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UTAH TRUCKING ASSOCIATION 401(K) PLAN 401k Plan overview

Plan NameUTAH TRUCKING ASSOCIATION 401(K) PLAN
Plan identification number 333

UTAH TRUCKING ASSOCIATION 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UTAH TRUCKING ASSOCIATION has sponsored the creation of one or more 401k plans.

Company Name:UTAH TRUCKING ASSOCIATION
Employer identification number (EIN):870187720
NAIC Classification:488990

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UTAH TRUCKING ASSOCIATION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
3332022-01-01RICK CLASBY2022-11-15
3332021-01-01
3332020-01-01
3332019-01-01
3332018-01-01
3332017-01-01RICK CLASBY RICK CLASBY2018-10-10
3332016-01-01RICHARD CLASBY
3332015-01-01RICHARD CLASBY RICHARD CLASBY2017-01-23
3332015-01-01RICHARD CLASBY RICHARD CLASBY2016-10-17
3332014-01-01RICHARD CLASBY2015-10-13 RICHARD CLASBY2015-10-13

Plan Statistics for UTAH TRUCKING ASSOCIATION 401(K) PLAN

401k plan membership statisitcs for UTAH TRUCKING ASSOCIATION 401(K) PLAN

Measure Date Value
2021: UTAH TRUCKING ASSOCIATION 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,247
Total number of active participants reported on line 7a of the Form 55002021-01-0117
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-018
Total of all active and inactive participants2021-01-0125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0125
Number of participants with account balances2021-01-0124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011
2020: UTAH TRUCKING ASSOCIATION 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,004
Total number of active participants reported on line 7a of the Form 55002020-01-01848
Number of retired or separated participants receiving benefits2020-01-0114
Number of other retired or separated participants entitled to future benefits2020-01-0187
Total of all active and inactive participants2020-01-01949
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01949
Number of participants with account balances2020-01-01533
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0131
2019: UTAH TRUCKING ASSOCIATION 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,503
Total number of active participants reported on line 7a of the Form 55002019-01-011,146
Number of retired or separated participants receiving benefits2019-01-0112
Number of other retired or separated participants entitled to future benefits2019-01-01102
Total of all active and inactive participants2019-01-011,260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,260
Number of participants with account balances2019-01-01622
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0174
2018: UTAH TRUCKING ASSOCIATION 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,369
Total number of active participants reported on line 7a of the Form 55002018-01-011,211
Number of retired or separated participants receiving benefits2018-01-0115
Number of other retired or separated participants entitled to future benefits2018-01-01165
Total of all active and inactive participants2018-01-011,391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,391
Number of participants with account balances2018-01-01760
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0149
2017: UTAH TRUCKING ASSOCIATION 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,449
Total number of active participants reported on line 7a of the Form 55002017-01-011,266
Number of retired or separated participants receiving benefits2017-01-017
Number of other retired or separated participants entitled to future benefits2017-01-01113
Total of all active and inactive participants2017-01-011,386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,386
Number of participants with account balances2017-01-01654
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0133
2016: UTAH TRUCKING ASSOCIATION 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,195
Total number of active participants reported on line 7a of the Form 55002016-01-01997
Number of retired or separated participants receiving benefits2016-01-0112
Number of other retired or separated participants entitled to future benefits2016-01-01110
Total of all active and inactive participants2016-01-011,119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,119
Number of participants with account balances2016-01-01500
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0131
2015: UTAH TRUCKING ASSOCIATION 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,030
Total number of active participants reported on line 7a of the Form 55002015-01-01962
Number of retired or separated participants receiving benefits2015-01-019
Number of other retired or separated participants entitled to future benefits2015-01-01104
Total of all active and inactive participants2015-01-011,075
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,075
Number of participants with account balances2015-01-01397
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0135

Financial Data on UTAH TRUCKING ASSOCIATION 401(K) PLAN

Measure Date Value
2021 : UTAH TRUCKING ASSOCIATION 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets from this plan2021-12-31$24,840,812
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$1,002
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$5,645,676
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,535,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,483,170
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,066,359
Value of total assets at end of year2021-12-31$100,622
Value of total assets at beginning of year2021-12-31$21,830,352
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$52,426
Total interest from all sources2021-12-31$16,416
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,182,718
Participant contributions at end of year2021-12-31$673
Participant contributions at beginning of year2021-12-31$473,539
Participant contributions at beginning of year2021-12-31$46,539
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$111,744
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$1,002
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,110,080
Value of net assets at end of year (total assets less liabilities)2021-12-31$99,620
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$21,830,352
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$99,949
Value of interest in pooled separate accounts at beginning of year2021-12-31$20,324,137
Interest on participant loans2021-12-31$16,416
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$964,744
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,562,901
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$771,897
Employer contributions (assets) at beginning of year2021-12-31$21,393
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,483,170
Contract administrator fees2021-12-31$52,426
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WSRP, LLC
Accountancy firm EIN2021-12-31870517754
2020 : UTAH TRUCKING ASSOCIATION 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$5,961
Total income from all sources (including contributions)2020-12-31$5,783,360
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,787,938
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,708,320
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,216,307
Value of total assets at end of year2020-12-31$21,830,352
Value of total assets at beginning of year2020-12-31$18,840,891
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$79,618
Total interest from all sources2020-12-31$21,326
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,337,136
Participant contributions at end of year2020-12-31$473,539
Participant contributions at beginning of year2020-12-31$370,049
Participant contributions at end of year2020-12-31$46,539
Participant contributions at beginning of year2020-12-31$17,773
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$25,051
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$5,961
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,995,422
Value of net assets at end of year (total assets less liabilities)2020-12-31$21,830,352
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$18,834,930
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$20,324,137
Value of interest in pooled separate accounts at beginning of year2020-12-31$17,476,541
Interest on participant loans2020-12-31$21,326
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$964,744
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$970,848
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,545,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$854,120
Employer contributions (assets) at end of year2020-12-31$21,393
Employer contributions (assets) at beginning of year2020-12-31$5,680
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,708,320
Contract administrator fees2020-12-31$79,618
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31WSRP, LLC
Accountancy firm EIN2020-12-31870517754
2019 : UTAH TRUCKING ASSOCIATION 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$921,980
Total transfer of assets to this plan2019-12-31$921,980
Total transfer of assets from this plan2019-12-31$6,448,823
Total transfer of assets from this plan2019-12-31$6,448,823
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$5,961
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$5,961
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$7,621,588
Total income from all sources (including contributions)2019-12-31$7,621,588
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,803,312
Total of all expenses incurred2019-12-31$2,803,312
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,699,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,699,753
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,910,802
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,910,802
Value of total assets at end of year2019-12-31$18,840,891
Value of total assets at end of year2019-12-31$18,840,891
Value of total assets at beginning of year2019-12-31$19,543,497
Value of total assets at beginning of year2019-12-31$19,543,497
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$103,559
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$103,559
Total interest from all sources2019-12-31$18,237
Total interest from all sources2019-12-31$18,237
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$103,559
Administrative expenses professional fees incurred2019-12-31$103,559
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,388,556
Contributions received from participants2019-12-31$2,388,556
Participant contributions at end of year2019-12-31$370,049
Participant contributions at end of year2019-12-31$370,049
Participant contributions at beginning of year2019-12-31$388,099
Participant contributions at beginning of year2019-12-31$388,099
Participant contributions at end of year2019-12-31$17,773
Participant contributions at end of year2019-12-31$17,773
Participant contributions at beginning of year2019-12-31$108
Participant contributions at beginning of year2019-12-31$108
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$635,225
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$635,225
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$5,961
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$5,961
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,818,276
Value of net income/loss2019-12-31$4,818,276
Value of net assets at end of year (total assets less liabilities)2019-12-31$18,834,930
Value of net assets at end of year (total assets less liabilities)2019-12-31$18,834,930
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$19,543,497
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$19,543,497
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$17,476,541
Value of interest in pooled separate accounts at end of year2019-12-31$17,476,541
Value of interest in pooled separate accounts at beginning of year2019-12-31$19,129,815
Value of interest in pooled separate accounts at beginning of year2019-12-31$19,129,815
Interest on participant loans2019-12-31$18,237
Interest on participant loans2019-12-31$18,237
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$970,848
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$970,848
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,692,549
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,692,549
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$887,021
Contributions received in cash from employer2019-12-31$887,021
Employer contributions (assets) at end of year2019-12-31$5,680
Employer contributions (assets) at end of year2019-12-31$5,680
Employer contributions (assets) at beginning of year2019-12-31$25,475
Employer contributions (assets) at beginning of year2019-12-31$25,475
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,699,753
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,699,753
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WSRP,LLC
Accountancy firm name2019-12-31WSRP,LLC
Accountancy firm EIN2019-12-31870517754
Accountancy firm EIN2019-12-31870517754
2018 : UTAH TRUCKING ASSOCIATION 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$1,647,380
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,158,441
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,574,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,485,802
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,444,852
Value of total assets at end of year2018-12-31$19,543,497
Value of total assets at beginning of year2018-12-31$21,607,262
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$89,024
Total interest from all sources2018-12-31$18,290
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,394,109
Participant contributions at end of year2018-12-31$388,099
Participant contributions at beginning of year2018-12-31$418,939
Participant contributions at end of year2018-12-31$108
Participant contributions at beginning of year2018-12-31$61,626
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$1,053,892
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$76,286
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-416,385
Value of net assets at end of year (total assets less liabilities)2018-12-31$19,543,497
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$21,607,262
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$19,129,815
Value of interest in pooled separate accounts at beginning of year2018-12-31$19,819,953
Interest on participant loans2018-12-31$18,290
Net investment gain/loss from pooled separate accounts2018-12-31$-1,304,701
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$974,457
Employer contributions (assets) at end of year2018-12-31$25,475
Employer contributions (assets) at beginning of year2018-12-31$252,852
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,485,802
Contract administrator fees2018-12-31$89,024
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WSRP, LLC
Accountancy firm EIN2018-12-31870517754
2017 : UTAH TRUCKING ASSOCIATION 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$5,750,584
Total transfer of assets from this plan2017-12-31$92,259
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,937,707
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,625,869
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,512,496
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,910,708
Value of total assets at end of year2017-12-31$21,607,262
Value of total assets at beginning of year2017-12-31$12,637,099
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$113,373
Total interest from all sources2017-12-31$12,835
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,751,406
Participant contributions at end of year2017-12-31$418,939
Participant contributions at beginning of year2017-12-31$296,745
Participant contributions at end of year2017-12-31$61,626
Participant contributions at beginning of year2017-12-31$23,766
Assets. Other investments not covered elsewhere at end of year2017-12-31$1,053,892
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$1,121,478
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$224,563
Administrative expenses (other) incurred2017-12-31$24,816
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$3,060
Value of net income/loss2017-12-31$3,311,838
Value of net assets at end of year (total assets less liabilities)2017-12-31$21,607,262
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$12,637,099
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$19,819,953
Value of interest in pooled separate accounts at beginning of year2017-12-31$11,193,209
Interest on participant loans2017-12-31$12,835
Net investment gain/loss from pooled separate accounts2017-12-31$2,014,164
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$931,679
Employer contributions (assets) at end of year2017-12-31$252,852
Employer contributions (assets) at beginning of year2017-12-31$1,901
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,512,496
Contract administrator fees2017-12-31$88,557
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WSRP, LLC
Accountancy firm EIN2017-12-31870517754
2016 : UTAH TRUCKING ASSOCIATION 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$3,183,459
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,892,215
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,051,599
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$940,238
Expenses. Certain deemed distributions of participant loans2016-12-31$35,237
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,252,686
Value of total assets at end of year2016-12-31$12,637,099
Value of total assets at beginning of year2016-12-31$7,613,024
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$76,124
Total interest from all sources2016-12-31$9,084
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,363,869
Participant contributions at end of year2016-12-31$296,745
Participant contributions at beginning of year2016-12-31$215,606
Participant contributions at end of year2016-12-31$23,766
Assets. Other investments not covered elsewhere at end of year2016-12-31$1,121,478
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$978,107
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$392,403
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,840,616
Value of net assets at end of year (total assets less liabilities)2016-12-31$12,637,099
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,613,024
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$11,193,209
Value of interest in pooled separate accounts at beginning of year2016-12-31$6,419,311
Interest on participant loans2016-12-31$9,084
Net investment gain/loss from pooled separate accounts2016-12-31$630,445
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$496,414
Employer contributions (assets) at end of year2016-12-31$1,901
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$940,238
Contract administrator fees2016-12-31$76,124
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WSRP, LLC
Accountancy firm EIN2016-12-31870517754
2015 : UTAH TRUCKING ASSOCIATION 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$5,519,325
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,474,403
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$696,946
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$627,029
Value of total corrective distributions2015-12-31$9,442
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,450,408
Value of total assets at end of year2015-12-31$7,613,024
Value of total assets at beginning of year2015-12-31$1,316,242
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$60,475
Total interest from all sources2015-12-31$7,026
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,130,040
Participant contributions at end of year2015-12-31$215,606
Participant contributions at beginning of year2015-12-31$83,565
Assets. Other investments not covered elsewhere at end of year2015-12-31$978,107
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$10,870
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$11,654
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$777,457
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,613,024
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,316,242
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$6,419,311
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,221,807
Interest on participant loans2015-12-31$7,026
Net investment gain/loss from pooled separate accounts2015-12-31$16,969
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$308,714
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$627,029
Contract administrator fees2015-12-31$60,475
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WSRP, LLC
Accountancy firm EIN2015-12-31870517754

Form 5500 Responses for UTAH TRUCKING ASSOCIATION 401(K) PLAN

2021: UTAH TRUCKING ASSOCIATION 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UTAH TRUCKING ASSOCIATION 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UTAH TRUCKING ASSOCIATION 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UTAH TRUCKING ASSOCIATION 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UTAH TRUCKING ASSOCIATION 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UTAH TRUCKING ASSOCIATION 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UTAH TRUCKING ASSOCIATION 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedYes
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932349-000
Policy instance 1
Insurance contract or identification number932349-000
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $53,588
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $53,588
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932349-000
Policy instance 1
Insurance contract or identification number932349-000
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $45,917
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $45,917
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932349-000
Policy instance 1
Insurance contract or identification number932349-000
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $51,581
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $51,581
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932349-000
Policy instance 1
Insurance contract or identification number932349-000
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $41,945
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $76,136
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932349-000
Policy instance 1
Insurance contract or identification number932349-000
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $59,476
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $58,999
Insurance broker organization code?3
Insurance broker nameTRIAD INSURANCE INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932349-000
Policy instance 1
Insurance contract or identification number932349-000
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $35,327
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Other information about contractSTABLE VALUE OPTION
Commission paid to Insurance BrokerUSD $35,327
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION

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