401k Plan data: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST plan

THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number	002

THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CASCADE REGIONAL EYE CENTER, INC., P.S. has sponsored the creation of one or more 401k plans.

Company Name: CASCADE REGIONAL EYE CENTER, INC., P.S.

Employer identification number (EIN): 911312321

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Additional information about CASCADE REGIONAL EYE CENTER, INC., P.S.

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division

Incorporation Date: 1985-10-17

Company Identification Number: 600623658

Legal Registered Office Address: 110 CEDAR AVE #102

SNOHOMISH
United States of America (USA)
982900000

More information about CASCADE REGIONAL EYE CENTER, INC., P.S.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 BRUCE BALLON, M.D.
002 2016-01-01 BRUCE BALLON, M.D.
002 2015-01-01 BRUCE BALLON, M.D.
002 2014-01-01 BRUCE BALLON, M.D.
002 2013-01-01 BRUCE BALLON, M.D.
002 2012-01-01 R. LEE HARMAN, M.D.
002 2011-01-01 R. LEE HARMAN, M.D.
002 2009-01-01 R. LEE HARMAN, M.D.

Plan Statistics for THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2021: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year 2021-01-01 45
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 0
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 0
Number of participants with account balances 2021-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year 2020-01-01 43
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 27
Number of retired or separated participants receiving benefits 2020-01-01 18
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 45
Number of participants with account balances 2020-01-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 3
2019: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 40
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 29
Number of retired or separated participants receiving benefits 2019-01-01 14
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 43
Number of participants with account balances 2019-01-01 43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 34
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 27
Number of retired or separated participants receiving benefits 2018-01-01 13
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 40
Number of participants with account balances 2018-01-01 40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 1
2017: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 29
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 25
Number of retired or separated participants receiving benefits 2017-01-01 6
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 31
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 31
Number of participants with account balances 2017-01-01 31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 32
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 15
Number of retired or separated participants receiving benefits 2016-01-01 14
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 29
Number of participants with account balances 2016-01-01 29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 35
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 17
Number of retired or separated participants receiving benefits 2015-01-01 15
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 32
Number of participants with account balances 2015-01-01 36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 7
2014: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 30
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 27
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 8
Total of all active and inactive participants 2014-01-01 35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 35
Number of participants with account balances 2014-01-01 27
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2013: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 32
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 19
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 11
Total of all active and inactive participants 2013-01-01 30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 30
Number of participants with account balances 2013-01-01 27
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 4
2012: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 38
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 25
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 7
Total of all active and inactive participants 2012-01-01 32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 32
Number of participants with account balances 2012-01-01 29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 9
2011: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 37
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 25
Number of retired or separated participants receiving benefits 2011-01-01 2
Number of other retired or separated participants entitled to future benefits 2011-01-01 11
Total of all active and inactive participants 2011-01-01 38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 38
Number of participants with account balances 2011-01-01 30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 29
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 19
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 12
Total of all active and inactive participants 2009-01-01 31
Total participants 2009-01-01 31
Number of participants with account balances 2009-01-01 31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 2

Measure	Date	Value
2021: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year	2021-01-01	45
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	0
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	0
Number of participants with account balances	2021-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year	2020-01-01	43
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	27
Number of retired or separated participants receiving benefits	2020-01-01	18
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	45
Number of participants with account balances	2020-01-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	3
2019: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	40
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	29
Number of retired or separated participants receiving benefits	2019-01-01	14
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	43
Number of participants with account balances	2019-01-01	43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	34
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	27
Number of retired or separated participants receiving benefits	2018-01-01	13
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	40
Number of participants with account balances	2018-01-01	40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	1
2017: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	29
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	25
Number of retired or separated participants receiving benefits	2017-01-01	6
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	31
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	31
Number of participants with account balances	2017-01-01	31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	32
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	15
Number of retired or separated participants receiving benefits	2016-01-01	14
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	29
Number of participants with account balances	2016-01-01	29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	35
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	17
Number of retired or separated participants receiving benefits	2015-01-01	15
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	32
Number of participants with account balances	2015-01-01	36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	7
2014: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	30
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	27
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	8
Total of all active and inactive participants	2014-01-01	35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	35
Number of participants with account balances	2014-01-01	27
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2013: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	32
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	19
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	11
Total of all active and inactive participants	2013-01-01	30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	30
Number of participants with account balances	2013-01-01	27
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	4
2012: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	38
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	25
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	7
Total of all active and inactive participants	2012-01-01	32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	32
Number of participants with account balances	2012-01-01	29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	9
2011: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	37
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	25
Number of retired or separated participants receiving benefits	2011-01-01	2
Number of other retired or separated participants entitled to future benefits	2011-01-01	11
Total of all active and inactive participants	2011-01-01	38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	38
Number of participants with account balances	2011-01-01	30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	29
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	19
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	12
Total of all active and inactive participants	2009-01-01	31
Total participants	2009-01-01	31
Number of participants with account balances	2009-01-01	31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	2

Financial Data on THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST

Measure	Date	Value
2021 : THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k financial data
Total income from all sources	2021-10-05	$119,093
Expenses. Total of all expenses incurred	2021-10-05	$3,805,821
Benefits paid (including direct rollovers)	2021-10-05	$3,794,452
Total plan assets at end of year	2021-10-05	$0
Total plan assets at beginning of year	2021-10-05	$3,686,728
Value of fidelity bond covering the plan	2021-10-05	$500,000
Assets. Value of tangible personal property	2021-10-05	$0
Other income received	2021-10-05	$118,993
Net income (gross income less expenses)	2021-10-05	$-3,686,728
Net plan assets at end of year (total assets less liabilities)	2021-10-05	$0
Net plan assets at beginning of year (total assets less liabilities)	2021-10-05	$3,686,728
Assets. Value of participant loans	2021-10-05	$0
Total contributions received or receivable from employer(s)	2021-10-05	$100
Expenses. Administrative service providers (salaries,fees and commissions)	2021-10-05	$11,369
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-10-05	$0
2020 : THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k financial data
Total income from all sources	2020-12-31	$804,247
Expenses. Total of all expenses incurred	2020-12-31	$308,462
Benefits paid (including direct rollovers)	2020-12-31	$289,728
Total plan assets at end of year	2020-12-31	$3,686,728
Total plan assets at beginning of year	2020-12-31	$3,190,943
Value of fidelity bond covering the plan	2020-12-31	$500,000
Assets. Value of tangible personal property	2020-12-31	$107,958
Total contributions received or receivable from participants	2020-12-31	$108,821
Other income received	2020-12-31	$532,242
Net income (gross income less expenses)	2020-12-31	$495,785
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$3,686,728
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$3,190,943
Assets. Value of participant loans	2020-12-31	$0
Total contributions received or receivable from employer(s)	2020-12-31	$163,184
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$18,734
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
2019 : THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Total income from all sources	2019-12-31	$714,662
Expenses. Total of all expenses incurred	2019-12-31	$76,902
Benefits paid (including direct rollovers)	2019-12-31	$57,167
Total plan assets at end of year	2019-12-31	$3,190,943
Total plan assets at beginning of year	2019-12-31	$2,553,183
Value of fidelity bond covering the plan	2019-12-31	$500,000
Assets. Value of tangible personal property	2019-12-31	$88,269
Total contributions received or receivable from participants	2019-12-31	$128,510
Contributions received from other sources (not participants or employers)	2019-12-31	$17,448
Other income received	2019-12-31	$502,880
Net income (gross income less expenses)	2019-12-31	$637,760
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$3,190,943
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$2,553,183
Assets. Value of participant loans	2019-12-31	$134
Total contributions received or receivable from employer(s)	2019-12-31	$65,824
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$19,735
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total income from all sources	2018-12-31	$-39,451
Expenses. Total of all expenses incurred	2018-12-31	$11,865
Benefits paid (including direct rollovers)	2018-12-31	$3,481
Total plan assets at end of year	2018-12-31	$2,553,183
Total plan assets at beginning of year	2018-12-31	$2,604,499
Value of fidelity bond covering the plan	2018-12-31	$500,000
Assets. Value of tangible personal property	2018-12-31	$76,150
Total contributions received or receivable from participants	2018-12-31	$101,006
Other income received	2018-12-31	$-205,776
Net income (gross income less expenses)	2018-12-31	$-51,316
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$2,553,183
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$2,604,499
Assets. Value of participant loans	2018-12-31	$166
Total contributions received or receivable from employer(s)	2018-12-31	$65,319
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$8,384
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total income from all sources	2017-12-31	$508,421
Expenses. Total of all expenses incurred	2017-12-31	$16,613
Benefits paid (including direct rollovers)	2017-12-31	$16,613
Total plan assets at end of year	2017-12-31	$2,604,499
Total plan assets at beginning of year	2017-12-31	$2,112,691
Value of fidelity bond covering the plan	2017-12-31	$500,000
Assets. Value of tangible personal property	2017-12-31	$76,090
Total contributions received or receivable from participants	2017-12-31	$109,279
Contributions received from other sources (not participants or employers)	2017-12-31	$1,359
Other income received	2017-12-31	$339,086
Net income (gross income less expenses)	2017-12-31	$491,808
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$2,604,499
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$2,112,691
Assets. Value of participant loans	2017-12-31	$2,869
Assets. Value of employer real property	2017-12-31	$89,000
Total contributions received or receivable from employer(s)	2017-12-31	$58,697
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$230,591
Expenses. Total of all expenses incurred	2016-12-31	$13,418
Benefits paid (including direct rollovers)	2016-12-31	$13,376
Total plan assets at end of year	2016-12-31	$2,112,691
Total plan assets at beginning of year	2016-12-31	$1,895,518
Value of fidelity bond covering the plan	2016-12-31	$500,000
Assets. Value of tangible personal property	2016-12-31	$69,488
Total contributions received or receivable from participants	2016-12-31	$107,310
Other income received	2016-12-31	$84,787
Net income (gross income less expenses)	2016-12-31	$217,173
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$2,112,691
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,895,518
Assets. Value of participant loans	2016-12-31	$6,597
Assets. Value of employer real property	2016-12-31	$85,000
Total contributions received or receivable from employer(s)	2016-12-31	$38,494
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$42
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$136,750
Expenses. Total of all expenses incurred	2015-12-31	$118,998
Benefits paid (including direct rollovers)	2015-12-31	$118,998
Total plan assets at end of year	2015-12-31	$1,895,518
Total plan assets at beginning of year	2015-12-31	$1,877,766
Value of fidelity bond covering the plan	2015-12-31	$500,000
Assets. Value of tangible personal property	2015-12-31	$65,841
Total contributions received or receivable from participants	2015-12-31	$104,277
Other income received	2015-12-31	$-52,796
Net income (gross income less expenses)	2015-12-31	$17,752
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,895,518
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,877,766
Assets. Value of participant loans	2015-12-31	$10,487
Assets. Value of real-estate (other than employer real property)	2015-12-31	$100,000
Total contributions received or receivable from employer(s)	2015-12-31	$85,269
2014 : THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total income from all sources	2014-12-31	$267,159
Expenses. Total of all expenses incurred	2014-12-31	$70,592
Benefits paid (including direct rollovers)	2014-12-31	$70,592
Total plan assets at end of year	2014-12-31	$1,877,766
Total plan assets at beginning of year	2014-12-31	$1,681,199
Value of fidelity bond covering the plan	2014-12-31	$500,000
Assets. Value of tangible personal property	2014-12-31	$86,741
Total contributions received or receivable from participants	2014-12-31	$96,321
Contributions received from other sources (not participants or employers)	2014-12-31	$5,894
Other income received	2014-12-31	$82,903
Net income (gross income less expenses)	2014-12-31	$196,567
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,877,766
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,681,199
Assets. Value of participant loans	2014-12-31	$19,698
Assets. Value of real-estate (other than employer real property)	2014-12-31	$97,500
Total contributions received or receivable from employer(s)	2014-12-31	$82,041
2013 : THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total income from all sources	2013-12-31	$315,068
Expenses. Total of all expenses incurred	2013-12-31	$27,684
Benefits paid (including direct rollovers)	2013-12-31	$27,684
Total plan assets at end of year	2013-12-31	$1,681,199
Total plan assets at beginning of year	2013-12-31	$1,393,815
Value of fidelity bond covering the plan	2013-12-31	$500,000
Assets. Value of tangible personal property	2013-12-31	$97,285
Total contributions received or receivable from participants	2013-12-31	$77,396
Other income received	2013-12-31	$190,231
Net income (gross income less expenses)	2013-12-31	$287,384
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,681,199
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,393,815
Assets. Value of participant loans	2013-12-31	$25,311
Assets. Value of real-estate (other than employer real property)	2013-12-31	$92,500
Total contributions received or receivable from employer(s)	2013-12-31	$47,441
2012 : THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total income from all sources	2012-12-31	$278,429
Expenses. Total of all expenses incurred	2012-12-31	$5,832,102
Benefits paid (including direct rollovers)	2012-12-31	$5,832,102
Total plan assets at end of year	2012-12-31	$1,393,815
Total plan assets at beginning of year	2012-12-31	$6,947,488
Value of fidelity bond covering the plan	2012-12-31	$1,500,000
Total contributions received or receivable from participants	2012-12-31	$48,888
Assets. Value of loans (other than to participants)	2012-12-31	$0
Other income received	2012-12-31	$182,665
Net income (gross income less expenses)	2012-12-31	$-5,553,673
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,393,815
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$6,947,488
Assets. Value of participant loans	2012-12-31	$31,761
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$0
Assets. Value of real-estate (other than employer real property)	2012-12-31	$90,000
Total contributions received or receivable from employer(s)	2012-12-31	$46,876
2011 : THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total income from all sources	2011-12-31	$-111,342
Expenses. Total of all expenses incurred	2011-12-31	$218,508
Benefits paid (including direct rollovers)	2011-12-31	$218,508
Total plan assets at end of year	2011-12-31	$6,947,488
Total plan assets at beginning of year	2011-12-31	$7,277,338
Value of fidelity bond covering the plan	2011-12-31	$1,500,000
Total contributions received or receivable from participants	2011-12-31	$39,569
Assets. Value of loans (other than to participants)	2011-12-31	$524,251
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-206,931
Net income (gross income less expenses)	2011-12-31	$-329,850
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$6,947,488
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$7,277,338
Assets. Value of participant loans	2011-12-31	$22,536
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$94,650
Assets. Value of real-estate (other than employer real property)	2011-12-31	$102,000
Total contributions received or receivable from employer(s)	2011-12-31	$56,020
Value of certain deemed distributions of participant loans	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$0
2010 : THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total income from all sources	2010-12-31	$561,894
Expenses. Total of all expenses incurred	2010-12-31	$408,441
Benefits paid (including direct rollovers)	2010-12-31	$408,441
Total plan assets at end of year	2010-12-31	$7,277,338
Total plan assets at beginning of year	2010-12-31	$7,123,885
Value of fidelity bond covering the plan	2010-12-31	$1,500,000
Total contributions received or receivable from participants	2010-12-31	$44,137
Assets. Value of loans (other than to participants)	2010-12-31	$538,452
Other income received	2010-12-31	$459,426
Net income (gross income less expenses)	2010-12-31	$153,453
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$7,277,338
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$7,123,885
Assets. Value of participant loans	2010-12-31	$26,466
Assets. Value of real-estate (other than employer real property)	2010-12-31	$115,000
Total contributions received or receivable from employer(s)	2010-12-31	$58,331

Form 5500 Responses for THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST

2021: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	Yes
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE HARMAN EYE CLINIC 401(K) PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

GA843330

Policy instance

Insurance contract or identification number	GA843330
Number of Individuals Covered	45
Total amount of commissions paid to insurance broker	USD $6,325
Total amount of fees paid to insurance company	USD $1,262
Commission paid to Insurance Broker	USD $6,325
Additional information about fees paid to insurance broker	COMMISSION
Insurance broker organization code?	7
Amount paid for insurance broker fees	1262

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

GA-843330

Policy instance

Insurance contract or identification number	GA-843330
Number of Individuals Covered	38
Total amount of commissions paid to insurance broker	USD $4,479
Total amount of fees paid to insurance company	USD $1,163
Commission paid to Insurance Broker	USD $4,479
Insurance broker organization code?	3
Amount paid for insurance broker fees	1163

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

Policy instance

Total amount of commissions paid to insurance broker	USD $8
Total amount of fees paid to insurance company	USD $22
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $87
Amount paid for insurance broker fees	22
Insurance broker organization code?	3
Insurance broker name	KMS FINANCIAL SERVICES INC.

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-B0-CK2L

Policy instance

Insurance contract or identification number	GAP-B0-CK2L
Number of Individuals Covered	7
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $134
Total amount of fees paid to insurance company	USD $34
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $134
Amount paid for insurance broker fees	34
Insurance broker organization code?	4
Insurance broker name	HUNNEX AND SHOEMAKER, INC.

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-41-K987

Policy instance

Insurance contract or identification number	GAP-41-K987
Number of Individuals Covered	7
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $432
Total amount of fees paid to insurance company	USD $108
Are there contracts with allocated funds for group deferred annuity?	Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $432
Insurance broker organization code?	4
Amount paid for insurance broker fees	108
Insurance broker name	HUNNEX AND SHOEMAKER, INC.

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-41-K987

Policy instance

Insurance contract or identification number	GAP-41-K987
Number of Individuals Covered	27
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $437
Total amount of fees paid to insurance company	USD $109
Are there contracts with allocated funds for group deferred annuity?	Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $437
Amount paid for insurance broker fees	109
Insurance broker organization code?	4
Insurance broker name	HUNNEX AND SHOEMAKER, INC.

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-41-K987

Policy instance

Insurance contract or identification number	GAP-41-K987
Number of Individuals Covered	5
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $5,404
Total amount of fees paid to insurance company	USD $108
Are there contracts with allocated funds for group deferred annuity?	Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,404
Insurance broker organization code?	4
Amount paid for insurance broker fees	108
Additional information about fees paid to insurance broker	TPA PROGRAM
Insurance broker name	HUNNEX AND SHOEMAKER, INC.

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-41-K987

Policy instance

Insurance contract or identification number	GAP-41-K987
Number of Individuals Covered	31
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $12,592
Total amount of fees paid to insurance company	USD $3,148
Are there contracts with allocated funds for group deferred annuity?	Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-41-K987

Policy instance

Insurance contract or identification number	GAP-41-K987
Number of Individuals Covered	31
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $11,500
Are there contracts with allocated funds for group deferred annuity?	Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,621
Insurance broker organization code?	4
Insurance broker name	VERITRUST FINANCIAL, INC.

Potentially related plans

THE HARMAN GROUP, INC. 401(K) PLAN [EIN = 232590669]

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Company Name:	CASCADE REGIONAL EYE CENTER, INC., P.S.
Employer identification number (EIN):	911312321
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Jurisdiction of Incorporation:	Washington Secretary of State Corporations Division
Incorporation Date:	1985-10-17
Company Identification Number:	600623658
Legal Registered Office Address:	110 CEDAR AVE #102 SNOHOMISH United States of America (USA) 982900000