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NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 401k Plan overview

Plan NameNORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN
Plan identification number 005

NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NORTHWESTERN INDUSTRIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:NORTHWESTERN INDUSTRIES, INC.
Employer identification number (EIN):910912601
NAIC Classification:327210

Additional information about NORTHWESTERN INDUSTRIES, INC.

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division
Incorporation Date: 1974-02-06
Company Identification Number: 600153215
Legal Registered Office Address: 2500 W JAMESON ST

SEATTLE
United States of America (USA)
981991294

More information about NORTHWESTERN INDUSTRIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052020-01-01
0052020-01-01
0052019-01-01
0052018-01-01
0052017-01-01SCOTT GAYNOR SCOTT GAYNOR2018-08-27
0052016-01-01SCOTT GAYNOR SCOTT GAYNOR2017-07-26
0052015-01-01SCOTT GAYNOR SCOTT GAYNOR2016-07-19
0052014-01-01SCOTT GAYNOR SCOTT GAYNOR2015-07-29
0052013-01-01SCOTT GAYNOR SCOTT GAYNOR2014-07-16
0052012-01-01SCOTT GAYNOR SCOTT GAYNOR2013-08-14
0052011-01-01SCOTT GAYNOR SCOTT GAYNOR2012-09-28
0052010-01-01SCOTT GAYNOR SCOTT GAYNOR2011-07-28
0052009-01-01SCOTT GAYNOR YOSUKE KOMAI2010-07-27
0052009-01-01SCOTT GAYNOR SCOTT GAYNOR2011-04-26

Plan Statistics for NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN

401k plan membership statisitcs for NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN

Measure Date Value
2020: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01122
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01219
Total number of active participants reported on line 7a of the Form 55002019-01-01162
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0136
Total of all active and inactive participants2019-01-01198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01200
Number of participants with account balances2019-01-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01220
Total number of active participants reported on line 7a of the Form 55002018-01-01197
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0122
Total of all active and inactive participants2018-01-01219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01221
Number of participants with account balances2018-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01199
Total number of active participants reported on line 7a of the Form 55002017-01-01187
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0122
Total of all active and inactive participants2017-01-01209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01211
Number of participants with account balances2017-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01208
Total number of active participants reported on line 7a of the Form 55002016-01-01178
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0123
Total of all active and inactive participants2016-01-01201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01203
Number of participants with account balances2016-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01184
Total number of active participants reported on line 7a of the Form 55002015-01-01164
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0127
Total of all active and inactive participants2015-01-01191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01193
Number of participants with account balances2015-01-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01211
Total number of active participants reported on line 7a of the Form 55002014-01-01160
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0127
Total of all active and inactive participants2014-01-01187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01189
Number of participants with account balances2014-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01205
Total number of active participants reported on line 7a of the Form 55002013-01-01183
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0121
Total of all active and inactive participants2013-01-01204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01206
Number of participants with account balances2013-01-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01188
Total number of active participants reported on line 7a of the Form 55002012-01-01194
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0116
Total of all active and inactive participants2012-01-01210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01212
Number of participants with account balances2012-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01186
Total number of active participants reported on line 7a of the Form 55002011-01-01160
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0119
Total of all active and inactive participants2011-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01181
Number of participants with account balances2011-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01204
Total number of active participants reported on line 7a of the Form 55002010-01-01175
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0123
Total of all active and inactive participants2010-01-01198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01198
Number of participants with account balances2010-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01260
Total number of active participants reported on line 7a of the Form 55002009-01-01171
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0160
Total of all active and inactive participants2009-01-01231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01231
Number of participants with account balances2009-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN

Measure Date Value
2020 : NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-07-01$0
Unrealized appreciation/depreciation of real estate assets2020-07-01$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-07-01$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-07-01$0
Total unrealized appreciation/depreciation of assets2020-07-01$0
Total unrealized appreciation/depreciation of assets2020-07-01$0
Total transfer of assets to this plan2020-07-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-07-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-07-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-07-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-07-01$0
Total income from all sources (including contributions)2020-07-01$-235,574
Total loss/gain on sale of assets2020-07-01$0
Total loss/gain on sale of assets2020-07-01$0
Total of all expenses incurred2020-07-01$4,676,126
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-07-01$4,668,119
Value of total corrective distributions2020-07-01$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-07-01$33,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-07-01$33,361
Value of total assets at end of year2020-07-01$0
Value of total assets at end of year2020-07-01$0
Value of total assets at beginning of year2020-07-01$4,911,700
Value of total assets at beginning of year2020-07-01$4,911,700
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-07-01$8,007
Total income from rents2020-07-01$0
Total income from rents2020-07-01$0
Total interest from all sources2020-07-01$0
Total interest from all sources2020-07-01$0
Total dividends received (eg from common stock, registered investment company shares)2020-07-01$6,695
Total dividends received (eg from common stock, registered investment company shares)2020-07-01$6,695
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-07-01Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-07-01$0
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-07-01$0
Total dividends received from registered investment company shares (eg mutual funds)2020-07-01$6,695
Administrative expenses professional fees incurred2020-07-01$0
Was this plan covered by a fidelity bond2020-07-01Yes
Value of fidelity bond cover2020-07-01$1,000,000
If this is an individual account plan, was there a blackout period2020-07-01No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-07-01$0
Were there any nonexempt tranactions with any party-in-interest2020-07-01No
Amount of non-exempt transactions with any party-in-interest2020-07-01$0
Contributions received from participants2020-07-01$29,447
Contributions received from participants2020-07-01$29,447
Participant contributions at end of year2020-07-01$0
Participant contributions at end of year2020-07-01$0
Participant contributions at beginning of year2020-07-01$5,559
Participant contributions at beginning of year2020-07-01$5,559
Income. Received or receivable in cash from other sources (including rollovers)2020-07-01$0
Income. Received or receivable in cash from other sources (including rollovers)2020-07-01$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-07-01$178
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-07-01$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-07-01$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-07-01$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-07-01$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-07-01$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-07-01$0
Other income not declared elsewhere2020-07-01$0
Administrative expenses (other) incurred2020-07-01$0
Liabilities. Value of operating payables at beginning of year2020-07-01$0
Liabilities. Value of operating payables at beginning of year2020-07-01$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-07-01No
Value of net income/loss2020-07-01$-4,911,700
Value of net assets at end of year (total assets less liabilities)2020-07-01$0
Value of net assets at end of year (total assets less liabilities)2020-07-01$0
Value of net assets at beginning of year (total assets less liabilities)2020-07-01$4,911,700
Value of net assets at beginning of year (total assets less liabilities)2020-07-01$4,911,700
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-07-01No
Were any loans by the plan or fixed income obligations due to the plan in default2020-07-01No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-07-01$0
Were any leases to which the plan was party in default or uncollectible2020-07-01No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-07-01$0
Investment advisory and management fees2020-07-01$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-07-01$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-07-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-07-01$2,609,446
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-07-01$2,609,446
Value of interest in pooled separate accounts at end of year2020-07-01$0
Value of interest in pooled separate accounts at end of year2020-07-01$0
Value of interest in pooled separate accounts at beginning of year2020-07-01$1,698,182
Value of interest in pooled separate accounts at beginning of year2020-07-01$1,698,182
Income. Interest from loans (other than to participants)2020-07-01$0
Income. Interest from loans (other than to participants)2020-07-01$0
Interest earned on other investments2020-07-01$0
Interest earned on other investments2020-07-01$0
Income. Interest from US Government securities2020-07-01$0
Income. Interest from US Government securities2020-07-01$0
Income. Interest from corporate debt instruments2020-07-01$0
Income. Interest from corporate debt instruments2020-07-01$0
Value of interest in common/collective trusts at end of year2020-07-01$0
Value of interest in common/collective trusts at end of year2020-07-01$0
Value of interest in common/collective trusts at beginning of year2020-07-01$597,863
Value of interest in common/collective trusts at beginning of year2020-07-01$597,863
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-07-01$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-07-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-07-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-07-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-07-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-07-01$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-07-01$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-07-01$-139,621
Net investment gain/loss from pooled separate accounts2020-07-01$-131,152
Net investment gain/loss from pooled separate accounts2020-07-01$-131,152
Net investment gain or loss from common/collective trusts2020-07-01$-4,857
Net investment gain or loss from common/collective trusts2020-07-01$-4,857
Net gain/loss from 103.12 investment entities2020-07-01$0
Net gain/loss from 103.12 investment entities2020-07-01$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-07-01No
Was there a failure to transmit to the plan any participant contributions2020-07-01No
Has the plan failed to provide any benefit when due under the plan2020-07-01No
Contributions received in cash from employer2020-07-01$3,914
Contributions received in cash from employer2020-07-01$3,914
Employer contributions (assets) at end of year2020-07-01$0
Employer contributions (assets) at end of year2020-07-01$0
Employer contributions (assets) at beginning of year2020-07-01$650
Employer contributions (assets) at beginning of year2020-07-01$650
Income. Dividends from preferred stock2020-07-01$0
Income. Dividends from preferred stock2020-07-01$0
Income. Dividends from common stock2020-07-01$0
Income. Dividends from common stock2020-07-01$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-07-01$4,667,941
Contract administrator fees2020-07-01$8,007
Liabilities. Value of benefit claims payable at beginning of year2020-07-01$0
Liabilities. Value of benefit claims payable at beginning of year2020-07-01$0
Did the plan have assets held for investment2020-07-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-07-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-07-01Yes
Aggregate proceeds on sale of assets2020-07-01$0
Aggregate proceeds on sale of assets2020-07-01$0
Aggregate carrying amount (costs) on sale of assets2020-07-01$0
Aggregate carrying amount (costs) on sale of assets2020-07-01$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-07-01$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-07-01$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-07-01Yes
Opinion of an independent qualified public accountant for this plan2020-07-01Disclaimer
Accountancy firm name2020-07-01MOSS ADAMS LLP
Accountancy firm EIN2020-07-01910189318
2019 : NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,160,065
Total income from all sources (including contributions)2019-12-31$1,160,065
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$290,082
Total of all expenses incurred2019-12-31$290,082
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$282,161
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$282,161
Value of total corrective distributions2019-12-31$376
Value of total corrective distributions2019-12-31$376
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$294,636
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$294,636
Value of total assets at end of year2019-12-31$4,911,700
Value of total assets at end of year2019-12-31$4,911,700
Value of total assets at beginning of year2019-12-31$4,041,717
Value of total assets at beginning of year2019-12-31$4,041,717
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$7,545
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$7,545
Total income from rents2019-12-31$0
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$0
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$37,481
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$37,481
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$37,481
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$37,481
Administrative expenses professional fees incurred2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Contributions received from participants2019-12-31$227,852
Contributions received from participants2019-12-31$227,852
Participant contributions at end of year2019-12-31$5,559
Participant contributions at end of year2019-12-31$5,559
Participant contributions at beginning of year2019-12-31$8,263
Participant contributions at beginning of year2019-12-31$8,263
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$33,242
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$33,242
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$630
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$630
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Administrative expenses (other) incurred2019-12-31$0
Administrative expenses (other) incurred2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$869,983
Value of net income/loss2019-12-31$869,983
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,911,700
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,911,700
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,041,717
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,041,717
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-12-31$0
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-12-31$0
Investment advisory and management fees2019-12-31$0
Investment advisory and management fees2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,609,446
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,609,446
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,060,173
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,060,173
Value of interest in pooled separate accounts at end of year2019-12-31$1,698,182
Value of interest in pooled separate accounts at end of year2019-12-31$1,698,182
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,368,502
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,368,502
Income. Interest from loans (other than to participants)2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$0
Interest earned on other investments2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$597,863
Value of interest in common/collective trusts at end of year2019-12-31$597,863
Value of interest in common/collective trusts at beginning of year2019-12-31$585,160
Value of interest in common/collective trusts at beginning of year2019-12-31$585,160
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$18,320
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$18,320
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$416,822
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$416,822
Net investment gain/loss from pooled separate accounts2019-12-31$383,504
Net investment gain/loss from pooled separate accounts2019-12-31$383,504
Net investment gain or loss from common/collective trusts2019-12-31$27,622
Net investment gain or loss from common/collective trusts2019-12-31$27,622
Net gain/loss from 103.12 investment entities2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$33,542
Contributions received in cash from employer2019-12-31$33,542
Employer contributions (assets) at end of year2019-12-31$650
Employer contributions (assets) at end of year2019-12-31$650
Employer contributions (assets) at beginning of year2019-12-31$1,299
Employer contributions (assets) at beginning of year2019-12-31$1,299
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$281,531
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$281,531
Contract administrator fees2019-12-31$7,545
Contract administrator fees2019-12-31$7,545
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm EIN2019-12-31910189318
Accountancy firm EIN2019-12-31910189318
2018 : NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-53,049
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$871,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$863,353
Value of total corrective distributions2018-12-31$146
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$232,697
Value of total assets at end of year2018-12-31$4,041,717
Value of total assets at beginning of year2018-12-31$4,966,154
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$7,889
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$221
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$36,417
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$36,417
Administrative expenses professional fees incurred2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Amount of non-exempt transactions with any party-in-interest2018-12-31$0
Contributions received from participants2018-12-31$201,773
Participant contributions at end of year2018-12-31$8,263
Participant contributions at beginning of year2018-12-31$7,703
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$204
Administrative expenses (other) incurred2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-924,437
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,041,717
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,966,154
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2018-12-31$0
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2018-12-31$0
Investment advisory and management fees2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,060,173
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,495,668
Value of interest in pooled separate accounts at end of year2018-12-31$1,368,502
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,571,885
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$221
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$585,160
Value of interest in common/collective trusts at beginning of year2018-12-31$846,265
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$18,320
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$43,437
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-209,720
Net investment gain/loss from pooled separate accounts2018-12-31$-119,758
Net investment gain or loss from common/collective trusts2018-12-31$6,890
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$30,924
Employer contributions (assets) at end of year2018-12-31$1,299
Employer contributions (assets) at beginning of year2018-12-31$1,196
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$863,353
Contract administrator fees2018-12-31$7,889
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$0
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS LLP
Accountancy firm EIN2018-12-31910189318
2017 : NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$872,224
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$207,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$199,556
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$228,704
Value of total assets at end of year2017-12-31$4,966,154
Value of total assets at beginning of year2017-12-31$4,301,003
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$7,517
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$729
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$34,121
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$34,121
Administrative expenses professional fees incurred2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Amount of non-exempt transactions with any party-in-interest2017-12-31$0
Contributions received from participants2017-12-31$191,386
Participant contributions at end of year2017-12-31$7,703
Participant contributions at beginning of year2017-12-31$8,650
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$7,728
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$8
Administrative expenses (other) incurred2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$665,151
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,966,154
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,301,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-12-31$0
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2017-12-31$0
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,495,668
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,078,970
Value of interest in pooled separate accounts at end of year2017-12-31$1,571,885
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,304,585
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$729
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$846,265
Value of interest in common/collective trusts at beginning of year2017-12-31$787,780
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$43,437
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$119,973
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$322,781
Net investment gain/loss from pooled separate accounts2017-12-31$277,734
Net investment gain or loss from common/collective trusts2017-12-31$8,147
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$29,590
Employer contributions (assets) at end of year2017-12-31$1,196
Employer contributions (assets) at beginning of year2017-12-31$1,045
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$199,556
Contract administrator fees2017-12-31$7,517
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$0
Aggregate carrying amount (costs) on sale of assets2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SHANNON & ASSOCIATES, LLP
Accountancy firm EIN2017-12-31911125800
2016 : NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$565,951
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$324,832
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$316,461
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$277,259
Value of total assets at end of year2016-12-31$4,301,003
Value of total assets at beginning of year2016-12-31$4,059,884
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$8,371
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$1,624
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$31,781
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$31,781
Administrative expenses professional fees incurred2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Amount of non-exempt transactions with any party-in-interest2016-12-31$0
Contributions received from participants2016-12-31$173,692
Participant contributions at end of year2016-12-31$8,650
Participant contributions at beginning of year2016-12-31$2,922
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$77,828
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$406
Administrative expenses (other) incurred2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$241,119
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,301,003
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,059,884
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-12-31$0
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2016-12-31$0
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,078,970
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,937,790
Value of interest in pooled separate accounts at end of year2016-12-31$1,304,585
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,072,701
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$1,624
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$787,780
Value of interest in common/collective trusts at beginning of year2016-12-31$759,049
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$119,973
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$286,875
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$93,744
Net investment gain/loss from pooled separate accounts2016-12-31$154,178
Net investment gain or loss from common/collective trusts2016-12-31$6,959
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$25,739
Employer contributions (assets) at end of year2016-12-31$1,045
Employer contributions (assets) at beginning of year2016-12-31$547
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$316,461
Contract administrator fees2016-12-31$8,371
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SHANNON & ASSOCIATES, LLP
Accountancy firm EIN2016-12-31911125800
2015 : NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$214,018
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$921,887
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$910,266
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$217,190
Value of total assets at end of year2015-12-31$4,059,884
Value of total assets at beginning of year2015-12-31$4,767,753
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$11,621
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$4,450
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$33,270
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$33,270
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Amount of non-exempt transactions with any party-in-interest2015-12-31$0
Contributions received from participants2015-12-31$188,804
Participant contributions at end of year2015-12-31$2,922
Participant contributions at beginning of year2015-12-31$7,703
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$780
Administrative expenses (other) incurred2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-707,869
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,059,884
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,767,753
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-12-31$0
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2015-12-31$0
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,937,790
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,458,186
Value of interest in pooled separate accounts at end of year2015-12-31$1,072,701
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,172,516
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$4,450
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$759,049
Value of interest in common/collective trusts at beginning of year2015-12-31$627,906
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$286,875
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$500,308
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-48,152
Net investment gain/loss from pooled separate accounts2015-12-31$4,243
Net investment gain or loss from common/collective trusts2015-12-31$2,237
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$28,386
Employer contributions (assets) at end of year2015-12-31$547
Employer contributions (assets) at beginning of year2015-12-31$1,134
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$910,266
Contract administrator fees2015-12-31$11,621
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SHANNON AND ASSOCIATES
Accountancy firm EIN2015-12-31911125800
2014 : NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$495,013
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$511,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$498,945
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$250,178
Value of total assets at end of year2014-12-31$4,767,753
Value of total assets at beginning of year2014-12-31$4,784,086
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$12,401
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$7,761
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$31,596
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$31,596
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Amount of non-exempt transactions with any party-in-interest2014-12-31$0
Contributions received from participants2014-12-31$221,155
Participant contributions at end of year2014-12-31$7,703
Participant contributions at beginning of year2014-12-31$5,765
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$1,355
Administrative expenses (other) incurred2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-16,333
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,767,753
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,784,086
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-12-31$0
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,458,186
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,435,742
Value of interest in pooled separate accounts at end of year2014-12-31$1,172,516
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,061,529
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$7,761
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$627,906
Value of interest in common/collective trusts at beginning of year2014-12-31$594,917
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$500,308
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$685,607
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$83,088
Net investment gain/loss from pooled separate accounts2014-12-31$113,372
Net investment gain or loss from common/collective trusts2014-12-31$7,663
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$29,023
Employer contributions (assets) at end of year2014-12-31$1,134
Employer contributions (assets) at beginning of year2014-12-31$526
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$498,945
Contract administrator fees2014-12-31$12,401
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SHANNON & ASSOCIATES, LLP
Accountancy firm EIN2014-12-31911125800
2013 : NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$930,867
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$869,757
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$856,193
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$1,306
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$275,141
Value of total assets at end of year2013-12-31$4,784,086
Value of total assets at beginning of year2013-12-31$4,722,976
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$12,258
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$11,974
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$25,520
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$25,520
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Amount of non-exempt transactions with any party-in-interest2013-12-31$0
Contributions received from participants2013-12-31$241,220
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$4,488
Participant contributions at end of year2013-12-31$5,765
Participant contributions at beginning of year2013-12-31$5,738
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$593
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$-1,114
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$61,110
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,784,086
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,722,976
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$0
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,435,742
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,326,844
Value of interest in pooled separate accounts at end of year2013-12-31$1,061,529
Value of interest in pooled separate accounts at beginning of year2013-12-31$781,837
Interest on participant loans2013-12-31$110
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$11,864
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$594,917
Value of interest in common/collective trusts at beginning of year2013-12-31$732,105
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$685,607
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$871,372
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$361,425
Net investment gain/loss from pooled separate accounts2013-12-31$264,273
Net investment gain or loss from common/collective trusts2013-12-31$-6,352
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$33,328
Employer contributions (assets) at end of year2013-12-31$526
Employer contributions (assets) at beginning of year2013-12-31$592
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$856,193
Contract administrator fees2013-12-31$12,258
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SHANNON AND ASSOCIATES, LLP
Accountancy firm EIN2013-12-31911125800
2012 : NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$740,369
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$475,804
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$464,280
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$649
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$292,568
Value of total assets at end of year2012-12-31$4,722,976
Value of total assets at beginning of year2012-12-31$4,458,411
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$10,875
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$18,684
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$38,765
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$38,765
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Amount of non-exempt transactions with any party-in-interest2012-12-31$0
Contributions received from participants2012-12-31$236,302
Participant contributions at end of year2012-12-31$4,488
Participant contributions at beginning of year2012-12-31$18,226
Participant contributions at end of year2012-12-31$5,738
Participant contributions at beginning of year2012-12-31$8,609
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$23,600
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$-1,597
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$264,565
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,722,976
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,458,411
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$0
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-12-31$0
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,326,844
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,173,216
Value of interest in pooled separate accounts at end of year2012-12-31$781,837
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,354,149
Interest on participant loans2012-12-31$724
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$17,960
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Value of interest in common/collective trusts at end of year2012-12-31$732,105
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$871,372
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$902,966
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$252,078
Net investment gain/loss from pooled separate accounts2012-12-31$121,022
Net investment gain or loss from common/collective trusts2012-12-31$18,849
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$32,666
Employer contributions (assets) at end of year2012-12-31$592
Employer contributions (assets) at beginning of year2012-12-31$1,245
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$464,280
Contract administrator fees2012-12-31$10,875
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SHANNON & ASSOCIATES, LLP
Accountancy firm EIN2012-12-31911125800
2011 : NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$234,184
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$400,684
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$389,176
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$860
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$251,490
Value of total assets at end of year2011-12-31$4,458,411
Value of total assets at beginning of year2011-12-31$4,624,911
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$10,648
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$23,346
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$33,278
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$33,278
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$220,014
Participant contributions at end of year2011-12-31$18,226
Participant contributions at beginning of year2011-12-31$39,094
Participant contributions at end of year2011-12-31$8,609
Participant contributions at beginning of year2011-12-31$9,184
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$221
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$3,474
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-166,500
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,458,411
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,624,911
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,173,216
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,507,612
Value of interest in pooled separate accounts at end of year2011-12-31$1,354,149
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,194,475
Interest on participant loans2011-12-31$2,192
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$21,154
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$902,966
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$873,296
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-53,690
Net investment gain/loss from pooled separate accounts2011-12-31$-23,714
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$31,476
Employer contributions (assets) at end of year2011-12-31$1,245
Employer contributions (assets) at beginning of year2011-12-31$1,250
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$388,955
Contract administrator fees2011-12-31$10,648
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SHANNON & ASSOCIATES, LLP
Accountancy firm EIN2011-12-31911125800
2010 : NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$659,440
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$125,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$107,825
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$260,688
Value of total assets at end of year2010-12-31$4,624,911
Value of total assets at beginning of year2010-12-31$4,090,793
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$17,497
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$31,098
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$32,841
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$32,841
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$227,614
Participant contributions at end of year2010-12-31$39,094
Participant contributions at beginning of year2010-12-31$66,744
Participant contributions at end of year2010-12-31$9,184
Participant contributions at beginning of year2010-12-31$8,218
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$488
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$5,112
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$534,118
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,624,911
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,090,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,507,612
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,284,064
Value of interest in pooled separate accounts at end of year2010-12-31$1,194,475
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,793,363
Interest on participant loans2010-12-31$4,326
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$26,772
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$873,296
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$937,166
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$174,639
Net investment gain/loss from pooled separate accounts2010-12-31$155,062
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$33,074
Employer contributions (assets) at end of year2010-12-31$1,250
Employer contributions (assets) at beginning of year2010-12-31$1,238
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$107,337
Contract administrator fees2010-12-31$17,497
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SHANNON & ASSOCIATES, LLP
Accountancy firm EIN2010-12-31911125800

Form 5500 Responses for NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN

2020: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NORTHWESTERN INDUSTRIES, INC. PENSION AND SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number377967
Policy instance 1
Insurance contract or identification number377967
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-07-01
Total amount of commissions paid to insurance brokerUSD $1,311
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,311
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number377967
Policy instance 1
Insurance contract or identification number377967
Number of Individuals Covered200
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $2,938
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,938
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number377967
Policy instance 1
Insurance contract or identification number377967
Number of Individuals Covered211
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $2,624
Total amount of fees paid to insurance companyUSD $214
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,624
Amount paid for insurance broker fees214
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameKMS FINANCIAL SERVICES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number377967
Policy instance 1
Insurance contract or identification number377967
Number of Individuals Covered193
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $2,229
Total amount of fees paid to insurance companyUSD $319
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,229
Amount paid for insurance broker fees319
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameKMS FINANCIAL SERVICES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number377967
Policy instance 1
Insurance contract or identification number377967
Number of Individuals Covered189
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $2,700
Total amount of fees paid to insurance companyUSD $226
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,700
Amount paid for insurance broker fees226
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameKMS FINANCIAL SERVICES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number377967
Policy instance 1
Insurance contract or identification number377967
Number of Individuals Covered206
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $4,278
Total amount of fees paid to insurance companyUSD $4,187
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,278
Amount paid for insurance broker fees4187
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameKMS FINANCIAL SERVICES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number377967
Policy instance 1
Insurance contract or identification number377967
Number of Individuals Covered212
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $3,770
Total amount of fees paid to insurance companyUSD $1,781
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,770
Amount paid for insurance broker fees1781
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameKMS FINANCIAL SERVICES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number377967
Policy instance 1
Insurance contract or identification number377967
Number of Individuals Covered181
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $962
Total amount of fees paid to insurance companyUSD $5,401
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number377967
Policy instance 1
Insurance contract or identification number377967
Number of Individuals Covered198
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $1,163
Total amount of fees paid to insurance companyUSD $4,786
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,163
Amount paid for insurance broker fees4786
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameKMS FINANCIAL SERVICES INC

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