401k Plan data: CHARMING CHARLIE 401(K) PLAN plan

CHARMING CHARLIE 401(K) PLAN 401k Plan overview

Plan Name	CHARMING CHARLIE 401(K) PLAN
Plan identification number	001

CHARMING CHARLIE 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CHARMING CHARLIE, INC. has sponsored the creation of one or more 401k plans.

Company Name: CHARMING CHARLIE, INC.

Employer identification number (EIN): 870720263

NAIC Classification: 448310
NAIC Description: Jewelry Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CHARMING CHARLIE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 RACHELLE MOODY RACHELLE MOODY 2019-01-28
001 2016-01-01 JUSTIN TAYLOR
001 2015-01-01 THOMAS FITZGERALD
001 2014-01-01 THOMAS FITZGERALD
001 2013-01-01 EVE CUGINI
001 2012-01-01 CHARLES CHANARATSOPON
001 2011-01-01 CHARLES CHANARATSOPON
001 2010-01-01 CHARLES CHANARATSOPON 2011-10-11

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	RACHELLE MOODY		RACHELLE MOODY	2019-01-28
001	2016-01-01	JUSTIN TAYLOR
001	2015-01-01	THOMAS FITZGERALD
001	2014-01-01	THOMAS FITZGERALD
001	2013-01-01	EVE CUGINI
001	2012-01-01	CHARLES CHANARATSOPON
001	2011-01-01	CHARLES CHANARATSOPON
001	2010-01-01	CHARLES CHANARATSOPON	2011-10-11

Plan Statistics for CHARMING CHARLIE 401(K) PLAN

401k plan membership statisitcs for CHARMING CHARLIE 401(K) PLAN

Measure Date Value
2017: CHARMING CHARLIE 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 2,083
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1,475
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 248
Total of all active and inactive participants 2017-01-01 1,723
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 1,723
Number of participants with account balances 2017-01-01 493
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 77
2016: CHARMING CHARLIE 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 3,298
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1,894
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 180
Total of all active and inactive participants 2016-01-01 2,074
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 2,074
Number of participants with account balances 2016-01-01 505
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 45
2015: CHARMING CHARLIE 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 3,120
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 3,117
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 181
Total of all active and inactive participants 2015-01-01 3,298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 3,298
Number of participants with account balances 2015-01-01 494
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 73
2014: CHARMING CHARLIE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2,513
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2,966
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 154
Total of all active and inactive participants 2014-01-01 3,120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 3,120
Number of participants with account balances 2014-01-01 456
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 65
2013: CHARMING CHARLIE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2,001
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2,458
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 55
Total of all active and inactive participants 2013-01-01 2,513
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 2,513
Number of participants with account balances 2013-01-01 384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 9
2012: CHARMING CHARLIE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,171
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,933
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 68
Total of all active and inactive participants 2012-01-01 2,001
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 2,001
Number of participants with account balances 2012-01-01 324
2011: CHARMING CHARLIE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 271
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,161
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 10
Total of all active and inactive participants 2011-01-01 1,171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 1,171
Number of participants with account balances 2011-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0

Measure	Date	Value
2017: CHARMING CHARLIE 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	2,083
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,475
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	248
Total of all active and inactive participants	2017-01-01	1,723
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	1,723
Number of participants with account balances	2017-01-01	493
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	77
2016: CHARMING CHARLIE 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	3,298
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1,894
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	180
Total of all active and inactive participants	2016-01-01	2,074
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	2,074
Number of participants with account balances	2016-01-01	505
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	45
2015: CHARMING CHARLIE 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	3,120
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	3,117
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	181
Total of all active and inactive participants	2015-01-01	3,298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	3,298
Number of participants with account balances	2015-01-01	494
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	73
2014: CHARMING CHARLIE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2,513
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2,966
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	154
Total of all active and inactive participants	2014-01-01	3,120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	3,120
Number of participants with account balances	2014-01-01	456
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	65
2013: CHARMING CHARLIE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,001
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2,458
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	55
Total of all active and inactive participants	2013-01-01	2,513
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	2,513
Number of participants with account balances	2013-01-01	384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	9
2012: CHARMING CHARLIE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,171
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,933
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	68
Total of all active and inactive participants	2012-01-01	2,001
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	2,001
Number of participants with account balances	2012-01-01	324
2011: CHARMING CHARLIE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	271
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,161
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	10
Total of all active and inactive participants	2011-01-01	1,171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	1,171
Number of participants with account balances	2011-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0

Financial Data on CHARMING CHARLIE 401(K) PLAN

Measure	Date	Value
2017 : CHARMING CHARLIE 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$45,579
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$64,726
Total income from all sources (including contributions)	2017-12-31	$3,077,120
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,377,217
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,326,638
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,456,759
Value of total assets at end of year	2017-12-31	$9,664,472
Value of total assets at beginning of year	2017-12-31	$7,983,716
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$50,579
Total interest from all sources	2017-12-31	$5,192
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$161,884
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$161,884
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,027,314
Participant contributions at end of year	2017-12-31	$82,493
Participant contributions at beginning of year	2017-12-31	$131,334
Participant contributions at end of year	2017-12-31	$29,453
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$294,673
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$83,613
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$45,579
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$64,726
Other income not declared elsewhere	2017-12-31	$83,612
Administrative expenses (other) incurred	2017-12-31	$50,579
Total non interest bearing cash at beginning of year	2017-12-31	$16
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,699,903
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$9,618,893
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$7,918,990
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$9,437,576
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$7,852,366
Interest on participant loans	2017-12-31	$5,192
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,369,673
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$134,772
Employer contributions (assets) at end of year	2017-12-31	$31,337
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,326,638
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CLARUS PARTNERS, LLC
Accountancy firm EIN	2017-12-31	261347383
2016 : CHARMING CHARLIE 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$64,726
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$91,221
Total income from all sources (including contributions)	2016-12-31	$2,238,802
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,596,381
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,562,957
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,547,165
Value of total assets at end of year	2016-12-31	$7,983,716
Value of total assets at beginning of year	2016-12-31	$7,367,790
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$33,424
Total interest from all sources	2016-12-31	$4,929
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$132,994
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$132,994
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,323,651
Participant contributions at end of year	2016-12-31	$131,334
Participant contributions at beginning of year	2016-12-31	$129,584
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$223,514
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$233
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$64,726
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$91,221
Other income not declared elsewhere	2016-12-31	$2,255
Administrative expenses (other) incurred	2016-12-31	$33,424
Total non interest bearing cash at end of year	2016-12-31	$16
Total non interest bearing cash at beginning of year	2016-12-31	$7,237,973
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$642,421
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$7,918,990
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$7,276,569
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$7,852,366
Interest on participant loans	2016-12-31	$4,929
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$551,459
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,562,957
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CLARUS PARTNERS, LLC
Accountancy firm EIN	2016-12-31	261347383
2015 : CHARMING CHARLIE 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$91,221
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$39,122
Total income from all sources (including contributions)	2015-12-31	$2,093,355
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$696,221
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$686,304
Expenses. Certain deemed distributions of participant loans	2015-12-31	$2,114
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,210,515
Value of total assets at end of year	2015-12-31	$7,367,790
Value of total assets at beginning of year	2015-12-31	$5,918,557
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$7,803
Total interest from all sources	2015-12-31	$12,872
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,425,016
Participant contributions at end of year	2015-12-31	$129,584
Participant contributions at beginning of year	2015-12-31	$124,740
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$300,410
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$233
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$91,221
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$39,122
Total non interest bearing cash at end of year	2015-12-31	$7,237,973
Total non interest bearing cash at beginning of year	2015-12-31	$38,739
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$1,397,134
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$7,276,569
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$5,879,435
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$7,803
Value of interest in pooled separate accounts at end of year	2015-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$5,755,078
Interest on participant loans	2015-12-31	$5,444
Interest earned on other investments	2015-12-31	$7,428
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-130,032
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$485,089
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$686,304
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CLARUS PARTNERS, LLC
Accountancy firm EIN	2015-12-31	261347383
2014 : CHARMING CHARLIE 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$39,122
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$2,958,075
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$858,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$691,962
Expenses. Certain deemed distributions of participant loans	2014-12-31	$51,991
Value of total corrective distributions	2014-12-31	$99,866
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,713,777
Value of total assets at end of year	2014-12-31	$5,918,557
Value of total assets at beginning of year	2014-12-31	$3,779,584
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$14,405
Total interest from all sources	2014-12-31	$14,544
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,303,893
Participant contributions at end of year	2014-12-31	$124,740
Participant contributions at beginning of year	2014-12-31	$166,994
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$995,391
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$39,122
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$38,739
Total non interest bearing cash at beginning of year	2014-12-31	$47,065
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,099,851
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$5,879,435
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,779,584
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$14,405
Value of interest in pooled separate accounts at end of year	2014-12-31	$5,755,078
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$3,545,194
Interest on participant loans	2014-12-31	$5,954
Interest earned on other investments	2014-12-31	$8,590
Net investment gain/loss from pooled separate accounts	2014-12-31	$229,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$414,493
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$20,331
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$691,962
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CLARUS PARTNERS, LLC
Accountancy firm EIN	2014-12-31	261347383
2013 : CHARMING CHARLIE 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$7,903
Total income from all sources (including contributions)	2013-12-31	$2,452,384
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$665,984
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$518,847
Expenses. Certain deemed distributions of participant loans	2013-12-31	$44,309
Value of total corrective distributions	2013-12-31	$88,299
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,943,799
Value of total assets at end of year	2013-12-31	$3,779,584
Value of total assets at beginning of year	2013-12-31	$2,001,087
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$14,529
Total interest from all sources	2013-12-31	$6,437
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,096,971
Participant contributions at end of year	2013-12-31	$166,994
Participant contributions at beginning of year	2013-12-31	$96,874
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$433,886
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$7,903
Total non interest bearing cash at end of year	2013-12-31	$47,065
Total non interest bearing cash at beginning of year	2013-12-31	$8,955
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,786,400
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,779,584
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,993,184
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$14,529
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$0
Value of interest in pooled separate accounts at end of year	2013-12-31	$3,545,194
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$1,876,883
Interest on participant loans	2013-12-31	$6,437
Net investment gain/loss from pooled separate accounts	2013-12-31	$502,148
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$412,942
Employer contributions (assets) at end of year	2013-12-31	$20,331
Employer contributions (assets) at beginning of year	2013-12-31	$18,375
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$518,847
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CLARUS PARTNERS, LLC
Accountancy firm EIN	2013-12-31	261347383
2012 : CHARMING CHARLIE 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$7,903
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,689,545
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$89,148
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$44,333
Value of total corrective distributions	2012-12-31	$32,934
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,565,776
Value of total assets at end of year	2012-12-31	$2,001,087
Value of total assets at beginning of year	2012-12-31	$392,787
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$11,881
Total interest from all sources	2012-12-31	$4,256
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$858,475
Participant contributions at end of year	2012-12-31	$96,874
Participant contributions at beginning of year	2012-12-31	$55,977
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$331,665
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$7,903
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$11,881
Total non interest bearing cash at end of year	2012-12-31	$8,955
Total non interest bearing cash at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,600,397
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,993,184
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$392,787
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$336,810
Value of interest in pooled separate accounts at end of year	2012-12-31	$1,876,883
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$0
Interest on participant loans	2012-12-31	$4,256
Net investment gain/loss from pooled separate accounts	2012-12-31	$119,513
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$375,636
Employer contributions (assets) at end of year	2012-12-31	$18,375
Employer contributions (assets) at beginning of year	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$44,333
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CLARUS PARTNERS, LLC
Accountancy firm EIN	2012-12-31	261347383
2011 : CHARMING CHARLIE 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$323,664
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$61,265
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$32,340
Value of total corrective distributions	2011-12-31	$25,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$334,618
Value of total assets at end of year	2011-12-31	$392,787
Value of total assets at beginning of year	2011-12-31	$130,388
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$2,980
Total interest from all sources	2011-12-31	$1,640
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$209,180
Participant contributions at end of year	2011-12-31	$55,977
Participant contributions at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$125,438
Total non interest bearing cash at end of year	2011-12-31	$0
Total non interest bearing cash at beginning of year	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$262,399
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$392,787
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$130,388
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$336,810
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$130,388
Interest on participant loans	2011-12-31	$1,640
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-12,594
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$32,340
Contract administrator fees	2011-12-31	$2,980
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CLARUS PARTNERS, LLC
Accountancy firm EIN	2011-12-31	261347383

Form 5500 Responses for CHARMING CHARLIE 401(K) PLAN

2017: CHARMING CHARLIE 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CHARMING CHARLIE 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CHARMING CHARLIE 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CHARMING CHARLIE 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CHARMING CHARLIE 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CHARMING CHARLIE 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CHARMING CHARLIE 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

87598

Policy instance

Insurance contract or identification number	87598
Number of Individuals Covered	0
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $3,380
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	3380
Additional information about fees paid to insurance broker	TPA FEES/COMPENSATION
Insurance broker organization code?	5
Insurance broker name	THE BENEFIT ADVANTAGE, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

87598

Policy instance

Insurance contract or identification number	87598
Number of Individuals Covered	454
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $2,686
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	2686
Additional information about fees paid to insurance broker	TPA FEES/COMPENSATION
Insurance broker organization code?	5
Insurance broker name	THE BENEFIT ADVANTAGE, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

87598

Policy instance

Insurance contract or identification number	87598
Number of Individuals Covered	403
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $6,862
Total amount of fees paid to insurance company	USD $8,212
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	8212
Additional information about fees paid to insurance broker	TPA FEES/COMPENSATION
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $6,862
Insurance broker name	NFP SECURITIES

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

87598

Policy instance

Insurance contract or identification number	87598
Number of Individuals Covered	340
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $3,658
Total amount of fees paid to insurance company	USD $2,409
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,658
Insurance broker organization code?	3
Amount paid for insurance broker fees	2245
Additional information about fees paid to insurance broker	TPA FEES/COMPENSATION
Insurance broker name	NOWIEKSKI 401(K) ASSOCIATES

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

87598

Policy instance

Insurance contract or identification number	87598
Number of Individuals Covered	77
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $852
Total amount of fees paid to insurance company	USD $326
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	CHARMING CHARLIE, INC.
Employer identification number (EIN):	870720263
NAIC Classification:	448310
NAIC Description:	Jewelry Stores