ESSEX NATIONAL SECURITIES, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ESSEX NATIONAL SECURITIES, LLC 401(K) PLAN
Measure | Date | Value |
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2016: ESSEX NATIONAL SECURITIES, LLC 401(K) PLAN 2016 401k membership |
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Total participants, beginning-of-year | 2016-01-01 | 33 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
Total of all active and inactive participants | 2016-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 0 |
Number of participants with account balances | 2016-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: ESSEX NATIONAL SECURITIES, LLC 401(K) PLAN 2015 401k membership |
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Total participants, beginning-of-year | 2015-01-01 | 34 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 29 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 4 |
Total of all active and inactive participants | 2015-01-01 | 33 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 33 |
Number of participants with account balances | 2015-01-01 | 29 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
2014: ESSEX NATIONAL SECURITIES, LLC 401(K) PLAN 2014 401k membership |
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Total participants, beginning-of-year | 2014-01-01 | 35 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 30 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 4 |
Total of all active and inactive participants | 2014-01-01 | 34 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 34 |
Number of participants with account balances | 2014-01-01 | 29 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
2013: ESSEX NATIONAL SECURITIES, LLC 401(K) PLAN 2013 401k membership |
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Total participants, beginning-of-year | 2013-01-01 | 38 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 32 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 3 |
Total of all active and inactive participants | 2013-01-01 | 35 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 35 |
Number of participants with account balances | 2013-01-01 | 30 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
Measure | Date | Value |
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2016 : ESSEX NATIONAL SECURITIES, LLC 401(K) PLAN 2016 401k financial data |
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Transfers to/from the plan | 2016-09-30 | $0 |
Total plan liabilities at end of year | 2016-09-30 | $0 |
Total plan liabilities at beginning of year | 2016-09-30 | $0 |
Total income from all sources | 2016-09-30 | $300,172 |
Expenses. Total of all expenses incurred | 2016-09-30 | $3,088,079 |
Benefits paid (including direct rollovers) | 2016-09-30 | $3,084,652 |
Total plan assets at end of year | 2016-09-30 | $0 |
Total plan assets at beginning of year | 2016-09-30 | $2,787,907 |
Value of fidelity bond covering the plan | 2016-09-30 | $750,000 |
Total contributions received or receivable from participants | 2016-09-30 | $133,625 |
Expenses. Other expenses not covered elsewhere | 2016-09-30 | $0 |
Contributions received from other sources (not participants or employers) | 2016-09-30 | $0 |
Other income received | 2016-09-30 | $121,125 |
Noncash contributions received | 2016-09-30 | $0 |
Net income (gross income less expenses) | 2016-09-30 | $-2,787,907 |
Net plan assets at end of year (total assets less liabilities) | 2016-09-30 | $0 |
Net plan assets at beginning of year (total assets less liabilities) | 2016-09-30 | $2,787,907 |
Assets. Value of participant loans | 2016-09-30 | $0 |
Total contributions received or receivable from employer(s) | 2016-09-30 | $45,422 |
Value of certain deemed distributions of participant loans | 2016-09-30 | $0 |
Value of corrective distributions | 2016-09-30 | $1,759 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2016-09-30 | $1,668 |
2015 : ESSEX NATIONAL SECURITIES, LLC 401(K) PLAN 2015 401k financial data |
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Transfers to/from the plan | 2015-12-31 | $0 |
Total plan liabilities at end of year | 2015-12-31 | $0 |
Total plan liabilities at beginning of year | 2015-12-31 | $0 |
Total income from all sources | 2015-12-31 | $328,262 |
Expenses. Total of all expenses incurred | 2015-12-31 | $443,334 |
Benefits paid (including direct rollovers) | 2015-12-31 | $441,973 |
Total plan assets at end of year | 2015-12-31 | $2,787,907 |
Total plan assets at beginning of year | 2015-12-31 | $2,902,979 |
Value of fidelity bond covering the plan | 2015-12-31 | $750,000 |
Total contributions received or receivable from participants | 2015-12-31 | $235,942 |
Expenses. Other expenses not covered elsewhere | 2015-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2015-12-31 | $0 |
Other income received | 2015-12-31 | $10,262 |
Noncash contributions received | 2015-12-31 | $0 |
Net income (gross income less expenses) | 2015-12-31 | $-115,072 |
Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $2,787,907 |
Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,902,979 |
Assets. Value of participant loans | 2015-12-31 | $137,624 |
Total contributions received or receivable from employer(s) | 2015-12-31 | $82,058 |
Value of certain deemed distributions of participant loans | 2015-12-31 | $0 |
Value of corrective distributions | 2015-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $1,361 |
2014 : ESSEX NATIONAL SECURITIES, LLC 401(K) PLAN 2014 401k financial data |
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Transfers to/from the plan | 2014-12-31 | $0 |
Total plan liabilities at end of year | 2014-12-31 | $0 |
Total plan liabilities at beginning of year | 2014-12-31 | $0 |
Total income from all sources | 2014-12-31 | $577,933 |
Expenses. Total of all expenses incurred | 2014-12-31 | $448,495 |
Benefits paid (including direct rollovers) | 2014-12-31 | $447,594 |
Total plan assets at end of year | 2014-12-31 | $2,902,979 |
Total plan assets at beginning of year | 2014-12-31 | $2,773,541 |
Value of fidelity bond covering the plan | 2014-12-31 | $750,000 |
Total contributions received or receivable from participants | 2014-12-31 | $251,267 |
Expenses. Other expenses not covered elsewhere | 2014-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2014-12-31 | $67,989 |
Other income received | 2014-12-31 | $162,236 |
Noncash contributions received | 2014-12-31 | $0 |
Net income (gross income less expenses) | 2014-12-31 | $129,438 |
Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $2,902,979 |
Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $2,773,541 |
Assets. Value of participant loans | 2014-12-31 | $93,930 |
Total contributions received or receivable from employer(s) | 2014-12-31 | $96,441 |
Value of certain deemed distributions of participant loans | 2014-12-31 | $0 |
Value of corrective distributions | 2014-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $901 |
2013 : ESSEX NATIONAL SECURITIES, LLC 401(K) PLAN 2013 401k financial data |
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Transfers to/from the plan | 2013-12-31 | $0 |
Total plan liabilities at end of year | 2013-12-31 | $0 |
Total plan liabilities at beginning of year | 2013-12-31 | $0 |
Total income from all sources | 2013-12-31 | $663,829 |
Expenses. Total of all expenses incurred | 2013-12-31 | $150,061 |
Benefits paid (including direct rollovers) | 2013-12-31 | $149,430 |
Total plan assets at end of year | 2013-12-31 | $2,773,541 |
Total plan assets at beginning of year | 2013-12-31 | $2,259,773 |
Value of fidelity bond covering the plan | 2013-12-31 | $750,000 |
Total contributions received or receivable from participants | 2013-12-31 | $224,809 |
Expenses. Other expenses not covered elsewhere | 2013-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2013-12-31 | $0 |
Other income received | 2013-12-31 | $332,061 |
Noncash contributions received | 2013-12-31 | $0 |
Net income (gross income less expenses) | 2013-12-31 | $513,768 |
Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $2,773,541 |
Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,259,773 |
Assets. Value of participant loans | 2013-12-31 | $152,721 |
Total contributions received or receivable from employer(s) | 2013-12-31 | $106,959 |
Value of certain deemed distributions of participant loans | 2013-12-31 | $0 |
Value of corrective distributions | 2013-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $631 |
2016: ESSEX NATIONAL SECURITIES, LLC 401(K) PLAN 2016 form 5500 responses |
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2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | Yes |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: ESSEX NATIONAL SECURITIES, LLC 401(K) PLAN 2015 form 5500 responses |
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2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: ESSEX NATIONAL SECURITIES, LLC 401(K) PLAN 2014 form 5500 responses |
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2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: ESSEX NATIONAL SECURITIES, LLC 401(K) PLAN 2013 form 5500 responses |
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2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |