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| Plan Name | ROSAUERS SUPERMARKETS, INC. UNION EMPLOYEES 401(K) PLAN |
| Plan identification number | 005 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
|
| Company Name: | ROSAUERS SUPERMARKETS, INC |
| Employer identification number (EIN): | 910582615 |
| NAIC Classification: | 445110 |
| NAIC Description: | Supermarkets and Other Grocery (except Convenience) Stores |
Additional information about ROSAUERS SUPERMARKETS, INC
| Jurisdiction of Incorporation: | Washington Secretary of State Corporations Division |
| Incorporation Date: | 1951-10-23 |
| Company Identification Number: | 328029284 |
| Legal Registered Office Address: |
7511 N FREYA ST SPOKANE United States of America (USA) 992178004 |
More information about ROSAUERS SUPERMARKETS, INC
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 005 | 2014-01-01 | DANIEL GUSZREGAN | |||
| 005 | 2013-01-01 | DANIEL GUSZREGAN | |||
| 005 | 2012-01-01 | PAUL VAN GORDON | BARBARA SMITH | 2013-09-20 | |
| 005 | 2011-01-01 | BARBARA SMITH | PAUL VAN GORDON | 2012-08-21 | |
| 005 | 2009-01-01 | PAUL VAN GORDON | BARBARA SMITH | 2010-09-17 |
| Measure | Date | Value |
|---|---|---|
| 2014: ROSAUERS SUPERMARKETS, INC. UNION EMPLOYEES 401(K) PLAN 2014 401k membership | ||
| Total participants, beginning-of-year | 2014-01-01 | 921 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 0 |
| Total of all active and inactive participants | 2014-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 0 |
| Number of participants with account balances | 2014-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: ROSAUERS SUPERMARKETS, INC. UNION EMPLOYEES 401(K) PLAN 2013 401k membership | ||
| Total participants, beginning-of-year | 2013-01-01 | 913 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 870 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 50 |
| Total of all active and inactive participants | 2013-01-01 | 921 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 921 |
| Number of participants with account balances | 2013-01-01 | 246 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: ROSAUERS SUPERMARKETS, INC. UNION EMPLOYEES 401(K) PLAN 2012 401k membership | ||
| Total participants, beginning-of-year | 2012-01-01 | 929 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 889 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 23 |
| Total of all active and inactive participants | 2012-01-01 | 913 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 913 |
| Number of participants with account balances | 2012-01-01 | 236 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: ROSAUERS SUPERMARKETS, INC. UNION EMPLOYEES 401(K) PLAN 2011 401k membership | ||
| Total participants, beginning-of-year | 2011-01-01 | 933 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 909 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 19 |
| Total of all active and inactive participants | 2011-01-01 | 929 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 929 |
| Number of participants with account balances | 2011-01-01 | 223 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2009: ROSAUERS SUPERMARKETS, INC. UNION EMPLOYEES 401(K) PLAN 2009 401k membership | ||
| Total participants, beginning-of-year | 2009-01-01 | 1,060 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 935 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 22 |
| Total of all active and inactive participants | 2009-01-01 | 958 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 958 |
| Number of participants with account balances | 2009-01-01 | 208 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
| Measure | Date | Value |
|---|---|---|
| 2014 : ROSAUERS SUPERMARKETS, INC. UNION EMPLOYEES 401(K) PLAN 2014 401k financial data | ||
| Unrealized appreciation/depreciation of real estate assets | 2014-06-02 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-06-02 | $0 |
| Total unrealized appreciation/depreciation of assets | 2014-06-02 | $0 |
| Total transfer of assets to this plan | 2014-06-02 | $0 |
| Total transfer of assets from this plan | 2014-06-02 | $7,154,979 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-06-02 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-06-02 | $0 |
| Expenses. Interest paid | 2014-06-02 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2014-06-02 | $0 |
| Total income from all sources (including contributions) | 2014-06-02 | $310,944 |
| Total loss/gain on sale of assets | 2014-06-02 | $0 |
| Total of all expenses incurred | 2014-06-02 | $166,490 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-06-02 | $153,863 |
| Expenses. Certain deemed distributions of participant loans | 2014-06-02 | $0 |
| Value of total corrective distributions | 2014-06-02 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-06-02 | $122,800 |
| Value of total assets at end of year | 2014-06-02 | $0 |
| Value of total assets at beginning of year | 2014-06-02 | $7,010,525 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-06-02 | $12,627 |
| Total income from rents | 2014-06-02 | $0 |
| Total interest from all sources | 2014-06-02 | $4,651 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-06-02 | $44,892 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-06-02 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2014-06-02 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-06-02 | $44,892 |
| Assets. Real estate other than employer real property at end of year | 2014-06-02 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2014-06-02 | $0 |
| Administrative expenses professional fees incurred | 2014-06-02 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2014-06-02 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2014-06-02 | $0 |
| Was this plan covered by a fidelity bond | 2014-06-02 | Yes |
| Value of fidelity bond cover | 2014-06-02 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-06-02 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-06-02 | No |
| Contributions received from participants | 2014-06-02 | $122,254 |
| Participant contributions at end of year | 2014-06-02 | $0 |
| Participant contributions at beginning of year | 2014-06-02 | $196,022 |
| Participant contributions at end of year | 2014-06-02 | $0 |
| Participant contributions at beginning of year | 2014-06-02 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2014-06-02 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-06-02 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-06-02 | $546 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-06-02 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-06-02 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-06-02 | $0 |
| Assets. Loans (other than to participants) at end of year | 2014-06-02 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2014-06-02 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-06-02 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-06-02 | $0 |
| Other income not declared elsewhere | 2014-06-02 | $0 |
| Administrative expenses (other) incurred | 2014-06-02 | $12,627 |
| Liabilities. Value of operating payables at end of year | 2014-06-02 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2014-06-02 | $0 |
| Total non interest bearing cash at end of year | 2014-06-02 | $0 |
| Total non interest bearing cash at beginning of year | 2014-06-02 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-02 | No |
| Income. Non cash contributions | 2014-06-02 | $0 |
| Value of net income/loss | 2014-06-02 | $144,454 |
| Value of net assets at end of year (total assets less liabilities) | 2014-06-02 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-06-02 | $7,010,525 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-06-02 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-06-02 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-06-02 | No |
| Assets. partnership/joint venture interests at end of year | 2014-06-02 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2014-06-02 | $0 |
| Investment advisory and management fees | 2014-06-02 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-06-02 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-06-02 | $6,562,706 |
| Value of interest in pooled separate accounts at end of year | 2014-06-02 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2014-06-02 | $0 |
| Interest on participant loans | 2014-06-02 | $4,644 |
| Income. Interest from loans (other than to participants) | 2014-06-02 | $0 |
| Interest earned on other investments | 2014-06-02 | $0 |
| Income. Interest from US Government securities | 2014-06-02 | $0 |
| Income. Interest from corporate debt instruments | 2014-06-02 | $0 |
| Value of interest in master investment trust accounts at end of year | 2014-06-02 | $0 |
| Value of interest in master investment trust accounts at beginning of year | 2014-06-02 | $0 |
| Value of interest in common/collective trusts at end of year | 2014-06-02 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2014-06-02 | $100,126 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-06-02 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-06-02 | $151,671 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-06-02 | $151,671 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-06-02 | $7 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2014-06-02 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2014-06-02 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-06-02 | $0 |
| Asset value of US Government securities at end of year | 2014-06-02 | $0 |
| Asset value of US Government securities at beginning of year | 2014-06-02 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-06-02 | $140,006 |
| Net investment gain/loss from pooled separate accounts | 2014-06-02 | $0 |
| Net investment gain or loss from common/collective trusts | 2014-06-02 | $-1,405 |
| Net gain/loss from 103.12 investment entities | 2014-06-02 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-06-02 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-06-02 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-06-02 | No |
| Assets. Invements in employer securities at end of year | 2014-06-02 | $0 |
| Assets. Invements in employer securities at beginning of year | 2014-06-02 | $0 |
| Assets. Value of employer real property at end of year | 2014-06-02 | $0 |
| Assets. Value of employer real property at beginning of year | 2014-06-02 | $0 |
| Contributions received in cash from employer | 2014-06-02 | $0 |
| Employer contributions (assets) at end of year | 2014-06-02 | $0 |
| Employer contributions (assets) at beginning of year | 2014-06-02 | $0 |
| Income. Dividends from preferred stock | 2014-06-02 | $0 |
| Income. Dividends from common stock | 2014-06-02 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-06-02 | $153,863 |
| Asset. Corporate debt instrument preferred debt at end of year | 2014-06-02 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2014-06-02 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2014-06-02 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2014-06-02 | $0 |
| Contract administrator fees | 2014-06-02 | $0 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-06-02 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-06-02 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-06-02 | $0 |
| Liabilities. Value of benefit claims payable at end of year | 2014-06-02 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-06-02 | $0 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2014-06-02 | $0 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2014-06-02 | $0 |
| Did the plan have assets held for investment | 2014-06-02 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-02 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-06-02 | Yes |
| Aggregate proceeds on sale of assets | 2014-06-02 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2014-06-02 | $0 |
| Liabilities. Value of acquisition indebtedness at end of year | 2014-06-02 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2014-06-02 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-06-02 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-06-02 | Disclaimer |
| Accountancy firm name | 2014-06-02 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2014-06-02 | 410746749 |
| 2013 : ROSAUERS SUPERMARKETS, INC. UNION EMPLOYEES 401(K) PLAN 2013 401k financial data | ||
| Unrealized appreciation/depreciation of real estate assets | 2013-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total transfer of assets to this plan | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Expenses. Interest paid | 2013-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $1,457,280 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $437,666 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $416,590 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $0 |
| Value of total corrective distributions | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $302,293 |
| Value of total assets at end of year | 2013-12-31 | $7,010,525 |
| Value of total assets at beginning of year | 2013-12-31 | $5,990,911 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $21,076 |
| Total income from rents | 2013-12-31 | $0 |
| Total interest from all sources | 2013-12-31 | $11,907 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $312,043 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $312,043 |
| Assets. Real estate other than employer real property at end of year | 2013-12-31 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2013-12-31 | $0 |
| Administrative expenses professional fees incurred | 2013-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2013-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2013-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $302,293 |
| Participant contributions at end of year | 2013-12-31 | $196,022 |
| Participant contributions at beginning of year | 2013-12-31 | $220,554 |
| Participant contributions at end of year | 2013-12-31 | $0 |
| Participant contributions at beginning of year | 2013-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $0 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $0 |
| Assets. Loans (other than to participants) at end of year | 2013-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2013-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $0 |
| Other income not declared elsewhere | 2013-12-31 | $0 |
| Administrative expenses (other) incurred | 2013-12-31 | $21,076 |
| Liabilities. Value of operating payables at end of year | 2013-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $0 |
| Total non interest bearing cash at end of year | 2013-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Income. Non cash contributions | 2013-12-31 | $0 |
| Value of net income/loss | 2013-12-31 | $1,019,614 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $7,010,525 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $5,990,911 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2013-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2013-12-31 | $0 |
| Investment advisory and management fees | 2013-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $6,562,706 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $5,545,411 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $0 |
| Interest on participant loans | 2013-12-31 | $11,891 |
| Income. Interest from loans (other than to participants) | 2013-12-31 | $0 |
| Interest earned on other investments | 2013-12-31 | $0 |
| Income. Interest from US Government securities | 2013-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2013-12-31 | $0 |
| Value of interest in master investment trust accounts at end of year | 2013-12-31 | $0 |
| Value of interest in master investment trust accounts at beginning of year | 2013-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $100,126 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $82,583 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $151,671 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $142,363 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $142,363 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $16 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2013-12-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2013-12-31 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $0 |
| Asset value of US Government securities at end of year | 2013-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2013-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $830,939 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $98 |
| Net gain/loss from 103.12 investment entities | 2013-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Assets. Invements in employer securities at end of year | 2013-12-31 | $0 |
| Assets. Invements in employer securities at beginning of year | 2013-12-31 | $0 |
| Assets. Value of employer real property at end of year | 2013-12-31 | $0 |
| Assets. Value of employer real property at beginning of year | 2013-12-31 | $0 |
| Contributions received in cash from employer | 2013-12-31 | $0 |
| Employer contributions (assets) at end of year | 2013-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $0 |
| Income. Dividends from preferred stock | 2013-12-31 | $0 |
| Income. Dividends from common stock | 2013-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $416,590 |
| Asset. Corporate debt instrument preferred debt at end of year | 2013-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2013-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2013-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2013-12-31 | $0 |
| Contract administrator fees | 2013-12-31 | $0 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $0 |
| Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $0 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2013-12-31 | $0 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2013-12-31 | $0 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Aggregate proceeds on sale of assets | 2013-12-31 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at end of year | 2013-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2013-12-31 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2013-12-31 | 410746749 |
| 2012 : ROSAUERS SUPERMARKETS, INC. UNION EMPLOYEES 401(K) PLAN 2012 401k financial data | ||
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,026,648 |
| Total of all expenses incurred | 2012-12-31 | $737,438 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $720,844 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $279,427 |
| Value of total assets at end of year | 2012-12-31 | $5,990,911 |
| Value of total assets at beginning of year | 2012-12-31 | $5,701,701 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $16,594 |
| Total interest from all sources | 2012-12-31 | $14,994 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $177,071 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $177,071 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $279,427 |
| Participant contributions at end of year | 2012-12-31 | $220,554 |
| Participant contributions at beginning of year | 2012-12-31 | $233,673 |
| Administrative expenses (other) incurred | 2012-12-31 | $16,594 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $289,210 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $5,990,911 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $5,701,701 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $5,545,411 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $5,120,765 |
| Interest on participant loans | 2012-12-31 | $14,845 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $82,583 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $196,493 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $142,363 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $150,770 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $150,770 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $149 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $557,009 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $-1,853 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $720,844 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2012-12-31 | 410746749 |
| 2011 : ROSAUERS SUPERMARKETS, INC. UNION EMPLOYEES 401(K) PLAN 2011 401k financial data | ||
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $25,680 |
| Total of all expenses incurred | 2011-12-31 | $376,131 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $374,075 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $279,614 |
| Value of total assets at end of year | 2011-12-31 | $5,701,701 |
| Value of total assets at beginning of year | 2011-12-31 | $6,052,152 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $2,056 |
| Total interest from all sources | 2011-12-31 | $19,854 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $213,905 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $213,905 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $279,614 |
| Participant contributions at end of year | 2011-12-31 | $233,673 |
| Participant contributions at beginning of year | 2011-12-31 | $280,232 |
| Administrative expenses (other) incurred | 2011-12-31 | $2,056 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-350,451 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $5,701,701 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $6,052,152 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $5,120,765 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $5,403,633 |
| Interest on participant loans | 2011-12-31 | $19,825 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $196,493 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $219,410 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $150,770 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $148,877 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $148,877 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $29 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-491,943 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $4,250 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $374,075 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2011-12-31 | 410746749 |
| 2010 : ROSAUERS SUPERMARKETS, INC. UNION EMPLOYEES 401(K) PLAN 2010 401k financial data | ||
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $1,095,815 |
| Total of all expenses incurred | 2010-12-31 | $405,165 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $402,212 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $261,288 |
| Value of total assets at end of year | 2010-12-31 | $6,052,152 |
| Value of total assets at beginning of year | 2010-12-31 | $5,361,502 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $2,953 |
| Total interest from all sources | 2010-12-31 | $19,289 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $121,333 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $121,333 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $257,106 |
| Participant contributions at end of year | 2010-12-31 | $280,232 |
| Participant contributions at beginning of year | 2010-12-31 | $248,711 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $4,182 |
| Administrative expenses (other) incurred | 2010-12-31 | $2,953 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $690,650 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $6,052,152 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $5,361,502 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $5,403,633 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $4,864,024 |
| Interest on participant loans | 2010-12-31 | $19,060 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $219,410 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $103,304 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $148,877 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $145,463 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $145,463 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $229 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $687,419 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $6,486 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $402,212 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | LARSONALLEN LLP |
| Accountancy firm EIN | 2010-12-31 | 410746749 |
| 2009 : ROSAUERS SUPERMARKETS, INC. UNION EMPLOYEES 401(K) PLAN 2009 401k financial data | ||
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2014: ROSAUERS SUPERMARKETS, INC. UNION EMPLOYEES 401(K) PLAN 2014 form 5500 responses | ||
|---|---|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | Yes |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2014-01-01 | Plan is a collectively bargained plan | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: ROSAUERS SUPERMARKETS, INC. UNION EMPLOYEES 401(K) PLAN 2013 form 5500 responses | ||
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: ROSAUERS SUPERMARKETS, INC. UNION EMPLOYEES 401(K) PLAN 2012 form 5500 responses | ||
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: ROSAUERS SUPERMARKETS, INC. UNION EMPLOYEES 401(K) PLAN 2011 form 5500 responses | ||
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: ROSAUERS SUPERMARKETS, INC. UNION EMPLOYEES 401(K) PLAN 2009 form 5500 responses | ||
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |