SABOL & RICE INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN
401k plan membership statisitcs for SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN
| Measure | Date | Value |
|---|
| 2016: SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 20 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
| Total of all active and inactive participants | 2016-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 0 |
| Number of participants with account balances | 2016-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 24 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 15 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 5 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 0 |
| Total of all active and inactive participants | 2015-01-01 | 20 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 20 |
| Number of participants with account balances | 2015-01-01 | 20 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 25 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 20 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 4 |
| Total of all active and inactive participants | 2014-01-01 | 24 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 24 |
| Number of participants with account balances | 2014-01-01 | 24 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 2 |
| 2013: SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 23 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 19 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 6 |
| Total of all active and inactive participants | 2013-01-01 | 25 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 25 |
| Number of participants with account balances | 2013-01-01 | 25 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 1 |
| 2012: SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 22 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 21 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 2 |
| Total of all active and inactive participants | 2012-01-01 | 23 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 23 |
| Number of participants with account balances | 2012-01-01 | 22 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 1 |
| 2011: SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 23 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 20 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 2 |
| Total of all active and inactive participants | 2011-01-01 | 22 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 22 |
| Number of participants with account balances | 2011-01-01 | 22 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 1 |
| 2009: SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 24 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 22 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 2 |
| Total of all active and inactive participants | 2009-01-01 | 24 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 24 |
| Number of participants with account balances | 2009-01-01 | 24 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 2 |
| Measure | Date | Value |
|---|
| 2016 : SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $0 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $313,307 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $313,307 |
| Total plan assets at end of year | 2016-12-31 | $0 |
| Total plan assets at beginning of year | 2016-12-31 | $313,307 |
| Value of fidelity bond covering the plan | 2016-12-31 | $56,000 |
| Net income (gross income less expenses) | 2016-12-31 | $-313,307 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $313,307 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $313,307 |
| Funding deficiency by the employer to the plan for this plan year | 2016-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2016-12-31 | $0 |
| 2015 : SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $-1,427 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $110,031 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $107,031 |
| Total plan assets at end of year | 2015-12-31 | $313,307 |
| Total plan assets at beginning of year | 2015-12-31 | $424,765 |
| Value of fidelity bond covering the plan | 2015-12-31 | $56,000 |
| Other income received | 2015-12-31 | $-4,427 |
| Net income (gross income less expenses) | 2015-12-31 | $-111,458 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $313,307 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $424,765 |
| Assets. Value of employer securities | 2015-12-31 | $0 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $3,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $3,000 |
| Funding deficiency by the employer to the plan for this plan year | 2015-12-31 | $-3,000 |
| Amount contributed by the employer to the plan for this plan year | 2015-12-31 | $3,000 |
| 2014 : SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $20,477 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $52,963 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $48,211 |
| Total plan assets at end of year | 2014-12-31 | $424,765 |
| Total plan assets at beginning of year | 2014-12-31 | $457,251 |
| Value of fidelity bond covering the plan | 2014-12-31 | $56,000 |
| Expenses. Other expenses not covered elsewhere | 2014-12-31 | $817 |
| Other income received | 2014-12-31 | $15,725 |
| Net income (gross income less expenses) | 2014-12-31 | $-32,486 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $424,765 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $457,251 |
| Assets. Value of employer securities | 2014-12-31 | $77,515 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $4,752 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $3,935 |
| 2013 : SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $-19,472 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $36,295 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $32,000 |
| Total plan assets at end of year | 2013-12-31 | $457,251 |
| Total plan assets at beginning of year | 2013-12-31 | $513,018 |
| Value of fidelity bond covering the plan | 2013-12-31 | $56,000 |
| Expenses. Other expenses not covered elsewhere | 2013-12-31 | $817 |
| Other income received | 2013-12-31 | $-23,767 |
| Net income (gross income less expenses) | 2013-12-31 | $-55,767 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $457,251 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $513,018 |
| Assets. Value of employer securities | 2013-12-31 | $78,366 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $4,295 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $3,478 |
| 2012 : SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $67,723 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $36,151 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $32,334 |
| Total plan assets at end of year | 2012-12-31 | $513,018 |
| Total plan assets at beginning of year | 2012-12-31 | $481,446 |
| Value of fidelity bond covering the plan | 2012-12-31 | $56,000 |
| Expenses. Other expenses not covered elsewhere | 2012-12-31 | $3,817 |
| Other income received | 2012-12-31 | $51,706 |
| Net income (gross income less expenses) | 2012-12-31 | $31,572 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $513,018 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $481,446 |
| Assets. Value of employer securities | 2012-12-31 | $114,086 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $16,017 |
| 2011 : SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $29,566 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $37,073 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $30,802 |
| Total plan assets at end of year | 2011-12-31 | $481,446 |
| Total plan assets at beginning of year | 2011-12-31 | $488,953 |
| Value of fidelity bond covering the plan | 2011-12-31 | $56,000 |
| Expenses. Other expenses not covered elsewhere | 2011-12-31 | $6,271 |
| Other income received | 2011-12-31 | $15,795 |
| Net income (gross income less expenses) | 2011-12-31 | $-7,507 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $481,446 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $488,953 |
| Assets. Value of employer securities | 2011-12-31 | $107,282 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $13,771 |
| 2010 : SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $34,473 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $29,632 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $25,808 |
| Total plan assets at end of year | 2010-12-31 | $488,953 |
| Total plan assets at beginning of year | 2010-12-31 | $484,112 |
| Value of fidelity bond covering the plan | 2010-12-31 | $56,000 |
| Expenses. Other expenses not covered elsewhere | 2010-12-31 | $3,824 |
| Other income received | 2010-12-31 | $30,656 |
| Net income (gross income less expenses) | 2010-12-31 | $4,841 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $488,953 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $484,112 |
| Assets. Value of employer securities | 2010-12-31 | $109,105 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $3,817 |
| 2016: SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | This submission is the final filing | Yes |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: SABOL & RICE INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 ) |
| Policy contract number | P52977 |
| Policy instance | 1 |
| Insurance contract or identification number | P52977 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 ) |
| Policy contract number | P52977 |
| Policy instance | 1 |
| Insurance contract or identification number | P52977 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 ) |
| Policy contract number | P52977 |
| Policy instance | 1 |
| Insurance contract or identification number | P52977 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 ) |
| Policy contract number | P52977 |
| Policy instance | 1 |
| Insurance contract or identification number | P52977 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 ) |
| Policy contract number | P52977 |
| Policy instance | 1 |
| Insurance contract or identification number | P52977 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 ) |
| Policy contract number | P52977 |
| Policy instance | 1 |
| Insurance contract or identification number | P52977 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
