?>
Plan Name | HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | HEADWATERS INCORPORATED |
Employer identification number (EIN): | 870547337 |
NAIC Classification: | 212390 |
NAIC Description: | Other Nonmetallic Mineral Mining and Quarrying |
Additional information about HEADWATERS INCORPORATED
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 1994-03-10 |
Company Identification Number: | 0130460900 |
Legal Registered Office Address: |
5555 FELLOWSHIP LN SPRING United States of America (USA) 77379 |
More information about HEADWATERS INCORPORATED
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2017-01-01 | TOMMY BALAS | |||
001 | 2016-01-01 | HARVEY J. NORTH | |||
001 | 2015-01-01 | HARVEY J. NORTH | |||
001 | 2014-01-01 | HARVEY J. NORTH | |||
001 | 2013-01-01 | HARVEY J. NORTH | |||
001 | 2012-01-01 | HARVEY J. NORTH | |||
001 | 2011-01-01 | HARVEY J. NORTH | |||
001 | 2010-01-01 | HARVEY J. NORTH | HARVEY J. NORTH | 2011-10-06 | |
001 | 2009-01-01 | HARVEY J. NORTH | HARVEY J. NORTH | 2010-09-16 |
Measure | Date | Value |
---|---|---|
2017: HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 3,533 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 3,172 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 291 |
Total of all active and inactive participants | 2017-01-01 | 3,463 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
Total participants | 2017-01-01 | 3,463 |
Number of participants with account balances | 2017-01-01 | 1,595 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
2016: HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 2,810 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 3,318 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 215 |
Total of all active and inactive participants | 2016-01-01 | 3,533 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 3,533 |
Number of participants with account balances | 2016-01-01 | 1,718 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 2,649 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 2,613 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 162 |
Total of all active and inactive participants | 2015-01-01 | 2,775 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 2,775 |
Number of participants with account balances | 2015-01-01 | 1,475 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
2014: HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 2,333 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 2,452 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 197 |
Total of all active and inactive participants | 2014-01-01 | 2,649 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 2,649 |
Number of participants with account balances | 2014-01-01 | 1,432 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
2013: HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 2,394 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 2,132 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 200 |
Total of all active and inactive participants | 2013-01-01 | 2,332 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 2,332 |
Number of participants with account balances | 2013-01-01 | 1,325 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 2 |
2012: HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 2,494 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 2,122 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 215 |
Total of all active and inactive participants | 2012-01-01 | 2,337 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 2,337 |
Number of participants with account balances | 2012-01-01 | 1,383 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 65 |
2011: HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 2,803 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 2,209 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 283 |
Total of all active and inactive participants | 2011-01-01 | 2,492 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 2,492 |
Number of participants with account balances | 2011-01-01 | 1,413 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 37 |
2010: HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 2,873 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 2,543 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 256 |
Total of all active and inactive participants | 2010-01-01 | 2,799 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 2,799 |
Number of participants with account balances | 2010-01-01 | 1,482 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 27 |
2009: HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 4,160 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 2,574 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 297 |
Total of all active and inactive participants | 2009-01-01 | 2,871 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 2,871 |
Number of participants with account balances | 2009-01-01 | 1,660 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 61 |
Measure | Date | Value |
---|---|---|
2017 : HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $29,297,666 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $18,324,754 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $18,091,460 |
Value of total corrective distributions | 2017-12-31 | $19,138 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $11,888,446 |
Value of total assets at end of year | 2017-12-31 | $107,947,193 |
Value of total assets at beginning of year | 2017-12-31 | $96,974,281 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $214,156 |
Total interest from all sources | 2017-12-31 | $108,600 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $3,641,010 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $3,641,010 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $7,408,431 |
Participant contributions at end of year | 2017-12-31 | $2,495,498 |
Participant contributions at beginning of year | 2017-12-31 | $2,601,446 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $516,422 |
Other income not declared elsewhere | 2017-12-31 | $246,700 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $10,972,912 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $107,947,193 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $96,974,281 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $154,166 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $97,311,680 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $84,112,502 |
Interest on participant loans | 2017-12-31 | $108,600 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $8,140,015 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $10,260,333 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $13,058,156 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $354,754 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $3,963,593 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $18,091,460 |
Contract administrator fees | 2017-12-31 | $59,990 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | TRAVELLER & COMPANY, LLC. |
Accountancy firm EIN | 2017-12-31 | 870668060 |
2016 : HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $17,635,998 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $6,368,431 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $6,167,223 |
Value of total corrective distributions | 2016-12-31 | $6,976 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $10,909,792 |
Value of total assets at end of year | 2016-12-31 | $96,974,281 |
Value of total assets at beginning of year | 2016-12-31 | $85,706,714 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $194,232 |
Total interest from all sources | 2016-12-31 | $96,118 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $2,739,943 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $2,739,943 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $6,287,612 |
Participant contributions at end of year | 2016-12-31 | $2,601,446 |
Participant contributions at beginning of year | 2016-12-31 | $2,298,825 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $1,164,868 |
Other income not declared elsewhere | 2016-12-31 | $205,681 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $11,267,567 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $96,974,281 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $85,706,714 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $131,738 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $84,112,502 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $74,353,040 |
Interest on participant loans | 2016-12-31 | $96,118 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $10,260,333 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $9,054,849 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $3,491,505 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $192,959 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $3,457,312 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $6,167,223 |
Contract administrator fees | 2016-12-31 | $62,494 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | TRAVELLER & COMPANY, LLC. |
Accountancy firm EIN | 2016-12-31 | 870668060 |
2015 : HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $7,753,292 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $6,599,597 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $6,399,176 |
Value of total corrective distributions | 2015-12-31 | $23,318 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $8,833,226 |
Value of total assets at end of year | 2015-12-31 | $85,706,714 |
Value of total assets at beginning of year | 2015-12-31 | $84,553,019 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $177,103 |
Total interest from all sources | 2015-12-31 | $97,819 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $4,059,783 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $4,059,783 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $5,436,730 |
Participant contributions at end of year | 2015-12-31 | $2,298,825 |
Participant contributions at beginning of year | 2015-12-31 | $2,380,643 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $428,030 |
Other income not declared elsewhere | 2015-12-31 | $207,253 |
Administrative expenses (other) incurred | 2015-12-31 | $748 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $1,153,695 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $85,706,714 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $84,553,019 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $124,737 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $74,353,040 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $73,581,298 |
Interest on participant loans | 2015-12-31 | $97,819 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $9,054,849 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $8,591,078 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-5,616,184 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $171,395 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $2,968,466 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $6,399,176 |
Contract administrator fees | 2015-12-31 | $51,618 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | TRAVELLER & COMPANY, LLC. |
Accountancy firm EIN | 2015-12-31 | 870668060 |
2014 : HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $13,308,909 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $6,859,695 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $6,691,816 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $9,187,789 |
Value of total assets at end of year | 2014-12-31 | $84,553,019 |
Value of total assets at beginning of year | 2014-12-31 | $78,103,805 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $167,879 |
Total interest from all sources | 2014-12-31 | $101,135 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $4,182,769 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $4,182,769 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $4,585,014 |
Participant contributions at end of year | 2014-12-31 | $2,380,643 |
Participant contributions at beginning of year | 2014-12-31 | $2,392,247 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $2,025,378 |
Other income not declared elsewhere | 2014-12-31 | $210,829 |
Administrative expenses (other) incurred | 2014-12-31 | $945 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $6,449,214 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $84,553,019 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $78,103,805 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $116,892 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $73,581,298 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $66,275,910 |
Interest on participant loans | 2014-12-31 | $101,135 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $8,591,078 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $9,435,648 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-515,984 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $142,371 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $2,577,397 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $6,691,816 |
Contract administrator fees | 2014-12-31 | $50,042 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | TRAVELLER & COMPANY, LLC. |
Accountancy firm EIN | 2014-12-31 | 870668060 |
2013 : HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $20,807,114 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $7,129,854 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $6,646,858 |
Value of total corrective distributions | 2013-12-31 | $303,165 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $7,185,410 |
Value of total assets at end of year | 2013-12-31 | $78,103,805 |
Value of total assets at beginning of year | 2013-12-31 | $64,426,545 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $179,831 |
Total interest from all sources | 2013-12-31 | $107,956 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $2,778,502 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $2,778,502 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $4,123,519 |
Participant contributions at end of year | 2013-12-31 | $2,392,247 |
Participant contributions at beginning of year | 2013-12-31 | $2,658,919 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $716,157 |
Other income not declared elsewhere | 2013-12-31 | $195,835 |
Administrative expenses (other) incurred | 2013-12-31 | $120 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $13,677,260 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $78,103,805 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $64,426,545 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $137,359 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $66,275,910 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $51,912,477 |
Interest on participant loans | 2013-12-31 | $107,956 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $9,435,648 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $9,855,149 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $10,401,241 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $138,170 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $2,345,734 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $6,646,858 |
Contract administrator fees | 2013-12-31 | $42,352 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | TRAVELLER & COMPANY, LLC. |
Accountancy firm EIN | 2013-12-31 | 870668060 |
2012 : HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $11,523,870 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $6,686,661 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $6,425,674 |
Value of total corrective distributions | 2012-12-31 | $92,985 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $4,655,543 |
Value of total assets at end of year | 2012-12-31 | $64,426,545 |
Value of total assets at beginning of year | 2012-12-31 | $59,589,336 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $168,002 |
Total interest from all sources | 2012-12-31 | $132,292 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $1,173,207 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $1,173,207 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $3,396,551 |
Participant contributions at end of year | 2012-12-31 | $2,658,919 |
Participant contributions at beginning of year | 2012-12-31 | $3,119,780 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $209,098 |
Administrative expenses (other) incurred | 2012-12-31 | $293 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $4,837,209 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $64,426,545 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $59,589,336 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $126,096 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $51,912,477 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $46,414,438 |
Interest on participant loans | 2012-12-31 | $132,292 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $9,855,149 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $10,055,118 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $5,219,073 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $343,755 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $1,049,894 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $6,425,674 |
Contract administrator fees | 2012-12-31 | $41,613 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | TRAVELLER & COMPANY, LLC. |
Accountancy firm EIN | 2012-12-31 | 870668060 |
2011 : HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $1,803,617 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $6,196,635 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $5,919,009 |
Value of total corrective distributions | 2011-12-31 | $102,646 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,758,091 |
Value of total assets at end of year | 2011-12-31 | $59,589,336 |
Value of total assets at beginning of year | 2011-12-31 | $63,982,354 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $174,980 |
Total interest from all sources | 2011-12-31 | $131,819 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $1,266,853 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $1,266,853 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $2,725,354 |
Participant contributions at end of year | 2011-12-31 | $3,119,780 |
Participant contributions at beginning of year | 2011-12-31 | $2,757,091 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $32,737 |
Administrative expenses (other) incurred | 2011-12-31 | $604 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-4,393,018 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $59,589,336 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $63,982,354 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $127,087 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $46,414,438 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $51,123,812 |
Interest on participant loans | 2011-12-31 | $131,819 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $10,055,118 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $10,101,451 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-2,813,891 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $460,745 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $5,919,009 |
Contract administrator fees | 2011-12-31 | $47,289 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | TRAVELLER & COMPANY, LLC. |
Accountancy firm EIN | 2011-12-31 | 870668060 |
2010 : HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $9,573,009 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $4,470,606 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $4,174,719 |
Value of total corrective distributions | 2010-12-31 | $124,174 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $3,406,347 |
Value of total assets at end of year | 2010-12-31 | $63,982,354 |
Value of total assets at beginning of year | 2010-12-31 | $58,879,951 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $171,713 |
Total interest from all sources | 2010-12-31 | $152,931 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $1,247,130 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $1,247,130 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $3,135,307 |
Participant contributions at end of year | 2010-12-31 | $2,757,091 |
Participant contributions at beginning of year | 2010-12-31 | $2,740,050 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $271,040 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $5,102,403 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $63,982,354 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $58,879,951 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $121,852 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $51,123,812 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $46,271,875 |
Interest on participant loans | 2010-12-31 | $152,931 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $10,101,451 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $9,868,026 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $4,345,517 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $421,084 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $4,174,719 |
Contract administrator fees | 2010-12-31 | $49,861 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | TRAVELLER & COMPANY, LLC. |
Accountancy firm EIN | 2010-12-31 | 870668060 |
2009 : HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2017: HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2017 form 5500 responses | ||
---|---|---|
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |