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THE ATTACHMATE GROUP 401(K) PLAN 401k Plan overview

Plan NameTHE ATTACHMATE GROUP 401(K) PLAN
Plan identification number 002

THE ATTACHMATE GROUP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ATTACHMATE CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:ATTACHMATE CORPORATION
Employer identification number (EIN):911238718
NAIC Classification:541511
NAIC Description:Custom Computer Programming Services

Additional information about ATTACHMATE CORPORATION

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division
Incorporation Date: 1984-01-03
Company Identification Number: 600602650
Legal Registered Office Address: 300 DESCHUTES WAY SW STE 208 MC-CSC1

TUMWATER
United States of America (USA)
98501

More information about ATTACHMATE CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE ATTACHMATE GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022014-01-01NAHLA KINTZER
0022013-01-01JIM BECK
0022012-01-01JIM BECK JIM BECK2013-10-03
0022011-01-01JIM BECK
0022010-01-01JIM BECK
0022009-01-01JIM BECK

Plan Statistics for THE ATTACHMATE GROUP 401(K) PLAN

401k plan membership statisitcs for THE ATTACHMATE GROUP 401(K) PLAN

Measure Date Value
2014: THE ATTACHMATE GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-014,182
Total number of active participants reported on line 7a of the Form 55002014-01-011,483
Number of retired or separated participants receiving benefits2014-01-0112
Number of other retired or separated participants entitled to future benefits2014-01-012,391
Total of all active and inactive participants2014-01-013,886
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-017
Total participants2014-01-013,893
Number of participants with account balances2014-01-013,770
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0140
2013: THE ATTACHMATE GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-014,448
Total number of active participants reported on line 7a of the Form 55002013-01-011,563
Number of retired or separated participants receiving benefits2013-01-0110
Number of other retired or separated participants entitled to future benefits2013-01-012,603
Total of all active and inactive participants2013-01-014,176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-016
Total participants2013-01-014,182
Number of participants with account balances2013-01-014,039
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0129
2012: THE ATTACHMATE GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015,089
Total number of active participants reported on line 7a of the Form 55002012-01-011,677
Number of retired or separated participants receiving benefits2012-01-0118
Number of other retired or separated participants entitled to future benefits2012-01-012,748
Total of all active and inactive participants2012-01-014,443
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-015
Total participants2012-01-014,448
Number of participants with account balances2012-01-014,249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0127
2011: THE ATTACHMATE GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,676
Total number of active participants reported on line 7a of the Form 55002011-01-012,006
Number of retired or separated participants receiving benefits2011-01-0117
Number of other retired or separated participants entitled to future benefits2011-01-013,043
Total of all active and inactive participants2011-01-015,066
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0123
Total participants2011-01-015,089
Number of participants with account balances2011-01-014,580
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0110
2010: THE ATTACHMATE GROUP 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,786
Total number of active participants reported on line 7a of the Form 55002010-01-01641
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-011,029
Total of all active and inactive participants2010-01-011,671
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-015
Total participants2010-01-011,676
Number of participants with account balances2010-01-011,619
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0122
2009: THE ATTACHMATE GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,034
Total number of active participants reported on line 7a of the Form 55002009-01-01656
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-011,126
Total of all active and inactive participants2009-01-011,783
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-013
Total participants2009-01-011,786
Number of participants with account balances2009-01-011,721
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0164

Financial Data on THE ATTACHMATE GROUP 401(K) PLAN

Measure Date Value
2014 : THE ATTACHMATE GROUP 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$434,983
Total unrealized appreciation/depreciation of assets2014-12-31$434,983
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$57,829,571
Total loss/gain on sale of assets2014-12-31$-120,891
Total of all expenses incurred2014-12-31$54,854,367
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$54,807,858
Expenses. Certain deemed distributions of participant loans2014-12-31$-986
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$16,492,371
Value of total assets at end of year2014-12-31$573,251,550
Value of total assets at beginning of year2014-12-31$570,276,346
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$47,495
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$219,440
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$11,818,696
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$11,717,046
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$26,370
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$13,034,757
Participant contributions at end of year2014-12-31$4,045,279
Participant contributions at beginning of year2014-12-31$4,387,746
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$2,177
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$6,483
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$190,213
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$47,495
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$10,843
Total non interest bearing cash at beginning of year2014-12-31$8,696
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$2,975,204
Value of net assets at end of year (total assets less liabilities)2014-12-31$573,251,550
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$570,276,346
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$514,730,887
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$506,504,917
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$217,922
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in master investment trust accounts at end of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$33,361,007
Value of interest in common/collective trusts at beginning of year2014-12-31$39,348,712
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$14,678,346
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$15,342,902
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$15,342,902
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$1,518
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$28,645,032
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$339,940
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Assets. Value of employer real property at end of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$3,267,401
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from preferred stock2014-12-31$1,969
Income. Dividends from common stock2014-12-31$99,681
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$54,807,858
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Contract administrator fees2014-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$6,423,011
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$4,650,520
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$15,418,387
Aggregate carrying amount (costs) on sale of assets2014-12-31$15,539,278
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLARK NUBER PS
Accountancy firm EIN2014-12-31911194016
2013 : THE ATTACHMATE GROUP 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$450,145
Total unrealized appreciation/depreciation of assets2013-12-31$450,145
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$128,124,645
Total loss/gain on sale of assets2013-12-31$403,479
Total of all expenses incurred2013-12-31$49,358,076
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$49,323,813
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$7,233
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$17,200,982
Value of total assets at end of year2013-12-31$570,276,346
Value of total assets at beginning of year2013-12-31$491,509,777
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$27,030
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$210,263
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$15,902,494
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$15,833,224
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$26,370
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$47,746
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$13,147,954
Participant contributions at end of year2013-12-31$4,387,746
Participant contributions at beginning of year2013-12-31$3,971,700
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$6,483
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$869
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$872,882
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$27,030
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$8,696
Total non interest bearing cash at beginning of year2013-12-31$73,030
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$78,766,569
Value of net assets at end of year (total assets less liabilities)2013-12-31$570,276,346
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$491,509,777
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$506,504,917
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$429,328,730
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$201,725
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$7,138
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$39,348,712
Value of interest in common/collective trusts at beginning of year2013-12-31$41,662,603
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$15,342,902
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$12,182,941
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$12,182,941
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$1,400
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$518,930
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$94,115,797
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$-158,515
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$3,180,146
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from preferred stock2013-12-31$3,919
Income. Dividends from common stock2013-12-31$65,351
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$49,323,813
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Contract administrator fees2013-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$4,650,520
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$3,723,228
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$10,662,457
Aggregate carrying amount (costs) on sale of assets2013-12-31$10,258,978
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLARK NUBER PS
Accountancy firm EIN2013-12-31911194016
2012 : THE ATTACHMATE GROUP 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$102,347
Total unrealized appreciation/depreciation of assets2012-12-31$102,347
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$82,681,436
Total loss/gain on sale of assets2012-12-31$293,803
Total of all expenses incurred2012-12-31$43,138,432
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$42,993,548
Expenses. Certain deemed distributions of participant loans2012-12-31$22,829
Value of total corrective distributions2012-12-31$1,375
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$17,551,515
Value of total assets at end of year2012-12-31$491,509,777
Value of total assets at beginning of year2012-12-31$451,966,773
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$120,680
Total interest from all sources2012-12-31$210,071
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$14,071,157
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$13,997,787
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$47,746
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$48,350
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$13,619,458
Participant contributions at end of year2012-12-31$3,971,700
Participant contributions at beginning of year2012-12-31$3,974,264
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$196,901
Assets. Other investments not covered elsewhere at end of year2012-12-31$869
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$706,001
Administrative expenses (other) incurred2012-12-31$120,680
Total non interest bearing cash at end of year2012-12-31$73,030
Total non interest bearing cash at beginning of year2012-12-31$1,161
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$39,543,004
Value of net assets at end of year (total assets less liabilities)2012-12-31$491,509,777
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$451,966,773
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$429,328,730
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$390,164,200
Interest on participant loans2012-12-31$198,502
Income. Interest from US Government securities2012-12-31$9,579
Value of interest in common/collective trusts at end of year2012-12-31$41,662,603
Value of interest in common/collective trusts at beginning of year2012-12-31$43,070,506
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$12,182,941
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$9,884,741
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$9,884,741
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,990
Asset value of US Government securities at end of year2012-12-31$518,930
Asset value of US Government securities at beginning of year2012-12-31$520,651
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$49,263,589
Net investment gain or loss from common/collective trusts2012-12-31$1,188,954
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,226,056
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$366,013
Income. Dividends from preferred stock2012-12-31$4,350
Income. Dividends from common stock2012-12-31$69,020
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$42,993,548
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$3,723,228
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$3,739,986
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$7,048,019
Aggregate carrying amount (costs) on sale of assets2012-12-31$6,754,216
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CLARK NUBER PS
Accountancy firm EIN2012-12-31911194016
2011 : THE ATTACHMATE GROUP 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-4,373
Total unrealized appreciation/depreciation of assets2011-12-31$-4,373
Total transfer of assets to this plan2011-12-31$299,205,665
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$3,275,600
Total loss/gain on sale of assets2011-12-31$-130
Total of all expenses incurred2011-12-31$11,781,967
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$11,726,368
Expenses. Certain deemed distributions of participant loans2011-12-31$28,452
Value of total corrective distributions2011-12-31$4,410
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$7,454,535
Value of total assets at end of year2011-12-31$451,966,773
Value of total assets at beginning of year2011-12-31$161,267,475
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$22,737
Total interest from all sources2011-12-31$77,155
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$4,984,592
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$4,981,031
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$48,350
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$5,949,688
Participant contributions at end of year2011-12-31$3,974,264
Participant contributions at beginning of year2011-12-31$1,373,155
Participant contributions at end of year2011-12-31$196,901
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$103,890
Administrative expenses (other) incurred2011-12-31$22,737
Total non interest bearing cash at end of year2011-12-31$1,161
Total non interest bearing cash at beginning of year2011-12-31$478
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-8,506,367
Value of net assets at end of year (total assets less liabilities)2011-12-31$451,966,773
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$161,267,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$390,164,200
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$148,138,012
Interest on participant loans2011-12-31$76,255
Value of interest in common/collective trusts at end of year2011-12-31$43,070,506
Value of interest in common/collective trusts at beginning of year2011-12-31$4,561,237
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$9,884,741
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$7,194,593
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$7,194,593
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$900
Asset value of US Government securities at end of year2011-12-31$520,651
Asset value of US Government securities at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-9,632,448
Net investment gain or loss from common/collective trusts2011-12-31$396,269
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,400,957
Employer contributions (assets) at end of year2011-12-31$366,013
Employer contributions (assets) at beginning of year2011-12-31$0
Income. Dividends from common stock2011-12-31$3,561
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$11,726,368
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$3,739,986
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$13,054
Aggregate carrying amount (costs) on sale of assets2011-12-31$13,184
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CLARK NUBER PS
Accountancy firm EIN2011-12-31911194016
2010 : THE ATTACHMATE GROUP 401(K) PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$25,506,942
Total of all expenses incurred2010-12-31$15,203,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$15,166,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,427,727
Value of total assets at end of year2010-12-31$161,267,475
Value of total assets at beginning of year2010-12-31$150,964,364
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$37,786
Total interest from all sources2010-12-31$76,605
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$2,905,288
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$2,905,288
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$5,352,249
Participant contributions at end of year2010-12-31$1,373,155
Participant contributions at beginning of year2010-12-31$1,268,127
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$75,477
Administrative expenses (other) incurred2010-12-31$37,786
Total non interest bearing cash at end of year2010-12-31$478
Total non interest bearing cash at beginning of year2010-12-31$463
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$10,303,111
Value of net assets at end of year (total assets less liabilities)2010-12-31$161,267,475
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$150,964,364
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$148,138,012
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$136,965,638
Interest on participant loans2010-12-31$74,539
Value of interest in common/collective trusts at end of year2010-12-31$4,561,237
Value of interest in common/collective trusts at beginning of year2010-12-31$4,879,813
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$7,194,593
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$7,850,323
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$7,850,323
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$2,066
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$16,904,203
Net investment gain or loss from common/collective trusts2010-12-31$193,119
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$15,166,045
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CLARK NUBER PS
Accountancy firm EIN2010-12-31911194016
2009 : THE ATTACHMATE GROUP 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE ATTACHMATE GROUP 401(K) PLAN

2014: THE ATTACHMATE GROUP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE ATTACHMATE GROUP 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE ATTACHMATE GROUP 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE ATTACHMATE GROUP 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE ATTACHMATE GROUP 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE ATTACHMATE GROUP 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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