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NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameNORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN
Plan identification number 002

NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NORTHWEST SURGICAL SPECIALISTS, P.C. has sponsored the creation of one or more 401k plans.

Company Name:NORTHWEST SURGICAL SPECIALISTS, P.C.
Employer identification number (EIN):910866217
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about NORTHWEST SURGICAL SPECIALISTS, P.C.

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division
Incorporation Date: 1971-04-20
Company Identification Number: 600043332
Legal Registered Office Address: 200 NE MOTHER JOSEPH PL STE 210

VANCOUVER
United States of America (USA)
986643295

More information about NORTHWEST SURGICAL SPECIALISTS, P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01JEROME DASILVA, MD2023-08-28
0022021-01-01JEROME DASILVA, MD2022-10-07
0022020-01-01JEROME DASILVA, MD2021-07-30
0022019-01-01JEROME DASILVA, MD2020-07-02
0022018-01-01
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01MICHELE SMITH
0022013-01-01MICHELE SMITH
0022012-01-01MICHELE SMITH
0022011-01-01MICHELE SMITH
0022010-01-01PENSION PLANNERS NORTHWEST
0022009-01-01MICHELE SMITH

Plan Statistics for NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01433
Total number of active participants reported on line 7a of the Form 55002022-01-01359
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-01112
Total of all active and inactive participants2022-01-01472
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01472
Number of participants with account balances2022-01-01472
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0157
2021: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01415
Total number of active participants reported on line 7a of the Form 55002021-01-01335
Number of retired or separated participants receiving benefits2021-01-014
Number of other retired or separated participants entitled to future benefits2021-01-0194
Total of all active and inactive participants2021-01-01433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01433
Number of participants with account balances2021-01-01432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0134
2020: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01415
Total number of active participants reported on line 7a of the Form 55002020-01-01334
Number of retired or separated participants receiving benefits2020-01-0112
Number of other retired or separated participants entitled to future benefits2020-01-0165
Total of all active and inactive participants2020-01-01411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01411
Number of participants with account balances2020-01-01411
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0132
2019: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01406
Total number of active participants reported on line 7a of the Form 55002019-01-01347
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-0162
Total of all active and inactive participants2019-01-01411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01411
Number of participants with account balances2019-01-01409
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0131
2018: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01340
Total number of active participants reported on line 7a of the Form 55002018-01-01305
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0145
Total of all active and inactive participants2018-01-01351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01351
Number of participants with account balances2018-01-01350
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0121
2017: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01299
Total number of active participants reported on line 7a of the Form 55002017-01-01290
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-0143
Total of all active and inactive participants2017-01-01335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01335
Number of participants with account balances2017-01-01332
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0123
2016: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01295
Total number of active participants reported on line 7a of the Form 55002016-01-01264
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0131
Total of all active and inactive participants2016-01-01295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01295
Number of participants with account balances2016-01-01294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0120
2015: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01268
Total number of active participants reported on line 7a of the Form 55002015-01-01259
Number of retired or separated participants receiving benefits2015-01-015
Number of other retired or separated participants entitled to future benefits2015-01-0129
Total of all active and inactive participants2015-01-01293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01293
Number of participants with account balances2015-01-01293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0119
2014: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01268
Total number of active participants reported on line 7a of the Form 55002014-01-01236
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0129
Total of all active and inactive participants2014-01-01266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01266
Number of participants with account balances2014-01-01266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0113
2013: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01257
Total number of active participants reported on line 7a of the Form 55002013-01-01229
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0136
Total of all active and inactive participants2013-01-01266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01266
Number of participants with account balances2013-01-01265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0117
2012: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01259
Total number of active participants reported on line 7a of the Form 55002012-01-01231
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0125
Total of all active and inactive participants2012-01-01256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01256
Number of participants with account balances2012-01-01256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01236
Total number of active participants reported on line 7a of the Form 55002011-01-01218
Number of retired or separated participants receiving benefits2011-01-013
Number of other retired or separated participants entitled to future benefits2011-01-0137
Total of all active and inactive participants2011-01-01258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01258
Number of participants with account balances2011-01-01258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0110
2010: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01221
Total number of active participants reported on line 7a of the Form 55002010-01-01199
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0137
Total of all active and inactive participants2010-01-01236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01236
Number of participants with account balances2010-01-01236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0113
2009: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01201
Total number of active participants reported on line 7a of the Form 55002009-01-01191
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0128
Total of all active and inactive participants2009-01-01219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01219
Number of participants with account balances2009-01-01219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-019

Financial Data on NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-1,262,515
Total unrealized appreciation/depreciation of assets2022-12-31$-1,262,515
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$17,290
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$2,490
Total income from all sources (including contributions)2022-12-31$-9,991,985
Total loss/gain on sale of assets2022-12-31$-65,527
Total of all expenses incurred2022-12-31$3,136,072
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,090,670
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,454,921
Value of total assets at end of year2022-12-31$79,645,977
Value of total assets at beginning of year2022-12-31$92,759,234
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$45,402
Total interest from all sources2022-12-31$36,809
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$4,694,764
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$4,652,733
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,455,578
Participant contributions at end of year2022-12-31$480,551
Participant contributions at beginning of year2022-12-31$340,765
Participant contributions at beginning of year2022-12-31$1,911
Assets. Other investments not covered elsewhere at end of year2022-12-31$787
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$-60
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$711,476
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$30,777
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$17,290
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$2,490
Administrative expenses (other) incurred2022-12-31$26,970
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-13,128,057
Value of net assets at end of year (total assets less liabilities)2022-12-31$79,628,687
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$92,756,744
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$18,432
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$69,388,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$80,555,539
Interest on participant loans2022-12-31$16,900
Interest earned on other investments2022-12-31$303
Income. Interest from US Government securities2022-12-31$219
Value of interest in common/collective trusts at end of year2022-12-31$3,755,358
Value of interest in common/collective trusts at beginning of year2022-12-31$3,573,119
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1,107,802
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$2,418,308
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$2,418,308
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$19,387
Asset value of US Government securities at end of year2022-12-31$117,161
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-19,889,604
Net investment gain or loss from common/collective trusts2022-12-31$39,167
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$3,287,867
Employer contributions (assets) at end of year2022-12-31$1,834,335
Employer contributions (assets) at beginning of year2022-12-31$1,909,851
Income. Dividends from common stock2022-12-31$42,031
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,059,893
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$2,961,376
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$3,959,801
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$229,976
Aggregate carrying amount (costs) on sale of assets2022-12-31$295,503
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS LLP
Accountancy firm EIN2022-12-31910189318
2021 : NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$439,974
Total unrealized appreciation/depreciation of assets2021-12-31$439,974
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$2,490
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$3,209
Total income from all sources (including contributions)2021-12-31$18,068,284
Total loss/gain on sale of assets2021-12-31$8,327
Total of all expenses incurred2021-12-31$2,475,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,429,826
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,890,204
Value of total assets at end of year2021-12-31$92,759,234
Value of total assets at beginning of year2021-12-31$77,166,721
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$45,226
Total interest from all sources2021-12-31$29,404
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$5,605,843
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$5,560,803
Administrative expenses professional fees incurred2021-12-31$17,102
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,208,738
Participant contributions at end of year2021-12-31$340,765
Participant contributions at beginning of year2021-12-31$330,531
Participant contributions at end of year2021-12-31$1,911
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$-60
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$-17,999
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$468,401
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$2,490
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$3,209
Other income not declared elsewhere2021-12-31$-301
Administrative expenses (other) incurred2021-12-31$3,013
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$15,593,232
Value of net assets at end of year (total assets less liabilities)2021-12-31$92,756,744
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$77,163,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$25,111
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$80,555,539
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$65,986,379
Interest on participant loans2021-12-31$24,546
Value of interest in common/collective trusts at end of year2021-12-31$3,573,119
Value of interest in common/collective trusts at beginning of year2021-12-31$3,386,933
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$2,418,308
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$2,325,904
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$2,325,904
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$4,858
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$6,060,819
Net investment gain or loss from common/collective trusts2021-12-31$34,014
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,213,065
Employer contributions (assets) at end of year2021-12-31$1,909,851
Employer contributions (assets) at beginning of year2021-12-31$1,583,278
Income. Dividends from common stock2021-12-31$45,040
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,429,826
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$3,959,801
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$3,571,695
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$1,997,354
Aggregate carrying amount (costs) on sale of assets2021-12-31$1,989,027
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS LLP
Accountancy firm EIN2021-12-31910189318
2020 : NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$806,585
Total unrealized appreciation/depreciation of assets2020-12-31$806,585
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$3,209
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$12,524
Total income from all sources (including contributions)2020-12-31$16,155,801
Total loss/gain on sale of assets2020-12-31$-61,382
Total of all expenses incurred2020-12-31$6,111,914
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$6,071,814
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$5,253,851
Value of total assets at end of year2020-12-31$77,166,721
Value of total assets at beginning of year2020-12-31$67,132,149
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$40,100
Total interest from all sources2020-12-31$24,795
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$3,087,740
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$3,049,847
Administrative expenses professional fees incurred2020-12-31$12,756
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,933,990
Participant contributions at end of year2020-12-31$330,531
Participant contributions at beginning of year2020-12-31$461,092
Assets. Other investments not covered elsewhere at end of year2020-12-31$-17,999
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$488,640
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$3,209
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$12,524
Other income not declared elsewhere2020-12-31$6
Administrative expenses (other) incurred2020-12-31$2,750
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$18,423
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$10,043,887
Value of net assets at end of year (total assets less liabilities)2020-12-31$77,163,512
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$67,119,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$24,594
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$65,986,379
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$58,589,147
Interest on participant loans2020-12-31$16,897
Value of interest in common/collective trusts at end of year2020-12-31$3,386,933
Value of interest in common/collective trusts at beginning of year2020-12-31$3,145,893
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$2,325,904
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,172,929
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,172,929
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$7,898
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,992,132
Net investment gain or loss from common/collective trusts2020-12-31$52,074
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,831,221
Employer contributions (assets) at end of year2020-12-31$1,583,278
Employer contributions (assets) at beginning of year2020-12-31$1,703,109
Income. Dividends from common stock2020-12-31$37,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$6,071,814
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$3,571,695
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$2,041,556
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$859,787
Aggregate carrying amount (costs) on sale of assets2020-12-31$921,169
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS LLP
Accountancy firm EIN2020-12-31910189318
2019 : NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$370,453
Total unrealized appreciation/depreciation of assets2019-12-31$370,453
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$12,524
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$4,233
Total income from all sources (including contributions)2019-12-31$17,432,420
Total loss/gain on sale of assets2019-12-31$426,904
Total of all expenses incurred2019-12-31$4,356,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,301,565
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,080,991
Value of total assets at end of year2019-12-31$67,132,149
Value of total assets at beginning of year2019-12-31$54,047,554
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$54,551
Total interest from all sources2019-12-31$68,469
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,786,189
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,738,766
Administrative expenses professional fees incurred2019-12-31$16,775
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,967,950
Participant contributions at end of year2019-12-31$461,092
Participant contributions at beginning of year2019-12-31$381,213
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$38,126
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$214
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$82,187
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$12,524
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$4,233
Other income not declared elsewhere2019-12-31$-242
Administrative expenses (other) incurred2019-12-31$13,531
Total non interest bearing cash at end of year2019-12-31$18,423
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$13,076,304
Value of net assets at end of year (total assets less liabilities)2019-12-31$67,119,625
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$54,043,321
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$24,245
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$58,589,147
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$43,969,378
Interest on participant loans2019-12-31$26,347
Value of interest in common/collective trusts at end of year2019-12-31$3,145,893
Value of interest in common/collective trusts at beginning of year2019-12-31$3,193,446
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,172,929
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,737,115
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,737,115
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$42,122
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,636,745
Net investment gain or loss from common/collective trusts2019-12-31$62,911
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$3,030,854
Employer contributions (assets) at end of year2019-12-31$1,703,109
Employer contributions (assets) at beginning of year2019-12-31$1,638,498
Income. Dividends from common stock2019-12-31$47,423
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,301,565
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$2,041,556
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$3,089,564
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$3,200,615
Aggregate carrying amount (costs) on sale of assets2019-12-31$2,773,711
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm EIN2019-12-31910189318
2018 : NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-95,723
Total unrealized appreciation/depreciation of assets2018-12-31$-95,723
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$4,233
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,072
Total income from all sources (including contributions)2018-12-31$1,869,960
Total loss/gain on sale of assets2018-12-31$-70,128
Total of all expenses incurred2018-12-31$1,058,229
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,002,359
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$5,066,549
Value of total assets at end of year2018-12-31$54,047,554
Value of total assets at beginning of year2018-12-31$53,232,662
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$55,870
Total interest from all sources2018-12-31$44,168
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,040,218
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,996,324
Administrative expenses professional fees incurred2018-12-31$28,568
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,755,981
Participant contributions at end of year2018-12-31$381,213
Participant contributions at beginning of year2018-12-31$386,058
Participant contributions at end of year2018-12-31$38,126
Participant contributions at beginning of year2018-12-31$36,444
Assets. Other investments not covered elsewhere at end of year2018-12-31$214
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$225
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$460,831
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$4,233
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$1,072
Other income not declared elsewhere2018-12-31$-2
Administrative expenses (other) incurred2018-12-31$8,062
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$811,731
Value of net assets at end of year (total assets less liabilities)2018-12-31$54,043,321
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$53,231,590
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$19,240
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$43,969,378
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$43,054,776
Interest on participant loans2018-12-31$19,172
Value of interest in common/collective trusts at end of year2018-12-31$3,193,446
Value of interest in common/collective trusts at beginning of year2018-12-31$2,995,998
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,737,115
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$2,002,427
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$2,002,427
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$24,996
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,166,147
Net investment gain or loss from common/collective trusts2018-12-31$51,025
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,849,737
Employer contributions (assets) at end of year2018-12-31$1,638,498
Employer contributions (assets) at beginning of year2018-12-31$1,481,393
Income. Dividends from common stock2018-12-31$43,894
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,002,359
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$3,089,564
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$3,275,341
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$1,651,852
Aggregate carrying amount (costs) on sale of assets2018-12-31$1,721,980
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS LLP
Accountancy firm EIN2018-12-31910189318
2017 : NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$626,630
Total unrealized appreciation/depreciation of assets2017-12-31$626,630
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,072
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,877
Total income from all sources (including contributions)2017-12-31$11,901,853
Total loss/gain on sale of assets2017-12-31$32,982
Total of all expenses incurred2017-12-31$595,219
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$532,064
Value of total corrective distributions2017-12-31$9,191
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,010,477
Value of total assets at end of year2017-12-31$53,232,662
Value of total assets at beginning of year2017-12-31$41,926,833
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$53,964
Total interest from all sources2017-12-31$24,865
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,836,793
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,796,492
Administrative expenses professional fees incurred2017-12-31$25,265
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,496,929
Participant contributions at end of year2017-12-31$386,058
Participant contributions at beginning of year2017-12-31$309,063
Participant contributions at end of year2017-12-31$36,444
Participant contributions at beginning of year2017-12-31$29,964
Assets. Other investments not covered elsewhere at end of year2017-12-31$225
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$412
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$-3,207
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$1,072
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$1,877
Other income not declared elsewhere2017-12-31$-191
Administrative expenses (other) incurred2017-12-31$13,356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$11,306,634
Value of net assets at end of year (total assets less liabilities)2017-12-31$53,231,590
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$41,924,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$15,343
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$43,054,776
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$32,457,578
Income. Interest from loans (other than to participants)2017-12-31$15,153
Value of interest in common/collective trusts at end of year2017-12-31$2,995,998
Value of interest in common/collective trusts at beginning of year2017-12-31$3,279,350
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$2,002,427
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,621,134
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,621,134
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$9,712
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,329,807
Net investment gain or loss from common/collective trusts2017-12-31$40,490
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,516,755
Employer contributions (assets) at end of year2017-12-31$1,481,393
Employer contributions (assets) at beginning of year2017-12-31$1,274,401
Income. Dividends from common stock2017-12-31$40,301
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$532,064
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$3,275,341
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$2,954,931
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$812,195
Aggregate carrying amount (costs) on sale of assets2017-12-31$779,213
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS LLP
Accountancy firm EIN2017-12-31910189318
2016 : NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$191,460
Total unrealized appreciation/depreciation of assets2016-12-31$191,460
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,877
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,492
Total income from all sources (including contributions)2016-12-31$6,101,438
Total loss/gain on sale of assets2016-12-31$-67,956
Total of all expenses incurred2016-12-31$3,734,511
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,676,151
Value of total corrective distributions2016-12-31$13,658
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,548,434
Value of total assets at end of year2016-12-31$41,926,833
Value of total assets at beginning of year2016-12-31$39,559,521
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$44,702
Total interest from all sources2016-12-31$14,266
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,286,521
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,236,672
Administrative expenses professional fees incurred2016-12-31$19,394
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,324,101
Participant contributions at end of year2016-12-31$309,063
Participant contributions at beginning of year2016-12-31$290,040
Participant contributions at end of year2016-12-31$29,964
Participant contributions at beginning of year2016-12-31$26,396
Assets. Other investments not covered elsewhere at end of year2016-12-31$412
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$20,223
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$1,877
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$1,492
Other income not declared elsewhere2016-12-31$405
Administrative expenses (other) incurred2016-12-31$4,938
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,366,927
Value of net assets at end of year (total assets less liabilities)2016-12-31$41,924,956
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$39,558,029
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$20,370
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$32,457,578
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$31,012,764
Interest on participant loans2016-12-31$12,670
Value of interest in common/collective trusts at end of year2016-12-31$3,279,350
Value of interest in common/collective trusts at beginning of year2016-12-31$2,775,525
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,621,134
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,627,136
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,627,136
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1,596
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,090,026
Net investment gain or loss from common/collective trusts2016-12-31$38,282
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,204,110
Employer contributions (assets) at end of year2016-12-31$1,274,401
Employer contributions (assets) at beginning of year2016-12-31$1,311,758
Income. Dividends from common stock2016-12-31$49,849
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,676,151
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$2,954,931
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$2,515,902
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$1,096,512
Aggregate carrying amount (costs) on sale of assets2016-12-31$1,164,468
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS LLP
Accountancy firm EIN2016-12-31910189318
2015 : NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-10,911
Total unrealized appreciation/depreciation of assets2015-12-31$-10,911
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,492
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$8,431
Total income from all sources (including contributions)2015-12-31$3,776,221
Total loss/gain on sale of assets2015-12-31$27,263
Total of all expenses incurred2015-12-31$2,050,830
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,949,630
Value of total corrective distributions2015-12-31$59,684
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,552,909
Value of total assets at end of year2015-12-31$39,559,521
Value of total assets at beginning of year2015-12-31$37,841,069
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$41,516
Total interest from all sources2015-12-31$39,216
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,616,448
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,579,134
Administrative expenses professional fees incurred2015-12-31$18,474
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,256,250
Participant contributions at end of year2015-12-31$290,040
Participant contributions at beginning of year2015-12-31$308,829
Participant contributions at end of year2015-12-31$26,396
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$-21,831
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$79,341
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,795
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$1,492
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$8,431
Other income not declared elsewhere2015-12-31$3,552
Administrative expenses (other) incurred2015-12-31$2,294
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,725,391
Value of net assets at end of year (total assets less liabilities)2015-12-31$39,558,029
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$37,832,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$20,748
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$31,012,764
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$26,960,836
Interest on participant loans2015-12-31$13,634
Income. Interest from corporate debt instruments2015-12-31$829
Value of interest in common/collective trusts at end of year2015-12-31$2,775,525
Value of interest in common/collective trusts at beginning of year2015-12-31$165,995
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,627,136
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$6,259,658
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$6,259,658
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$24,753
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,472,629
Net investment gain or loss from common/collective trusts2015-12-31$20,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,217,318
Employer contributions (assets) at end of year2015-12-31$1,311,758
Employer contributions (assets) at beginning of year2015-12-31$1,217,954
Income. Dividends from common stock2015-12-31$37,314
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,949,630
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$51,465
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$2,515,902
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$2,896,368
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$4,860,326
Aggregate carrying amount (costs) on sale of assets2015-12-31$4,833,063
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS LLP
Accountancy firm EIN2015-12-31910189318
2014 : NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$252,785
Total unrealized appreciation/depreciation of assets2014-12-31$252,785
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$8,431
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3,541
Total income from all sources (including contributions)2014-12-31$5,493,410
Total loss/gain on sale of assets2014-12-31$-50,460
Total of all expenses incurred2014-12-31$3,037,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,942,498
Value of total corrective distributions2014-12-31$57,386
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,245,541
Value of total assets at end of year2014-12-31$37,841,069
Value of total assets at beginning of year2014-12-31$35,380,065
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$37,412
Total interest from all sources2014-12-31$37,850
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,424,296
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,395,650
Administrative expenses professional fees incurred2014-12-31$21,551
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,116,463
Participant contributions at end of year2014-12-31$308,829
Participant contributions at beginning of year2014-12-31$313,148
Assets. Other investments not covered elsewhere at end of year2014-12-31$-21,831
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$-10,920
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$60,421
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,795
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$8,431
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$3,541
Other income not declared elsewhere2014-12-31$-4,369
Administrative expenses (other) incurred2014-12-31$12,839
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$6,017
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,456,114
Value of net assets at end of year (total assets less liabilities)2014-12-31$37,832,638
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$35,376,524
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$3,022
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$26,960,836
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$25,933,373
Interest on participant loans2014-12-31$13,205
Income. Interest from corporate debt instruments2014-12-31$829
Value of interest in common/collective trusts at end of year2014-12-31$165,995
Value of interest in common/collective trusts at beginning of year2014-12-31$62,988
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$6,259,658
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$5,418,767
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$5,418,767
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$23,816
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$586,412
Net investment gain or loss from common/collective trusts2014-12-31$1,355
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,068,657
Employer contributions (assets) at end of year2014-12-31$1,217,954
Employer contributions (assets) at beginning of year2014-12-31$1,224,648
Income. Dividends from common stock2014-12-31$28,646
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,942,498
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$51,465
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$52,062
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$2,896,368
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$2,379,982
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$4,025,036
Aggregate carrying amount (costs) on sale of assets2014-12-31$4,075,496
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS LLP
Accountancy firm EIN2014-12-31910189318
2013 : NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$358,729
Total unrealized appreciation/depreciation of assets2013-12-31$358,729
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$3,541
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$8,622,938
Total loss/gain on sale of assets2013-12-31$23,511
Total of all expenses incurred2013-12-31$1,590,722
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,552,032
Value of total corrective distributions2013-12-31$21,285
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,070,602
Value of total assets at end of year2013-12-31$35,380,065
Value of total assets at beginning of year2013-12-31$28,344,308
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$17,405
Total interest from all sources2013-12-31$22,409
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,154,558
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,128,869
Administrative expenses professional fees incurred2013-12-31$6,846
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,083,202
Participant contributions at end of year2013-12-31$313,148
Participant contributions at beginning of year2013-12-31$337,945
Assets. Other investments not covered elsewhere at end of year2013-12-31$-10,920
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$526
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$13
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$3,541
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$784
Administrative expenses (other) incurred2013-12-31$9,600
Total non interest bearing cash at end of year2013-12-31$6,017
Total non interest bearing cash at beginning of year2013-12-31$1,338
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$7,032,216
Value of net assets at end of year (total assets less liabilities)2013-12-31$35,376,524
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$28,344,308
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$959
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$25,933,373
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$19,931,731
Interest on participant loans2013-12-31$13,278
Income. Interest from corporate debt instruments2013-12-31$1,204
Value of interest in common/collective trusts at end of year2013-12-31$62,988
Value of interest in common/collective trusts at beginning of year2013-12-31$53,149
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$5,418,767
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$4,817,425
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$4,817,425
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$7,927
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,991,710
Net investment gain or loss from common/collective trusts2013-12-31$635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,987,400
Employer contributions (assets) at end of year2013-12-31$1,224,648
Employer contributions (assets) at beginning of year2013-12-31$1,058,535
Income. Dividends from common stock2013-12-31$25,689
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,551,506
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$52,062
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$102,630
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$2,379,982
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$2,041,542
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$5,075,935
Aggregate carrying amount (costs) on sale of assets2013-12-31$5,052,424
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOSS ADAMS LLP
Accountancy firm EIN2013-12-31910189318
2012 : NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$104,355
Total unrealized appreciation/depreciation of assets2012-12-31$104,355
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$542
Total income from all sources (including contributions)2012-12-31$5,638,058
Total loss/gain on sale of assets2012-12-31$20,520
Total of all expenses incurred2012-12-31$2,024,057
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,969,478
Value of total corrective distributions2012-12-31$19,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,834,283
Value of total assets at end of year2012-12-31$28,344,308
Value of total assets at beginning of year2012-12-31$24,730,849
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$35,534
Total interest from all sources2012-12-31$27,015
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$631,339
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$608,803
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,005,676
Participant contributions at end of year2012-12-31$337,945
Participant contributions at beginning of year2012-12-31$319,699
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$116
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$13
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$13
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$542
Other income not declared elsewhere2012-12-31$-30
Administrative expenses (other) incurred2012-12-31$35,528
Total non interest bearing cash at end of year2012-12-31$1,338
Total non interest bearing cash at beginning of year2012-12-31$3,151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,614,001
Value of net assets at end of year (total assets less liabilities)2012-12-31$28,344,308
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$24,730,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$6
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$19,931,731
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$17,591,975
Interest on participant loans2012-12-31$14,435
Income. Interest from corporate debt instruments2012-12-31$1,204
Value of interest in common/collective trusts at end of year2012-12-31$53,149
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$4,817,425
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$4,325,828
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$4,325,828
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$11,376
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,020,460
Net investment gain or loss from common/collective trusts2012-12-31$116
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,828,491
Employer contributions (assets) at end of year2012-12-31$1,058,535
Employer contributions (assets) at beginning of year2012-12-31$650,283
Income. Dividends from common stock2012-12-31$22,536
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,969,478
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$102,630
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$159,839
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$2,041,542
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$1,680,061
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$918,614
Aggregate carrying amount (costs) on sale of assets2012-12-31$898,094
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS LLP
Accountancy firm EIN2012-12-31910189318
2011 : NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-133,266
Total unrealized appreciation/depreciation of assets2011-12-31$-133,266
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$542
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$278
Total income from all sources (including contributions)2011-12-31$2,072,303
Total loss/gain on sale of assets2011-12-31$-136,237
Total of all expenses incurred2011-12-31$2,803,022
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,755,910
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,663,221
Value of total assets at end of year2011-12-31$24,730,849
Value of total assets at beginning of year2011-12-31$25,461,304
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$47,112
Total interest from all sources2011-12-31$29,758
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$479,875
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$461,231
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$910,749
Participant contributions at end of year2011-12-31$319,699
Participant contributions at beginning of year2011-12-31$148,133
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$53
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$4,809
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$13
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$45
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$542
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$278
Other income not declared elsewhere2011-12-31$-97
Administrative expenses (other) incurred2011-12-31$28,377
Total non interest bearing cash at end of year2011-12-31$3,151
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-730,719
Value of net assets at end of year (total assets less liabilities)2011-12-31$24,730,307
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$25,461,026
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$10,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$17,591,975
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$17,969,982
Interest on participant loans2011-12-31$11,581
Income. Interest from corporate debt instruments2011-12-31$4,206
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$4,325,828
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$3,859,219
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$3,859,219
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$13,971
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-830,951
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,747,663
Employer contributions (assets) at end of year2011-12-31$650,283
Employer contributions (assets) at beginning of year2011-12-31$983,925
Income. Dividends from common stock2011-12-31$18,644
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,755,910
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$159,839
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$93,540
Contract administrator fees2011-12-31$8,735
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$1,680,061
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$2,406,407
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$2,706,720
Aggregate carrying amount (costs) on sale of assets2011-12-31$2,842,957
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOSS ADAMS LLP
Accountancy firm EIN2011-12-31910189318
2010 : NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-121,912
Total unrealized appreciation/depreciation of assets2010-12-31$-121,912
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$278
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$217
Total income from all sources (including contributions)2010-12-31$4,694,375
Total loss/gain on sale of assets2010-12-31$-16,445
Total of all expenses incurred2010-12-31$2,886,954
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,853,043
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,505,633
Value of total assets at end of year2010-12-31$25,461,304
Value of total assets at beginning of year2010-12-31$23,653,822
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$33,911
Total interest from all sources2010-12-31$26,617
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$386,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$373,039
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$10,109
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$829,859
Participant contributions at end of year2010-12-31$148,133
Participant contributions at beginning of year2010-12-31$185,059
Participant contributions at end of year2010-12-31$53
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$54,002
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$45
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$278
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$217
Other income not declared elsewhere2010-12-31$133
Administrative expenses (other) incurred2010-12-31$33,911
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$1,818
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,807,421
Value of net assets at end of year (total assets less liabilities)2010-12-31$25,461,026
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$23,653,605
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$17,969,982
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$15,154,088
Interest on participant loans2010-12-31$9,166
Income. Interest from corporate debt instruments2010-12-31$3,089
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$3,859,219
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$5,345,269
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$5,345,269
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$14,362
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,913,758
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,621,772
Employer contributions (assets) at end of year2010-12-31$983,925
Employer contributions (assets) at beginning of year2010-12-31$592,667
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$13,552
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,853,043
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$93,540
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$2,406,407
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$2,364,812
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$1,585,696
Aggregate carrying amount (costs) on sale of assets2010-12-31$1,602,141
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MOSS ADAMS LLP
Accountancy firm EIN2010-12-31910189318
2009 : NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN

2022: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NORTHWEST SURGICAL SPECIALISTS, PC 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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