401k Plan data: TRANSWEST PROPERTIES, INC. 401(K) PLAN plan

TRANSWEST PROPERTIES, INC. 401(K) PLAN 401k Plan overview

Plan Name	TRANSWEST PROPERTIES, INC. 401(K) PLAN
Plan identification number	001

TRANSWEST PROPERTIES, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRANSWEST PROPERTIES, INC. has sponsored the creation of one or more 401k plans.

Company Name: TRANSWEST PROPERTIES, INC.

Employer identification number (EIN): 860713514

NAIC Classification: 531310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRANSWEST PROPERTIES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 RANDAL DIX 2015-07-07
001 2013-01-01 RANDY DIX
001 2012-01-01 RANDY DIX
001 2011-01-01 RANDY DIX
001 2009-01-01 RANDAL DIX RANDAL DIX 2013-06-03
001 2009-01-01 RANDAL DIX RANDAL DIX 2013-06-03
001 2008-01-01 RANDAL DIX RANDAL DIX 2013-06-03

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	RANDAL DIX	2015-07-07
001	2013-01-01	RANDY DIX
001	2012-01-01	RANDY DIX
001	2011-01-01	RANDY DIX
001	2009-01-01	RANDAL DIX		RANDAL DIX	2013-06-03
001	2009-01-01	RANDAL DIX		RANDAL DIX	2013-06-03
001	2008-01-01	RANDAL DIX		RANDAL DIX	2013-06-03

Plan Statistics for TRANSWEST PROPERTIES, INC. 401(K) PLAN

401k plan membership statisitcs for TRANSWEST PROPERTIES, INC. 401(K) PLAN

Measure Date Value
2013: TRANSWEST PROPERTIES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 887
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Total participants 2013-01-01 0
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: TRANSWEST PROPERTIES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 903
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 875
Number of retired or separated participants receiving benefits 2012-01-01 12
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 887
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 887
Number of participants with account balances 2012-01-01 273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 5
2011: TRANSWEST PROPERTIES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,047
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 895
Number of retired or separated participants receiving benefits 2011-01-01 8
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 903
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 903
Number of participants with account balances 2011-01-01 285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 9
2009: TRANSWEST PROPERTIES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,027
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,040
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 6
Total of all active and inactive participants 2009-01-01 1,046
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 1,047
Number of participants with account balances 2009-01-01 258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 5
2008: TRANSWEST PROPERTIES, INC. 401(K) PLAN 2008 401k membership
Total participants, beginning-of-year 2008-01-01 790
Total number of active participants reported on line 7a of the Form 5500 2008-01-01 989
Number of retired or separated participants receiving benefits 2008-01-01 0
Number of other retired or separated participants entitled to future benefits 2008-01-01 10
Total of all active and inactive participants 2008-01-01 999
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2008-01-01 0
Total participants 2008-01-01 999
Number of participants with account balances 2008-01-01 267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2008-01-01 0

Measure	Date	Value
2013: TRANSWEST PROPERTIES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	887
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Total participants	2013-01-01	0
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: TRANSWEST PROPERTIES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	903
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	875
Number of retired or separated participants receiving benefits	2012-01-01	12
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	887
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	887
Number of participants with account balances	2012-01-01	273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	5
2011: TRANSWEST PROPERTIES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,047
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	895
Number of retired or separated participants receiving benefits	2011-01-01	8
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	903
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	903
Number of participants with account balances	2011-01-01	285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	9
2009: TRANSWEST PROPERTIES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,027
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,040
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	6
Total of all active and inactive participants	2009-01-01	1,046
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	1,047
Number of participants with account balances	2009-01-01	258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	5
2008: TRANSWEST PROPERTIES, INC. 401(K) PLAN 2008 401k membership
Total participants, beginning-of-year	2008-01-01	790
Total number of active participants reported on line 7a of the Form 5500	2008-01-01	989
Number of retired or separated participants receiving benefits	2008-01-01	0
Number of other retired or separated participants entitled to future benefits	2008-01-01	10
Total of all active and inactive participants	2008-01-01	999
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2008-01-01	0
Total participants	2008-01-01	999
Number of participants with account balances	2008-01-01	267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2008-01-01	0

Financial Data on TRANSWEST PROPERTIES, INC. 401(K) PLAN

Measure	Date	Value
2013 : TRANSWEST PROPERTIES, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$1,029,852
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$113,209
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$302,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$299,793
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$0
Value of total assets at end of year	2013-12-31	$26,900
Value of total assets at beginning of year	2013-12-31	$1,246,267
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,931
Total interest from all sources	2013-12-31	$2,932
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$1,627
Was this plan covered by a fidelity bond	2013-12-31	No
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$0
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$51,844
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$2,204
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$2,204
Administrative expenses (other) incurred	2013-12-31	$1,304
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-189,515
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$26,900
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,246,267
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$1,166,219
Income. Interest from loans (other than to participants)	2013-12-31	$2,932
Net investment gain/loss from pooled separate accounts	2013-12-31	$110,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$0
Employer contributions (assets) at end of year	2013-12-31	$24,696
Employer contributions (assets) at beginning of year	2013-12-31	$26,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$299,793
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BEACHFLEISHMAN PC
Accountancy firm EIN	2013-12-31	860683059
2012 : TRANSWEST PROPERTIES, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$294,220
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$142,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$141,422
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$179,460
Value of total assets at end of year	2012-12-31	$1,246,267
Value of total assets at beginning of year	2012-12-31	$1,094,695
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,225
Total interest from all sources	2012-12-31	$2,956
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	No
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$101,963
Participant contributions at end of year	2012-12-31	$51,844
Participant contributions at beginning of year	2012-12-31	$80,932
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$8,377
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$2,204
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$1,968
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$151,573
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,246,267
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,094,695
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$1,225
Value of interest in pooled separate accounts at end of year	2012-12-31	$1,166,219
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$995,252
Income. Interest from loans (other than to participants)	2012-12-31	$2,956
Net investment gain/loss from pooled separate accounts	2012-12-31	$111,804
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$77,497
Employer contributions (assets) at end of year	2012-12-31	$26,000
Employer contributions (assets) at beginning of year	2012-12-31	$8,166
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$141,422
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BEACHFLEISCHMAN, PC
Accountancy firm EIN	2012-12-31	860683059
2011 : TRANSWEST PROPERTIES, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$261,505
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$132,403
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$131,950
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$261,991
Value of total assets at end of year	2011-12-31	$1,069,790
Value of total assets at beginning of year	2011-12-31	$940,688
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$453
Total interest from all sources	2011-12-31	$3,715
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$453
Was this plan covered by a fidelity bond	2011-12-31	No
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$165,030
Participant contributions at end of year	2011-12-31	$74,538
Participant contributions at beginning of year	2011-12-31	$88,918
Participant contributions at end of year	2011-12-31	$8,377
Participant contributions at beginning of year	2011-12-31	$10,178
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$1,968
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$1,968
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$129,102
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,069,790
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$940,688
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$995,252
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$851,770
Income. Interest from loans (other than to participants)	2011-12-31	$3,715
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-4,201
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$96,961
Employer contributions (assets) at end of year	2011-12-31	$8,166
Employer contributions (assets) at beginning of year	2011-12-31	$8,525
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$131,950
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BEACHFLEISCHMAN PC
Accountancy firm EIN	2011-12-31	860683059
2010 : TRANSWEST PROPERTIES, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$273,697
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$115,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$114,962
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$210,802
Value of total assets at end of year	2010-12-31	$976,152
Value of total assets at beginning of year	2010-12-31	$818,360
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$943
Total interest from all sources	2010-12-31	$2,282
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$943
Was this plan covered by a fidelity bond	2010-12-31	No
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$125,377
Participant contributions at end of year	2010-12-31	$95,312
Participant contributions at beginning of year	2010-12-31	$81,145
Participant contributions at end of year	2010-12-31	$10,178
Participant contributions at beginning of year	2010-12-31	$11,102
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$6,666
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$1,968
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$157,792
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$976,152
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$818,360
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$851,769
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$475,174
Interest on participant loans	2010-12-31	$2,282
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$242,596
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$60,613
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$78,759
Employer contributions (assets) at end of year	2010-12-31	$16,925
Employer contributions (assets) at beginning of year	2010-12-31	$8,343
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$114,962
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BEACHFLEISCHMAN PC
Accountancy firm EIN	2010-12-31	860683059
2009 : TRANSWEST PROPERTIES, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0
2008 : TRANSWEST PROPERTIES, INC. 401(K) PLAN 2008 401k financial data
Total unrealized appreciation/depreciation of assets	2008-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2008-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2008-12-31	$0
Total income from all sources (including contributions)	2008-12-31	$3,182
Total loss/gain on sale of assets	2008-12-31	$0
Total of all expenses incurred	2008-12-31	$132,570
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2008-12-31	$112,527
Value of total corrective distributions	2008-12-31	$18,312
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2008-12-31	$181,662
Value of total assets at end of year	2008-12-31	$671,702
Value of total assets at beginning of year	2008-12-31	$801,090
Total of administrative expenses incurred including professional, contract, advisory and management fees	2008-12-31	$1,731
Total interest from all sources	2008-12-31	$8,638
Total dividends received (eg from common stock, registered investment company shares)	2008-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2008-12-31	No
Was this plan covered by a fidelity bond	2008-12-31	No
If this is an individual account plan, was there a blackout period	2008-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2008-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2008-12-31	No
Contributions received from participants	2008-12-31	$119,118
Participant contributions at end of year	2008-12-31	$31,480
Participant contributions at beginning of year	2008-12-31	$40,702
Administrative expenses (other) incurred	2008-12-31	$1,731
Total non interest bearing cash at end of year	2008-12-31	$9,316
Total non interest bearing cash at beginning of year	2008-12-31	$678
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2008-12-31	No
Value of net income/loss	2008-12-31	$-129,388
Value of net assets at end of year (total assets less liabilities)	2008-12-31	$671,702
Value of net assets at beginning of year (total assets less liabilities)	2008-12-31	$801,090
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2008-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2008-12-31	No
Were any leases to which the plan was party in default or uncollectible	2008-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2008-12-31	$376,281
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2008-12-31	$595,686
Interest on participant loans	2008-12-31	$2,023
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2008-12-31	$6,615
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2008-12-31	$239,035
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2008-12-31	$160,028
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2008-12-31	$-187,118
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2008-12-31	No
Was there a failure to transmit to the plan any participant contributions	2008-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2008-12-31	No
Contributions received in cash from employer	2008-12-31	$62,544
Employer contributions (assets) at end of year	2008-12-31	$15,590
Employer contributions (assets) at beginning of year	2008-12-31	$3,996
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2008-12-31	$112,527
Did the plan have assets held for investment	2008-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2008-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2008-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2008-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2008-12-31	Disclaimer
Accountancy firm name	2008-12-31	BEACHFLEISCHMAN PC
Accountancy firm EIN	2008-12-31	860683059

Form 5500 Responses for TRANSWEST PROPERTIES, INC. 401(K) PLAN

2013: TRANSWEST PROPERTIES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: TRANSWEST PROPERTIES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: TRANSWEST PROPERTIES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: TRANSWEST PROPERTIES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2008: TRANSWEST PROPERTIES, INC. 401(K) PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	Yes
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No
2008-01-01	Plan funding arrangement – Insurance	Yes
2008-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-822239

Policy instance

Insurance contract or identification number	GA-822239
Number of Individuals Covered	0
Insurance policy start date	2013-01-01
Insurance policy end date	2013-10-31
Total amount of commissions paid to insurance broker	USD $2,181
Total amount of fees paid to insurance company	USD $545
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $2,181
Additional information about fees paid to insurance broker	COMMISSIONS
Insurance broker organization code?	5
Amount paid for insurance broker fees	545
Insurance broker name	DYATECH, LLC

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-822239

Policy instance

Insurance contract or identification number	GA-822239
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,054
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Amount paid for insurance broker fees	527
Additional information about fees paid to insurance broker	ADMINISTRATIVE
Insurance broker organization code?	3
Insurance broker name	KEYCORP INS AGENCY USA INC.

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-822239

Policy instance

Insurance contract or identification number	GA-822239
Number of Individuals Covered	285
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $3,721
Total amount of fees paid to insurance company	USD $493
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G34633

Policy instance

Insurance contract or identification number	G34633
Number of Individuals Covered	267
Insurance policy start date	2008-01-01
Insurance policy end date	2008-12-31
Total amount of commissions paid to insurance broker	USD $1,793
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,793
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	N/A
Insurance broker organization code?	3
Insurance broker name	CHRIS W DURKIN

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Company Name:	TRANSWEST PROPERTIES, INC.
Employer identification number (EIN):	860713514
NAIC Classification:	531310