401k Plan data: HIE RETAIL 401(K) PLAN plan

HIE RETAIL 401(K) PLAN 401k Plan overview

Plan Name	HIE RETAIL 401(K) PLAN
Plan identification number	003

HIE RETAIL 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HIE RETAIL, LLC has sponsored the creation of one or more 401k plans.

Company Name: HIE RETAIL, LLC

Employer identification number (EIN): 901009461

NAIC Classification: 221210
NAIC Description: Natural Gas Distribution

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HIE RETAIL 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2016-01-01 CHRIS MICKLAS CHRIS MICKLAS 2016-10-17
003 2015-01-01 CHRIS MICKLAS CHRIS MICKLAS 2016-10-17
003 2015-01-01
003 2014-01-01

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2016-01-01	CHRIS MICKLAS	CHRIS MICKLAS	2016-10-17
003	2015-01-01	CHRIS MICKLAS	CHRIS MICKLAS	2016-10-17
003	2015-01-01
003	2014-01-01

Plan Statistics for HIE RETAIL 401(K) PLAN

401k plan membership statisitcs for HIE RETAIL 401(K) PLAN

Measure Date Value
2016: HIE RETAIL 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 187
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: HIE RETAIL 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 177
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 146
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 40
Total of all active and inactive participants 2015-01-01 186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 186
Number of participants with account balances 2015-01-01 186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: HIE RETAIL 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 174
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 152
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 25
Total of all active and inactive participants 2014-01-01 177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 177
Number of participants with account balances 2014-01-01 176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0

Measure	Date	Value
2016: HIE RETAIL 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	187
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: HIE RETAIL 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	177
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	146
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	40
Total of all active and inactive participants	2015-01-01	186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	186
Number of participants with account balances	2015-01-01	186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: HIE RETAIL 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	174
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	152
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	25
Total of all active and inactive participants	2014-01-01	177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	177
Number of participants with account balances	2014-01-01	176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0

Financial Data on HIE RETAIL 401(K) PLAN

Measure	Date	Value
2016 : HIE RETAIL 401(K) PLAN 2016 401k financial data
Total transfer of assets from this plan	2016-01-31	$1,101,262
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-01-31	$277
Total income from all sources (including contributions)	2016-01-31	$-39,873
Total of all expenses incurred	2016-01-31	$-24
Value of total assets at end of year	2016-01-31	$0
Value of total assets at beginning of year	2016-01-31	$1,141,388
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-01-31	$-24
Total interest from all sources	2016-01-31	$71
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-01-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-01-31	$0
Was this plan covered by a fidelity bond	2016-01-31	Yes
Value of fidelity bond cover	2016-01-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-01-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-01-31	No
Participant contributions at end of year	2016-01-31	$0
Participant contributions at beginning of year	2016-01-31	$77,848
Participant contributions at beginning of year	2016-01-31	$60
Assets. Other investments not covered elsewhere at end of year	2016-01-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-01-31	$6,888
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-01-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-01-31	$277
Administrative expenses (other) incurred	2016-01-31	$-24
Total non interest bearing cash at end of year	2016-01-31	$0
Total non interest bearing cash at beginning of year	2016-01-31	$278
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-01-31	No
Value of net income/loss	2016-01-31	$-39,849
Value of net assets at end of year (total assets less liabilities)	2016-01-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-01-31	$1,141,111
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-01-31	No
Were any leases to which the plan was party in default or uncollectible	2016-01-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-01-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-01-31	$1,053,535
Interest on participant loans	2016-01-31	$71
Net investment gain/loss from pooled separate accounts	2016-01-31	$-39,944
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-01-31	No
Was there a failure to transmit to the plan any participant contributions	2016-01-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-01-31	No
Employer contributions (assets) at beginning of year	2016-01-31	$2,779
Did the plan have assets held for investment	2016-01-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-01-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-01-31	Disclaimer
Accountancy firm name	2016-01-31	HOLTZMAN PARTNERS
Accountancy firm EIN	2016-01-31	743121060
2015 : HIE RETAIL 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$277
Total income from all sources (including contributions)	2015-12-31	$304,898
Total of all expenses incurred	2015-12-31	$169,387
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$162,255
Expenses. Certain deemed distributions of participant loans	2015-12-31	$1,851
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$319,034
Value of total assets at end of year	2015-12-31	$1,141,388
Value of total assets at beginning of year	2015-12-31	$1,005,600
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$5,281
Total interest from all sources	2015-12-31	$3,438
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Administrative expenses professional fees incurred	2015-12-31	$4,420
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$150,077
Participant contributions at end of year	2015-12-31	$77,848
Participant contributions at beginning of year	2015-12-31	$71,683
Participant contributions at end of year	2015-12-31	$60
Participant contributions at beginning of year	2015-12-31	$31
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$6,888
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$751
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$277
Administrative expenses (other) incurred	2015-12-31	$861
Total non interest bearing cash at end of year	2015-12-31	$278
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$135,511
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$1,141,111
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$1,005,600
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$1,053,535
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$930,340
Interest on participant loans	2015-12-31	$3,438
Net investment gain/loss from pooled separate accounts	2015-12-31	$-17,574
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$168,957
Employer contributions (assets) at end of year	2015-12-31	$2,779
Employer contributions (assets) at beginning of year	2015-12-31	$2,795
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$162,255
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	HOLTZMAN PARTNERS
Accountancy firm EIN	2015-12-31	743121060
2014 : HIE RETAIL 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$503,648
Total of all expenses incurred	2014-12-31	$112,498
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$106,456
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$467,302
Value of total assets at end of year	2014-12-31	$1,005,600
Value of total assets at beginning of year	2014-12-31	$614,450
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$6,042
Total interest from all sources	2014-12-31	$2,049
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$3,871
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$164,533
Participant contributions at end of year	2014-12-31	$71,683
Participant contributions at beginning of year	2014-12-31	$9,587
Participant contributions at end of year	2014-12-31	$31
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$751
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$96
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$130,131
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$43
Administrative expenses (other) incurred	2014-12-31	$2,171
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$391,150
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$1,005,600
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$614,450
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$930,340
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$600,385
Interest on participant loans	2014-12-31	$2,049
Net investment gain/loss from pooled separate accounts	2014-12-31	$34,297
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$172,638
Employer contributions (assets) at end of year	2014-12-31	$2,795
Employer contributions (assets) at beginning of year	2014-12-31	$4,339
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$106,456
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	HOLTZMAN PARTNERS
Accountancy firm EIN	2014-12-31	743121060

Form 5500 Responses for HIE RETAIL 401(K) PLAN

2016: HIE RETAIL 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HIE RETAIL 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HIE RETAIL 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

111788

Policy instance

Insurance contract or identification number	111788
Number of Individuals Covered	0
Insurance policy start date	2016-01-01
Insurance policy end date	2016-01-19
Total amount of commissions paid to insurance broker	USD $47
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $47
Insurance broker organization code?	5
Insurance broker name	SCHOLZ & FRIENDS RETIREMENT GROUP

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

111788

Policy instance

Insurance contract or identification number	111788
Number of Individuals Covered	192
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $3,154
Total amount of fees paid to insurance company	USD $4,420
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

111788

Policy instance

Insurance contract or identification number	111788
Number of Individuals Covered	174
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $9,057
Total amount of fees paid to insurance company	USD $3,871
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $6,052
Insurance broker organization code?	3
Amount paid for insurance broker fees	3871
Additional information about fees paid to insurance broker	DISTRIBUTION AND LOAN FEES
Insurance broker name	SCHOLZ & FRIENDS

Potentially related plans

HIE RETAIL 401(K) PLAN [EIN = 990143882]

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	HIE RETAIL, LLC
Employer identification number (EIN):	901009461
NAIC Classification:	221210
NAIC Description:	Natural Gas Distribution