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LUBBERS LAW GROUP 401(K) PLAN 401k Plan overview

Plan NameLUBBERS LAW GROUP 401(K) PLAN
Plan identification number 001

LUBBERS LAW GROUP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LUBBERS LAW GROUP has sponsored the creation of one or more 401k plans.

Company Name:LUBBERS LAW GROUP
Employer identification number (EIN):880420496
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LUBBERS LAW GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01EDWARD C LUBBERS EDWARD C LUBBERS2017-01-16
0012015-01-01EDWARD C LUBBERS EDWARD C LUBBERS2016-08-15
0012014-01-01EDWARD C. LUBBERS2015-06-10 EDWARD C. LUBBERS2015-06-10
0012013-01-01EDWARD C. LUBBERS EDWARD C. LUBBERS2014-07-08
0012011-01-01ED LUBBERS
0012010-01-01ED LUBBERS
0012009-01-01BECKY LAFAVORE

Plan Statistics for LUBBERS LAW GROUP 401(K) PLAN

401k plan membership statisitcs for LUBBERS LAW GROUP 401(K) PLAN

Measure Date Value
2016: LUBBERS LAW GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: LUBBERS LAW GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012
Total number of active participants reported on line 7a of the Form 55002015-01-012
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-012
Number of participants with account balances2015-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: LUBBERS LAW GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012
Total number of active participants reported on line 7a of the Form 55002014-01-012
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-012
Number of participants with account balances2014-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: LUBBERS LAW GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012
Total number of active participants reported on line 7a of the Form 55002013-01-012
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-012
Number of participants with account balances2013-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2011: LUBBERS LAW GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0110
Total number of active participants reported on line 7a of the Form 55002011-01-015
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-016
Number of participants with account balances2011-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: LUBBERS LAW GROUP 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0110
Total number of active participants reported on line 7a of the Form 55002010-01-014
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-016
Total of all active and inactive participants2010-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0110
Number of participants with account balances2010-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: LUBBERS LAW GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0110
Total number of active participants reported on line 7a of the Form 55002009-01-016
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-014
Total of all active and inactive participants2009-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0110
Number of participants with account balances2009-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on LUBBERS LAW GROUP 401(K) PLAN

Measure Date Value
2016 : LUBBERS LAW GROUP 401(K) PLAN 2016 401k financial data
Total plan liabilities at end of year2016-07-31$0
Total plan liabilities at beginning of year2016-07-31$0
Total income from all sources2016-07-31$75,074
Expenses. Total of all expenses incurred2016-07-31$1,249,135
Benefits paid (including direct rollovers)2016-07-31$1,249,135
Total plan assets at end of year2016-07-31$0
Total plan assets at beginning of year2016-07-31$1,174,061
Other income received2016-07-31$74,847
Net income (gross income less expenses)2016-07-31$-1,174,061
Net plan assets at end of year (total assets less liabilities)2016-07-31$0
Net plan assets at beginning of year (total assets less liabilities)2016-07-31$1,174,061
Total contributions received or receivable from employer(s)2016-07-31$227
2015 : LUBBERS LAW GROUP 401(K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$70,808
Expenses. Total of all expenses incurred2015-12-31$0
Total plan assets at end of year2015-12-31$1,174,061
Total plan assets at beginning of year2015-12-31$1,103,253
Other income received2015-12-31$-29,192
Net income (gross income less expenses)2015-12-31$70,808
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,174,061
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,103,253
Total contributions received or receivable from employer(s)2015-12-31$100,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : LUBBERS LAW GROUP 401(K) PLAN 2014 401k financial data
Total income from all sources2014-12-31$153,261
Expenses. Total of all expenses incurred2014-12-31$0
Benefits paid (including direct rollovers)2014-12-31$0
Total plan assets at end of year2014-12-31$1,103,253
Total plan assets at beginning of year2014-12-31$949,992
Total contributions received or receivable from participants2014-12-31$0
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$53,261
Net income (gross income less expenses)2014-12-31$153,261
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,103,253
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$949,992
Assets. Value of participant loans2014-12-31$0
Total contributions received or receivable from employer(s)2014-12-31$100,000
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
2013 : LUBBERS LAW GROUP 401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$950,018
Expenses. Total of all expenses incurred2013-12-31$26
Benefits paid (including direct rollovers)2013-12-31$0
Total plan assets at end of year2013-12-31$949,992
Total plan assets at beginning of year2013-12-31$0
Total contributions received or receivable from participants2013-12-31$0
Expenses. Other expenses not covered elsewhere2013-12-31$26
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$900,018
Net income (gross income less expenses)2013-12-31$949,992
Net plan assets at end of year (total assets less liabilities)2013-12-31$949,992
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$0
Assets. Value of participant loans2013-12-31$0
Total contributions received or receivable from employer(s)2013-12-31$50,000
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
2011 : LUBBERS LAW GROUP 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$34,965
Expenses. Total of all expenses incurred2011-12-31$68,700
Benefits paid (including direct rollovers)2011-12-31$51,485
Total plan assets at end of year2011-12-31$639,629
Total plan assets at beginning of year2011-12-31$673,364
Value of fidelity bond covering the plan2011-12-31$50,000
Total contributions received or receivable from participants2011-12-31$44,166
Contributions received from other sources (not participants or employers)2011-12-31$-265
Other income received2011-12-31$-8,936
Net income (gross income less expenses)2011-12-31$-33,735
Net plan assets at end of year (total assets less liabilities)2011-12-31$639,629
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$673,364
Assets. Value of participant loans2011-12-31$0
Value of certain deemed distributions of participant loans2011-12-31$17,215
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : LUBBERS LAW GROUP 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$57,670
Expenses. Total of all expenses incurred2010-12-31$51,907
Benefits paid (including direct rollovers)2010-12-31$51,907
Total plan assets at end of year2010-12-31$673,364
Total plan assets at beginning of year2010-12-31$667,601
Value of fidelity bond covering the plan2010-12-31$50,000
Total contributions received or receivable from participants2010-12-31$2,651
Contributions received from other sources (not participants or employers)2010-12-31$265
Other income received2010-12-31$54,754
Net income (gross income less expenses)2010-12-31$5,763
Net plan assets at end of year (total assets less liabilities)2010-12-31$673,364
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$667,601
Assets. Value of participant loans2010-12-31$12,821
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : LUBBERS LAW GROUP 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for LUBBERS LAW GROUP 401(K) PLAN

2016: LUBBERS LAW GROUP 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: LUBBERS LAW GROUP 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: LUBBERS LAW GROUP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: LUBBERS LAW GROUP 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2011: LUBBERS LAW GROUP 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: LUBBERS LAW GROUP 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: LUBBERS LAW GROUP 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number788-00313
Policy instance 1
Insurance contract or identification number788-00313
Number of Individuals Covered10
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $1,802
Total amount of fees paid to insurance companyUSD $117
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number788-00313
Policy instance 1
Insurance contract or identification number788-00313
Number of Individuals Covered10
Insurance policy start date2010-01-01
Insurance policy end date2010-12-06
Total amount of commissions paid to insurance brokerUSD $1,584
Total amount of fees paid to insurance companyUSD $396
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,584
Amount paid for insurance broker fees396
Insurance broker organization code?4
Insurance broker nameMORGAN STANLEY SMITH BARNEY, LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number788-00313
Policy instance 2
Insurance contract or identification number788-00313
Number of Individuals Covered10
Insurance policy start date2010-12-07
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $154
Total amount of fees paid to insurance companyUSD $9
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $154
Amount paid for insurance broker fees9
Insurance broker organization code?4
Insurance broker nameMORGAN STANLEY SMITH BARNEY

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