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ABC LEGAL SERVICES, INC. 401 (K) PLAN 401k Plan overview

Plan NameABC LEGAL SERVICES, INC. 401 (K) PLAN
Plan identification number 003

ABC LEGAL SERVICES, INC. 401 (K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ABC LEGAL SERVICES, LLC has sponsored the creation of one or more 401k plans.

Company Name:ABC LEGAL SERVICES, LLC
Employer identification number (EIN):911153514
NAIC Classification:541190

Additional information about ABC LEGAL SERVICES, LLC

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division
Incorporation Date: 1981-09-30
Company Identification Number: 600431481
Legal Registered Office Address: 3035 ISLAND CREST WAY

MERCER ISLAND
United States of America (USA)
98040

More information about ABC LEGAL SERVICES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ABC LEGAL SERVICES, INC. 401 (K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032018-01-01
0032017-01-01TIANA METCALF
0032016-01-01JENNY DAVIS
0032015-01-01JENNY DAVIS
0032014-01-01JENNY DAVIS
0032013-01-01JENNY DAVIS
0032012-01-01SCOTT KOZNEK
0032011-01-01LORRAINE GAUVIN
0032010-01-01LORRAINE GAUVIN
0032009-01-01BOB BELKNAP

Financial Data on ABC LEGAL SERVICES, INC. 401 (K) PLAN

Measure Date Value
2018 : ABC LEGAL SERVICES, INC. 401 (K) PLAN 2018 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$300
Total income from all sources (including contributions)2018-12-31$665,815
Total of all expenses incurred2018-12-31$674,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$607,745
Value of total corrective distributions2018-12-31$23,879
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,074,215
Value of total assets at end of year2018-12-31$6,308,013
Value of total assets at beginning of year2018-12-31$6,317,057
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$42,935
Total interest from all sources2018-12-31$5,683
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$223,724
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$223,724
Administrative expenses professional fees incurred2018-12-31$1,982
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$761,259
Participant contributions at end of year2018-12-31$105,559
Participant contributions at beginning of year2018-12-31$123,006
Participant contributions at end of year2018-12-31$2,275
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$59,817
Liabilities. Value of operating payables at beginning of year2018-12-31$300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-8,744
Value of net assets at end of year (total assets less liabilities)2018-12-31$6,308,013
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$6,316,757
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$33,655
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$5,545,347
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$5,633,238
Interest on participant loans2018-12-31$5,591
Interest earned on other investments2018-12-31$13
Value of interest in common/collective trusts at end of year2018-12-31$653,623
Value of interest in common/collective trusts at beginning of year2018-12-31$560,494
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$71
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$319
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$319
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$79
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-647,696
Net investment gain or loss from common/collective trusts2018-12-31$9,889
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$253,139
Employer contributions (assets) at end of year2018-12-31$1,138
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$607,745
Contract administrator fees2018-12-31$7,298
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31THE DOTY GROUP, PS
Accountancy firm EIN2018-12-31205018267
2017 : ABC LEGAL SERVICES, INC. 401 (K) PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$300
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$175
Total income from all sources (including contributions)2017-12-31$1,590,420
Total of all expenses incurred2017-12-31$450,200
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$407,516
Value of total corrective distributions2017-12-31$3,941
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$705,972
Value of total assets at end of year2017-12-31$6,317,057
Value of total assets at beginning of year2017-12-31$5,176,712
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$38,743
Total interest from all sources2017-12-31$5,523
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$176,014
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$176,014
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$530,357
Participant contributions at end of year2017-12-31$123,006
Participant contributions at beginning of year2017-12-31$122,284
Participant contributions at beginning of year2017-12-31$6,887
Administrative expenses (other) incurred2017-12-31$1,757
Liabilities. Value of operating payables at end of year2017-12-31$300
Liabilities. Value of operating payables at beginning of year2017-12-31$175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,140,220
Value of net assets at end of year (total assets less liabilities)2017-12-31$6,316,757
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$5,176,537
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$31,158
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$5,633,238
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,643,900
Interest on participant loans2017-12-31$5,516
Interest earned on other investments2017-12-31$4
Value of interest in common/collective trusts at end of year2017-12-31$560,494
Value of interest in common/collective trusts at beginning of year2017-12-31$400,881
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$319
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$388
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$388
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$696,847
Net investment gain or loss from common/collective trusts2017-12-31$6,064
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$175,615
Employer contributions (assets) at beginning of year2017-12-31$2,372
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$407,516
Contract administrator fees2017-12-31$5,828
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31THE DOTY GROUP, P.S.
Accountancy firm EIN2017-12-31205018267
2016 : ABC LEGAL SERVICES, INC. 401 (K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$175
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$292
Total income from all sources (including contributions)2016-12-31$1,036,208
Total of all expenses incurred2016-12-31$515,990
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$472,696
Value of total corrective distributions2016-12-31$4,837
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$655,151
Value of total assets at end of year2016-12-31$5,176,712
Value of total assets at beginning of year2016-12-31$4,656,611
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$38,457
Total interest from all sources2016-12-31$5,202
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$117,305
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$117,305
Administrative expenses professional fees incurred2016-12-31$1,225
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$496,738
Participant contributions at end of year2016-12-31$122,284
Participant contributions at beginning of year2016-12-31$127,967
Participant contributions at end of year2016-12-31$6,887
Participant contributions at beginning of year2016-12-31$188
Liabilities. Value of operating payables at end of year2016-12-31$175
Liabilities. Value of operating payables at beginning of year2016-12-31$292
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$520,218
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,176,537
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,656,319
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$28,406
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,643,900
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,214,705
Interest on participant loans2016-12-31$5,200
Value of interest in common/collective trusts at end of year2016-12-31$400,881
Value of interest in common/collective trusts at beginning of year2016-12-31$313,337
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$388
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$336
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$336
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$2
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$254,423
Net investment gain or loss from common/collective trusts2016-12-31$4,127
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$158,413
Employer contributions (assets) at end of year2016-12-31$2,372
Employer contributions (assets) at beginning of year2016-12-31$78
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$472,696
Contract administrator fees2016-12-31$8,826
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31THE DOTY GROUP, P.S.
Accountancy firm EIN2016-12-31205018267
2015 : ABC LEGAL SERVICES, INC. 401 (K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$292
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$550
Total income from all sources (including contributions)2015-12-31$566,013
Total of all expenses incurred2015-12-31$398,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$341,622
Value of total corrective distributions2015-12-31$22,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$587,753
Value of total assets at end of year2015-12-31$4,656,611
Value of total assets at beginning of year2015-12-31$4,489,771
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$34,834
Total interest from all sources2015-12-31$4,600
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$217,412
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$217,412
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$452,531
Participant contributions at end of year2015-12-31$127,967
Participant contributions at beginning of year2015-12-31$63,948
Participant contributions at end of year2015-12-31$188
Participant contributions at beginning of year2015-12-31$137
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,397
Administrative expenses (other) incurred2015-12-31$654
Liabilities. Value of operating payables at end of year2015-12-31$292
Liabilities. Value of operating payables at beginning of year2015-12-31$550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$167,098
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,656,319
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,489,221
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$27,413
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,214,705
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,118,176
Interest on participant loans2015-12-31$4,599
Value of interest in common/collective trusts at end of year2015-12-31$313,337
Value of interest in common/collective trusts at beginning of year2015-12-31$306,282
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$336
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,171
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,171
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-246,910
Net investment gain or loss from common/collective trusts2015-12-31$3,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$133,825
Employer contributions (assets) at end of year2015-12-31$78
Employer contributions (assets) at beginning of year2015-12-31$57
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$341,622
Contract administrator fees2015-12-31$6,767
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31THE DOTY GROUP, P.S.
Accountancy firm EIN2015-12-31205018267
2014 : ABC LEGAL SERVICES, INC. 401 (K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$550
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$275
Total income from all sources (including contributions)2014-12-31$853,170
Total of all expenses incurred2014-12-31$760,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$718,291
Value of total corrective distributions2014-12-31$8,692
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$623,366
Value of total assets at end of year2014-12-31$4,489,771
Value of total assets at beginning of year2014-12-31$4,396,542
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$33,233
Total interest from all sources2014-12-31$3,124
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$205,250
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$205,250
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$468,580
Participant contributions at end of year2014-12-31$63,948
Participant contributions at beginning of year2014-12-31$65,934
Participant contributions at end of year2014-12-31$57
Participant contributions at beginning of year2014-12-31$10
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$4,022
Liabilities. Value of operating payables at end of year2014-12-31$550
Liabilities. Value of operating payables at beginning of year2014-12-31$275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$92,954
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,489,221
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,396,267
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$26,282
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,118,176
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$4,080,297
Interest on participant loans2014-12-31$3,086
Interest earned on other investments2014-12-31$37
Value of interest in common/collective trusts at end of year2014-12-31$306,282
Value of interest in common/collective trusts at beginning of year2014-12-31$226,868
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,171
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$23,428
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$23,428
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$19,334
Net investment gain or loss from common/collective trusts2014-12-31$2,096
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$150,764
Employer contributions (assets) at end of year2014-12-31$137
Employer contributions (assets) at beginning of year2014-12-31$5
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$718,291
Contract administrator fees2014-12-31$6,951
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DOTY, BEARDSLEY, ROSENGREN & CO.
Accountancy firm EIN2014-12-31205018267
2013 : ABC LEGAL SERVICES, INC. 401 (K) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$275
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,450
Total income from all sources (including contributions)2013-12-31$1,541,670
Total of all expenses incurred2013-12-31$861,832
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$801,154
Value of total corrective distributions2013-12-31$28,569
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$737,513
Value of total assets at end of year2013-12-31$4,396,542
Value of total assets at beginning of year2013-12-31$3,717,879
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$32,109
Total interest from all sources2013-12-31$2,008
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$160,276
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$160,276
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$549,438
Participant contributions at end of year2013-12-31$65,934
Participant contributions at beginning of year2013-12-31$39,315
Participant contributions at end of year2013-12-31$10
Participant contributions at beginning of year2013-12-31$23,203
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$8,799
Liabilities. Value of operating payables at end of year2013-12-31$275
Liabilities. Value of operating payables at beginning of year2013-12-31$1,450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$679,838
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,396,267
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,716,429
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$24,352
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$4,080,297
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,412,529
Interest on participant loans2013-12-31$2,007
Value of interest in common/collective trusts at end of year2013-12-31$226,868
Value of interest in common/collective trusts at beginning of year2013-12-31$233,386
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$23,428
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,450
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,450
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$640,096
Net investment gain or loss from common/collective trusts2013-12-31$1,777
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$179,276
Employer contributions (assets) at end of year2013-12-31$5
Employer contributions (assets) at beginning of year2013-12-31$7,996
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$801,154
Contract administrator fees2013-12-31$7,757
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DOTY BEARDSLEY ROSENGREN & CO.
Accountancy firm EIN2013-12-31205018267
2012 : ABC LEGAL SERVICES, INC. 401 (K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,450
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,591
Total income from all sources (including contributions)2012-12-31$1,399,824
Total of all expenses incurred2012-12-31$391,702
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$362,154
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$972,276
Value of total assets at end of year2012-12-31$3,717,879
Value of total assets at beginning of year2012-12-31$2,710,898
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$29,548
Total interest from all sources2012-12-31$2,146
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$98,952
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$98,952
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$600,523
Participant contributions at end of year2012-12-31$39,315
Participant contributions at beginning of year2012-12-31$47,202
Participant contributions at end of year2012-12-31$23,203
Participant contributions at beginning of year2012-12-31$28,991
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$34,520
Administrative expenses (other) incurred2012-12-31$91
Liabilities. Value of operating payables at end of year2012-12-31$1,450
Liabilities. Value of operating payables at beginning of year2012-12-31$2,591
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,008,122
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,716,429
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,708,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$21,919
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,412,529
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,410,713
Interest on participant loans2012-12-31$2,146
Value of interest in common/collective trusts at end of year2012-12-31$233,386
Value of interest in common/collective trusts at beginning of year2012-12-31$199,747
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,450
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$4,627
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$4,627
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$324,025
Net investment gain or loss from common/collective trusts2012-12-31$2,425
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$337,233
Employer contributions (assets) at end of year2012-12-31$7,996
Employer contributions (assets) at beginning of year2012-12-31$19,618
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$362,154
Contract administrator fees2012-12-31$7,538
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DOTY BEARDSLEY ROSENGREN & CO.
Accountancy firm EIN2012-12-31205018267
2011 : ABC LEGAL SERVICES, INC. 401 (K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,591
Total income from all sources (including contributions)2011-12-31$989,742
Total of all expenses incurred2011-12-31$357,844
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$332,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,137,652
Value of total assets at end of year2011-12-31$2,710,898
Value of total assets at beginning of year2011-12-31$2,076,409
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$25,211
Total interest from all sources2011-12-31$3,333
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$64,362
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$64,362
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$675,390
Participant contributions at end of year2011-12-31$47,202
Participant contributions at beginning of year2011-12-31$62,555
Participant contributions at end of year2011-12-31$28,991
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$51,138
Administrative expenses (other) incurred2011-12-31$150
Liabilities. Value of operating payables at end of year2011-12-31$2,591
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$631,898
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,708,307
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,076,409
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,410,713
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,013,854
Interest on participant loans2011-12-31$3,332
Value of interest in common/collective trusts at end of year2011-12-31$199,747
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$4,627
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-219,165
Net investment gain or loss from common/collective trusts2011-12-31$3,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$411,124
Employer contributions (assets) at end of year2011-12-31$19,618
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$332,633
Contract administrator fees2011-12-31$25,061
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DOTY BEARDSLEY ROSENGREN & CO.
Accountancy firm EIN2011-12-31205018267
2010 : ABC LEGAL SERVICES, INC. 401 (K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$564,142
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$138,746
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$136,581
Expenses. Certain deemed distributions of participant loans2010-12-31$15
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$313,578
Value of total assets at end of year2010-12-31$2,076,409
Value of total assets at beginning of year2010-12-31$1,651,013
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,150
Total interest from all sources2010-12-31$3,563
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$17,998
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$17,998
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$166,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$270,886
Participant contributions at end of year2010-12-31$62,555
Participant contributions at beginning of year2010-12-31$59,109
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$11,630
Other income not declared elsewhere2010-12-31$145
Administrative expenses (other) incurred2010-12-31$2,150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$425,396
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,076,409
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,651,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,013,854
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,591,904
Interest on participant loans2010-12-31$3,563
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$228,858
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$31,062
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$136,581
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DOTY BEARDSLEY ROSENGREN & CO.
Accountancy firm EIN2010-12-31205018267
2009 : ABC LEGAL SERVICES, INC. 401 (K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ABC LEGAL SERVICES, INC. 401 (K) PLAN

2018: ABC LEGAL SERVICES, INC. 401 (K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ABC LEGAL SERVICES, INC. 401 (K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ABC LEGAL SERVICES, INC. 401 (K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ABC LEGAL SERVICES, INC. 401 (K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ABC LEGAL SERVICES, INC. 401 (K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ABC LEGAL SERVICES, INC. 401 (K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ABC LEGAL SERVICES, INC. 401 (K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ABC LEGAL SERVICES, INC. 401 (K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ABC LEGAL SERVICES, INC. 401 (K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ABC LEGAL SERVICES, INC. 401 (K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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