusts2021-12-31$1,247,831
Net gain/loss from 103.12 investment entities2021-12-31$202
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$87,534,120
Employer contributions (assets) at end of year2021-12-31$12,466,673
Employer contributions (assets) at beginning of year2021-12-31$9,628,203
Income. Dividends from common stock2021-12-31$1,148,232
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$128,819,868
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$57,602,211
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$57,904,515
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$6,822,101
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$7,090,797
Contract administrator fees2021-12-31$3,756,469
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$78,884,982
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$71,873,731
Liabilities. Value of benefit claims payable at end of year2021-12-31$12,466,673
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$9,628,203
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$125,527,301
Aggregate carrying amount (costs) on sale of assets2021-12-31$125,569,005
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2021-12-31133891517
2020 : PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$15,691,835
Total unrealized appreciation/depreciation of assets2020-12-31$15,691,835
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$9,742,428
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$11,984,270
Total income from all sources (including contributions)2020-12-31$155,490,011
Total loss/gain on sale of assets2020-12-31$4,690,361
Total of all expenses incurred2020-12-31$140,823,218
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$137,615,154
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$109,395,885
Value of total assets at end of year2020-12-31$455,313,047
Value of total assets at beginning of year2020-12-31$442,888,096
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$3,208,064
Total interest from all sources2020-12-31$2,287,224
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,316,573
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,489
Administrative expenses professional fees incurred2020-12-31$110,973
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$15,000,000
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$30,474,456
Assets. Other investments not covered elsewhere at end of year2020-12-31$634,684
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$540,372
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$594,430
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$718,324
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$114,225
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$239,131
Other income not declared elsewhere2020-12-31$14,269
Administrative expenses (other) incurred2020-12-31$180,615
Total non interest bearing cash at end of year2020-12-31$288
Total non interest bearing cash at beginning of year2020-12-31$348
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$14,666,793
Value of net assets at end of year (total assets less liabilities)2020-12-31$445,570,619
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$430,903,826
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$149,134
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$748
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$63,406
Interest earned on other investments2020-12-31$14,407
Income. Interest from US Government securities2020-12-31$197,602
Income. Interest from corporate debt instruments2020-12-31$2,072,162
Value of interest in master investment trust accounts at end of year2020-12-31$289,657,009
Value of interest in master investment trust accounts at beginning of year2020-12-31$286,411,883
Value of interest in common/collective trusts at end of year2020-12-31$4,606,593
Value of interest in common/collective trusts at beginning of year2020-12-31$3,894,466
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$4,232,247
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$917,600
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$917,600
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$3,053
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$15,231,810
Asset value of US Government securities at end of year2020-12-31$9,089,802
Asset value of US Government securities at beginning of year2020-12-31$11,869,085
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,324
Net investment gain or loss from common/collective trusts2020-12-31$713,992
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$78,921,429
Employer contributions (assets) at end of year2020-12-31$9,628,203
Employer contributions (assets) at beginning of year2020-12-31$11,745,139
Income. Dividends from common stock2020-12-31$1,315,084
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$122,383,344
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$57,904,515
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$51,740,402
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$7,090,797
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$4,360,177
Contract administrator fees2020-12-31$2,767,342
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$71,873,731
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$70,626,894
Liabilities. Value of benefit claims payable at end of year2020-12-31$9,628,203
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$11,745,139
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$127,592,697
Aggregate carrying amount (costs) on sale of assets2020-12-31$122,902,336
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2020-12-31133891517
2019 : PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$21,712,227
Total unrealized appreciation/depreciation of assets2019-12-31$21,712,227
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$11,984,270
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$14,837,228
Total income from all sources (including contributions)2019-12-31$162,718,363
Total loss/gain on sale of assets2019-12-31$5,712,996
Total of all expenses incurred2019-12-31$152,171,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$146,118,081
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$112,307,478
Value of total assets at end of year2019-12-31$442,888,096
Value of total assets at beginning of year2019-12-31$435,194,243
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$6,053,471
Total interest from all sources2019-12-31$2,422,071
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,526,132
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,904
Administrative expenses professional fees incurred2019-12-31$172,103
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$15,000,000
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$31,080,610
Assets. Other investments not covered elsewhere at end of year2019-12-31$540,372
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$365,711
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$718,324
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$2,693,994
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$239,131
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$2,218,228
Other income not declared elsewhere2019-12-31$33,375
Administrative expenses (other) incurred2019-12-31$2,940,947
Liabilities. Value of operating payables at end of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$348
Total non interest bearing cash at beginning of year2019-12-31$401
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$10,546,811
Value of net assets at end of year (total assets less liabilities)2019-12-31$430,903,826
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$420,357,015
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$145,875
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$63,406
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$123,960
Interest earned on other investments2019-12-31$17,100
Income. Interest from US Government securities2019-12-31$306,566
Income. Interest from corporate debt instruments2019-12-31$2,078,602
Value of interest in master investment trust accounts at end of year2019-12-31$286,411,883
Value of interest in master investment trust accounts at beginning of year2019-12-31$287,744,112
Value of interest in common/collective trusts at end of year2019-12-31$3,894,466
Value of interest in common/collective trusts at beginning of year2019-12-31$2,963,923
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$917,600
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,307,790
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,307,790
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$19,803
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$14,600,744
Asset value of US Government securities at end of year2019-12-31$11,869,085
Asset value of US Government securities at beginning of year2019-12-31$13,984,719
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$28,376
Net investment gain or loss from common/collective trusts2019-12-31$932,200
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$81,226,868
Employer contributions (assets) at end of year2019-12-31$11,745,139
Employer contributions (assets) at beginning of year2019-12-31$12,619,000
Income. Dividends from common stock2019-12-31$1,524,228
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$131,517,337
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$51,740,402
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$39,291,888
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$4,360,177
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$5,209,444
Contract administrator fees2019-12-31$2,794,546
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$70,626,894
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$68,889,301
Liabilities. Value of benefit claims payable at end of year2019-12-31$11,745,139
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$12,619,000
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$105,732,018
Aggregate carrying amount (costs) on sale of assets2019-12-31$100,019,022
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2019-12-31133891517
2018 : PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-32,930,926
Total unrealized appreciation/depreciation of assets2018-12-31$-32,930,926
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$14,837,228
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$12,341,000
Total income from all sources (including contributions)2018-12-31$115,697,327
Total loss/gain on sale of assets2018-12-31$23,119,573
Total of all expenses incurred2018-12-31$175,322,002
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$166,646,243
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$119,085,332
Value of total assets at end of year2018-12-31$435,194,243
Value of total assets at beginning of year2018-12-31$492,322,690
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$8,675,759
Total interest from all sources2018-12-31$2,371,518
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,771,636
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,817
Administrative expenses professional fees incurred2018-12-31$247,925
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$15,000,000
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$30,547,521
Assets. Other investments not covered elsewhere at end of year2018-12-31$365,711
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$2,693,994
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$2,218,228
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$34,803
Administrative expenses (other) incurred2018-12-31$5,260,962
Liabilities. Value of operating payables at end of year2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$401
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-59,624,675
Value of net assets at end of year (total assets less liabilities)2018-12-31$420,357,015
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$479,981,690
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$143,246
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$123,960
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$0
Interest earned on other investments2018-12-31$8,628
Income. Interest from US Government securities2018-12-31$206,520
Income. Interest from corporate debt instruments2018-12-31$2,136,479
Value of interest in master investment trust accounts at end of year2018-12-31$287,744,112
Value of interest in master investment trust accounts at beginning of year2018-12-31$479,981,690
Value of interest in common/collective trusts at end of year2018-12-31$2,963,923
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,307,790
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$19,891
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$14,071,746
Asset value of US Government securities at end of year2018-12-31$13,984,719
Asset value of US Government securities at beginning of year2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$88,537,811
Employer contributions (assets) at end of year2018-12-31$12,619,000
Employer contributions (assets) at beginning of year2018-12-31$12,341,000
Income. Dividends from common stock2018-12-31$1,767,819
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$152,574,497
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$39,291,888
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$5,209,444
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$0
Contract administrator fees2018-12-31$3,023,626
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$68,889,301
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$0
Liabilities. Value of benefit claims payable at end of year2018-12-31$12,619,000
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$12,341,000
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$101,790,253
Aggregate carrying amount (costs) on sale of assets2018-12-31$78,670,680
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2018-12-31133891517
2017 : PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$16,511,586
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$12,341,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$12,341,564
Total income from all sources (including contributions)2017-12-31$178,280,659
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$116,382,729
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$111,273,868
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$116,208,660
Value of total assets at end of year2017-12-31$492,322,690
Value of total assets at beginning of year2017-12-31$413,913,738
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,108,861
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$15,000,000
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$30,583,762
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$526,545
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Liabilities. Value of operating payables at end of year2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$61,897,930
Value of net assets at end of year (total assets less liabilities)2017-12-31$479,981,690
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$401,572,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in master investment trust accounts at end of year2017-12-31$479,981,690
Value of interest in master investment trust accounts at beginning of year2017-12-31$401,045,629
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$13,697,611
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$85,624,898
Employer contributions (assets) at end of year2017-12-31$12,341,000
Employer contributions (assets) at beginning of year2017-12-31$12,341,564
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$97,576,257
Contract administrator fees2017-12-31$5,108,861
Liabilities. Value of benefit claims payable at end of year2017-12-31$12,341,000
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$12,341,564
Did the plan have assets held for investment2017-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2017-12-31133891517
2016 : PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$20,085,943
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$12,341,564
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$11,695,179
Total income from all sources (including contributions)2016-12-31$125,095,598
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$112,061,139
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$106,532,556
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$96,131,254
Value of total assets at end of year2016-12-31$413,913,738
Value of total assets at beginning of year2016-12-31$380,146,951
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$5,528,583
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$15,000,000
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$28,597,730
Participant contributions at end of year2016-12-31$526,545
Participant contributions at beginning of year2016-12-31$588,449
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$2,039,581
Administrative expenses (other) incurred2016-12-31$369,782
Liabilities. Value of operating payables at end of year2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$779,176
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$13,034,459
Value of net assets at end of year (total assets less liabilities)2016-12-31$401,572,174
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$368,451,772
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in master investment trust accounts at end of year2016-12-31$401,045,629
Value of interest in master investment trust accounts at beginning of year2016-12-31$365,823,742
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$11,165,676
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$67,533,524
Employer contributions (assets) at end of year2016-12-31$12,341,564
Employer contributions (assets) at beginning of year2016-12-31$11,695,179
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$95,366,880
Contract administrator fees2016-12-31$5,158,801
Liabilities. Value of benefit claims payable at end of year2016-12-31$12,341,564
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$10,916,003
Did the plan have assets held for investment2016-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2016-12-31133891517
2015 : PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets from this plan2015-12-31$182,920,583
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$11,695,179
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$14,085,517
Total income from all sources (including contributions)2015-12-31$99,887,378
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$99,922,727
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$95,126,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$102,569,313
Value of total assets at end of year2015-12-31$380,146,951
Value of total assets at beginning of year2015-12-31$565,493,221
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,796,227
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$15,000,000
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$28,505,307
Participant contributions at end of year2015-12-31$588,449
Participant contributions at beginning of year2015-12-31$683,897
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$28,789,684
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$2,039,581
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$4,603,324
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$2,794,176
Liabilities. Value of operating payables at end of year2015-12-31$779,176
Liabilities. Value of operating payables at beginning of year2015-12-31$234,855
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-35,349
Value of net assets at end of year (total assets less liabilities)2015-12-31$368,451,772
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$551,407,704
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$37,795,481
Value of interest in master investment trust accounts at end of year2015-12-31$365,823,742
Value of interest in master investment trust accounts at beginning of year2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$63,126,864
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$4,508,062
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$4,508,062
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$11,347,959
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$98,607,012
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$74,064,006
Employer contributions (assets) at end of year2015-12-31$11,695,179
Employer contributions (assets) at beginning of year2015-12-31$11,783,630
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$83,778,541
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$84,886,702
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$16,227,690
Contract administrator fees2015-12-31$4,796,227
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$214,480,875
Liabilities. Value of benefit claims payable at end of year2015-12-31$10,916,003
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$11,056,486
Did the plan have assets held for investment2015-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2015-12-31133891517
2014 : PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$50,589,167
Total unrealized appreciation/depreciation of assets2014-12-31$50,589,167
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$14,085,517
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$12,644,612
Total income from all sources (including contributions)2014-12-31$185,259,721
Total loss/gain on sale of assets2014-12-31$16,164,684
Total of all expenses incurred2014-12-31$128,426,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$120,997,638
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$107,936,775
Value of total assets at end of year2014-12-31$565,493,221
Value of total assets at beginning of year2014-12-31$507,218,965
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$7,428,732
Total interest from all sources2014-12-31$5,715,275
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$5,548,241
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,656,929
Administrative expenses professional fees incurred2014-12-31$269,565
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$15,000,000
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$36,112,369
Participant contributions at end of year2014-12-31$683,897
Participant contributions at beginning of year2014-12-31$874,858
Assets. Other investments not covered elsewhere at end of year2014-12-31$28,789,684
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$22,834,014
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$4,603,324
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$3,541,611
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$2,794,176
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$2,179,033
Other income not declared elsewhere2014-12-31$24,473
Administrative expenses (other) incurred2014-12-31$354,326
Liabilities. Value of operating payables at end of year2014-12-31$234,855
Liabilities. Value of operating payables at beginning of year2014-12-31$445,773
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$56,833,351
Value of net assets at end of year (total assets less liabilities)2014-12-31$551,407,704
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$494,574,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$948,456
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$37,795,481
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$40,408,955
Interest earned on other investments2014-12-31$1,309,270
Income. Interest from US Government securities2014-12-31$78,211
Income. Interest from corporate debt instruments2014-12-31$4,327,820
Value of interest in common/collective trusts at end of year2014-12-31$63,126,864
Value of interest in common/collective trusts at beginning of year2014-12-31$59,293,216
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$4,508,062
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$5,026,043
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$5,026,043
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$-26
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$11,674,658
Asset value of US Government securities at end of year2014-12-31$98,607,012
Asset value of US Government securities at beginning of year2014-12-31$74,522,965
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-4,892,843
Net investment gain or loss from common/collective trusts2014-12-31$4,173,949
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$71,824,406
Employer contributions (assets) at end of year2014-12-31$11,783,630
Employer contributions (assets) at beginning of year2014-12-31$9,809,880
Income. Dividends from common stock2014-12-31$3,891,312
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$109,322,980
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$84,886,702
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$75,145,391
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$16,227,690
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$5,819,477
Contract administrator fees2014-12-31$5,856,385
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$214,480,875
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$209,942,555
Liabilities. Value of benefit claims payable at end of year2014-12-31$11,056,486
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$10,019,806
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$310,162,122
Aggregate carrying amount (costs) on sale of assets2014-12-31$293,997,438
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2014-12-31133891517
2013 : PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$26,242,656
Total unrealized appreciation/depreciation of assets2013-12-31$26,242,656
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$12,644,612
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$13,463,657
Total income from all sources (including contributions)2013-12-31$161,890,112
Total loss/gain on sale of assets2013-12-31$-1,409,192
Total of all expenses incurred2013-12-31$128,631,744
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$121,170,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$105,203,990
Value of total assets at end of year2013-12-31$507,218,965
Value of total assets at beginning of year2013-12-31$474,779,642
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$7,461,671
Total interest from all sources2013-12-31$5,559,136
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$4,544,648
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$853,023
Administrative expenses professional fees incurred2013-12-31$381,761
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$15,000,000
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$37,809,504
Participant contributions at end of year2013-12-31$874,858
Participant contributions at beginning of year2013-12-31$623,599
Assets. Other investments not covered elsewhere at end of year2013-12-31$22,834,014
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$26,244,273
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$3,541,611
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$4,427,903
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$2,179,033
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$4,132,531
Other income not declared elsewhere2013-12-31$66,283
Administrative expenses (other) incurred2013-12-31$367,410
Liabilities. Value of operating payables at end of year2013-12-31$445,773
Liabilities. Value of operating payables at beginning of year2013-12-31$271,526
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$33,258,368
Value of net assets at end of year (total assets less liabilities)2013-12-31$494,574,353
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$461,315,985
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$946,449
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$40,408,955
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$33,827,295
Interest earned on other investments2013-12-31$1,269,460
Income. Interest from US Government securities2013-12-31$79,303
Income. Interest from corporate debt instruments2013-12-31$4,210,412
Value of interest in common/collective trusts at end of year2013-12-31$59,293,216
Value of interest in common/collective trusts at beginning of year2013-12-31$43,577,228
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$5,026,043
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$3,708,446
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$3,708,446
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$-39
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$9,805,351
Asset value of US Government securities at end of year2013-12-31$74,522,965
Asset value of US Government securities at beginning of year2013-12-31$86,036,572
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$5,825,109
Net investment gain or loss from common/collective trusts2013-12-31$15,857,482
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$67,394,486
Employer contributions (assets) at end of year2013-12-31$9,809,880
Employer contributions (assets) at beginning of year2013-12-31$9,788,780
Income. Dividends from common stock2013-12-31$3,691,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$111,364,722
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$75,145,391
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$87,261,644
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$5,819,477
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$5,127,640
Contract administrator fees2013-12-31$5,766,051
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$209,942,555
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$174,156,262
Liabilities. Value of benefit claims payable at end of year2013-12-31$10,019,806
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$9,059,600
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$318,061,624
Aggregate carrying amount (costs) on sale of assets2013-12-31$319,470,816
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2013-12-31133891517
2012 : PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$25,145,788
Total unrealized appreciation/depreciation of assets2012-12-31$25,145,788
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$13,463,657
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$12,704,937
Total income from all sources (including contributions)2012-12-31$161,861,448
Total loss/gain on sale of assets2012-12-31$11,823,995
Total of all expenses incurred2012-12-31$125,392,145
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$119,249,963
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$102,134,414
Value of total assets at end of year2012-12-31$474,779,642
Value of total assets at beginning of year2012-12-31$437,551,619
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,142,182
Total interest from all sources2012-12-31$5,562,351
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$4,804,453
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$974,496
Administrative expenses professional fees incurred2012-12-31$284,260
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$15,000,000
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$35,094,022
Participant contributions at end of year2012-12-31$623,599
Participant contributions at beginning of year2012-12-31$636,363
Assets. Other investments not covered elsewhere at end of year2012-12-31$26,244,273
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$23,204,433
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$4,427,903
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$5,924,733
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$4,132,531
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$12,704,937
Other income not declared elsewhere2012-12-31$72,418
Administrative expenses (other) incurred2012-12-31$255,273
Liabilities. Value of operating payables at end of year2012-12-31$271,526
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$36,469,303
Value of net assets at end of year (total assets less liabilities)2012-12-31$461,315,985
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$424,846,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at beginning of year2012-12-31$104,625
Investment advisory and management fees2012-12-31$796,430
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$33,827,295
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$19,754,539
Interest earned on other investments2012-12-31$1,225,832
Income. Interest from US Government securities2012-12-31$101,843
Income. Interest from corporate debt instruments2012-12-31$4,234,760
Value of interest in common/collective trusts at end of year2012-12-31$43,577,228
Value of interest in common/collective trusts at beginning of year2012-12-31$56,015,633
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$3,708,446
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$5,016,081
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$5,016,081
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$-84
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$9,771,532
Asset value of US Government securities at end of year2012-12-31$86,036,572
Asset value of US Government securities at beginning of year2012-12-31$80,518,916
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,056,026
Net investment gain or loss from common/collective trusts2012-12-31$8,262,003
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$67,040,392
Employer contributions (assets) at end of year2012-12-31$9,788,780
Employer contributions (assets) at beginning of year2012-12-31$7,477,378
Income. Dividends from common stock2012-12-31$3,829,957
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$109,478,431
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$87,261,644
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$78,009,587
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$5,127,640
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$6,169,651
Contract administrator fees2012-12-31$4,806,219
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$174,156,262
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$154,719,680
Liabilities. Value of benefit claims payable at end of year2012-12-31$9,059,600
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$330,475,301
Aggregate carrying amount (costs) on sale of assets2012-12-31$318,651,306
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2012-12-31133891517
2011 : PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$31,102,085
Total unrealized appreciation/depreciation of assets2011-12-31$31,102,085
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$12,704,937
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$15,019,867
Total income from all sources (including contributions)2011-12-31$141,686,473
Total loss/gain on sale of assets2011-12-31$8,932,616
Total of all expenses incurred2011-12-31$117,354,444
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$111,119,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$97,959,778
Value of total assets at end of year2011-12-31$437,551,619
Value of total assets at beginning of year2011-12-31$415,534,520
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,234,835
Total interest from all sources2011-12-31$4,037,015
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$4,307,638
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,031,405
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$15,000,000
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$33,262,442
Participant contributions at end of year2011-12-31$636,363
Participant contributions at beginning of year2011-12-31$588,221
Assets. Other investments not covered elsewhere at end of year2011-12-31$23,204,433
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$16,749,594
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$5,924,733
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$6,403,894
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$12,704,937
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$15,019,867
Other income not declared elsewhere2011-12-31$1,061,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$24,332,029
Value of net assets at end of year (total assets less liabilities)2011-12-31$424,846,682
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$400,514,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$104,625
Assets. partnership/joint venture interests at beginning of year2011-12-31$690,520
Investment advisory and management fees2011-12-31$6,234,835
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$19,754,539
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$22,436,046
Income. Interest from US Government securities2011-12-31$147,543
Income. Interest from corporate debt instruments2011-12-31$3,889,812
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$56,015,633
Value of interest in common/collective trusts at beginning of year2011-12-31$60,713,052
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$5,016,081
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$18,436,394
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$18,436,394
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$-340
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$101,990,207
Asset value of US Government securities at end of year2011-12-31$80,518,916
Asset value of US Government securities at beginning of year2011-12-31$59,115,451
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-4,133,054
Net investment gain or loss from common/collective trusts2011-12-31$-1,580,890
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$64,697,336
Employer contributions (assets) at end of year2011-12-31$7,477,378
Employer contributions (assets) at beginning of year2011-12-31$9,458,722
Income. Dividends from common stock2011-12-31$3,276,233
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$9,129,402
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$78,009,587
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$61,999,763
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$6,169,651
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$3,938,111
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$154,719,680
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$155,004,752
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$332,648,798
Aggregate carrying amount (costs) on sale of assets2011-12-31$323,716,182
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2011-12-31133891517
2010 : PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$20,145,446
Total unrealized appreciation/depreciation of assets2010-12-31$20,145,446
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$15,019,867
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$11,579,166
Total income from all sources (including contributions)2010-12-31$166,914,676
Total loss/gain on sale of assets2010-12-31$4,785,016
Total of all expenses incurred2010-12-31$107,543,655
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$102,290,525
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$123,509,533
Value of total assets at end of year2010-12-31$415,534,520
Value of total assets at beginning of year2010-12-31$352,722,798
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,253,130
Total interest from all sources2010-12-31$5,185,780
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$2,975,345
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$429,290
Administrative expenses professional fees incurred2010-12-31$4,114,421
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$15,000,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$29,736,569
Participant contributions at end of year2010-12-31$588,221
Participant contributions at beginning of year2010-12-31$536,730
Assets. Other investments not covered elsewhere at end of year2010-12-31$16,749,594
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$6,403,894
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$2,362,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$15,019,867
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$11,579,166
Other income not declared elsewhere2010-12-31$170,858
Administrative expenses (other) incurred2010-12-31$509,929
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$59,371,021
Value of net assets at end of year (total assets less liabilities)2010-12-31$400,514,653
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$341,143,632
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$690,520
Investment advisory and management fees2010-12-31$628,780
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$22,436,046
Interest earned on other investments2010-12-31$687,825
Income. Interest from US Government securities2010-12-31$131,951
Income. Interest from corporate debt instruments2010-12-31$4,365,969
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$341,143,632
Value of interest in common/collective trusts at end of year2010-12-31$60,713,052
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$18,436,394
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$35
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$93,357,640
Asset value of US Government securities at end of year2010-12-31$59,115,451
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,212,687
Net investment gain or loss from common/collective trusts2010-12-31$8,930,011
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$93,772,964
Employer contributions (assets) at end of year2010-12-31$9,458,722
Employer contributions (assets) at beginning of year2010-12-31$8,680,436
Income. Dividends from common stock2010-12-31$2,546,055
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$8,932,885
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$61,999,763
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$3,938,111
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$155,004,752
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$329,466,559
Aggregate carrying amount (costs) on sale of assets2010-12-31$324,681,543
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2010-12-31133891517

Form 5500 Responses for PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN

2022: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan funding arrangement – General assets of the sponsorYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2022-01-01Plan benefit arrangement – General assets of the sponsorYes
2021: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan funding arrangement – General assets of the sponsorYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2021-01-01Plan benefit arrangement – General assets of the sponsorYes
2020: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan funding arrangement – General assets of the sponsorYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2020-01-01Plan benefit arrangement – General assets of the sponsorYes
2019: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan funding arrangement – General assets of the sponsorYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2019-01-01Plan benefit arrangement – General assets of the sponsorYes
2018: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan funding arrangement – General assets of the sponsorYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2018-01-01Plan benefit arrangement – General assets of the sponsorYes
2017: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan funding arrangement – General assets of the sponsorYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2017-01-01Plan benefit arrangement – General assets of the sponsorYes
2016: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan funding arrangement – General assets of the sponsorYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2016-01-01Plan benefit arrangement – General assets of the sponsorYes
2015: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PINNACLE WEST CAPITAL CORPORATION GROUP LIFE AND MEDICAL PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )
Policy contract number71050-4
Policy instance 3
Insurance contract or identification number71050-4
Number of Individuals Covered6038
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $51,374
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,027,482
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees51374
Additional information about fees paid to insurance brokerSERVICE FEE
Insurance broker organization code?3
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberOK980067
Policy instance 2
Insurance contract or identification numberOK980067
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $200,000
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedAD&D
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $881,446
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $200,000
Insurance broker organization code?4
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberFLX980040
Policy instance 1
Insurance contract or identification numberFLX980040
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $254,649
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedSUPPLEMENTAL AND DEPENDENT LIFE
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $13,780,623
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $254,649
Insurance broker organization code?4
RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )
Policy contract number71050-4
Policy instance 3
Insurance contract or identification number71050-4
Number of Individuals Covered6266
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $47,423
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $948,456
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees47423
Additional information about fees paid to insurance brokerSERVICE FEE
Insurance broker organization code?3
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberOK980067
Policy instance 2
Insurance contract or identification numberOK980067
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $200,000
Total amount of fees paid to insurance companyUSD $7,834
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedAD&D
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,052,480
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $200,000
Amount paid for insurance broker fees7834
Additional information about fees paid to insurance brokerOVERRIDE
Insurance broker organization code?4
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberFLX980040
Policy instance 1
Insurance contract or identification numberFLX980040
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $270,588
Total amount of fees paid to insurance companyUSD $40,291
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedSUPPLEMENTAL AND DEPENDENT LIFE
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $15,918,392
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $270,588
Amount paid for insurance broker fees40291
Additional information about fees paid to insurance brokerOVERRIDE
Insurance broker organization code?4
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberFLX980040
Policy instance 1
Insurance contract or identification numberFLX980040
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $221,601
Total amount of fees paid to insurance companyUSD $36,696
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedSUPPLEMENTAL AND DEPENDENT LIFE
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $13,035,365
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $221,601
Amount paid for insurance broker fees36696
Additional information about fees paid to insurance brokerOVERRIDE
Insurance broker organization code?4
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberOK980067
Policy instance 2
Insurance contract or identification numberOK980067
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $166,667
Total amount of fees paid to insurance companyUSD $7,062
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedAD&D
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $890,739
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $166,667
Amount paid for insurance broker fees7062
Additional information about fees paid to insurance brokerOVERRIDE
Insurance broker organization code?4
RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )
Policy contract number71050-4
Policy instance 3
Insurance contract or identification number71050-4
Number of Individuals Covered6786
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $49,648
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $992,952
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees49648
Additional information about fees paid to insurance brokerSERVICE FEE
Insurance broker organization code?3
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberOK980067
Policy instance 2
Insurance contract or identification numberOK980067
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $233,333
Total amount of fees paid to insurance companyUSD $4,818
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedAD&D
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $960,768
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $233,333
Amount paid for insurance broker fees4818
Additional information about fees paid to insurance brokerOVERRIDE
Insurance broker organization code?4
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberFLX980040
Policy instance 1
Insurance contract or identification numberFLX980040
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $231,096
Total amount of fees paid to insurance companyUSD $66,652
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedSUPPLEMENTAL AND DEPENDENT LIFE
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $13,593,892
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $231,096
Amount paid for insurance broker fees66652
Additional information about fees paid to insurance brokerOVERRIDE
Insurance broker organization code?4
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberOK980067
Policy instance 2
Insurance contract or identification numberOK980067
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $216,667
Total amount of fees paid to insurance companyUSD $6,713
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedAD&D
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $950,888
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $216,667
Amount paid for insurance broker fees6713
Additional information about fees paid to insurance brokerOVERRIDE
Insurance broker organization code?4
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberFLX980040
Policy instance 1
Insurance contract or identification numberFLX980040
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $222,507
Total amount of fees paid to insurance companyUSD $36,067
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedSUPPLEMENTAL AND DEPENDENT LIFE
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $13,088,628
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $222,507
Amount paid for insurance broker fees36067
Additional information about fees paid to insurance brokerOVERRIDE
Insurance broker organization code?4
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberOK980067
Policy instance 2
Insurance contract or identification numberOK980067
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $216,667
Total amount of fees paid to insurance companyUSD $8,319
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedAD&D
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $929,513
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $216,667
Amount paid for insurance broker fees6853
Additional information about fees paid to insurance brokerOVERRIDE
Insurance broker organization code?4
Insurance broker nameFRED THOMAS MAXWELL II
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberFLX980040
Policy instance 1
Insurance contract or identification numberFLX980040
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $214,752
Total amount of fees paid to insurance companyUSD $57,972
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedSUPPLEMENTAL AND DEPENDENT LIFE
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $12,632,464
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $214,752
Amount paid for insurance broker fees40781
Additional information about fees paid to insurance brokerOVERRIDE
Insurance broker organization code?4
Insurance broker nameFRED THOMAS MAXWELL II
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberFLX980040
Policy instance 1
Insurance contract or identification numberFLX980040
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $100,106
Total amount of fees paid to insurance companyUSD $20,000
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedSUPPLEMENTAL AND DEPENDENT LIFE
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $10,401,519
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $100,106
Amount paid for insurance broker fees20000
Additional information about fees paid to insurance brokerOVERRIDE
Insurance broker organization code?3
Insurance broker nameACIUS CONSULTING GROUP
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberOK980067
Policy instance 2
Insurance contract or identification numberOK980067
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $366,667
Total amount of fees paid to insurance companyUSD $16,878
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedAD&D
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $865,475
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $250,000
Insurance broker organization code?4
Amount paid for insurance broker fees16878
Additional information about fees paid to insurance brokerOVERRIDE
Insurance broker nameACIUS CONSULTING GROUP
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberFLX980040
Policy instance 1
Insurance contract or identification numberFLX980040
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $171,189
Total amount of fees paid to insurance companyUSD $20,000
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedSUPPLEMENTAL AND DEPENDENT LIFE
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $10,070,721
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $171,189
Amount paid for insurance broker fees20000
Additional information about fees paid to insurance brokerOVERRIDE
Insurance broker organization code?3
Insurance broker nameACIUS CONSULTING GROUP
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberOK980067
Policy instance 2
Insurance contract or identification numberOK980067
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $200,000
Total amount of fees paid to insurance companyUSD $16,348
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedAD&D
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $842,402
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $200,000
Insurance broker organization code?3
Amount paid for insurance broker fees16348
Additional information about fees paid to insurance brokerOVERRIDE
Insurance broker nameACIUS CONSULTING GROUP
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberFLX980040
Policy instance 1
Insurance contract or identification numberFLX980040
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $166,570
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedSUPPLEMENTAL AND DEPENDENT LIFE
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $9,582,527
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $166,570
Insurance broker organization code?3
Insurance broker nameACIUS CONSULTING GROUP
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberOK980067
Policy instance 2
Insurance contract or identification numberOK980067
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $166,667
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedAD&D
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $815,311
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $166,667
Insurance broker organization code?3
Insurance broker nameTOWERS WATSON DELAWARE INC.
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberFLX980040
Policy instance 1
Insurance contract or identification numberFLX980040
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $40,333
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedSUPPLEMENTAL AND DEPENDENT LIFE
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $9,020,289
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $40,333
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameACIUS CONSULTING GROUP
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberOK980067
Policy instance 2
Insurance contract or identification numberOK980067
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $198,833
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedAD&D
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $795,332
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $198,833
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameACIUS CONSULTING GROUP
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberFLX980040
Policy instance 2
Insurance contract or identification numberFLX980040
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $44,000
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedSUPPLEMENTAL AND DEPENDENT LIFE
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $8,378,382
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberOK980067
Policy instance 1
Insurance contract or identification numberOK980067
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $178,821
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedAD&D
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $715,282
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberOK980067
Policy instance 1
Insurance contract or identification numberOK980067
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $52,379
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedAD&D
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $422,160
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 65498 )
Policy contract numberFLX980040
Policy instance 2
Insurance contract or identification numberFLX980040
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $22,000
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedSUPPLEMENTAL AND DEPENDENT LIFE
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $8,464,047
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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