PETERSON SULLIVAN, LLP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan PETERSON SULLIVAN LLP 401(K) PLAN
| Measure | Date | Value |
|---|
| 2020 : PETERSON SULLIVAN LLP 401(K) PLAN 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $7,940 |
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $7,940 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $-1,966,855 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $27,944,955 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $27,922,422 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $0 |
| Value of total assets at end of year | 2020-12-31 | $0 |
| Value of total assets at beginning of year | 2020-12-31 | $29,911,810 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $22,533 |
| Total interest from all sources | 2020-12-31 | $1,213 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2020-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Participant contributions at end of year | 2020-12-31 | $0 |
| Participant contributions at beginning of year | 2020-12-31 | $114,224 |
| Participant contributions at end of year | 2020-12-31 | $0 |
| Participant contributions at beginning of year | 2020-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $176,200 |
| Other income not declared elsewhere | 2020-12-31 | $6,351 |
| Administrative expenses (other) incurred | 2020-12-31 | $22,533 |
| Total non interest bearing cash at end of year | 2020-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $27,252 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $-29,911,810 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $29,911,810 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $28,123,897 |
| Interest on participant loans | 2020-12-31 | $1,213 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $963,049 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $-1,982,359 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Employer contributions (assets) at end of year | 2020-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $507,188 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $27,922,422 |
| Contract administrator fees | 2020-12-31 | $0 |
| Liabilities. Value of benefit claims payable at end of year | 2020-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $0 |
| Did the plan have assets held for investment | 2020-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | HEARTHSTONE CPA GROUP |
| Accountancy firm EIN | 2020-12-31 | 911397083 |
| 2019 : PETERSON SULLIVAN LLP 401(K) PLAN 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $25,921 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $25,921 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $25,921 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $25,921 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $4,088 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $4,088 |
| Total income from all sources (including contributions) | 2019-12-31 | $8,126,698 |
| Total income from all sources (including contributions) | 2019-12-31 | $8,126,698 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $3,100,264 |
| Total of all expenses incurred | 2019-12-31 | $3,100,264 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,038,003 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,038,003 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,997,932 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,997,932 |
| Value of total assets at end of year | 2019-12-31 | $29,911,810 |
| Value of total assets at end of year | 2019-12-31 | $29,911,810 |
| Value of total assets at beginning of year | 2019-12-31 | $24,889,464 |
| Value of total assets at beginning of year | 2019-12-31 | $24,889,464 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $62,261 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $62,261 |
| Total interest from all sources | 2019-12-31 | $4,893 |
| Total interest from all sources | 2019-12-31 | $4,893 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Administrative expenses professional fees incurred | 2019-12-31 | $62,261 |
| Administrative expenses professional fees incurred | 2019-12-31 | $62,261 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $1,477,457 |
| Contributions received from participants | 2019-12-31 | $1,477,457 |
| Participant contributions at end of year | 2019-12-31 | $114,224 |
| Participant contributions at end of year | 2019-12-31 | $114,224 |
| Participant contributions at beginning of year | 2019-12-31 | $67,449 |
| Participant contributions at beginning of year | 2019-12-31 | $67,449 |
| Participant contributions at end of year | 2019-12-31 | $0 |
| Participant contributions at end of year | 2019-12-31 | $0 |
| Participant contributions at beginning of year | 2019-12-31 | $8,500 |
| Participant contributions at beginning of year | 2019-12-31 | $8,500 |
| Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $176,200 |
| Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $176,200 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $134,209 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $134,209 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $13,287 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $13,287 |
| Other income not declared elsewhere | 2019-12-31 | $51,845 |
| Other income not declared elsewhere | 2019-12-31 | $51,845 |
| Total non interest bearing cash at end of year | 2019-12-31 | $27,252 |
| Total non interest bearing cash at end of year | 2019-12-31 | $27,252 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $5,026,434 |
| Value of net income/loss | 2019-12-31 | $5,026,434 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $29,911,810 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $29,911,810 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $24,885,376 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $24,885,376 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $28,123,897 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $28,123,897 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $23,171,954 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $23,171,954 |
| Interest on participant loans | 2019-12-31 | $4,661 |
| Interest on participant loans | 2019-12-31 | $4,661 |
| Interest earned on other investments | 2019-12-31 | $232 |
| Interest earned on other investments | 2019-12-31 | $232 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $963,049 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $963,049 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $963,950 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $963,950 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $6,046,107 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $6,046,107 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $507,188 |
| Contributions received in cash from employer | 2019-12-31 | $507,188 |
| Employer contributions (assets) at end of year | 2019-12-31 | $507,188 |
| Employer contributions (assets) at end of year | 2019-12-31 | $507,188 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $543,402 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $543,402 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,038,003 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,038,003 |
| Liabilities. Value of benefit claims payable at end of year | 2019-12-31 | $0 |
| Liabilities. Value of benefit claims payable at end of year | 2019-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2019-12-31 | $4,088 |
| Liabilities. Value of benefit claims payable at beginning of year | 2019-12-31 | $4,088 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | HEARTHSTONE CPA GROUP |
| Accountancy firm name | 2019-12-31 | HEARTHSTONE CPA GROUP |
| Accountancy firm EIN | 2019-12-31 | 911397083 |
| Accountancy firm EIN | 2019-12-31 | 911397083 |
| 2018 : PETERSON SULLIVAN LLP 401(K) PLAN 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $20,921 |
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $20,921 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $4,088 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $50 |
| Total income from all sources (including contributions) | 2018-12-31 | $733,297 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $1,519,863 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,460,235 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,258,867 |
| Value of total assets at end of year | 2018-12-31 | $24,889,464 |
| Value of total assets at beginning of year | 2018-12-31 | $25,671,992 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $59,628 |
| Total interest from all sources | 2018-12-31 | $2,440 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $1,622,297 |
| Participant contributions at end of year | 2018-12-31 | $67,449 |
| Participant contributions at beginning of year | 2018-12-31 | $23,633 |
| Participant contributions at end of year | 2018-12-31 | $8,500 |
| Participant contributions at beginning of year | 2018-12-31 | $4,500 |
| Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $134,209 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $300,800 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $93,168 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $50 |
| Other income not declared elsewhere | 2018-12-31 | $-10,099 |
| Total non interest bearing cash at end of year | 2018-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $75,137 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-786,566 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $24,885,376 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $25,671,942 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $23,171,954 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $23,829,546 |
| Interest on participant loans | 2018-12-31 | $2,440 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $963,950 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $854,108 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,538,832 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $543,402 |
| Employer contributions (assets) at end of year | 2018-12-31 | $543,402 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $584,268 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,460,235 |
| Contract administrator fees | 2018-12-31 | $59,628 |
| Liabilities. Value of benefit claims payable at end of year | 2018-12-31 | $4,088 |
| Liabilities. Value of benefit claims payable at beginning of year | 2018-12-31 | $0 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | HEARTHSTONE CPA GROUP |
| Accountancy firm EIN | 2018-12-31 | 911397083 |
| 2017 : PETERSON SULLIVAN LLP 401(K) PLAN 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $51,336 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $51,336 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $50 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $6,344,618 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $399,811 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $363,875 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,427,875 |
| Value of total assets at end of year | 2017-12-31 | $25,671,992 |
| Value of total assets at beginning of year | 2017-12-31 | $19,727,135 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $35,936 |
| Total interest from all sources | 2017-12-31 | $6,465 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $1,555,740 |
| Participant contributions at end of year | 2017-12-31 | $23,633 |
| Participant contributions at beginning of year | 2017-12-31 | $33,526 |
| Participant contributions at end of year | 2017-12-31 | $4,500 |
| Participant contributions at beginning of year | 2017-12-31 | $73,694 |
| Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $300,800 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $249,464 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $287,867 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $50 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $0 |
| Other income not declared elsewhere | 2017-12-31 | $16,389 |
| Total non interest bearing cash at end of year | 2017-12-31 | $75,137 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $5,944,807 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $25,671,942 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $19,727,135 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $29,500 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $23,829,546 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $18,202,212 |
| Interest on participant loans | 2017-12-31 | $1,482 |
| Interest earned on other investments | 2017-12-31 | $4,983 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $854,108 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $620,870 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $3,842,553 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $584,268 |
| Employer contributions (assets) at end of year | 2017-12-31 | $584,268 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $547,369 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $363,875 |
| Contract administrator fees | 2017-12-31 | $6,436 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | HEARTHSTONE CPA GROUP |
| Accountancy firm EIN | 2017-12-31 | 911397083 |
| 2016 : PETERSON SULLIVAN LLP 401(K) PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $3,387,871 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $1,018,485 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $964,522 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,978,375 |
| Value of total assets at end of year | 2016-12-31 | $19,727,135 |
| Value of total assets at beginning of year | 2016-12-31 | $17,357,749 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $53,963 |
| Total interest from all sources | 2016-12-31 | $15,925 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $1,338,520 |
| Participant contributions at end of year | 2016-12-31 | $33,526 |
| Participant contributions at beginning of year | 2016-12-31 | $56,793 |
| Participant contributions at end of year | 2016-12-31 | $73,694 |
| Participant contributions at beginning of year | 2016-12-31 | $35,034 |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $249,464 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $221,680 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $90,217 |
| Other income not declared elsewhere | 2016-12-31 | $27,302 |
| Administrative expenses (other) incurred | 2016-12-31 | $790 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $2,369,386 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $19,727,135 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $17,357,749 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $18,202,212 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $16,041,264 |
| Interest on participant loans | 2016-12-31 | $2,840 |
| Interest earned on other investments | 2016-12-31 | $13,085 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $620,870 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $528,353 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,366,269 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $549,638 |
| Employer contributions (assets) at end of year | 2016-12-31 | $547,369 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $474,625 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $964,522 |
| Contract administrator fees | 2016-12-31 | $53,173 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | HEARTHSTONE CPA GROUP |
| Accountancy firm EIN | 2016-12-31 | 911397083 |
| 2015 : PETERSON SULLIVAN LLP 401(K) PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $2,120,560 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $500,853 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $452,189 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,975,827 |
| Value of total assets at end of year | 2015-12-31 | $17,357,749 |
| Value of total assets at beginning of year | 2015-12-31 | $15,738,042 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $48,664 |
| Total interest from all sources | 2015-12-31 | $15,840 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,212,968 |
| Participant contributions at end of year | 2015-12-31 | $56,793 |
| Participant contributions at beginning of year | 2015-12-31 | $75,511 |
| Participant contributions at end of year | 2015-12-31 | $35,034 |
| Participant contributions at beginning of year | 2015-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $221,680 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $239,397 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $288,234 |
| Other income not declared elsewhere | 2015-12-31 | $-16,854 |
| Administrative expenses (other) incurred | 2015-12-31 | $864 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $1,619,707 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $17,357,749 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $15,738,042 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $16,041,264 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $14,544,490 |
| Interest on participant loans | 2015-12-31 | $4,282 |
| Interest earned on other investments | 2015-12-31 | $11,558 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $528,353 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $523,884 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $145,747 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $474,625 |
| Employer contributions (assets) at end of year | 2015-12-31 | $474,625 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $354,760 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $452,189 |
| Contract administrator fees | 2015-12-31 | $47,800 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | HEARTHSTONE CPA GROUP |
| Accountancy firm EIN | 2015-12-31 | 911397083 |
| 2014 : PETERSON SULLIVAN LLP 401(K) PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets to this plan | 2014-12-31 | $4,117,177 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $2,503,616 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $181,282 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $146,750 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,492,948 |
| Value of total assets at end of year | 2014-12-31 | $15,738,042 |
| Value of total assets at beginning of year | 2014-12-31 | $9,298,531 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $34,532 |
| Total interest from all sources | 2014-12-31 | $10,679 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $550,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $1,092,151 |
| Participant contributions at end of year | 2014-12-31 | $75,511 |
| Participant contributions at beginning of year | 2014-12-31 | $90,311 |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $239,397 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $238,367 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $46,037 |
| Other income not declared elsewhere | 2014-12-31 | $24,064 |
| Administrative expenses (other) incurred | 2014-12-31 | $946 |
| Total non interest bearing cash at end of year | 2014-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $5,694 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $2,322,334 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $15,738,042 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $9,298,531 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $14,544,490 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $8,964,159 |
| Interest on participant loans | 2014-12-31 | $4,501 |
| Interest earned on other investments | 2014-12-31 | $6,178 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $523,884 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $975,925 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $354,760 |
| Employer contributions (assets) at end of year | 2014-12-31 | $354,760 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $146,750 |
| Contract administrator fees | 2014-12-31 | $33,586 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | BALL & TREGER, LLP |
| Accountancy firm EIN | 2014-12-31 | 911080353 |
