401k Plan data: RED POINTE ROOFING 401(K) PLAN plan

RED POINTE ROOFING 401(K) PLAN 401k Plan overview

Plan Name	RED POINTE ROOFING 401(K) PLAN
Plan identification number	001

RED POINTE ROOFING 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

RED POINTE ROOFING, LP has sponsored the creation of one or more 401k plans.

Company Name: RED POINTE ROOFING, LP

Employer identification number (EIN): 900957014

NAIC Classification: 238100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RED POINTE ROOFING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 DIANA PETERSEN 2023-10-10
001 2021-01-01 DIANA PETERSEN 2022-10-13
001 2020-01-01 DIANA PETERSON 2021-10-12
001 2019-01-01 DIANA PETERSEN 2020-09-02 DIANA PETERSEN 2020-09-02
001 2018-01-01 DIANA HARARI 2019-06-24 DIANA HARARI 2019-06-24
001 2017-01-01 DIANA HARARI 2018-06-08 DIANA HARARI 2018-06-08
001 2016-01-01 DIANA HARARI 2017-07-21 DIANA HARARI 2017-07-21
001 2015-01-01 DIANA HARARI 2016-06-22
001 2014-01-01 DIANA HARARI 2015-06-15
001 2013-03-01 DIANA HARARI 2014-06-13

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	DIANA PETERSEN	2023-10-10
001	2021-01-01	DIANA PETERSEN	2022-10-13
001	2020-01-01	DIANA PETERSON	2021-10-12
001	2019-01-01	DIANA PETERSEN	2020-09-02	DIANA PETERSEN	2020-09-02
001	2018-01-01	DIANA HARARI	2019-06-24	DIANA HARARI	2019-06-24
001	2017-01-01	DIANA HARARI	2018-06-08	DIANA HARARI	2018-06-08
001	2016-01-01	DIANA HARARI	2017-07-21	DIANA HARARI	2017-07-21
001	2015-01-01	DIANA HARARI	2016-06-22
001	2014-01-01	DIANA HARARI	2015-06-15
001	2013-03-01	DIANA HARARI	2014-06-13

Plan Statistics for RED POINTE ROOFING 401(K) PLAN

401k plan membership statisitcs for RED POINTE ROOFING 401(K) PLAN

Measure Date Value
2022: RED POINTE ROOFING 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 132
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 87
Number of other retired or separated participants entitled to future benefits 2022-01-01 36
Total of all active and inactive participants 2022-01-01 123
Total participants 2022-01-01 123
Number of participants with account balances 2022-01-01 105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 1
2021: RED POINTE ROOFING 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 123
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 92
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 40
Total of all active and inactive participants 2021-01-01 132
Total participants 2021-01-01 132
Number of participants with account balances 2021-01-01 108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 2
2020: RED POINTE ROOFING 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 140
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 89
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 33
Total of all active and inactive participants 2020-01-01 122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 122
Number of participants with account balances 2020-01-01 106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 10

Measure	Date	Value
2022: RED POINTE ROOFING 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	132
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	87
Number of other retired or separated participants entitled to future benefits	2022-01-01	36
Total of all active and inactive participants	2022-01-01	123
Total participants	2022-01-01	123
Number of participants with account balances	2022-01-01	105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	1
2021: RED POINTE ROOFING 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	123
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	92
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	40
Total of all active and inactive participants	2021-01-01	132
Total participants	2021-01-01	132
Number of participants with account balances	2021-01-01	108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	2
2020: RED POINTE ROOFING 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	140
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	89
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	33
Total of all active and inactive participants	2020-01-01	122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	122
Number of participants with account balances	2020-01-01	106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	10

Financial Data on RED POINTE ROOFING 401(K) PLAN

Measure	Date	Value
2022 : RED POINTE ROOFING 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$46,540
Total of all expenses incurred	2022-12-31	$84,133
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$70,809
Expenses. Certain deemed distributions of participant loans	2022-12-31	$1,387
Value of total corrective distributions	2022-12-31	$3,782
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$406,615
Value of total assets at end of year	2022-12-31	$2,779,246
Value of total assets at beginning of year	2022-12-31	$2,816,839
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$8,155
Total interest from all sources	2022-12-31	$10,157
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$250,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$323,566
Assets. Loans (other than to participants) at end of year	2022-12-31	$167,923
Assets. Loans (other than to participants) at beginning of year	2022-12-31	$132,638
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-37,593
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$2,779,246
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$2,816,839
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$0
Value of interest in pooled separate accounts at end of year	2022-12-31	$2,076,894
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$2,235,273
Interest on participant loans	2022-12-31	$6,020
Interest earned on other investments	2022-12-31	$4,137
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$534,429
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$448,928
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-370,232
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$83,049
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$70,809
Contract administrator fees	2022-12-31	$8,155
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	WEAVER & TIDWELL LLP
Accountancy firm EIN	2022-12-31	750786316
2021 : RED POINTE ROOFING 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$687,333
Total of all expenses incurred	2021-12-31	$36,660
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$15,358
Expenses. Certain deemed distributions of participant loans	2021-12-31	$1,309
Value of total corrective distributions	2021-12-31	$12,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$391,615
Value of total assets at end of year	2021-12-31	$2,816,839
Value of total assets at beginning of year	2021-12-31	$2,166,166
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$7,990
Total interest from all sources	2021-12-31	$5,544
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$250,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$313,818
Assets. Loans (other than to participants) at end of year	2021-12-31	$132,638
Assets. Loans (other than to participants) at beginning of year	2021-12-31	$92,249
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$650,673
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$2,816,839
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$2,166,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$0
Value of interest in pooled separate accounts at end of year	2021-12-31	$2,235,273
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$1,690,031
Interest on participant loans	2021-12-31	$5,544
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$448,928
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$383,886
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$290,174
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$77,797
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$15,358
Contract administrator fees	2021-12-31	$7,990
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	LEE CPA AUDIT GROUP
Accountancy firm EIN	2021-12-31	814637885
2020 : RED POINTE ROOFING 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$611,627
Total of all expenses incurred	2020-12-31	$56,871
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$47,492
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$405,823
Value of total assets at end of year	2020-12-31	$2,166,166
Value of total assets at beginning of year	2020-12-31	$1,611,410
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$9,379
Total interest from all sources	2020-12-31	$3,958
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$180,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$317,999
Participant contributions at beginning of year	2020-12-31	$0
Assets. Loans (other than to participants) at end of year	2020-12-31	$92,249
Assets. Loans (other than to participants) at beginning of year	2020-12-31	$55,888
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$554,756
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$2,166,166
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$1,611,410
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$1,555,522
Value of interest in pooled separate accounts at end of year	2020-12-31	$1,690,031
Interest on participant loans	2020-12-31	$3,958
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$383,886
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$201,846
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$87,824
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$47,492
Contract administrator fees	2020-12-31	$9,379
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	WEAVER AND TIDWELL LLP
Accountancy firm EIN	2020-12-31	750786316

Form 5500 Responses for RED POINTE ROOFING 401(K) PLAN

2022: RED POINTE ROOFING 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: RED POINTE ROOFING 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: RED POINTE ROOFING 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

806279-000

Policy instance

Insurance contract or identification number	806279-000
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,263
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	1263
Insurance broker organization code?	5

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

806279-000

Policy instance

Insurance contract or identification number	806279-000
Number of Individuals Covered	106
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,195
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	366
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

806279-000

Policy instance

Insurance contract or identification number	806279-000
Number of Individuals Covered	122
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $845
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	845
Additional information about fees paid to insurance broker	TPA COMPENSATION
Insurance broker organization code?	5

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Company Name:	RED POINTE ROOFING, LP
Employer identification number (EIN):	900957014
NAIC Classification:	238100