401k Plan data: WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN plan

WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN 401k Plan overview

Plan Name	WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN
Plan identification number	002

WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WALLS INDUSTRIES, LLC. has sponsored the creation of one or more 401k plans.

Company Name: WALLS INDUSTRIES, LLC.

Employer identification number (EIN): 900609975

NAIC Classification: 424300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01 PARISH HERFKENS 2014-11-20
002 2013-01-01 PARISH HERFKENS
002 2012-01-01 WILLIAM AISENBERG WILLIAM AISENBERG 2013-10-15
002 2011-01-01 WILLIAM AISENBERG

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2014-01-01	PARISH HERFKENS	2014-11-20
002	2013-01-01	PARISH HERFKENS
002	2012-01-01	WILLIAM AISENBERG		WILLIAM AISENBERG	2013-10-15
002	2011-01-01	WILLIAM AISENBERG

Plan Statistics for WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN

401k plan membership statisitcs for WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN

Measure Date Value
2013: WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 161
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 1
Number of participants with account balances 2013-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 5
2012: WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 161
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 129
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 25
Total of all active and inactive participants 2012-01-01 154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 154
Number of participants with account balances 2012-01-01 133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 9
2011: WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 169
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 140
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 18
Total of all active and inactive participants 2011-01-01 158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 158
Number of participants with account balances 2011-01-01 131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 11

Measure	Date	Value
2013: WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	161
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	1
Number of participants with account balances	2013-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	5
2012: WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	161
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	129
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	25
Total of all active and inactive participants	2012-01-01	154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	154
Number of participants with account balances	2012-01-01	133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	9
2011: WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	169
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	140
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	18
Total of all active and inactive participants	2011-01-01	158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	158
Number of participants with account balances	2011-01-01	131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	11

Financial Data on WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN

Measure	Date	Value
2013 : WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,310,792
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$8,943,783
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$8,934,272
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$468,283
Value of total assets at end of year	2013-12-31	$10,948
Value of total assets at beginning of year	2013-12-31	$7,643,939
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$9,511
Total interest from all sources	2013-12-31	$10,538
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$78,033
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$78,033
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$269,826
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$206,564
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$86,457
Other income not declared elsewhere	2013-12-31	$1,500
Administrative expenses (other) incurred	2013-12-31	$9,511
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-7,632,991
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$10,948
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$7,643,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$6,712,767
Interest on participant loans	2013-12-31	$5,273
Interest earned on other investments	2013-12-31	$5,265
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$724,608
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$752,438
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$112,000
Employer contributions (assets) at end of year	2013-12-31	$10,948
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$8,934,272
Did the plan have assets held for investment	2013-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PERKINS, DEXTER, SINOPOLI & HAMM
Accountancy firm EIN	2013-12-31	751969466
2012 : WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,540,844
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$743,284
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$738,375
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$730,263
Value of total assets at end of year	2012-12-31	$7,643,938
Value of total assets at beginning of year	2012-12-31	$6,846,378
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$4,909
Total interest from all sources	2012-12-31	$20,350
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$134,203
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$134,203
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$514,985
Participant contributions at end of year	2012-12-31	$206,563
Participant contributions at beginning of year	2012-12-31	$197,752
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$17,931
Other income not declared elsewhere	2012-12-31	$1,500
Administrative expenses (other) incurred	2012-12-31	$4,909
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$797,560
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$7,643,938
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$6,846,378
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$6,712,767
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$5,911,431
Interest on participant loans	2012-12-31	$10,085
Interest earned on other investments	2012-12-31	$10,265
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$724,608
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$737,195
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$654,528
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$197,347
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$738,375
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PERKINS, DEXTER, SINOPOLI & HAMM
Accountancy firm EIN	2012-12-31	751969466
2011 : WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$563,440
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$166,706
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$161,604
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$698,602
Value of total assets at end of year	2011-12-31	$6,846,378
Value of total assets at beginning of year	2011-12-31	$6,449,644
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$5,102
Total interest from all sources	2011-12-31	$19,861
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$132,447
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$132,447
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$486,260
Participant contributions at end of year	2011-12-31	$197,752
Participant contributions at beginning of year	2011-12-31	$172,871
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$15,000
Other income not declared elsewhere	2011-12-31	$1,539
Administrative expenses (other) incurred	2011-12-31	$5,102
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$396,734
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$6,846,378
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$6,449,644
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$5,911,431
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,463,687
Interest on participant loans	2011-12-31	$9,870
Interest earned on other investments	2011-12-31	$9,991
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$737,195
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$813,086
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-289,009
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$197,342
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$161,604
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PERKINS, DEXTER, SINOPOLI & HAMM
Accountancy firm EIN	2011-12-31	751969466
2010 : WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,285,111
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$474,019
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$460,184
Value of total corrective distributions	2010-12-31	$9,771
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$565,428
Value of total assets at end of year	2010-12-31	$6,449,644
Value of total assets at beginning of year	2010-12-31	$5,638,552
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$4,064
Total interest from all sources	2010-12-31	$19,079
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$128,782
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$128,782
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$450,773
Participant contributions at end of year	2010-12-31	$172,871
Participant contributions at beginning of year	2010-12-31	$101,401
Other income not declared elsewhere	2010-12-31	$1,500
Administrative expenses (other) incurred	2010-12-31	$4,064
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$811,092
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$6,449,644
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$5,638,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,463,687
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$4,828,530
Interest on participant loans	2010-12-31	$7,647
Interest earned on other investments	2010-12-31	$11,432
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$813,086
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$708,621
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$570,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$114,655
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$460,184
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PERKINS, DEXTER, SINOPOLI & HAMM
Accountancy firm EIN	2010-12-31	751969466

Form 5500 Responses for WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN

2013: WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: WALLS INDUSTRIES, LLC. AND ITS AFFILIATES 401K AN PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

39548

Policy instance

Insurance contract or identification number	39548
Number of Individuals Covered	1
Insurance policy start date	2013-01-01
Insurance policy end date	2013-11-13
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,224
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	1224
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	LOCKTON FINANCIAL ADVISORS, LLC

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

39548

Policy instance

Insurance contract or identification number	39548
Number of Individuals Covered	154
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,816
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	1816
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	LOCKTON FINANCIAL ADVISORS, LLC

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

39548

Policy instance

Insurance contract or identification number	39548
Number of Individuals Covered	158
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,856
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

39548

Policy instance

Insurance contract or identification number	39548
Number of Individuals Covered	167
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,855
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	1855
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	LOCKTON FINANCIAL ADVISORS, LLC

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Company Name:	WALLS INDUSTRIES, LLC.
Employer identification number (EIN):	900609975
NAIC Classification:	424300