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ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan NameZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number 001

ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ZUFFA, LLC has sponsored the creation of one or more 401k plans.

Company Name:ZUFFA, LLC
Employer identification number (EIN):880482750
NAIC Classification:711210
NAIC Description: Spectator Sports

Additional information about ZUFFA, LLC

Jurisdiction of Incorporation: Nevada Department of State
Incorporation Date: 2000-12-05
Company Identification Number: 20001117640
Legal Registered Office Address: 3993 HOWARD HUGHES PKWY STE 600

LAS VEGAS
United States of America (USA)
89169

More information about ZUFFA, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01SHANE KAPRAL
0012016-01-01SHANE KAPRAL
0012015-01-01NAKISA BIDARIAN
0012014-01-01JOHN MULKEY JOHN MULKEY2015-10-12
0012013-01-01JOHN MULKEY JOHN MULKEY2014-10-14
0012012-01-01JOHN MULKEY
0012011-01-01JOHN MULKEY
0012010-01-01ZUFFA LLC2011-07-28

Plan Statistics for ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2022: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01444
Total number of active participants reported on line 7a of the Form 55002022-01-01397
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0186
Total of all active and inactive participants2022-01-01483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01483
Number of participants with account balances2022-01-01482
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0125
2021: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01396
Total number of active participants reported on line 7a of the Form 55002021-01-01367
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0173
Total of all active and inactive participants2021-01-01440
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01440
Number of participants with account balances2021-01-01440
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0124
2020: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01381
Total number of active participants reported on line 7a of the Form 55002020-01-01344
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0149
Total of all active and inactive participants2020-01-01393
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01393
Number of participants with account balances2020-01-01376
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-017
2019: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01363
Total number of active participants reported on line 7a of the Form 55002019-01-01320
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0152
Total of all active and inactive participants2019-01-01372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01372
Number of participants with account balances2019-01-01372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-019
2018: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01339
Total number of active participants reported on line 7a of the Form 55002018-01-01308
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0150
Total of all active and inactive participants2018-01-01358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01358
Number of participants with account balances2018-01-01345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-018
2017: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01332
Total number of active participants reported on line 7a of the Form 55002017-01-01279
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0151
Total of all active and inactive participants2017-01-01330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01330
Number of participants with account balances2017-01-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0111
2016: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01363
Total number of active participants reported on line 7a of the Form 55002016-01-01253
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0169
Total of all active and inactive participants2016-01-01322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01322
Number of participants with account balances2016-01-01263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0142
2015: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01329
Total number of active participants reported on line 7a of the Form 55002015-01-01314
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0142
Total of all active and inactive participants2015-01-01356
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01356
Number of participants with account balances2015-01-01278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0122
2014: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01280
Total number of active participants reported on line 7a of the Form 55002014-01-01305
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0119
Total of all active and inactive participants2014-01-01324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01324
Number of participants with account balances2014-01-01226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-018
2013: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01283
Total number of active participants reported on line 7a of the Form 55002013-01-01268
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0112
Total of all active and inactive participants2013-01-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01280
Number of participants with account balances2013-01-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-017
2012: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01187
Total number of active participants reported on line 7a of the Form 55002012-01-01253
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-018
Total of all active and inactive participants2012-01-01261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01261
Number of participants with account balances2012-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-018
2011: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01178
Total number of active participants reported on line 7a of the Form 55002011-01-01183
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-012
Total of all active and inactive participants2011-01-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01185
Number of participants with account balances2011-01-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016

Financial Data on ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2022 : ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-380,429
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$664,026
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$547,552
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,185,433
Value of total assets at end of year2022-12-31$28,419,063
Value of total assets at beginning of year2022-12-31$29,463,518
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$116,474
Total interest from all sources2022-12-31$75,878
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$106,076
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$106,076
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,212,155
Participant contributions at end of year2022-12-31$417,320
Participant contributions at beginning of year2022-12-31$407,227
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$8,746
Other income not declared elsewhere2022-12-31$-3,311
Administrative expenses (other) incurred2022-12-31$58,963
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,044,455
Value of net assets at end of year (total assets less liabilities)2022-12-31$28,419,063
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$29,463,518
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$25,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$12,791,324
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$13,160,589
Value of interest in pooled separate accounts at end of year2022-12-31$11,601,661
Value of interest in pooled separate accounts at beginning of year2022-12-31$10,581,367
Interest on participant loans2022-12-31$20,007
Interest earned on other investments2022-12-31$55,871
Value of interest in common/collective trusts at end of year2022-12-31$0
Value of interest in common/collective trusts at beginning of year2022-12-31$1,188,594
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$3,550,830
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$2,895,865
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,391,192
Net investment gain/loss from pooled separate accounts2022-12-31$-1,328,684
Net investment gain or loss from common/collective trusts2022-12-31$-24,629
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$964,532
Employer contributions (assets) at end of year2022-12-31$57,928
Employer contributions (assets) at beginning of year2022-12-31$1,229,876
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$547,552
Contract administrator fees2022-12-31$32,511
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MEADEN & MOORE
Accountancy firm EIN2022-12-31341818258
2021 : ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$8,431,427
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,003,048
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$895,776
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,381,569
Value of total assets at end of year2021-12-31$29,463,518
Value of total assets at beginning of year2021-12-31$22,035,139
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$107,272
Total interest from all sources2021-12-31$63,746
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$71,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$71,124
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,941,543
Participant contributions at end of year2021-12-31$407,227
Participant contributions at beginning of year2021-12-31$259,764
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$195,178
Other income not declared elsewhere2021-12-31$-487
Administrative expenses (other) incurred2021-12-31$107,272
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$7,428,379
Value of net assets at end of year (total assets less liabilities)2021-12-31$29,463,518
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$22,035,139
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$13,160,589
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$10,685,131
Value of interest in pooled separate accounts at end of year2021-12-31$10,581,367
Value of interest in pooled separate accounts at beginning of year2021-12-31$7,931,306
Interest on participant loans2021-12-31$18,331
Interest earned on other investments2021-12-31$45,415
Value of interest in common/collective trusts at end of year2021-12-31$1,188,594
Value of interest in common/collective trusts at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$2,895,865
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$2,030,246
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,306,376
Net investment gain/loss from pooled separate accounts2021-12-31$1,387,702
Net investment gain or loss from common/collective trusts2021-12-31$221,397
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,244,848
Employer contributions (assets) at end of year2021-12-31$1,229,876
Employer contributions (assets) at beginning of year2021-12-31$1,128,692
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$895,776
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MEADEN & MOORE
Accountancy firm EIN2021-12-31341818258
2020 : ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$7,613,562
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,089,911
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,001,684
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,620,831
Value of total assets at end of year2020-12-31$22,035,139
Value of total assets at beginning of year2020-12-31$15,511,488
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$88,227
Total interest from all sources2020-12-31$50,681
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$58,015
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$58,015
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,502,469
Participant contributions at end of year2020-12-31$259,764
Participant contributions at beginning of year2020-12-31$212,252
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$215,308
Other income not declared elsewhere2020-12-31$37
Administrative expenses (other) incurred2020-12-31$88,227
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$6,523,651
Value of net assets at end of year (total assets less liabilities)2020-12-31$22,035,139
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$15,511,488
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$10,685,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$7,911,842
Value of interest in pooled separate accounts at end of year2020-12-31$7,931,306
Value of interest in pooled separate accounts at beginning of year2020-12-31$5,788,713
Interest on participant loans2020-12-31$15,429
Interest earned on other investments2020-12-31$35,252
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$2,030,246
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,569,200
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,037,488
Net investment gain/loss from pooled separate accounts2020-12-31$846,510
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,903,054
Employer contributions (assets) at end of year2020-12-31$1,128,692
Employer contributions (assets) at beginning of year2020-12-31$29,481
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,001,684
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MEADEN & MOORE
Accountancy firm EIN2020-12-31341818258
2019 : ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$5,596,681
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,392,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,311,079
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,811,710
Value of total assets at end of year2019-12-31$15,511,488
Value of total assets at beginning of year2019-12-31$11,307,494
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$81,608
Total interest from all sources2019-12-31$40,180
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$78,606
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$78,606
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,928,877
Participant contributions at end of year2019-12-31$212,252
Participant contributions at beginning of year2019-12-31$166,718
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$65,800
Other income not declared elsewhere2019-12-31$-6,313
Administrative expenses (other) incurred2019-12-31$81,608
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,203,994
Value of net assets at end of year (total assets less liabilities)2019-12-31$15,511,488
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$11,307,494
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$7,911,842
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$5,791,515
Value of interest in pooled separate accounts at end of year2019-12-31$5,788,713
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,201,136
Interest on participant loans2019-12-31$10,609
Interest earned on other investments2019-12-31$29,571
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,569,200
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,108,967
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,671,858
Net investment gain/loss from pooled separate accounts2019-12-31$1,000,640
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$817,033
Employer contributions (assets) at end of year2019-12-31$29,481
Employer contributions (assets) at beginning of year2019-12-31$39,158
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,311,079
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MEADEN & MOORE
Accountancy firm EIN2019-12-31341818258
2018 : ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,155,059
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,290,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,219,281
Value of total corrective distributions2018-12-31$465
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,896,001
Value of total assets at end of year2018-12-31$11,307,494
Value of total assets at beginning of year2018-12-31$11,442,897
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$70,716
Total interest from all sources2018-12-31$30,578
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$91,048
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$91,048
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,393,893
Participant contributions at end of year2018-12-31$166,718
Participant contributions at beginning of year2018-12-31$135,938
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$69,917
Other income not declared elsewhere2018-12-31$31,671
Administrative expenses (other) incurred2018-12-31$70,716
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-135,403
Value of net assets at end of year (total assets less liabilities)2018-12-31$11,307,494
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$11,442,897
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$5,791,515
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$7,495,788
Value of interest in pooled separate accounts at end of year2018-12-31$4,201,136
Value of interest in pooled separate accounts at beginning of year2018-12-31$2,756,285
Interest on participant loans2018-12-31$7,516
Interest earned on other investments2018-12-31$23,062
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,108,967
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,035,766
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-522,087
Net investment gain/loss from pooled separate accounts2018-12-31$-372,152
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$432,191
Employer contributions (assets) at end of year2018-12-31$39,158
Employer contributions (assets) at beginning of year2018-12-31$19,120
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,219,281
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MEADEN & MOORE
Accountancy firm EIN2018-12-31341818258
2017 : ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,522,041
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,649,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,632,909
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,485,003
Value of total assets at end of year2017-12-31$11,442,897
Value of total assets at beginning of year2017-12-31$12,570,183
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$16,418
Total interest from all sources2017-12-31$17,014
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$158,189
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$158,189
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,105,474
Participant contributions at end of year2017-12-31$135,938
Participant contributions at beginning of year2017-12-31$140,451
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$64,998
Other income not declared elsewhere2017-12-31$6,200
Administrative expenses (other) incurred2017-12-31$16,418
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-1,127,286
Value of net assets at end of year (total assets less liabilities)2017-12-31$11,442,897
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$12,570,183
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$7,495,788
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$12,429,732
Value of interest in pooled separate accounts at end of year2017-12-31$2,756,285
Interest on participant loans2017-12-31$3,545
Interest earned on other investments2017-12-31$13,469
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,035,766
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,685,363
Net investment gain/loss from pooled separate accounts2017-12-31$170,272
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$314,531
Employer contributions (assets) at end of year2017-12-31$19,120
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,632,909
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MEADEN & MOORE
Accountancy firm EIN2017-12-31341818258
2016 : ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,222,009
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,195,088
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,184,061
Expenses. Certain deemed distributions of participant loans2016-12-31$8,026
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,264,157
Value of total assets at end of year2016-12-31$12,570,183
Value of total assets at beginning of year2016-12-31$12,543,262
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,001
Total interest from all sources2016-12-31$6,898
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$573,841
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$573,841
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,758,594
Participant contributions at end of year2016-12-31$140,451
Participant contributions at beginning of year2016-12-31$258,286
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$21,750
Administrative expenses (other) incurred2016-12-31$3,001
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$26,921
Value of net assets at end of year (total assets less liabilities)2016-12-31$12,570,183
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$12,543,262
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$12,429,732
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$12,284,976
Interest on participant loans2016-12-31$6,898
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$377,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$483,813
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,184,061
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2016-12-31410746749
2015 : ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,267,751
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$819,943
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$814,585
Expenses. Certain deemed distributions of participant loans2015-12-31$51
Value of total corrective distributions2015-12-31$3,442
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,160,359
Value of total assets at end of year2015-12-31$12,543,262
Value of total assets at beginning of year2015-12-31$11,095,454
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,865
Total interest from all sources2015-12-31$7,628
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$713,125
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$713,125
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,637,704
Participant contributions at end of year2015-12-31$258,286
Participant contributions at beginning of year2015-12-31$183,284
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$49,866
Other income not declared elsewhere2015-12-31$6
Administrative expenses (other) incurred2015-12-31$1,865
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,447,808
Value of net assets at end of year (total assets less liabilities)2015-12-31$12,543,262
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$11,095,454
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$12,284,976
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$10,912,170
Interest on participant loans2015-12-31$7,628
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-613,367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$472,789
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$814,585
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MAINAMUNDSON AND ASSOCIATES
Accountancy firm EIN2015-12-31880482906
2014 : ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,443,851
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$288,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$235,911
Expenses. Certain deemed distributions of participant loans2014-12-31$37,264
Value of total corrective distributions2014-12-31$13,866
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,844,636
Value of total assets at end of year2014-12-31$11,095,454
Value of total assets at beginning of year2014-12-31$8,940,339
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,695
Total interest from all sources2014-12-31$6,298
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$768,273
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$768,273
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,336,369
Participant contributions at end of year2014-12-31$183,284
Participant contributions at beginning of year2014-12-31$134,239
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$110,041
Administrative expenses (other) incurred2014-12-31$1,695
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,155,115
Value of net assets at end of year (total assets less liabilities)2014-12-31$11,095,454
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,940,339
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$10,912,170
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,806,100
Interest on participant loans2014-12-31$6,298
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-175,356
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$398,226
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$235,911
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MAINAMUNDSON AND ASSOCIATES
Accountancy firm EIN2014-12-31880482906
2013 : ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,964,854
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$492,313
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$481,825
Value of total corrective distributions2013-12-31$8,403
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,384,435
Value of total assets at end of year2013-12-31$8,940,339
Value of total assets at beginning of year2013-12-31$6,467,798
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,085
Total interest from all sources2013-12-31$3,852
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$383,080
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$383,080
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,051,106
Participant contributions at end of year2013-12-31$134,239
Participant contributions at beginning of year2013-12-31$28,546
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$13,201
Administrative expenses (other) incurred2013-12-31$2,085
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,472,541
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,940,339
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,467,798
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,806,100
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,439,252
Interest on participant loans2013-12-31$3,852
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,193,487
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$320,128
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$481,825
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MAINAMUNDSON AND ASSOCIATES
Accountancy firm EIN2013-12-31880482906
2012 : ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$25,539
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,792,444
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$79,614
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$78,644
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,264,899
Value of total assets at end of year2012-12-31$6,467,798
Value of total assets at beginning of year2012-12-31$3,729,429
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$970
Total interest from all sources2012-12-31$1,324
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$117,792
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$117,792
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$917,948
Participant contributions at end of year2012-12-31$28,546
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,104,043
Other income not declared elsewhere2012-12-31$429
Administrative expenses (other) incurred2012-12-31$970
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,712,830
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,467,798
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,729,429
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,439,252
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,394,702
Interest on participant loans2012-12-31$1,324
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$334,727
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$334,727
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$408,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$242,908
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$78,644
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MAINAMUNDSON AND ASSOCIATES
Accountancy firm EIN2012-12-31880482906
2011 : ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$669,383
Total of all expenses incurred2011-12-31$134,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$128,403
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$1,291
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$725,265
Value of total assets at end of year2011-12-31$3,729,429
Value of total assets at beginning of year2011-12-31$3,194,692
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,953
Total interest from all sources2011-12-31$6
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$74,436
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$577,493
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,057
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Administrative expenses (other) incurred2011-12-31$1,162
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$534,736
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,729,429
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,194,692
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,394,702
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,906,236
Value of interest in pooled separate accounts at end of year2011-12-31$0
Value of interest in pooled separate accounts at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$0
Value of interest in master investment trust accounts at end of year2011-12-31$0
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$334,727
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$288,456
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$288,456
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$6
Assets. Value of investments in 103.12 investment entities at end of year2011-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-130,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$146,715
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$0
Income. Dividends from preferred stock2011-12-31$74,436
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$128,403
Contract administrator fees2011-12-31$3,791
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MAINAMUNDSON AND ASSOCIATES
Accountancy firm EIN2011-12-31880482906

Form 5500 Responses for ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST

2022: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ZUFFA LLC 401(K) PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075063
Policy instance 1
Insurance contract or identification number075063
Number of Individuals Covered483
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075063
Policy instance 1
Insurance contract or identification number075063
Number of Individuals Covered440
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075063
Policy instance 1
Insurance contract or identification number075063
Number of Individuals Covered393
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075063
Policy instance 1
Insurance contract or identification number075063
Number of Individuals Covered372
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075063
Policy instance 1
Insurance contract or identification number075063
Number of Individuals Covered358
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075063
Policy instance 1
Insurance contract or identification number075063
Number of Individuals Covered330
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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