401k Plan data: NIC EMPLOYEE STOCK OWNERSHIP PLAN plan

NIC EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	NIC EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	002

NIC EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Stock bonus ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).

401k Sponsoring company profile

NETWORK INFRASTRUCTURE CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: NETWORK INFRASTRUCTURE CORPORATION

Employer identification number (EIN): 860775532

NAIC Classification: 541519
NAIC Description: Other Computer Related Services

Additional information about NETWORK INFRASTRUCTURE CORPORATION

Jurisdiction of Incorporation: Arizona Corporation Commission

Incorporation Date:

Company Identification Number: 07330921

More information about NETWORK INFRASTRUCTURE CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NIC EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2012-10-01 PATRICK SOBEL PATRICK SOBEL 2012-12-12
002 2011-10-01 PATRICK SOBEL PATRICK SOBEL 2012-10-29
002 2009-10-01 PATRICK SOBEL PATRICK SOBEL 2011-04-26
002 2008-10-01 PATRICK SOBEL
002 2008-10-01

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2012-10-01	PATRICK SOBEL	PATRICK SOBEL	2012-12-12
002	2011-10-01	PATRICK SOBEL	PATRICK SOBEL	2012-10-29
002	2009-10-01	PATRICK SOBEL	PATRICK SOBEL	2011-04-26
002	2008-10-01	PATRICK SOBEL
002	2008-10-01

Plan Statistics for NIC EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for NIC EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2012: NIC EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 51
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 0
Number of other retired or separated participants entitled to future benefits 2012-10-01 0
Total of all active and inactive participants 2012-10-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 0
Total participants 2012-10-01 0
Number of participants with account balances 2012-10-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 0
2011: NIC EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 51
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 0
Number of other retired or separated participants entitled to future benefits 2011-10-01 50
Total of all active and inactive participants 2011-10-01 50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 1
Total participants 2011-10-01 51
Number of participants with account balances 2011-10-01 51
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 0
2009: NIC EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 62
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 41
Number of other retired or separated participants entitled to future benefits 2009-10-01 17
Total of all active and inactive participants 2009-10-01 58
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 1
Total participants 2009-10-01 59
Number of participants with account balances 2009-10-01 51
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 13
2008: NIC EMPLOYEE STOCK OWNERSHIP PLAN 2008 401k membership
Total participants, beginning-of-year 2008-10-01 58
Total number of active participants reported on line 7a of the Form 5500 2008-10-01 41
Number of retired or separated participants receiving benefits 2008-10-01 0
Number of other retired or separated participants entitled to future benefits 2008-10-01 15
Total of all active and inactive participants 2008-10-01 56
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2008-10-01 1
Total participants 2008-10-01 57
Number of participants with account balances 2008-10-01 57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2008-10-01 15

Measure	Date	Value
2012: NIC EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	51
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	0
Number of other retired or separated participants entitled to future benefits	2012-10-01	0
Total of all active and inactive participants	2012-10-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	0
Total participants	2012-10-01	0
Number of participants with account balances	2012-10-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	0
2011: NIC EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	51
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	0
Number of other retired or separated participants entitled to future benefits	2011-10-01	50
Total of all active and inactive participants	2011-10-01	50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	1
Total participants	2011-10-01	51
Number of participants with account balances	2011-10-01	51
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	0
2009: NIC EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	62
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	41
Number of other retired or separated participants entitled to future benefits	2009-10-01	17
Total of all active and inactive participants	2009-10-01	58
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	1
Total participants	2009-10-01	59
Number of participants with account balances	2009-10-01	51
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	13
2008: NIC EMPLOYEE STOCK OWNERSHIP PLAN 2008 401k membership
Total participants, beginning-of-year	2008-10-01	58
Total number of active participants reported on line 7a of the Form 5500	2008-10-01	41
Number of retired or separated participants receiving benefits	2008-10-01	0
Number of other retired or separated participants entitled to future benefits	2008-10-01	15
Total of all active and inactive participants	2008-10-01	56
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2008-10-01	1
Total participants	2008-10-01	57
Number of participants with account balances	2008-10-01	57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2008-10-01	15

Financial Data on NIC EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2012 : NIC EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total plan liabilities at beginning of year	2012-11-30	$14
Expenses. Total of all expenses incurred	2012-11-30	$1,440,385
Benefits paid (including direct rollovers)	2012-11-30	$1,440,385
Total plan assets at end of year	2012-11-30	$0
Total plan assets at beginning of year	2012-11-30	$1,440,399
Value of fidelity bond covering the plan	2012-11-30	$150,000
Net income (gross income less expenses)	2012-11-30	$-1,440,385
Net plan assets at end of year (total assets less liabilities)	2012-11-30	$0
Net plan assets at beginning of year (total assets less liabilities)	2012-11-30	$1,440,385
Total plan liabilities at end of year	2012-09-30	$14
Total plan liabilities at beginning of year	2012-09-30	$14
Total income from all sources	2012-09-30	$0
Expenses. Total of all expenses incurred	2012-09-30	$26,019
Total plan assets at end of year	2012-09-30	$1,440,399
Total plan assets at beginning of year	2012-09-30	$1,466,418
Value of fidelity bond covering the plan	2012-09-30	$150,000
Net income (gross income less expenses)	2012-09-30	$-26,019
Net plan assets at end of year (total assets less liabilities)	2012-09-30	$1,440,385
Net plan assets at beginning of year (total assets less liabilities)	2012-09-30	$1,466,404
Expenses. Administrative service providers (salaries,fees and commissions)	2012-09-30	$26,019
2011 : NIC EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-09-30	$14
Total plan liabilities at beginning of year	2011-09-30	$14
Total income from all sources	2011-09-30	$661,807
Expenses. Total of all expenses incurred	2011-09-30	$94,405
Total plan assets at end of year	2011-09-30	$1,466,418
Total plan assets at beginning of year	2011-09-30	$899,016
Value of fidelity bond covering the plan	2011-09-30	$150,000
Other income received	2011-09-30	$661,807
Net income (gross income less expenses)	2011-09-30	$567,402
Net plan assets at end of year (total assets less liabilities)	2011-09-30	$1,466,404
Net plan assets at beginning of year (total assets less liabilities)	2011-09-30	$899,002
Assets. Value of employer securities	2011-09-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-09-30	$94,405
2009 : NIC EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total income from all sources	2009-09-30	$-48,067
Expenses. Total of all expenses incurred	2009-09-30	$2,856
Benefits paid (including direct rollovers)	2009-09-30	$2,856
Total plan assets at end of year	2009-09-30	$949,077
Total plan assets at beginning of year	2009-09-30	$1,000,000
Value of fidelity bond covering the plan	2009-09-30	$1,000,000
Other income received	2009-09-30	$-480,102
Net income (gross income less expenses)	2009-09-30	$-50,923
Net plan assets at end of year (total assets less liabilities)	2009-09-30	$949,077
Net plan assets at beginning of year (total assets less liabilities)	2009-09-30	$1,000,000
Assets. Value of employer securities	2009-09-30	$519,830
Total contributions received or receivable from employer(s)	2009-09-30	$432,035

Form 5500 Responses for NIC EMPLOYEE STOCK OWNERSHIP PLAN

2012: NIC EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	Yes
2012-10-01	This submission is the final filing	Yes
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: NIC EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	Yes
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2009: NIC EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes
2008: NIC EMPLOYEE STOCK OWNERSHIP PLAN 2008 form 5500 responses
2008-10-01	Type of plan entity	Single employer plan
2008-10-01	Submission has been amended	Yes
2008-10-01	This submission is the final filing	No
2008-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-10-01	Plan is a collectively bargained plan	No
2008-10-01	Plan funding arrangement – Trust	Yes
2008-10-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NETWORK INFRASTRUCTURE CORPORATION
Employer identification number (EIN):	860775532
NAIC Classification:	541519
NAIC Description:	Other Computer Related Services

Jurisdiction of Incorporation:	Arizona Corporation Commission
Incorporation Date:
Company Identification Number:	07330921