401k Plan data: BROADWIND, INC. EMPLOYEES' 401(K) PLAN plan

BROADWIND, INC. EMPLOYEES' 401(K) PLAN 401k Plan overview

Plan Name	BROADWIND, INC. EMPLOYEES' 401(K) PLAN
Plan identification number	001

BROADWIND, INC. EMPLOYEES' 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BROADWIND, INC. has sponsored the creation of one or more 401k plans.

Company Name: BROADWIND, INC.

Employer identification number (EIN): 880409160

NAIC Classification: 332700

Additional information about BROADWIND, INC.

Jurisdiction of Incorporation: Nevada Department of State

Incorporation Date: 1996-07-10

Company Identification Number: 19961154160

Legal Registered Office Address: 202 N. CARSON ST.

CARSON CITY
United States of America (USA)
89701-4201

More information about BROADWIND, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BROADWIND, INC. EMPLOYEES' 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 ERIK W JENSEN ERIK W JENSEN 2018-06-26
001 2016-01-01 ERIK W JENSEN ERIK W JENSEN 2017-09-11
001 2015-01-01 ERIK W JENSEN
001 2014-01-01 ERIK W JENSEN
001 2013-01-01 ERIK W JENSEN ERIK W JENSEN 2014-08-27
001 2012-01-01 JULIE NASS JULIE NASS 2014-08-27
001 2011-01-01 JULIE NASS
001 2009-01-01 JULIE NASS JULIE NASS 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	ERIK W JENSEN	ERIK W JENSEN	2018-06-26
001	2016-01-01	ERIK W JENSEN	ERIK W JENSEN	2017-09-11
001	2015-01-01	ERIK W JENSEN
001	2014-01-01	ERIK W JENSEN
001	2013-01-01	ERIK W JENSEN	ERIK W JENSEN	2014-08-27
001	2012-01-01	JULIE NASS	JULIE NASS	2014-08-27
001	2011-01-01	JULIE NASS
001	2009-01-01	JULIE NASS	JULIE NASS	2010-10-14

Plan Statistics for BROADWIND, INC. EMPLOYEES' 401(K) PLAN

401k plan membership statisitcs for BROADWIND, INC. EMPLOYEES' 401(K) PLAN

Measure Date Value
2022: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 661
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 498
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 124
Total of all active and inactive participants 2022-01-01 622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 623
Number of participants with account balances 2022-01-01 603
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 645
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 492
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 134
Total of all active and inactive participants 2021-01-01 626
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 626
Number of participants with account balances 2021-01-01 595
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 618
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 501
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 115
Total of all active and inactive participants 2020-01-01 616
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 616
Number of participants with account balances 2020-01-01 591
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 635
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 499
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 108
Total of all active and inactive participants 2019-01-01 607
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 607
Number of participants with account balances 2019-01-01 591
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 579
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 387
Number of retired or separated participants receiving benefits 2018-01-01 4
Number of other retired or separated participants entitled to future benefits 2018-01-01 440
Total of all active and inactive participants 2018-01-01 831
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 832
Number of participants with account balances 2018-01-01 814
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 778
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 342
Number of retired or separated participants receiving benefits 2017-01-01 4
Number of other retired or separated participants entitled to future benefits 2017-01-01 232
Total of all active and inactive participants 2017-01-01 578
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 579
Number of participants with account balances 2017-01-01 568
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 863
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 594
Number of retired or separated participants receiving benefits 2016-01-01 3
Number of other retired or separated participants entitled to future benefits 2016-01-01 178
Total of all active and inactive participants 2016-01-01 775
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 3
Total participants 2016-01-01 778
Number of participants with account balances 2016-01-01 757
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,006
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 713
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 149
Total of all active and inactive participants 2015-01-01 862
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 863
Number of participants with account balances 2015-01-01 466
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 49
2014: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 946
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 874
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 130
Total of all active and inactive participants 2014-01-01 1,004
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 2
Total participants 2014-01-01 1,006
Number of participants with account balances 2014-01-01 499
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 49
2013: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 912
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 813
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 131
Total of all active and inactive participants 2013-01-01 944
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 2
Total participants 2013-01-01 946
Number of participants with account balances 2013-01-01 479
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 46
2012: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 996
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 796
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 114
Total of all active and inactive participants 2012-01-01 910
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 912
Number of participants with account balances 2012-01-01 436
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 68
2011: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 983
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 870
Number of retired or separated participants receiving benefits 2011-01-01 4
Number of other retired or separated participants entitled to future benefits 2011-01-01 121
Total of all active and inactive participants 2011-01-01 995
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 996
Number of participants with account balances 2011-01-01 453
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 66
2009: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 744
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 957
Number of retired or separated participants receiving benefits 2009-01-01 2
Number of other retired or separated participants entitled to future benefits 2009-01-01 131
Total of all active and inactive participants 2009-01-01 1,090
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 2
Total participants 2009-01-01 1,092
Number of participants with account balances 2009-01-01 529
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 181

Measure	Date	Value
2022: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	661
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	498
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	124
Total of all active and inactive participants	2022-01-01	622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	623
Number of participants with account balances	2022-01-01	603
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	645
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	492
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	134
Total of all active and inactive participants	2021-01-01	626
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	626
Number of participants with account balances	2021-01-01	595
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	618
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	501
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	115
Total of all active and inactive participants	2020-01-01	616
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	616
Number of participants with account balances	2020-01-01	591
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	635
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	499
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	108
Total of all active and inactive participants	2019-01-01	607
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	607
Number of participants with account balances	2019-01-01	591
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	579
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	387
Number of retired or separated participants receiving benefits	2018-01-01	4
Number of other retired or separated participants entitled to future benefits	2018-01-01	440
Total of all active and inactive participants	2018-01-01	831
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	832
Number of participants with account balances	2018-01-01	814
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	778
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	342
Number of retired or separated participants receiving benefits	2017-01-01	4
Number of other retired or separated participants entitled to future benefits	2017-01-01	232
Total of all active and inactive participants	2017-01-01	578
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	579
Number of participants with account balances	2017-01-01	568
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	863
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	594
Number of retired or separated participants receiving benefits	2016-01-01	3
Number of other retired or separated participants entitled to future benefits	2016-01-01	178
Total of all active and inactive participants	2016-01-01	775
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	3
Total participants	2016-01-01	778
Number of participants with account balances	2016-01-01	757
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,006
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	713
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	149
Total of all active and inactive participants	2015-01-01	862
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	863
Number of participants with account balances	2015-01-01	466
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	49
2014: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	946
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	874
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	130
Total of all active and inactive participants	2014-01-01	1,004
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	2
Total participants	2014-01-01	1,006
Number of participants with account balances	2014-01-01	499
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	49
2013: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	912
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	813
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	131
Total of all active and inactive participants	2013-01-01	944
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	2
Total participants	2013-01-01	946
Number of participants with account balances	2013-01-01	479
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	46
2012: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	996
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	796
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	114
Total of all active and inactive participants	2012-01-01	910
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	912
Number of participants with account balances	2012-01-01	436
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	68
2011: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	983
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	870
Number of retired or separated participants receiving benefits	2011-01-01	4
Number of other retired or separated participants entitled to future benefits	2011-01-01	121
Total of all active and inactive participants	2011-01-01	995
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	996
Number of participants with account balances	2011-01-01	453
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	66
2009: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	744
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	957
Number of retired or separated participants receiving benefits	2009-01-01	2
Number of other retired or separated participants entitled to future benefits	2009-01-01	131
Total of all active and inactive participants	2009-01-01	1,090
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	2
Total participants	2009-01-01	1,092
Number of participants with account balances	2009-01-01	529
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	181

Financial Data on BROADWIND, INC. EMPLOYEES' 401(K) PLAN

Measure	Date	Value
2022 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2022-12-31	$-170,706
Total unrealized appreciation/depreciation of assets	2022-12-31	$-170,706
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-260,183
Total loss/gain on sale of assets	2022-12-31	$36,218
Total of all expenses incurred	2022-12-31	$3,132,755
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,996,524
Expenses. Certain deemed distributions of participant loans	2022-12-31	$3,349
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$3,727,779
Value of total assets at end of year	2022-12-31	$23,136,551
Value of total assets at beginning of year	2022-12-31	$26,529,489
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$132,882
Total interest from all sources	2022-12-31	$32,764
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$410,271
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$410,271
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$2,250,841
Participant contributions at end of year	2022-12-31	$672,239
Participant contributions at beginning of year	2022-12-31	$432,155
Participant contributions at end of year	2022-12-31	$12,614
Participant contributions at beginning of year	2022-12-31	$12,007
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$216,669
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-12-31	$31
Other income not declared elsewhere	2022-12-31	$49,061
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-3,392,938
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$23,136,551
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$26,529,489
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$18,362,937
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$22,652,190
Value of interest in pooled separate accounts at end of year	2022-12-31	$1,156,163
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$1,293,209
Interest on participant loans	2022-12-31	$24,035
Interest earned on other investments	2022-12-31	$8,729
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$594,965
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$522,586
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-4,154,854
Net investment gain/loss from pooled separate accounts	2022-12-31	$-190,716
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Assets. Invements in employer securities at end of year	2022-12-31	$2,184,123
Assets. Invements in employer securities at beginning of year	2022-12-31	$1,474,690
Contributions received in cash from employer	2022-12-31	$1,260,269
Employer contributions (assets) at end of year	2022-12-31	$153,510
Employer contributions (assets) at beginning of year	2022-12-31	$142,652
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,996,493
Contract administrator fees	2022-12-31	$132,882
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Aggregate proceeds on sale of assets	2022-12-31	$401,856
Aggregate carrying amount (costs) on sale of assets	2022-12-31	$365,638
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	SASSETTI LLC
Accountancy firm EIN	2022-12-31	362239746
2021 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2021-12-31	$-3,641,336
Total unrealized appreciation/depreciation of assets	2021-12-31	$-3,641,336
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$2,540,667
Total loss/gain on sale of assets	2021-12-31	$-397,671
Total of all expenses incurred	2021-12-31	$3,455,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$3,267,467
Expenses. Certain deemed distributions of participant loans	2021-12-31	$40,419
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$3,441,424
Value of total assets at end of year	2021-12-31	$26,529,489
Value of total assets at beginning of year	2021-12-31	$27,444,429
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$147,721
Total interest from all sources	2021-12-31	$30,955
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$453,546
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$453,546
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$2,144,239
Participant contributions at end of year	2021-12-31	$432,155
Participant contributions at beginning of year	2021-12-31	$382,764
Participant contributions at end of year	2021-12-31	$12,007
Participant contributions at beginning of year	2021-12-31	$8,484
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$96,867
Other income not declared elsewhere	2021-12-31	$45
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$-914,940
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$26,529,489
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$27,444,429
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$22,652,190
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$20,033,305
Value of interest in pooled separate accounts at end of year	2021-12-31	$1,293,209
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$904,098
Interest on participant loans	2021-12-31	$22,091
Interest earned on other investments	2021-12-31	$8,864
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$522,586
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$559,499
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$2,402,838
Net investment gain/loss from pooled separate accounts	2021-12-31	$250,866
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Assets. Invements in employer securities at end of year	2021-12-31	$1,474,690
Assets. Invements in employer securities at beginning of year	2021-12-31	$5,420,588
Contributions received in cash from employer	2021-12-31	$1,200,318
Employer contributions (assets) at end of year	2021-12-31	$142,652
Employer contributions (assets) at beginning of year	2021-12-31	$135,691
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$3,267,467
Contract administrator fees	2021-12-31	$147,721
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Aggregate proceeds on sale of assets	2021-12-31	$1,105,257
Aggregate carrying amount (costs) on sale of assets	2021-12-31	$1,502,928
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	SASSETTI LLC
Accountancy firm EIN	2021-12-31	362239746
2020 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$4,285,064
Total unrealized appreciation/depreciation of assets	2020-12-31	$4,285,064
Total transfer of assets to this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$10,450,997
Total loss/gain on sale of assets	2020-12-31	$396,710
Total of all expenses incurred	2020-12-31	$1,788,479
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,671,711
Expenses. Certain deemed distributions of participant loans	2020-12-31	$0
Value of total corrective distributions	2020-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$3,238,673
Value of total assets at end of year	2020-12-31	$27,444,429
Value of total assets at beginning of year	2020-12-31	$18,781,911
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$116,768
Total income from rents	2020-12-31	$0
Total interest from all sources	2020-12-31	$27,289
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$334,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$334,591
Administrative expenses professional fees incurred	2020-12-31	$0
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Amount of non-exempt transactions with any party-in-interest	2020-12-31	$0
Contributions received from participants	2020-12-31	$1,931,244
Participant contributions at end of year	2020-12-31	$382,764
Participant contributions at beginning of year	2020-12-31	$374,136
Participant contributions at end of year	2020-12-31	$8,484
Participant contributions at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$193,920
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$0
Other income not declared elsewhere	2020-12-31	$29
Administrative expenses (other) incurred	2020-12-31	$0
Liabilities. Value of operating payables at beginning of year	2020-12-31	$0
Total non interest bearing cash at end of year	2020-12-31	$0
Total non interest bearing cash at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$8,662,518
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$27,444,429
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$18,781,911
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2020-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2020-12-31	$0
Investment advisory and management fees	2020-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$20,033,305
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$15,716,207
Value of interest in pooled separate accounts at end of year	2020-12-31	$904,098
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$811,718
Interest on participant loans	2020-12-31	$18,095
Income. Interest from loans (other than to participants)	2020-12-31	$0
Interest earned on other investments	2020-12-31	$9,194
Income. Interest from US Government securities	2020-12-31	$0
Income. Interest from corporate debt instruments	2020-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$559,499
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$235,869
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$2,059,082
Net investment gain/loss from pooled separate accounts	2020-12-31	$109,559
Net investment gain or loss from common/collective trusts	2020-12-31	$0
Net gain/loss from 103.12 investment entities	2020-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Assets. Invements in employer securities at end of year	2020-12-31	$5,420,588
Assets. Invements in employer securities at beginning of year	2020-12-31	$1,512,859
Contributions received in cash from employer	2020-12-31	$1,113,509
Employer contributions (assets) at end of year	2020-12-31	$135,691
Employer contributions (assets) at beginning of year	2020-12-31	$131,122
Income. Dividends from preferred stock	2020-12-31	$0
Income. Dividends from common stock	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,671,711
Contract administrator fees	2020-12-31	$116,768
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$0
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$777,769
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$381,059
Liabilities. Value of acquisition indebtedness at beginning of year	2020-12-31	$0
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	SASSETTI LLC
Accountancy firm EIN	2020-12-31	362239746
2019 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets	2019-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$240,024
Total unrealized appreciation/depreciation of assets	2019-12-31	$240,024
Total transfer of assets to this plan	2019-12-31	$994,564
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$1,606
Expenses. Interest paid	2019-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$6,064,559
Total loss/gain on sale of assets	2019-12-31	$16,399
Total of all expenses incurred	2019-12-31	$3,067,578
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,978,195
Expenses. Certain deemed distributions of participant loans	2019-12-31	$0
Value of total corrective distributions	2019-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$3,023,789
Value of total assets at end of year	2019-12-31	$18,781,911
Value of total assets at beginning of year	2019-12-31	$14,791,972
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$89,383
Total income from rents	2019-12-31	$0
Total interest from all sources	2019-12-31	$17,424
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$382,340
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$382,340
Administrative expenses professional fees incurred	2019-12-31	$0
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Amount of non-exempt transactions with any party-in-interest	2019-12-31	$0
Contributions received from participants	2019-12-31	$1,690,204
Participant contributions at end of year	2019-12-31	$374,136
Participant contributions at beginning of year	2019-12-31	$259,154
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$343,425
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$1,852
Administrative expenses (other) incurred	2019-12-31	$0
Liabilities. Value of operating payables at beginning of year	2019-12-31	$0
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Income. Non cash contributions	2019-12-31	$0
Value of net income/loss	2019-12-31	$2,996,981
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$18,781,911
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$14,790,366
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2019-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2019-12-31	$0
Investment advisory and management fees	2019-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$15,716,207
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$12,666,324
Value of interest in pooled separate accounts at end of year	2019-12-31	$811,718
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Interest on participant loans	2019-12-31	$14,669
Income. Interest from loans (other than to participants)	2019-12-31	$0
Interest earned on other investments	2019-12-31	$2,755
Income. Interest from US Government securities	2019-12-31	$0
Income. Interest from corporate debt instruments	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$0
Value of interest in common/collective trusts at beginning of year	2019-12-31	$1,099,271
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$1,793
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$1,793
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$235,869
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,317,258
Net investment gain/loss from pooled separate accounts	2019-12-31	$61,412
Net investment gain or loss from common/collective trusts	2019-12-31	$4,061
Net gain/loss from 103.12 investment entities	2019-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Assets. Invements in employer securities at end of year	2019-12-31	$1,512,859
Assets. Invements in employer securities at beginning of year	2019-12-31	$650,341
Contributions received in cash from employer	2019-12-31	$990,160
Employer contributions (assets) at end of year	2019-12-31	$131,122
Employer contributions (assets) at beginning of year	2019-12-31	$115,039
Income. Dividends from preferred stock	2019-12-31	$0
Income. Dividends from common stock	2019-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,978,195
Contract administrator fees	2019-12-31	$89,383
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$1,606
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$299,055
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$282,656
Liabilities. Value of acquisition indebtedness at beginning of year	2019-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Accountancy firm name	2019-12-31	SASSETTI, LLC
Accountancy firm EIN	2019-12-31	362239746
2018 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$-494,033
Total unrealized appreciation/depreciation of assets	2018-12-31	$-494,033
Total transfer of assets to this plan	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$1,606
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$3,225
Expenses. Interest paid	2018-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$683,747
Total loss/gain on sale of assets	2018-12-31	$-62,242
Total of all expenses incurred	2018-12-31	$2,812,228
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$2,736,843
Expenses. Certain deemed distributions of participant loans	2018-12-31	$60,135
Value of total corrective distributions	2018-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,023,427
Value of total assets at end of year	2018-12-31	$14,791,972
Value of total assets at beginning of year	2018-12-31	$16,922,072
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$15,250
Total interest from all sources	2018-12-31	$11,894
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$929,285
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$929,285
Assets. Real estate other than employer real property at end of year	2018-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2018-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2018-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2018-12-31	$0
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,243,906
Participant contributions at end of year	2018-12-31	$259,154
Participant contributions at beginning of year	2018-12-31	$307,158
Participant contributions at beginning of year	2018-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$60,087
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$0
Assets. Loans (other than to participants) at end of year	2018-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2018-12-31	$0
Other income not declared elsewhere	2018-12-31	$8,497
Administrative expenses (other) incurred	2018-12-31	$15,250
Total non interest bearing cash at end of year	2018-12-31	$50
Total non interest bearing cash at beginning of year	2018-12-31	$150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Income. Non cash contributions	2018-12-31	$0
Value of net income/loss	2018-12-31	$-2,128,481
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$14,790,366
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$16,918,847
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Assets. partnership/joint venture interests at end of year	2018-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2018-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$12,666,324
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$14,560,774
Interest on participant loans	2018-12-31	$11,761
Interest earned on other investments	2018-12-31	$0
Income. Interest from US Government securities	2018-12-31	$0
Income. Interest from corporate debt instruments	2018-12-31	$0
Value of interest in common/collective trusts at end of year	2018-12-31	$1,099,271
Value of interest in common/collective trusts at beginning of year	2018-12-31	$1,281,216
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$1,793
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$3,304
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$3,304
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$133
Asset value of US Government securities at end of year	2018-12-31	$0
Asset value of US Government securities at beginning of year	2018-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,753,824
Net investment gain/loss from pooled separate accounts	2018-12-31	$0
Net investment gain or loss from common/collective trusts	2018-12-31	$20,743
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Assets. Invements in employer securities at end of year	2018-12-31	$650,341
Assets. Invements in employer securities at beginning of year	2018-12-31	$660,541
Contributions received in cash from employer	2018-12-31	$719,434
Employer contributions (assets) at end of year	2018-12-31	$115,039
Employer contributions (assets) at beginning of year	2018-12-31	$108,929
Income. Dividends from preferred stock	2018-12-31	$0
Income. Dividends from common stock	2018-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$2,736,843
Asset. Corporate debt instrument preferred debt at end of year	2018-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2018-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2018-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2018-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2018-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2018-12-31	$1,606
Liabilities. Value of benefit claims payable at beginning of year	2018-12-31	$3,225
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$171,509
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$233,751
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	SASSETTI LLC
Accountancy firm EIN	2018-12-31	362239746
2017 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$-148,745
Total unrealized appreciation/depreciation of assets	2017-12-31	$-148,745
Total transfer of assets to this plan	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$3,225
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$38,250
Expenses. Interest paid	2017-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$4,188,960
Total loss/gain on sale of assets	2017-12-31	$7,467
Total of all expenses incurred	2017-12-31	$3,707,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$3,520,124
Expenses. Certain deemed distributions of participant loans	2017-12-31	$167,744
Value of total corrective distributions	2017-12-31	$14
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,081,669
Value of total assets at end of year	2017-12-31	$16,922,072
Value of total assets at beginning of year	2017-12-31	$16,475,439
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$19,420
Total interest from all sources	2017-12-31	$11,050
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$836,740
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$836,740
Assets. Real estate other than employer real property at end of year	2017-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2017-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-12-31	$0
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,263,112
Participant contributions at end of year	2017-12-31	$307,158
Participant contributions at beginning of year	2017-12-31	$309,133
Participant contributions at end of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$49,887
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$0
Assets. Loans (other than to participants) at end of year	2017-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2017-12-31	$0
Administrative expenses (other) incurred	2017-12-31	$19,420
Total non interest bearing cash at end of year	2017-12-31	$150
Total non interest bearing cash at beginning of year	2017-12-31	$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Income. Non cash contributions	2017-12-31	$0
Value of net income/loss	2017-12-31	$481,658
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$16,918,847
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$16,437,189
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Assets. partnership/joint venture interests at end of year	2017-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$14,560,774
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$13,148,608
Interest on participant loans	2017-12-31	$11,012
Interest earned on other investments	2017-12-31	$0
Income. Interest from US Government securities	2017-12-31	$0
Income. Interest from corporate debt instruments	2017-12-31	$0
Value of interest in common/collective trusts at end of year	2017-12-31	$1,281,216
Value of interest in common/collective trusts at beginning of year	2017-12-31	$2,028,520
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$3,304
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$56,510
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$56,510
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$38
Asset value of US Government securities at end of year	2017-12-31	$0
Asset value of US Government securities at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,387,020
Net investment gain/loss from pooled separate accounts	2017-12-31	$0
Net investment gain or loss from common/collective trusts	2017-12-31	$13,759
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$660,541
Assets. Invements in employer securities at beginning of year	2017-12-31	$711,110
Contributions received in cash from employer	2017-12-31	$768,670
Employer contributions (assets) at end of year	2017-12-31	$108,929
Employer contributions (assets) at beginning of year	2017-12-31	$221,458
Income. Dividends from preferred stock	2017-12-31	$0
Income. Dividends from common stock	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$3,520,124
Asset. Corporate debt instrument preferred debt at end of year	2017-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2017-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2017-12-31	$3,225
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$38,250
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$480,334
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$472,867
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	SASSETTI LLC
Accountancy firm EIN	2017-12-31	362239746
2016 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$422,561
Total unrealized appreciation/depreciation of assets	2016-12-31	$422,561
Total transfer of assets to this plan	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$38,250
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$18,244
Expenses. Interest paid	2016-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$3,684,124
Total loss/gain on sale of assets	2016-12-31	$-39,302
Total of all expenses incurred	2016-12-31	$2,380,126
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,253,617
Expenses. Certain deemed distributions of participant loans	2016-12-31	$112,694
Value of total corrective distributions	2016-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,303,910
Value of total assets at end of year	2016-12-31	$16,475,439
Value of total assets at beginning of year	2016-12-31	$15,151,435
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$13,815
Total interest from all sources	2016-12-31	$11,701
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$568,802
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$568,802
Assets. Real estate other than employer real property at end of year	2016-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,305,735
Participant contributions at end of year	2016-12-31	$309,133
Participant contributions at beginning of year	2016-12-31	$386,727
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$191,549
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Assets. Loans (other than to participants) at end of year	2016-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$-1,762
Administrative expenses (other) incurred	2016-12-31	$13,815
Total non interest bearing cash at end of year	2016-12-31	$100
Total non interest bearing cash at beginning of year	2016-12-31	$45
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Income. Non cash contributions	2016-12-31	$0
Value of net income/loss	2016-12-31	$1,303,998
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$16,437,189
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$15,133,191
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$13,148,608
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$12,165,582
Interest on participant loans	2016-12-31	$11,701
Interest earned on other investments	2016-12-31	$0
Income. Interest from US Government securities	2016-12-31	$0
Income. Interest from corporate debt instruments	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$2,028,520
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,925,055
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$56,510
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$18,259
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$18,259
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$0
Asset value of US Government securities at end of year	2016-12-31	$0
Asset value of US Government securities at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$399,438
Net investment gain/loss from pooled separate accounts	2016-12-31	$0
Net investment gain or loss from common/collective trusts	2016-12-31	$18,776
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$711,110
Assets. Invements in employer securities at beginning of year	2016-12-31	$433,051
Contributions received in cash from employer	2016-12-31	$806,626
Employer contributions (assets) at end of year	2016-12-31	$221,458
Employer contributions (assets) at beginning of year	2016-12-31	$222,716
Income. Dividends from preferred stock	2016-12-31	$0
Income. Dividends from common stock	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,253,617
Asset. Corporate debt instrument preferred debt at end of year	2016-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$38,250
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$18,244
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$86,407
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$125,709
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	SASSETTI LLC
Accountancy firm EIN	2016-12-31	362239746
2015 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-697,261
Total unrealized appreciation/depreciation of assets	2015-12-31	$-697,261
Total transfer of assets to this plan	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$18,244
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Expenses. Interest paid	2015-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,900,896
Total loss/gain on sale of assets	2015-12-31	$-64,425
Total of all expenses incurred	2015-12-31	$2,624,350
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,518,220
Expenses. Certain deemed distributions of participant loans	2015-12-31	$93,818
Value of total corrective distributions	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,916,306
Value of total assets at end of year	2015-12-31	$15,151,435
Value of total assets at beginning of year	2015-12-31	$15,856,645
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$12,312
Total interest from all sources	2015-12-31	$12,733
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$588,059
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$588,059
Assets. Real estate other than employer real property at end of year	2015-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,526,519
Participant contributions at end of year	2015-12-31	$386,727
Participant contributions at beginning of year	2015-12-31	$383,757
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$517,917
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Assets. Loans (other than to participants) at end of year	2015-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$-27,627
Administrative expenses (other) incurred	2015-12-31	$12,312
Total non interest bearing cash at end of year	2015-12-31	$45
Total non interest bearing cash at beginning of year	2015-12-31	$215
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$-723,454
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$15,133,191
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$15,856,645
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$12,165,582
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$11,929,886
Interest on participant loans	2015-12-31	$12,733
Interest earned on other investments	2015-12-31	$0
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$1,925,055
Value of interest in common/collective trusts at beginning of year	2015-12-31	$1,925,358
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$18,259
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$10,025
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$10,025
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$0
Asset value of US Government securities at end of year	2015-12-31	$0
Asset value of US Government securities at beginning of year	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-865,420
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Net investment gain or loss from common/collective trusts	2015-12-31	$38,531
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$433,051
Assets. Invements in employer securities at beginning of year	2015-12-31	$1,389,788
Contributions received in cash from employer	2015-12-31	$871,870
Employer contributions (assets) at end of year	2015-12-31	$222,716
Employer contributions (assets) at beginning of year	2015-12-31	$217,616
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,518,220
Asset. Corporate debt instrument preferred debt at end of year	2015-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$18,244
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$214,088
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$278,513
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	SASSETTI LLC
Accountancy firm EIN	2015-12-31	362239746
2014 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$-1,056,477
Total unrealized appreciation/depreciation of assets	2014-12-31	$-1,056,477
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,789,868
Total loss/gain on sale of assets	2014-12-31	$9,376
Total of all expenses incurred	2014-12-31	$2,401,299
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,299,099
Expenses. Certain deemed distributions of participant loans	2014-12-31	$88,375
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,163,431
Value of total assets at end of year	2014-12-31	$15,856,645
Value of total assets at beginning of year	2014-12-31	$16,468,076
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$13,825
Total interest from all sources	2014-12-31	$11,651
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$490,914
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$490,914
Assets. Real estate other than employer real property at end of year	2014-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,392,229
Participant contributions at end of year	2014-12-31	$383,757
Participant contributions at beginning of year	2014-12-31	$389,251
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$60,849
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Assets. Loans (other than to participants) at end of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$3,625
Administrative expenses (other) incurred	2014-12-31	$13,825
Total non interest bearing cash at end of year	2014-12-31	$215
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$-611,431
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$15,856,645
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$16,468,076
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$11,929,886
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$11,202,063
Interest on participant loans	2014-12-31	$11,726
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$1,925,358
Value of interest in common/collective trusts at beginning of year	2014-12-31	$2,020,605
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$10,025
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$90
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$90
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$-75
Asset value of US Government securities at end of year	2014-12-31	$0
Asset value of US Government securities at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$132,933
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$34,415
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$1,389,788
Assets. Invements in employer securities at beginning of year	2014-12-31	$2,667,996
Contributions received in cash from employer	2014-12-31	$710,353
Employer contributions (assets) at end of year	2014-12-31	$217,616
Employer contributions (assets) at beginning of year	2014-12-31	$188,071
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,299,099
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$788,735
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$779,359
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2014-12-31	036605558
2013 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$1,720,231
Total unrealized appreciation/depreciation of assets	2013-12-31	$1,720,231
Total transfer of assets to this plan	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$5,919,838
Total loss/gain on sale of assets	2013-12-31	$279,321
Total of all expenses incurred	2013-12-31	$1,521,360
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,434,656
Expenses. Certain deemed distributions of participant loans	2013-12-31	$65,856
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,313,579
Value of total assets at end of year	2013-12-31	$16,452,039
Value of total assets at beginning of year	2013-12-31	$12,053,561
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$20,848
Total interest from all sources	2013-12-31	$10,332
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$260,118
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$260,118
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,278,898
Participant contributions at end of year	2013-12-31	$389,251
Participant contributions at beginning of year	2013-12-31	$373,952
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$326,854
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$-64,460
Administrative expenses (other) incurred	2013-12-31	$20,848
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$4,398,478
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$16,452,039
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$12,053,561
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$11,202,063
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$9,059,294
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$10,332
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$2,004,568
Value of interest in common/collective trusts at beginning of year	2013-12-31	$2,029,990
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$90
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$30,136
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$30,136
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,380,756
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$19,961
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$2,667,996
Assets. Invements in employer securities at beginning of year	2013-12-31	$399,034
Contributions received in cash from employer	2013-12-31	$707,827
Employer contributions (assets) at end of year	2013-12-31	$188,071
Employer contributions (assets) at beginning of year	2013-12-31	$160,905
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,434,656
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$973,787
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$694,466
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2013-12-31	036605558
2012 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$-256,749
Total unrealized appreciation/depreciation of assets	2012-12-31	$-256,749
Total transfer of assets to this plan	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Expenses. Interest paid	2012-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,847,877
Total loss/gain on sale of assets	2012-12-31	$4,208
Total of all expenses incurred	2012-12-31	$1,526,405
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,467,345
Expenses. Certain deemed distributions of participant loans	2012-12-31	$43,876
Value of total corrective distributions	2012-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,966,852
Value of total assets at end of year	2012-12-31	$12,053,561
Value of total assets at beginning of year	2012-12-31	$10,732,089
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$15,184
Total interest from all sources	2012-12-31	$10,050
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$231,907
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$231,907
Assets. Real estate other than employer real property at end of year	2012-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2012-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,274,026
Participant contributions at end of year	2012-12-31	$373,952
Participant contributions at beginning of year	2012-12-31	$342,037
Participant contributions at beginning of year	2012-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$5,837
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$0
Assets. Loans (other than to participants) at end of year	2012-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2012-12-31	$0
Other income not declared elsewhere	2012-12-31	$2,259
Administrative expenses (other) incurred	2012-12-31	$15,184
Total non interest bearing cash at end of year	2012-12-31	$250
Total non interest bearing cash at beginning of year	2012-12-31	$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Income. Non cash contributions	2012-12-31	$0
Value of net income/loss	2012-12-31	$1,321,472
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$12,053,561
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$10,732,089
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Assets. partnership/joint venture interests at end of year	2012-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2012-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$9,059,294
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$8,027,572
Interest on participant loans	2012-12-31	$10,049
Interest earned on other investments	2012-12-31	$0
Income. Interest from US Government securities	2012-12-31	$0
Value of interest in common/collective trusts at end of year	2012-12-31	$2,029,990
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,930,373
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$30,136
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$40,462
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$40,462
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$1
Asset value of US Government securities at end of year	2012-12-31	$0
Asset value of US Government securities at beginning of year	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$796,697
Net investment gain/loss from pooled separate accounts	2012-12-31	$0
Net investment gain or loss from common/collective trusts	2012-12-31	$92,653
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$399,034
Assets. Invements in employer securities at beginning of year	2012-12-31	$194,090
Contributions received in cash from employer	2012-12-31	$686,989
Employer contributions (assets) at end of year	2012-12-31	$160,905
Employer contributions (assets) at beginning of year	2012-12-31	$197,505
Income. Dividends from preferred stock	2012-12-31	$0
Income. Dividends from common stock	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,467,345
Asset. Corporate debt instrument preferred debt at end of year	2012-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2012-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$0
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$114,580
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$110,372
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2012-12-31	036605558
2011 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-389,268
Total unrealized appreciation/depreciation of assets	2011-12-31	$-389,268
Total transfer of assets to this plan	2011-12-31	$0
Total transfer of assets from this plan	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Expenses. Interest paid	2011-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,619,259
Total loss/gain on sale of assets	2011-12-31	$-77,102
Total of all expenses incurred	2011-12-31	$1,840,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,769,997
Expenses. Certain deemed distributions of participant loans	2011-12-31	$54,214
Value of total corrective distributions	2011-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,114,234
Value of total assets at end of year	2011-12-31	$10,732,089
Value of total assets at beginning of year	2011-12-31	$10,953,366
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$16,325
Total interest from all sources	2011-12-31	$12,310
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$178,047
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$178,047
Assets. Real estate other than employer real property at end of year	2011-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2011-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,220,195
Participant contributions at end of year	2011-12-31	$342,037
Participant contributions at beginning of year	2011-12-31	$367,138
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$46,381
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$205,218
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$0
Assets. Loans (other than to participants) at end of year	2011-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2011-12-31	$0
Other income not declared elsewhere	2011-12-31	$14,959
Administrative expenses (other) incurred	2011-12-31	$16,325
Total non interest bearing cash at end of year	2011-12-31	$50
Total non interest bearing cash at beginning of year	2011-12-31	$566
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Income. Non cash contributions	2011-12-31	$0
Value of net income/loss	2011-12-31	$-221,277
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$10,732,089
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$10,953,366
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at end of year	2011-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$8,027,572
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$7,917,220
Value of interest in pooled separate accounts at end of year	2011-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$0
Interest on participant loans	2011-12-31	$12,307
Interest earned on other investments	2011-12-31	$0
Income. Interest from US Government securities	2011-12-31	$0
Value of interest in common/collective trusts at end of year	2011-12-31	$1,930,373
Value of interest in common/collective trusts at beginning of year	2011-12-31	$1,879,704
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$40,462
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$69,984
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$69,984
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$3
Asset value of US Government securities at end of year	2011-12-31	$0
Asset value of US Government securities at beginning of year	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-260,572
Net investment gain/loss from pooled separate accounts	2011-12-31	$0
Net investment gain or loss from common/collective trusts	2011-12-31	$26,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$194,090
Assets. Invements in employer securities at beginning of year	2011-12-31	$642,236
Contributions received in cash from employer	2011-12-31	$688,821
Employer contributions (assets) at end of year	2011-12-31	$197,505
Employer contributions (assets) at beginning of year	2011-12-31	$30,137
Income. Dividends from preferred stock	2011-12-31	$0
Income. Dividends from common stock	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,769,997
Asset. Corporate debt instrument preferred debt at end of year	2011-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2011-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$189,039
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$266,141
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2011-12-31	036605558
2010 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$-53,359
Total unrealized appreciation/depreciation of assets	2010-12-31	$-53,359
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$1,840
Expenses. Interest paid	2010-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,833,061
Total loss/gain on sale of assets	2010-12-31	$-20,521
Total of all expenses incurred	2010-12-31	$1,043,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$955,031
Expenses. Certain deemed distributions of participant loans	2010-12-31	$72,035
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,873,594
Value of total assets at end of year	2010-12-31	$10,953,366
Value of total assets at beginning of year	2010-12-31	$9,165,576
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$16,365
Total interest from all sources	2010-12-31	$11,822
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$133,759
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$133,759
Assets. Real estate other than employer real property at end of year	2010-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2010-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2010-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,141,071
Participant contributions at end of year	2010-12-31	$367,138
Participant contributions at beginning of year	2010-12-31	$295,992
Participant contributions at end of year	2010-12-31	$46,381
Participant contributions at beginning of year	2010-12-31	$24,391
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$153,701
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$2,063
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Assets. Loans (other than to participants) at end of year	2010-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$1,840
Other income not declared elsewhere	2010-12-31	$2,214
Administrative expenses (other) incurred	2010-12-31	$16,365
Total non interest bearing cash at end of year	2010-12-31	$70,550
Total non interest bearing cash at beginning of year	2010-12-31	$9,134
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Income. Non cash contributions	2010-12-31	$0
Value of net income/loss	2010-12-31	$1,789,630
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$10,953,366
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$9,163,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$7,917,220
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$6,596,571
Value of interest in pooled separate accounts at end of year	2010-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$0
Interest on participant loans	2010-12-31	$11,819
Interest earned on other investments	2010-12-31	$0
Income. Interest from US Government securities	2010-12-31	$0
Value of interest in common/collective trusts at end of year	2010-12-31	$1,879,704
Value of interest in common/collective trusts at beginning of year	2010-12-31	$2,024,536
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$3
Asset value of US Government securities at end of year	2010-12-31	$0
Asset value of US Government securities at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$708,456
Net investment gain/loss from pooled separate accounts	2010-12-31	$0
Net investment gain or loss from common/collective trusts	2010-12-31	$177,096
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$642,236
Assets. Invements in employer securities at beginning of year	2010-12-31	$71,746
Contributions received in cash from employer	2010-12-31	$578,822
Employer contributions (assets) at end of year	2010-12-31	$30,137
Employer contributions (assets) at beginning of year	2010-12-31	$143,206
Income. Dividends from preferred stock	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$952,968
Asset. Corporate debt instrument preferred debt at end of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$52,045
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$72,566
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2010-12-31	036605558
2009 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for BROADWIND, INC. EMPLOYEES' 401(K) PLAN

2022: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	Yes
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	Yes
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	Yes
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	623
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

468201

Policy instance

Insurance contract or identification number	468201
Number of Individuals Covered	623
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	626
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

468201

Policy instance

Insurance contract or identification number	468201
Number of Individuals Covered	626
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	616
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

468201

Policy instance

Insurance contract or identification number	468201
Number of Individuals Covered	616
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	607
Insurance policy start date	2019-03-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

468201

Policy instance

Insurance contract or identification number	468201
Number of Individuals Covered	607
Insurance policy start date	2019-03-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	BROADWIND, INC.
Employer identification number (EIN):	880409160
NAIC Classification:	332700

Jurisdiction of Incorporation:	Nevada Department of State
Incorporation Date:	1996-07-10
Company Identification Number:	19961154160
Legal Registered Office Address:	202 N. CARSON ST. CARSON CITY United States of America (USA) 89701-4201