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WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameWHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number 001

WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WHEELER MACHINERY COMPANY has sponsored the creation of one or more 401k plans.

Company Name:WHEELER MACHINERY COMPANY
Employer identification number (EIN):870306419
NAIC Classification:453990

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01
0012017-01-01JEFFREY A IPSEN JEFFREY A IPSEN2018-10-15
0012016-01-01JEFFREY A IPSEN JEFFREY A IPSEN2017-10-11
0012015-01-01JEFFREY A IPSEN JEFFREY A IPSEN2016-10-14
0012014-01-01JEFFREY A IPSEN JEFFREY A IPSEN2015-10-13
0012013-01-01JEFFREY A IPSEN
0012012-01-01JEFFREY A IPSEN JEFFREY A IPSEN2013-10-02
0012011-01-01JEFFREY A IPSEN JEFFREY A IPSEN2012-10-10
0012010-01-01JEFF IPSEN JEFF IPSEN2011-10-12
0012009-01-01JEFFREY IPSEN

Plan Statistics for WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2019: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01375
Total number of active participants reported on line 7a of the Form 55002019-01-01333
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-0169
Total of all active and inactive participants2019-01-01403
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01403
Number of participants with account balances2019-01-01403
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-014
2018: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01325
Total number of active participants reported on line 7a of the Form 55002018-01-01297
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-0174
Total of all active and inactive participants2018-01-01373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01373
Number of participants with account balances2018-01-01373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-019
2017: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01339
Total number of active participants reported on line 7a of the Form 55002017-01-01258
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-0165
Total of all active and inactive participants2017-01-01325
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01325
Number of participants with account balances2017-01-01325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-015
2016: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01339
Total number of active participants reported on line 7a of the Form 55002016-01-01276
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-0158
Total of all active and inactive participants2016-01-01336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01336
Number of participants with account balances2016-01-01336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01338
Total number of active participants reported on line 7a of the Form 55002015-01-01275
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-0158
Total of all active and inactive participants2015-01-01335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01335
Number of participants with account balances2015-01-01335
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-015
2014: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01328
Total number of active participants reported on line 7a of the Form 55002014-01-01288
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0149
Total of all active and inactive participants2014-01-01338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01338
Number of participants with account balances2014-01-01338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01328
Total number of active participants reported on line 7a of the Form 55002013-01-01283
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-0143
Total of all active and inactive participants2013-01-01328
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01328
Number of participants with account balances2013-01-01328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01335
Total number of active participants reported on line 7a of the Form 55002012-01-01282
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0145
Total of all active and inactive participants2012-01-01328
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01328
Number of participants with account balances2012-01-01328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01328
2011: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01342
Total number of active participants reported on line 7a of the Form 55002011-01-01284
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0149
Total of all active and inactive participants2011-01-01334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01334
Number of participants with account balances2011-01-01334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2010: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-01364
Total number of active participants reported on line 7a of the Form 55002010-01-01295
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-0146
Total of all active and inactive participants2010-01-01342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01342
Number of participants with account balances2010-01-01342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-019
2009: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01339
Total number of active participants reported on line 7a of the Form 55002009-01-01313
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0147
Total of all active and inactive participants2009-01-01362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01364
Number of participants with account balances2009-01-01364
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0136

Financial Data on WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2019 : WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$1,026,054
Total transfer of assets to this plan2019-12-31$1,026,054
Total transfer of assets from this plan2019-12-31$3,517
Total transfer of assets from this plan2019-12-31$3,517
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$15,293,391
Total income from all sources (including contributions)2019-12-31$15,293,391
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,857,991
Total of all expenses incurred2019-12-31$1,857,991
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,636,845
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,636,845
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,241,490
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,241,490
Value of total assets at end of year2019-12-31$62,088,344
Value of total assets at end of year2019-12-31$62,088,344
Value of total assets at beginning of year2019-12-31$47,630,407
Value of total assets at beginning of year2019-12-31$47,630,407
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$221,146
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$221,146
Total interest from all sources2019-12-31$216,349
Total interest from all sources2019-12-31$216,349
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$666,285
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$666,285
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$666,285
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$666,285
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,214,297
Contributions received from participants2019-12-31$2,214,297
Participant contributions at end of year2019-12-31$662,067
Participant contributions at end of year2019-12-31$662,067
Participant contributions at beginning of year2019-12-31$768,484
Participant contributions at beginning of year2019-12-31$768,484
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$369,462
Other income not declared elsewhere2019-12-31$97,677
Other income not declared elsewhere2019-12-31$97,677
Administrative expenses (other) incurred2019-12-31$221,146
Administrative expenses (other) incurred2019-12-31$221,146
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$13,435,400
Value of net income/loss2019-12-31$13,435,400
Value of net assets at end of year (total assets less liabilities)2019-12-31$62,088,344
Value of net assets at end of year (total assets less liabilities)2019-12-31$62,088,344
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$47,630,407
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$47,630,407
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$47,645,892
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$47,645,892
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$39,004,504
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$39,004,504
Value of interest in pooled separate accounts at end of year2019-12-31$776,632
Value of interest in pooled separate accounts at end of year2019-12-31$776,632
Value of interest in pooled separate accounts at beginning of year2019-12-31$691,758
Value of interest in pooled separate accounts at beginning of year2019-12-31$691,758
Interest on participant loans2019-12-31$45,901
Interest on participant loans2019-12-31$45,901
Interest earned on other investments2019-12-31$170,448
Interest earned on other investments2019-12-31$170,448
Value of interest in common/collective trusts at end of year2019-12-31$4,181,889
Value of interest in common/collective trusts at end of year2019-12-31$4,181,889
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$8,821,864
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$8,821,864
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$7,165,661
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$7,165,661
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,627,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,627,874
Net investment gain/loss from pooled separate accounts2019-12-31$114,009
Net investment gain/loss from pooled separate accounts2019-12-31$114,009
Net investment gain or loss from common/collective trusts2019-12-31$329,707
Net investment gain or loss from common/collective trusts2019-12-31$329,707
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,657,731
Contributions received in cash from employer2019-12-31$1,657,731
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,636,845
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,636,845
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CARVER FLOREK & JAMES CPA'S
Accountancy firm EIN2019-12-31522408237
Accountancy firm EIN2019-12-31522408237
2018 : WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$185,586
Total transfer of assets from this plan2018-12-31$144,222
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,613,308
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,943,321
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,698,837
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,707,454
Value of total assets at end of year2018-12-31$47,630,407
Value of total assets at beginning of year2018-12-31$50,919,056
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$244,484
Total interest from all sources2018-12-31$204,436
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$674,325
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$674,325
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,070,799
Participant contributions at end of year2018-12-31$768,484
Participant contributions at beginning of year2018-12-31$890,855
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,093,716
Other income not declared elsewhere2018-12-31$166,106
Administrative expenses (other) incurred2018-12-31$244,484
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,330,013
Value of net assets at end of year (total assets less liabilities)2018-12-31$47,630,407
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$50,919,056
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$39,004,504
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$41,512,758
Value of interest in pooled separate accounts at end of year2018-12-31$691,758
Value of interest in pooled separate accounts at beginning of year2018-12-31$806,729
Interest on participant loans2018-12-31$46,712
Interest earned on other investments2018-12-31$157,724
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$7,165,661
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$7,708,714
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,101,700
Net investment gain/loss from pooled separate accounts2018-12-31$-37,313
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,542,939
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,698,837
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CARVER FLOREK & JAMES CPA'S
Accountancy firm EIN2018-12-31522408237
2017 : WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$252,314
Total transfer of assets from this plan2017-12-31$349,425
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$10,284,973
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,734,190
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,635,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,783,967
Value of total assets at end of year2017-12-31$50,919,056
Value of total assets at beginning of year2017-12-31$44,465,384
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$98,987
Total interest from all sources2017-12-31$159,368
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$597,638
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$597,638
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,699,620
Participant contributions at end of year2017-12-31$890,855
Participant contributions at beginning of year2017-12-31$838,811
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$46,382
Other income not declared elsewhere2017-12-31$128,282
Administrative expenses (other) incurred2017-12-31$98,987
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,550,783
Value of net assets at end of year (total assets less liabilities)2017-12-31$50,919,056
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$44,465,384
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$41,512,758
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$35,765,223
Value of interest in pooled separate accounts at end of year2017-12-31$806,729
Value of interest in pooled separate accounts at beginning of year2017-12-31$775,790
Interest on participant loans2017-12-31$43,696
Interest earned on other investments2017-12-31$115,672
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$7,708,714
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$7,085,560
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,526,439
Net investment gain/loss from pooled separate accounts2017-12-31$89,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,037,965
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,635,203
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CARVER FLOREK & JAMES CPA'S
Accountancy firm EIN2017-12-31522408237
2016 : WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$565,541
Total transfer of assets from this plan2016-12-31$486,517
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,937,694
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,888,980
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,820,400
Expenses. Certain deemed distributions of participant loans2016-12-31$-1,365
Value of total corrective distributions2016-12-31$985
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,124,033
Value of total assets at end of year2016-12-31$44,465,384
Value of total assets at beginning of year2016-12-31$40,337,646
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$68,960
Total interest from all sources2016-12-31$149,126
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$463,048
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$463,048
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,738,123
Participant contributions at end of year2016-12-31$838,811
Participant contributions at beginning of year2016-12-31$718,498
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$50,623
Other income not declared elsewhere2016-12-31$113,774
Administrative expenses (other) incurred2016-12-31$68,960
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,048,714
Value of net assets at end of year (total assets less liabilities)2016-12-31$44,465,384
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$40,337,646
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$35,765,223
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$32,100,122
Value of interest in pooled separate accounts at end of year2016-12-31$775,790
Value of interest in pooled separate accounts at beginning of year2016-12-31$621,428
Interest on participant loans2016-12-31$41,752
Interest earned on other investments2016-12-31$107,374
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$7,085,560
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$6,897,598
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,044,710
Net investment gain/loss from pooled separate accounts2016-12-31$43,003
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,335,287
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,820,400
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CARVER FLOREK & JAMES CPA'S
Accountancy firm EIN2016-12-31522408237
2015 : WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$540,472
Total transfer of assets from this plan2015-12-31$75,288
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,615,690
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,330,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,284,848
Expenses. Certain deemed distributions of participant loans2015-12-31$-23,879
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,320,666
Value of total assets at end of year2015-12-31$40,337,646
Value of total assets at beginning of year2015-12-31$39,586,906
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$69,165
Total interest from all sources2015-12-31$121,239
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$396,855
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$396,855
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,685,720
Participant contributions at end of year2015-12-31$718,498
Participant contributions at beginning of year2015-12-31$509,451
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$419,198
Other income not declared elsewhere2015-12-31$122,389
Administrative expenses (other) incurred2015-12-31$69,165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$285,556
Value of net assets at end of year (total assets less liabilities)2015-12-31$40,337,646
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$39,586,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$32,100,122
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$33,127,111
Value of interest in pooled separate accounts at end of year2015-12-31$621,428
Value of interest in pooled separate accounts at beginning of year2015-12-31$555,267
Interest on participant loans2015-12-31$27,533
Interest earned on other investments2015-12-31$93,706
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$6,897,598
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$5,395,077
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,323,893
Net investment gain/loss from pooled separate accounts2015-12-31$-21,566
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,215,748
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,284,848
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CARVER FLOREK & JAMES CPA'S
Accountancy firm EIN2015-12-31522408237
2014 : WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$775,847
Total transfer of assets from this plan2014-12-31$169,678
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$5,056,311
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,137,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,077,092
Expenses. Certain deemed distributions of participant loans2014-12-31$25,244
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,143,047
Value of total assets at end of year2014-12-31$39,586,906
Value of total assets at beginning of year2014-12-31$38,062,099
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$35,337
Total interest from all sources2014-12-31$111,880
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$452,099
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$452,099
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,616,095
Participant contributions at end of year2014-12-31$509,451
Participant contributions at beginning of year2014-12-31$538,242
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$93,329
Other income not declared elsewhere2014-12-31$66,693
Administrative expenses (other) incurred2014-12-31$35,337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$918,638
Value of net assets at end of year (total assets less liabilities)2014-12-31$39,586,906
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$38,062,099
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$33,127,111
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$32,259,230
Value of interest in pooled separate accounts at end of year2014-12-31$555,267
Value of interest in pooled separate accounts at beginning of year2014-12-31$378,414
Interest on participant loans2014-12-31$25,576
Interest earned on other investments2014-12-31$86,304
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$5,395,077
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$4,886,213
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,261,837
Net investment gain/loss from pooled separate accounts2014-12-31$20,755
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,433,623
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,077,092
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CARVER FLOREK & JAMES LLC
Accountancy firm EIN2014-12-31522408237
2013 : WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$5,210
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$9,038,805
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,129,723
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,118,962
Expenses. Certain deemed distributions of participant loans2013-12-31$6,941
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,944,926
Value of total assets at end of year2013-12-31$38,062,099
Value of total assets at beginning of year2013-12-31$31,147,807
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,820
Total interest from all sources2013-12-31$115,553
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$398,583
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$398,583
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,463,348
Participant contributions at end of year2013-12-31$538,242
Participant contributions at beginning of year2013-12-31$538,210
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$168,777
Administrative expenses (other) incurred2013-12-31$3,820
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$6,909,082
Value of net assets at end of year (total assets less liabilities)2013-12-31$38,062,099
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$31,147,807
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$32,259,230
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$25,563,335
Value of interest in pooled separate accounts at end of year2013-12-31$378,414
Value of interest in pooled separate accounts at beginning of year2013-12-31$271,341
Interest on participant loans2013-12-31$29,110
Interest earned on other investments2013-12-31$86,443
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$4,886,213
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$4,774,921
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$5,549,691
Net investment gain/loss from pooled separate accounts2013-12-31$30,052
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,312,801
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,118,962
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CARVER FLOREK & JAMES LLC
Accountancy firm EIN2013-12-31522408237
2012 : WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$26,233
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$6,560,267
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,759,002
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,739,445
Expenses. Certain deemed distributions of participant loans2012-12-31$2,895
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,921,872
Value of total assets at end of year2012-12-31$31,147,807
Value of total assets at beginning of year2012-12-31$27,320,309
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$16,662
Total interest from all sources2012-12-31$122,120
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$360,851
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$360,851
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,377,057
Participant contributions at end of year2012-12-31$538,210
Participant contributions at beginning of year2012-12-31$521,942
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$394,930
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$4,216
Administrative expenses (other) incurred2012-12-31$16,662
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,801,265
Value of net assets at end of year (total assets less liabilities)2012-12-31$31,147,807
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$27,320,309
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$25,563,335
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$22,249,141
Value of interest in pooled separate accounts at end of year2012-12-31$271,341
Value of interest in pooled separate accounts at beginning of year2012-12-31$286,446
Interest on participant loans2012-12-31$22,767
Interest earned on other investments2012-12-31$99,353
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$4,774,921
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$4,262,780
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,121,947
Net investment gain/loss from pooled separate accounts2012-12-31$29,261
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,149,885
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,739,445
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CARVER FLOREK & JAMES, LLC
Accountancy firm EIN2012-12-31522408237
2011 : WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$45,054
Total transfer of assets from this plan2011-12-31$100,997
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,765,380
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,531,989
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,528,766
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,304,355
Value of total assets at end of year2011-12-31$27,320,309
Value of total assets at beginning of year2011-12-31$27,142,861
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,223
Total interest from all sources2011-12-31$132,660
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$381,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$381,281
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,331,287
Participant contributions at end of year2011-12-31$521,942
Participant contributions at beginning of year2011-12-31$603,125
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$184,734
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$72,206
Other income not declared elsewhere2011-12-31$6,619
Administrative expenses (other) incurred2011-12-31$3,223
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$946
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$233,391
Value of net assets at end of year (total assets less liabilities)2011-12-31$27,320,309
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$27,142,861
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$22,249,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$22,369,588
Value of interest in pooled separate accounts at end of year2011-12-31$286,446
Value of interest in pooled separate accounts at beginning of year2011-12-31$88,158
Interest on participant loans2011-12-31$31,026
Interest earned on other investments2011-12-31$101,634
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$4,262,780
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$4,008,838
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,066,373
Net investment gain/loss from pooled separate accounts2011-12-31$6,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$788,334
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,528,766
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CARVER FLOREK & JAMES, LLC.
Accountancy firm EIN2011-12-31522408237
2010 : WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$133,354
Total transfer of assets from this plan2010-12-31$314,223
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,772,875
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,142,288
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,119,527
Expenses. Certain deemed distributions of participant loans2010-12-31$13,579
Value of total corrective distributions2010-12-31$4,472
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,955,569
Value of total assets at end of year2010-12-31$27,142,861
Value of total assets at beginning of year2010-12-31$24,693,143
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$4,710
Total interest from all sources2010-12-31$32,420
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$329,985
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$329,985
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,200,845
Participant contributions at end of year2010-12-31$603,125
Participant contributions at beginning of year2010-12-31$419,374
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$17,105
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$72,206
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$3
Administrative expenses (other) incurred2010-12-31$4,710
Total non interest bearing cash at end of year2010-12-31$946
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,630,587
Value of net assets at end of year (total assets less liabilities)2010-12-31$27,142,861
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$24,693,143
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$22,369,588
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$20,536,342
Value of interest in pooled separate accounts at end of year2010-12-31$88,158
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$29,980
Interest earned on other investments2010-12-31$2,440
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$3,737,427
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$4,008,838
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,363,325
Net investment gain/loss from pooled separate accounts2010-12-31$6,257
Net investment gain or loss from common/collective trusts2010-12-31$85,316
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$737,619
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,119,527
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CARVER FLOREK & JAMES, LLC.
Accountancy firm EIN2010-12-31522408237
2009 : WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST

2019: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: WHEELER MACHINERY CO. 401(K) PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number006764
Policy instance 1
Insurance contract or identification number006764
Number of Individuals Covered403
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number006764
Policy instance 1
Insurance contract or identification number006764
Number of Individuals Covered373
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number006764
Policy instance 1
Insurance contract or identification number006764
Number of Individuals Covered325
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number006764
Policy instance 1
Insurance contract or identification number006764
Number of Individuals Covered335
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number006764
Policy instance 1
Insurance contract or identification number006764
Number of Individuals Covered338
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,393
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees6393
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameRBC CAPITAL MARKETS CORPORATION
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number006764
Policy instance 1
Insurance contract or identification number006764
Number of Individuals Covered328
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,711
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5711
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameRBC CAPITAL MARKETS CORPORATION
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number006764
Policy instance 1
Insurance contract or identification number006764
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $9,883
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees9883
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameRBC CAPITAL MARKETS CORPORATION
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number006764
Policy instance 1
Insurance contract or identification number006764
Number of Individuals Covered334
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $9,883
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number006764
Policy instance 1
Insurance contract or identification number006764
Number of Individuals Covered342
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $311
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees311
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameRBC CAPITAL MARKETS CORPORATION

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