ASSETMARK FINANCIAL, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ASSETMARK FINANCIAL 401(K) PLAN
Measure | Date | Value |
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2021 : ASSETMARK FINANCIAL 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $33,326,970 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $6,822,430 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $6,661,612 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $17,546,811 |
Value of total assets at end of year | 2021-12-31 | $115,027,706 |
Value of total assets at beginning of year | 2021-12-31 | $88,523,166 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $160,818 |
Total interest from all sources | 2021-12-31 | $106,712 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $6,210,922 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $6,210,922 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $8,583,712 |
Participant contributions at end of year | 2021-12-31 | $2,166,634 |
Participant contributions at beginning of year | 2021-12-31 | $1,663,394 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $2,821,095 |
Administrative expenses (other) incurred | 2021-12-31 | $160,818 |
Total non interest bearing cash at end of year | 2021-12-31 | $96,819 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $2,315 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $26,504,540 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $115,027,706 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $88,523,166 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $109,392,686 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $83,390,913 |
Interest on participant loans | 2021-12-31 | $106,375 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $3,078,566 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $3,273,842 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $3,273,842 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $337 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $9,462,525 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $6,142,004 |
Employer contributions (assets) at end of year | 2021-12-31 | $293,001 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $192,702 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $6,661,612 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | BPM LLP |
Accountancy firm EIN | 2021-12-31 | 814234542 |
2020 : ASSETMARK FINANCIAL 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $25,746,160 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $6,949,932 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $6,834,002 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $13,451,160 |
Value of total assets at end of year | 2020-12-31 | $88,523,166 |
Value of total assets at beginning of year | 2020-12-31 | $69,726,938 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $115,930 |
Total interest from all sources | 2020-12-31 | $128,287 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,653,702 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,653,702 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $7,471,808 |
Participant contributions at end of year | 2020-12-31 | $1,663,394 |
Participant contributions at beginning of year | 2020-12-31 | $1,711,369 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $722,722 |
Administrative expenses (other) incurred | 2020-12-31 | $115,930 |
Total non interest bearing cash at end of year | 2020-12-31 | $2,315 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $18,796,228 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $88,523,166 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $69,726,938 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $83,390,913 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $63,671,044 |
Interest on participant loans | 2020-12-31 | $108,154 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $3,273,842 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $4,163,278 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $4,163,278 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $20,133 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $10,513,011 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $5,256,630 |
Employer contributions (assets) at end of year | 2020-12-31 | $192,702 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $181,247 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $6,834,002 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | Yes |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | BPM LLP |
Accountancy firm EIN | 2020-12-31 | 814234542 |
2019 : ASSETMARK FINANCIAL 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $24,911,746 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $3,444,181 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,338,756 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $12,854,075 |
Value of total assets at end of year | 2019-12-31 | $69,726,938 |
Value of total assets at beginning of year | 2019-12-31 | $48,259,373 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $105,425 |
Total interest from all sources | 2019-12-31 | $179,645 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,896,038 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,896,038 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $6,780,238 |
Participant contributions at end of year | 2019-12-31 | $1,711,369 |
Participant contributions at beginning of year | 2019-12-31 | $1,475,974 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,188,509 |
Administrative expenses (other) incurred | 2019-12-31 | $105,425 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $21,467,565 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $69,726,938 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $48,259,373 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $63,671,044 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $43,957,875 |
Interest on participant loans | 2019-12-31 | $100,176 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $4,163,278 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $2,706,537 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $2,706,537 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $79,469 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $9,981,988 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $4,885,328 |
Employer contributions (assets) at end of year | 2019-12-31 | $181,247 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $118,987 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,338,756 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | BPM LLP |
Accountancy firm EIN | 2019-12-31 | 814234542 |
2018 : ASSETMARK FINANCIAL 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $5,857,803 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $3,554,099 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $3,511,513 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $10,070,468 |
Value of total assets at end of year | 2018-12-31 | $48,259,373 |
Value of total assets at beginning of year | 2018-12-31 | $45,955,669 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $42,586 |
Total interest from all sources | 2018-12-31 | $122,920 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,748,707 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,748,707 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $5,588,701 |
Participant contributions at end of year | 2018-12-31 | $1,475,974 |
Participant contributions at beginning of year | 2018-12-31 | $1,203,345 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $1,028,680 |
Administrative expenses (other) incurred | 2018-12-31 | $42,586 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $2,303,704 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $48,259,373 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $45,955,669 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $43,957,875 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $42,748,062 |
Interest on participant loans | 2018-12-31 | $81,175 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $2,706,537 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $2,004,262 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $2,004,262 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $41,745 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-6,084,292 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $3,453,087 |
Employer contributions (assets) at end of year | 2018-12-31 | $118,987 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $3,511,513 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | Yes |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | BPM LLP |
Accountancy firm EIN | 2018-12-31 | 814234542 |
2017 : ASSETMARK FINANCIAL 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total transfer of assets to this plan | 2017-12-31 | $28,854 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $14,837,793 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,571,234 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,401,648 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $71,588 |
Value of total corrective distributions | 2017-12-31 | $5,789 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $8,273,830 |
Value of total assets at end of year | 2017-12-31 | $45,955,669 |
Value of total assets at beginning of year | 2017-12-31 | $33,660,256 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $92,209 |
Total interest from all sources | 2017-12-31 | $57,642 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $763,067 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $763,067 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $4,970,160 |
Participant contributions at end of year | 2017-12-31 | $1,203,345 |
Participant contributions at beginning of year | 2017-12-31 | $954,071 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $318,584 |
Administrative expenses (other) incurred | 2017-12-31 | $19,606 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $12,266,559 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $45,955,669 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $33,660,256 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $42,748,062 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $29,902,928 |
Interest on participant loans | 2017-12-31 | $56,331 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $2,004,262 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $2,803,257 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $2,803,257 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $1,311 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $5,743,254 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $2,985,086 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,401,648 |
Contract administrator fees | 2017-12-31 | $72,603 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | BPM LLP |
Accountancy firm EIN | 2017-12-31 | 814234542 |
2016 : ASSETMARK FINANCIAL 401(K) PLAN 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total transfer of assets to this plan | 2016-12-31 | $5,791,438 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $10,580,362 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $2,193,255 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $2,099,788 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $25,364 |
Value of total corrective distributions | 2016-12-31 | $3,728 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $8,084,977 |
Value of total assets at end of year | 2016-12-31 | $33,660,256 |
Value of total assets at beginning of year | 2016-12-31 | $19,481,711 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $64,375 |
Total interest from all sources | 2016-12-31 | $53,752 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $540,810 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $540,810 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $39,250,110 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $4,882,391 |
Participant contributions at end of year | 2016-12-31 | $954,071 |
Participant contributions at beginning of year | 2016-12-31 | $970,496 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $274,968 |
Administrative expenses (other) incurred | 2016-12-31 | $30,953 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $8,387,107 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $33,660,256 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $19,481,711 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $29,902,928 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $18,020,895 |
Interest on participant loans | 2016-12-31 | $53,568 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $2,803,257 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $490,320 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $490,320 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $184 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,900,823 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $2,927,618 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $2,099,788 |
Contract administrator fees | 2016-12-31 | $33,422 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | KPMG, LLP |
Accountancy firm EIN | 2016-12-31 | 135565207 |
2015 : ASSETMARK FINANCIAL 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $6,221,812 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $843,333 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $764,136 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $66,188 |
Value of total corrective distributions | 2015-12-31 | $1,311 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $6,804,548 |
Value of total assets at end of year | 2015-12-31 | $19,481,711 |
Value of total assets at beginning of year | 2015-12-31 | $14,103,232 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $11,698 |
Total interest from all sources | 2015-12-31 | $47,442 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $319,545 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $319,545 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $23,148,783 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $3,892,252 |
Participant contributions at end of year | 2015-12-31 | $970,496 |
Participant contributions at beginning of year | 2015-12-31 | $759,231 |
Participant contributions at beginning of year | 2015-12-31 | $88,513 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $933,178 |
Administrative expenses (other) incurred | 2015-12-31 | $8,225 |
Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $5,378,479 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $19,481,711 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $14,103,232 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $18,020,895 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $12,754,460 |
Interest on participant loans | 2015-12-31 | $47,396 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $490,320 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $465,134 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $465,134 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $46 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-949,723 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,979,118 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $35,894 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $764,136 |
Contract administrator fees | 2015-12-31 | $3,473 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | KPMG, LLP |
Accountancy firm EIN | 2015-12-31 | 135565207 |
2014 : ASSETMARK FINANCIAL 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $14,242 |
Total income from all sources (including contributions) | 2014-12-31 | $5,799,819 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $780,296 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $749,623 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $21,656 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $5,135,468 |
Value of total assets at end of year | 2014-12-31 | $13,978,825 |
Value of total assets at beginning of year | 2014-12-31 | $8,973,544 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $9,017 |
Total interest from all sources | 2014-12-31 | $37,690 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $240,467 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $240,467 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,013,144 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $2,975,916 |
Participant contributions at end of year | 2014-12-31 | $759,231 |
Participant contributions at beginning of year | 2014-12-31 | $760,666 |
Participant contributions at end of year | 2014-12-31 | $0 |
Participant contributions at beginning of year | 2014-12-31 | $5,500 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $659,002 |
Administrative expenses (other) incurred | 2014-12-31 | $44 |
Liabilities. Value of operating payables at end of year | 2014-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $14,242 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $5,019,523 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $13,978,825 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $8,959,302 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $12,754,460 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $7,708,356 |
Interest on participant loans | 2014-12-31 | $37,633 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $465,134 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $499,022 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $499,022 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $57 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $386,194 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,500,550 |
Employer contributions (assets) at end of year | 2014-12-31 | $35,894 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $30,600 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $749,623 |
Contract administrator fees | 2014-12-31 | $8,973 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
Accountancy firm name | 2014-12-31 | KPMG |
Accountancy firm EIN | 2014-12-31 | 135565207 |
2013 : ASSETMARK FINANCIAL 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $14,242 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $9,168,194 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $208,892 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $195,151 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $11,687 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $8,815,060 |
Value of total assets at end of year | 2013-12-31 | $8,973,544 |
Value of total assets at beginning of year | 2013-12-31 | $0 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $2,054 |
Total interest from all sources | 2013-12-31 | $12,595 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $76,918 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $76,918 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,013,144 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $627,704 |
Participant contributions at end of year | 2013-12-31 | $760,666 |
Participant contributions at beginning of year | 2013-12-31 | $0 |
Participant contributions at end of year | 2013-12-31 | $5,500 |
Participant contributions at beginning of year | 2013-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $7,778,894 |
Administrative expenses (other) incurred | 2013-12-31 | $1,109 |
Liabilities. Value of operating payables at end of year | 2013-12-31 | $14,242 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $8,959,302 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $8,959,302 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $0 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $7,708,356 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $0 |
Interest on participant loans | 2013-12-31 | $12,583 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $499,022 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $12 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $263,621 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $408,462 |
Employer contributions (assets) at end of year | 2013-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $195,151 |
Contract administrator fees | 2013-12-31 | $945 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |