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FUSIONSTORM 401(K) PLAN 401k Plan overview

Plan NameFUSIONSTORM 401(K) PLAN
Plan identification number 001

FUSIONSTORM 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COMPUTACENTER UNITED STATES INC. has sponsored the creation of one or more 401k plans.

Company Name:COMPUTACENTER UNITED STATES INC.
Employer identification number (EIN):880382430
NAIC Classification:541519
NAIC Description:Other Computer Related Services

Additional information about COMPUTACENTER UNITED STATES INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3227845

More information about COMPUTACENTER UNITED STATES INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FUSIONSTORM 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01MELISSA GREENFIELD
0012016-01-01KAREN MILLER
0012015-01-01KAREN MILLER KAREN MILLER2016-10-14
0012014-01-01KENNETH CARTER
0012013-01-01KENNETH CARTER
0012012-01-01MARLENE DUTT
0012011-01-01MARLENE DUTT
0012010-01-01AMY MORRISEY

Plan Statistics for FUSIONSTORM 401(K) PLAN

401k plan membership statisitcs for FUSIONSTORM 401(K) PLAN

Measure Date Value
2017: FUSIONSTORM 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01557
Total number of active participants reported on line 7a of the Form 55002017-01-01375
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01218
Total of all active and inactive participants2017-01-01593
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01593
Number of participants with account balances2017-01-01494
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0154
2016: FUSIONSTORM 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01527
Total number of active participants reported on line 7a of the Form 55002016-01-01375
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01181
Total of all active and inactive participants2016-01-01556
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01557
Number of participants with account balances2016-01-01472
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0148
2015: FUSIONSTORM 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01440
Total number of active participants reported on line 7a of the Form 55002015-01-01399
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01128
Total of all active and inactive participants2015-01-01527
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01527
Number of participants with account balances2015-01-01447
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0121
2014: FUSIONSTORM 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01407
Total number of active participants reported on line 7a of the Form 55002014-01-01307
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01133
Total of all active and inactive participants2014-01-01440
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01440
Number of participants with account balances2014-01-01335
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0113
2013: FUSIONSTORM 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01606
Total number of active participants reported on line 7a of the Form 55002013-01-01301
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01106
Total of all active and inactive participants2013-01-01407
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01407
Number of participants with account balances2013-01-01310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: FUSIONSTORM 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01425
Total number of active participants reported on line 7a of the Form 55002012-01-01514
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0191
Total of all active and inactive participants2012-01-01605
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01606
Number of participants with account balances2012-01-01300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: FUSIONSTORM 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01637
Total number of active participants reported on line 7a of the Form 55002011-01-01356
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0169
Total of all active and inactive participants2011-01-01425
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01425
Number of participants with account balances2011-01-01219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: FUSIONSTORM 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01456
Total number of active participants reported on line 7a of the Form 55002010-01-01562
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0175
Total of all active and inactive participants2010-01-01637
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01637
Number of participants with account balances2010-01-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010

Financial Data on FUSIONSTORM 401(K) PLAN

Measure Date Value
2017 : FUSIONSTORM 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$8,359,266
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,067,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,054,905
Value of total corrective distributions2017-12-31$767
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,461,508
Value of total assets at end of year2017-12-31$28,837,951
Value of total assets at beginning of year2017-12-31$22,546,232
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$11,875
Total interest from all sources2017-12-31$36,806
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$956,356
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$956,356
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,501,312
Participant contributions at end of year2017-12-31$413,359
Participant contributions at beginning of year2017-12-31$314,206
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$351,019
Other income not declared elsewhere2017-12-31$3,345
Administrative expenses (other) incurred2017-12-31$11,875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,291,719
Value of net assets at end of year (total assets less liabilities)2017-12-31$28,837,951
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$22,546,232
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$27,106,931
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$20,739,076
Interest on participant loans2017-12-31$14,567
Interest earned on other investments2017-12-31$22,239
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,317,661
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,492,950
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,901,251
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$609,177
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,054,905
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER NEWMAN NOYES
Accountancy firm EIN2017-12-31010494526
2016 : FUSIONSTORM 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,691,354
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,861,728
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,847,151
Value of total corrective distributions2016-12-31$5,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,244,831
Value of total assets at end of year2016-12-31$22,546,232
Value of total assets at beginning of year2016-12-31$19,716,606
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$9,313
Total interest from all sources2016-12-31$40,329
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$559,977
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$559,977
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,626,720
Participant contributions at end of year2016-12-31$314,206
Participant contributions at beginning of year2016-12-31$228,487
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$100,863
Other income not declared elsewhere2016-12-31$-355
Administrative expenses (other) incurred2016-12-31$9,313
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,829,626
Value of net assets at end of year (total assets less liabilities)2016-12-31$22,546,232
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$19,716,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$20,739,076
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$18,264,669
Interest on participant loans2016-12-31$13,042
Interest earned on other investments2016-12-31$27,287
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,492,950
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,223,450
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$846,572
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$517,248
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,847,151
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER NEWMAN NOYES
Accountancy firm EIN2016-12-31010494526
2015 : FUSIONSTORM 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,356,842
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$837,542
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$828,408
Value of total corrective distributions2015-12-31$2,570
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,152,232
Value of total assets at end of year2015-12-31$19,716,606
Value of total assets at beginning of year2015-12-31$17,197,306
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,564
Total interest from all sources2015-12-31$30,657
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$847,810
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$847,810
Was this plan covered by a fidelity bond2015-12-31No
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,452,364
Participant contributions at end of year2015-12-31$228,487
Participant contributions at beginning of year2015-12-31$161,042
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$217,243
Other income not declared elsewhere2015-12-31$2,442
Administrative expenses (other) incurred2015-12-31$6,564
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,519,300
Value of net assets at end of year (total assets less liabilities)2015-12-31$19,716,606
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$17,197,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$18,264,669
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$15,854,036
Interest on participant loans2015-12-31$9,214
Interest earned on other investments2015-12-31$21,443
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,223,450
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,182,228
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-676,299
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$482,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$828,408
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER NEWMAN NOYES
Accountancy firm EIN2015-12-31010494526
2014 : FUSIONSTORM 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,108,043
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,343,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,336,165
Expenses. Certain deemed distributions of participant loans2014-12-31$3,081
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,193,138
Value of total assets at end of year2014-12-31$17,197,306
Value of total assets at beginning of year2014-12-31$15,432,709
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$4,200
Total interest from all sources2014-12-31$34,838
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$531,127
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$531,127
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,956,783
Participant contributions at end of year2014-12-31$161,042
Participant contributions at beginning of year2014-12-31$213,166
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$63,969
Other income not declared elsewhere2014-12-31$3,498
Administrative expenses (other) incurred2014-12-31$4,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,764,597
Value of net assets at end of year (total assets less liabilities)2014-12-31$17,197,306
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$15,432,709
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$15,854,036
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$14,160,326
Interest on participant loans2014-12-31$7,329
Interest earned on other investments2014-12-31$27,509
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,182,228
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,059,217
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-269,324
Net investment gain/loss from pooled separate accounts2014-12-31$614,766
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$172,386
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,336,165
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CARON & BLETZER PLLC
Accountancy firm EIN2014-12-31043499945
2013 : FUSIONSTORM 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,013,688
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,460,389
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,349,981
Expenses. Certain deemed distributions of participant loans2013-12-31$4,304
Value of total corrective distributions2013-12-31$104,029
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,115,536
Value of total assets at end of year2013-12-31$15,432,709
Value of total assets at beginning of year2013-12-31$11,879,410
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,075
Total interest from all sources2013-12-31$39,622
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,016,254
Participant contributions at end of year2013-12-31$213,166
Participant contributions at beginning of year2013-12-31$256,025
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$99,282
Other income not declared elsewhere2013-12-31$2,719
Administrative expenses (other) incurred2013-12-31$2,075
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,553,299
Value of net assets at end of year (total assets less liabilities)2013-12-31$15,432,709
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$11,879,410
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$14,160,326
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$10,639,572
Interest on participant loans2013-12-31$9,153
Interest earned on other investments2013-12-31$30,469
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,059,217
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$983,813
Net investment gain/loss from pooled separate accounts2013-12-31$2,855,811
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,349,981
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CARON & BLETZER PLLC
Accountancy firm EIN2013-12-31043499945
2012 : FUSIONSTORM 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,397,620
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,184,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,103,369
Value of total corrective distributions2012-12-31$79,726
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,010,428
Value of total assets at end of year2012-12-31$11,879,410
Value of total assets at beginning of year2012-12-31$9,666,085
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,200
Total interest from all sources2012-12-31$53,470
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,893,737
Participant contributions at end of year2012-12-31$256,025
Participant contributions at beginning of year2012-12-31$145,071
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$116,691
Administrative expenses (other) incurred2012-12-31$1,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,213,325
Value of net assets at end of year (total assets less liabilities)2012-12-31$11,879,410
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$9,666,085
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$10,639,572
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$8,760,911
Interest on participant loans2012-12-31$7,916
Interest earned on other investments2012-12-31$45,554
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$983,813
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$760,103
Net investment gain/loss from pooled separate accounts2012-12-31$1,333,722
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,103,369
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CARON & BLETZER PLLC
Accountancy firm EIN2012-12-31043499945
2011 : FUSIONSTORM 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,599,399
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,160,436
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,156,668
Value of total corrective distributions2011-12-31$3,293
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,843,197
Value of total assets at end of year2011-12-31$9,666,085
Value of total assets at beginning of year2011-12-31$9,227,122
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$475
Total interest from all sources2011-12-31$25,997
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,715,236
Participant contributions at end of year2011-12-31$145,071
Participant contributions at beginning of year2011-12-31$156,743
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$127,961
Other income not declared elsewhere2011-12-31$449
Administrative expenses (other) incurred2011-12-31$475
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$438,963
Value of net assets at end of year (total assets less liabilities)2011-12-31$9,666,085
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$9,227,122
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$8,760,911
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,208,763
Interest on participant loans2011-12-31$5,903
Interest earned on other investments2011-12-31$20,094
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$760,103
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$861,616
Net investment gain/loss from pooled separate accounts2011-12-31$-270,244
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,156,668
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CARON & BLETZER PLLC
Accountancy firm EIN2011-12-31043499945
2010 : FUSIONSTORM 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,458,332
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,118,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,117,305
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,424,486
Value of total assets at end of year2010-12-31$9,227,122
Value of total assets at beginning of year2010-12-31$6,887,783
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,688
Total interest from all sources2010-12-31$29,153
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,798,972
Participant contributions at end of year2010-12-31$156,743
Participant contributions at beginning of year2010-12-31$94,215
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$604,822
Other income not declared elsewhere2010-12-31$376
Administrative expenses (other) incurred2010-12-31$1,688
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,339,339
Value of net assets at end of year (total assets less liabilities)2010-12-31$9,227,122
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,887,783
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,208,763
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,708,317
Interest on participant loans2010-12-31$6,014
Interest earned on other investments2010-12-31$23,139
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$861,616
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,085,251
Net investment gain/loss from pooled separate accounts2010-12-31$1,004,317
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$20,692
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,117,305
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CARON & BLETZER PLLC
Accountancy firm EIN2010-12-31043499945

Form 5500 Responses for FUSIONSTORM 401(K) PLAN

2017: FUSIONSTORM 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FUSIONSTORM 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: FUSIONSTORM 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FUSIONSTORM 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FUSIONSTORM 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FUSIONSTORM 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: FUSIONSTORM 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: FUSIONSTORM 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberYH1141
Policy instance 1
Insurance contract or identification numberYH1141
Number of Individuals Covered593
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $2,838
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,838
Insurance broker organization code?3
Insurance broker nameABD INSURANCE & FINANCIAL SERVICES
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberYH1141
Policy instance 1
Insurance contract or identification numberYH1141
Number of Individuals Covered527
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $2,452
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,078
Insurance broker organization code?3
Insurance broker nameFINANCIAL TELESIS INC/ JHW FINANCIA
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9355
Policy instance 1
Insurance contract or identification numberZH9355
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-07-30
Total amount of commissions paid to insurance brokerUSD $18,226
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,537
Insurance broker organization code?3
Insurance broker nameFINANCIAL TELESIS INC/JHW FINANCIAL
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberYH1141
Policy instance 2
Insurance contract or identification numberYH1141
Number of Individuals Covered440
Insurance policy start date2014-08-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $13,939
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,939
Insurance broker organization code?3
Insurance broker nameFINANCIAL TELESIS INC/JHW FINANCIAL
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9355
Policy instance 1
Insurance contract or identification numberZH9355
Number of Individuals Covered407
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $26,943
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,734
Insurance broker organization code?3
Insurance broker nameMMC SECURITIES CORP
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9355
Policy instance 1
Insurance contract or identification numberZH9355
Number of Individuals Covered606
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $21,621
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,127
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameNFP SECURITIES INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9355
Policy instance 1
Insurance contract or identification numberZH9355
Number of Individuals Covered425
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $11,689
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9355
Policy instance 1
Insurance contract or identification numberZH9355
Number of Individuals Covered637
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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