401k Plan data: DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST plan

DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number	001

DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION

Employer identification number (EIN): 880266925

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01 JOSEPH COSTANZA 2021-10-13
001 2019-01-01 JOSEPH COSTANZA 2020-10-10 JOSEPH COSTANZA 2020-10-10
001 2018-01-01 JOSEPH COSTANZA 2019-10-14
001 2017-01-01 JOSEPH COSTANZA 2018-10-12
001 2016-01-01 PENNY THILL 2017-09-27 PENNY THILL 2017-09-27
001 2015-01-01 RANDALL THORNTON 2016-09-27
001 2014-01-01 RANDALL THORNTON 2015-10-06
001 2013-01-01 RANDALL THORNTON RANDALL THORNTON 2014-09-22
001 2012-01-01 RANDALL THORNTON RANDALL THORNTON 2013-09-18
001 2011-01-01 PENNY THILL
001 2009-01-01 THORNTON RANDALL
001 2009-01-01 THORNTON RANDALL 2010-09-17

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01	JOSEPH COSTANZA	2021-10-13
001	2019-01-01	JOSEPH COSTANZA	2020-10-10	JOSEPH COSTANZA	2020-10-10
001	2018-01-01	JOSEPH COSTANZA	2019-10-14
001	2017-01-01	JOSEPH COSTANZA	2018-10-12
001	2016-01-01	PENNY THILL	2017-09-27	PENNY THILL	2017-09-27
001	2015-01-01	RANDALL THORNTON	2016-09-27
001	2014-01-01	RANDALL THORNTON	2015-10-06
001	2013-01-01	RANDALL THORNTON		RANDALL THORNTON	2014-09-22
001	2012-01-01	RANDALL THORNTON		RANDALL THORNTON	2013-09-18
001	2011-01-01	PENNY THILL
001	2009-01-01	THORNTON RANDALL
001	2009-01-01			THORNTON RANDALL	2010-09-17

Plan Statistics for DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2013: DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 7
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 2
Total of all active and inactive participants 2013-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 9
Number of participants with account balances 2013-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 7
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 8
Number of participants with account balances 2012-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 7
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 8
Number of participants with account balances 2011-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 6
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 7
Number of participants with account balances 2009-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	7
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	2
Total of all active and inactive participants	2013-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	9
Number of participants with account balances	2013-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	7
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	8
Number of participants with account balances	2012-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	7
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	8
Number of participants with account balances	2011-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	6
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	7
Number of participants with account balances	2009-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2013 : DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total income from all sources	2013-12-31	$172,771
Expenses. Total of all expenses incurred	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$955,929
Total plan assets at beginning of year	2013-12-31	$783,158
Value of fidelity bond covering the plan	2013-12-31	$90,000
Total contributions received or receivable from participants	2013-12-31	$56,028
Other income received	2013-12-31	$91,541
Net income (gross income less expenses)	2013-12-31	$172,771
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$955,929
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$783,158
Assets. Value of participant loans	2013-12-31	$850,280
Total contributions received or receivable from employer(s)	2013-12-31	$25,202
2012 : DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total income from all sources	2012-12-31	$118,354
Expenses. Total of all expenses incurred	2012-12-31	$142,703
Benefits paid (including direct rollovers)	2012-12-31	$142,703
Total plan assets at end of year	2012-12-31	$783,158
Total plan assets at beginning of year	2012-12-31	$807,507
Value of fidelity bond covering the plan	2012-12-31	$90,000
Total contributions received or receivable from participants	2012-12-31	$53,206
Other income received	2012-12-31	$51,530
Net income (gross income less expenses)	2012-12-31	$-24,349
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$783,158
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$807,507
Assets. Value of participant loans	2012-12-31	$103,390
Total contributions received or receivable from employer(s)	2012-12-31	$13,618
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2011 401k financial data
Total income from all sources	2011-12-31	$38,132
Total plan assets at end of year	2011-12-31	$807,507
Total plan assets at beginning of year	2011-12-31	$769,375
Value of fidelity bond covering the plan	2011-12-31	$90,000
Total contributions received or receivable from participants	2011-12-31	$51,863
Contributions received from other sources (not participants or employers)	2011-12-31	$-151
Other income received	2011-12-31	$-32,813
Net income (gross income less expenses)	2011-12-31	$38,132
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$807,507
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$769,375
Assets. Value of participant loans	2011-12-31	$6,221
Total contributions received or receivable from employer(s)	2011-12-31	$19,233
2010 : DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2010 401k financial data
Total income from all sources	2010-12-31	$133,410
Expenses. Total of all expenses incurred	2010-12-31	$8,207
Benefits paid (including direct rollovers)	2010-12-31	$8,207
Total plan assets at end of year	2010-12-31	$769,375
Total plan assets at beginning of year	2010-12-31	$644,172
Value of fidelity bond covering the plan	2010-12-31	$75,000
Total contributions received or receivable from participants	2010-12-31	$53,396
Contributions received from other sources (not participants or employers)	2010-12-31	$302
Other income received	2010-12-31	$65,971
Net income (gross income less expenses)	2010-12-31	$125,203
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$769,375
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$644,172
Assets. Value of participant loans	2010-12-31	$9,638
Total contributions received or receivable from employer(s)	2010-12-31	$13,741
2009 : DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST

2013: DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

788-80055

Policy instance

Insurance contract or identification number	788-80055
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $4
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Insurance broker organization code?	3
Commission paid to Insurance Broker	USD $4
Insurance broker name	SECURITIES AMERICA, INC.

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

788-80055

Policy instance

Insurance contract or identification number	788-80055
Number of Individuals Covered	13
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $4
Total amount of fees paid to insurance company	USD $1
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Insurance broker organization code?	3
Commission paid to Insurance Broker	USD $4
Amount paid for insurance broker fees	1
Insurance broker name	SECURITIES AMERICA, INC.

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

788-80055

Policy instance

Insurance contract or identification number	788-80055
Number of Individuals Covered	7
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $4
Total amount of fees paid to insurance company	USD $1
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

788-80055

Policy instance

Insurance contract or identification number	788-80055
Number of Individuals Covered	5
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-08
Total amount of commissions paid to insurance broker	USD $3
Total amount of fees paid to insurance company	USD $1
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Amount paid for insurance broker fees	1
Additional information about fees paid to insurance broker	THIRD PARTY ADMINISTRATOR
Insurance broker organization code?	3
Commission paid to Insurance Broker	USD $3
Insurance broker name	SECURITIES AMERICA, INC.

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

788-80055

Policy instance

Insurance contract or identification number	788-80055
Number of Individuals Covered	5
Insurance policy start date	2010-12-09
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Insurance broker organization code?	3
Insurance broker name	SECURITIES AMERICA, INC.

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Company Name:	DIPIETRO & THORNTON, A PROFESSIONAL CORPORATION
Employer identification number (EIN):	880266925
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants