PETERSON SULLIVAN, LLP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan PETERSON SULLIVAN LLP MONEY PURCHASE PLAN
| Measure | Date | Value |
|---|
| 2014: PETERSON SULLIVAN LLP MONEY PURCHASE PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 143 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 0 |
| Total of all active and inactive participants | 2014-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 0 |
| Number of participants with account balances | 2014-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 12 |
| 2013: PETERSON SULLIVAN LLP MONEY PURCHASE PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 89 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 105 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 25 |
| Total of all active and inactive participants | 2013-01-01 | 132 |
| Total participants | 2013-01-01 | 132 |
| Number of participants with account balances | 2013-01-01 | 132 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 7 |
| 2012: PETERSON SULLIVAN LLP MONEY PURCHASE PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 87 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 65 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 23 |
| Total of all active and inactive participants | 2012-01-01 | 89 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 89 |
| Number of participants with account balances | 2012-01-01 | 89 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 7 |
| 2011: PETERSON SULLIVAN LLP MONEY PURCHASE PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 87 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 60 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 26 |
| Total of all active and inactive participants | 2011-01-01 | 87 |
| Total participants | 2011-01-01 | 87 |
| Number of participants with account balances | 2011-01-01 | 87 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 11 |
| 2009: PETERSON SULLIVAN LLP MONEY PURCHASE PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 56 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 54 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 21 |
| Total of all active and inactive participants | 2009-01-01 | 75 |
| Total participants | 2009-01-01 | 75 |
| Number of participants with account balances | 2009-01-01 | 75 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 7 |
| Measure | Date | Value |
|---|
| 2014 : PETERSON SULLIVAN LLP MONEY PURCHASE PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-08-31 | $0 |
| Total transfer of assets from this plan | 2014-08-31 | $4,117,177 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-08-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-08-31 | $0 |
| Total income from all sources (including contributions) | 2014-08-31 | $184,585 |
| Total loss/gain on sale of assets | 2014-08-31 | $0 |
| Total of all expenses incurred | 2014-08-31 | $8,310 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-08-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-08-31 | $0 |
| Value of total assets at end of year | 2014-08-31 | $0 |
| Value of total assets at beginning of year | 2014-08-31 | $3,940,902 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-08-31 | $8,310 |
| Total interest from all sources | 2014-08-31 | $16 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-08-31 | $6,838 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-08-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2014-08-31 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-08-31 | $6,838 |
| Was this plan covered by a fidelity bond | 2014-08-31 | Yes |
| Value of fidelity bond cover | 2014-08-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-08-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-08-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2014-08-31 | $0 |
| Minimum employer required contribution for this plan year | 2014-08-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2014-08-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-08-31 | No |
| Participant contributions at end of year | 2014-08-31 | $0 |
| Participant contributions at beginning of year | 2014-08-31 | $322,298 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-08-31 | No |
| Value of net income/loss | 2014-08-31 | $176,275 |
| Value of net assets at end of year (total assets less liabilities) | 2014-08-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-08-31 | $3,940,902 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-08-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-08-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-08-31 | $3,614,863 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-08-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-08-31 | $3,741 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-08-31 | $3,741 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-08-31 | $16 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-08-31 | $177,731 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-08-31 | No |
| Contract administrator fees | 2014-08-31 | $8,310 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-08-31 | Yes |
| Did the plan have assets held for investment | 2014-08-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-08-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-08-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-08-31 | Disclaimer |
| Accountancy firm name | 2014-08-31 | BALL AND TREGER LLP |
| Accountancy firm EIN | 2014-08-31 | 911080353 |
| 2013 : PETERSON SULLIVAN LLP MONEY PURCHASE PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $704,609 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $39,922 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $30,168 |
| Total plan assets at end of year | 2013-12-31 | $3,940,902 |
| Total plan assets at beginning of year | 2013-12-31 | $3,276,215 |
| Value of fidelity bond covering the plan | 2013-12-31 | $550,000 |
| Other income received | 2013-12-31 | $382,311 |
| Net income (gross income less expenses) | 2013-12-31 | $664,687 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $3,940,902 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $3,276,215 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $322,298 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $9,754 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2013-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2013-12-31 | $322,298 |
| Amount contributed by the employer to the plan for this plan year | 2013-12-31 | $322,298 |
| 2012 : PETERSON SULLIVAN LLP MONEY PURCHASE PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $563,336 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $240,056 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $231,414 |
| Total plan assets at end of year | 2012-12-31 | $3,276,215 |
| Total plan assets at beginning of year | 2012-12-31 | $2,952,935 |
| Value of fidelity bond covering the plan | 2012-12-31 | $550,000 |
| Other income received | 2012-12-31 | $320,897 |
| Net income (gross income less expenses) | 2012-12-31 | $323,280 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $3,276,215 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,952,935 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $242,439 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $8,642 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2012-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2012-12-31 | $242,439 |
| Amount contributed by the employer to the plan for this plan year | 2012-12-31 | $242,439 |
| 2011 : PETERSON SULLIVAN LLP MONEY PURCHASE PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $127,943 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $124,875 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $116,501 |
| Total plan assets at end of year | 2011-12-31 | $2,952,935 |
| Total plan assets at beginning of year | 2011-12-31 | $2,949,868 |
| Value of fidelity bond covering the plan | 2011-12-31 | $550,000 |
| Other income received | 2011-12-31 | $-93,039 |
| Net income (gross income less expenses) | 2011-12-31 | $3,068 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $2,952,935 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,949,868 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $220,982 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $8,374 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2011-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2011-12-31 | $220,982 |
| Amount contributed by the employer to the plan for this plan year | 2011-12-31 | $220,982 |
| 2010 : PETERSON SULLIVAN LLP MONEY PURCHASE PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $520,723 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $18,452 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $11,444 |
| Total plan assets at end of year | 2010-12-31 | $2,949,868 |
| Total plan assets at beginning of year | 2010-12-31 | $2,447,597 |
| Value of fidelity bond covering the plan | 2010-12-31 | $550,000 |
| Other income received | 2010-12-31 | $306,177 |
| Net income (gross income less expenses) | 2010-12-31 | $502,271 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $2,949,868 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,447,597 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $214,546 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $7,008 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2010-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2010-12-31 | $214,546 |
| Amount contributed by the employer to the plan for this plan year | 2010-12-31 | $214,546 |
| 2009 : PETERSON SULLIVAN LLP MONEY PURCHASE PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2009-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2009-12-31 | $162,742 |
| Amount contributed by the employer to the plan for this plan year | 2009-12-31 | $162,742 |
| 2014: PETERSON SULLIVAN LLP MONEY PURCHASE PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | Yes |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: PETERSON SULLIVAN LLP MONEY PURCHASE PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: PETERSON SULLIVAN LLP MONEY PURCHASE PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | First time form 5500 has been submitted | Yes |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: PETERSON SULLIVAN LLP MONEY PURCHASE PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: PETERSON SULLIVAN LLP MONEY PURCHASE PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | Yes |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
