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FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN 401k Plan overview

Plan NameFREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN
Plan identification number 001

FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. has sponsored the creation of one or more 401k plans.

Company Name:FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD.
Employer identification number (EIN):860898858
NAIC Classification:484120
NAIC Description: General Freight Trucking, Long-Distance

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01GORDON EVANS GORDON EVANS2016-10-17
0012015-01-01GORDON EVANS GORDON EVANS2017-02-07
0012014-01-01THERIL LUND THERIL LUND2015-10-15
0012013-01-01THERIL H. LUND THERIL H. LUND2014-10-14
0012012-01-01THERIL LUND THERIL LUND2013-10-14
0012011-01-01THERIL LUND THERIL LUND2012-10-11
0012009-01-01THERIL LUND THERIL LUND2010-10-05

Plan Statistics for FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN

401k plan membership statisitcs for FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN

Measure Date Value
2015: FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01382
Total number of active participants reported on line 7a of the Form 55002015-01-01313
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0141
Total of all active and inactive participants2015-01-01354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01354
Number of participants with account balances2015-01-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01354
Total number of active participants reported on line 7a of the Form 55002014-01-01313
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0148
Total of all active and inactive participants2014-01-01361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01361
Number of participants with account balances2014-01-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0110
2013: FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01344
Total number of active participants reported on line 7a of the Form 55002013-01-01386
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0131
Total of all active and inactive participants2013-01-01417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01417
Number of participants with account balances2013-01-01217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01318
Total number of active participants reported on line 7a of the Form 55002012-01-01288
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0143
Total of all active and inactive participants2012-01-01331
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01331
Number of participants with account balances2012-01-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01278
Total number of active participants reported on line 7a of the Form 55002011-01-01276
Number of other retired or separated participants entitled to future benefits2011-01-0127
Total of all active and inactive participants2011-01-01303
Total participants2011-01-01303
Number of participants with account balances2011-01-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2009: FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01314
Total number of active participants reported on line 7a of the Form 55002009-01-01228
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0129
Total of all active and inactive participants2009-01-01257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01257
Number of participants with account balances2009-01-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0114

Financial Data on FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN

Measure Date Value
2015 : FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$394
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$628
Total income from all sources (including contributions)2015-12-31$707,864
Total of all expenses incurred2015-12-31$1,723,614
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,542,452
Expenses. Certain deemed distributions of participant loans2015-12-31$51,549
Value of total corrective distributions2015-12-31$33,707
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$890,956
Value of total assets at end of year2015-12-31$7,060,192
Value of total assets at beginning of year2015-12-31$8,076,176
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$95,906
Total interest from all sources2015-12-31$12,391
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$662,420
Participant contributions at end of year2015-12-31$263,588
Participant contributions at beginning of year2015-12-31$301,146
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$54,028
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$394
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$628
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,015,750
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,059,798
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,075,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$52,841
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$6,545,072
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,349,943
Interest on participant loans2015-12-31$12,369
Income. Interest from US Government securities2015-12-31$22
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$80,670
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$248,048
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$248,048
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-195,483
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$174,508
Employer contributions (assets) at end of year2015-12-31$170,862
Employer contributions (assets) at beginning of year2015-12-31$177,039
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,542,452
Contract administrator fees2015-12-31$43,065
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GALLINA, LLP
Accountancy firm EIN2015-12-31942147510
2014 : FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$628
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,832
Total income from all sources (including contributions)2014-12-31$1,099,401
Total of all expenses incurred2014-12-31$1,118,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$977,760
Expenses. Certain deemed distributions of participant loans2014-12-31$40,557
Value of total corrective distributions2014-12-31$4,833
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$808,163
Value of total assets at end of year2014-12-31$8,076,176
Value of total assets at beginning of year2014-12-31$8,096,367
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$95,238
Total interest from all sources2014-12-31$15,205
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$604,468
Participant contributions at end of year2014-12-31$301,146
Participant contributions at beginning of year2014-12-31$303,507
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$29,214
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,950
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$628
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$911
Liabilities. Value of operating payables at beginning of year2014-12-31$921
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-18,987
Value of net assets at end of year (total assets less liabilities)2014-12-31$8,075,548
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,094,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$53,295
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,349,943
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$7,209,748
Interest on participant loans2014-12-31$15,175
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$248,048
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$426,938
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$426,938
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$30
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$276,033
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$174,481
Employer contributions (assets) at end of year2014-12-31$177,039
Employer contributions (assets) at beginning of year2014-12-31$154,224
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$977,760
Contract administrator fees2014-12-31$41,943
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31GALLINA, LLP
Accountancy firm EIN2014-12-31942147510
2013 : FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,832
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$18,912
Total income from all sources (including contributions)2013-12-31$2,412,086
Total of all expenses incurred2013-12-31$417,511
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$332,567
Expenses. Certain deemed distributions of participant loans2013-12-31$3,087
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,002,928
Value of total assets at end of year2013-12-31$8,096,367
Value of total assets at beginning of year2013-12-31$6,118,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$81,857
Total interest from all sources2013-12-31$16,993
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$532,471
Participant contributions at end of year2013-12-31$303,507
Participant contributions at beginning of year2013-12-31$303,737
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$316,233
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1,950
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$911
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$826
Liabilities. Value of operating payables at end of year2013-12-31$921
Liabilities. Value of operating payables at beginning of year2013-12-31$18,086
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,994,575
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,094,535
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,099,960
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$45,192
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$7,209,748
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$5,366,844
Interest on participant loans2013-12-31$16,952
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$426,938
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$326,235
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$326,235
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$41
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,392,165
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$154,224
Employer contributions (assets) at end of year2013-12-31$154,224
Employer contributions (assets) at beginning of year2013-12-31$122,056
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$332,567
Contract administrator fees2013-12-31$36,665
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GALLINA, LLP
Accountancy firm EIN2013-12-31942147510
2012 : FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$18,912
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,731
Total income from all sources (including contributions)2012-12-31$1,331,494
Total of all expenses incurred2012-12-31$256,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$145,345
Expenses. Certain deemed distributions of participant loans2012-12-31$25,036
Value of total corrective distributions2012-12-31$18,086
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$620,324
Value of total assets at end of year2012-12-31$6,118,872
Value of total assets at beginning of year2012-12-31$5,027,643
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$67,979
Total interest from all sources2012-12-31$19,941
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$465,660
Participant contributions at end of year2012-12-31$303,737
Participant contributions at beginning of year2012-12-31$395,131
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$32,608
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$826
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$2,731
Administrative expenses (other) incurred2012-12-31$3,767
Liabilities. Value of operating payables at end of year2012-12-31$18,086
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,075,048
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,099,960
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,024,912
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$37,744
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$5,366,844
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,139,084
Interest on participant loans2012-12-31$19,910
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$326,235
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$375,914
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$375,914
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$31
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$691,229
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$122,056
Employer contributions (assets) at end of year2012-12-31$122,056
Employer contributions (assets) at beginning of year2012-12-31$117,514
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$145,345
Contract administrator fees2012-12-31$26,468
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GALLINA, LLP
Accountancy firm EIN2012-12-31942147510
2011 : FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,731
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$4,452
Total income from all sources (including contributions)2011-12-31$415,872
Total of all expenses incurred2011-12-31$382,042
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$290,604
Expenses. Certain deemed distributions of participant loans2011-12-31$25,753
Value of total corrective distributions2011-12-31$1,855
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$619,219
Value of total assets at end of year2011-12-31$5,027,643
Value of total assets at beginning of year2011-12-31$4,995,534
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$63,830
Total interest from all sources2011-12-31$24,317
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$421,358
Participant contributions at end of year2011-12-31$395,131
Participant contributions at beginning of year2011-12-31$442,341
Participant contributions at beginning of year2011-12-31$19,803
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$80,347
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$2,731
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$767
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$33,830
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,024,912
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,991,082
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$34,780
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,139,084
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,259,323
Interest on participant loans2011-12-31$24,317
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$375,914
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$274,067
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$274,067
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-227,664
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$117,514
Employer contributions (assets) at end of year2011-12-31$117,514
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$290,604
Contract administrator fees2011-12-31$29,050
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$3,685
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GALLINA, LLP
Accountancy firm EIN2011-12-31942147510
2010 : FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$4,452
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$437
Total income from all sources (including contributions)2010-12-31$1,167,332
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,169,490
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,052,036
Expenses. Certain deemed distributions of participant loans2010-12-31$56,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$441,405
Value of total assets at end of year2010-12-31$4,995,534
Value of total assets at beginning of year2010-12-31$4,993,677
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$60,995
Total interest from all sources2010-12-31$33,950
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$333,882
Participant contributions at end of year2010-12-31$442,341
Participant contributions at beginning of year2010-12-31$456,803
Participant contributions at end of year2010-12-31$19,803
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$107,523
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$767
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$437
Administrative expenses (other) incurred2010-12-31$1,469
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-2,158
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,991,082
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,993,240
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$24,819
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,259,323
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,418,554
Interest on participant loans2010-12-31$33,910
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$274,067
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$118,320
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$118,320
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$40
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$691,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,052,036
Contract administrator fees2010-12-31$34,707
Liabilities. Value of benefit claims payable at end of year2010-12-31$3,685
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31GALLINA, LLP
Accountancy firm EIN2010-12-31942147510

Form 5500 Responses for FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN

2015: FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: FREIGHTLINER, STERLING, WESTERN STAR OF ARIZONA, LTD. 401(K) EMPLOYEE BENEFIT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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