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Plan Name | DUNCAN ENTERPRISES 401(K) PROFIT SHARING PLAN |
Plan identification number | 003 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | DUNCAN ENTERPRISES |
Employer identification number (EIN): | 911322399 |
NAIC Classification: | 325500 |
Additional information about DUNCAN ENTERPRISES
Jurisdiction of Incorporation: | Colorado Department of State |
Incorporation Date: | 2013-09-11 |
Company Identification Number: | 20131526026 |
Legal Registered Office Address: |
4616 S Wolff St Denver United States of America (USA) 80236 |
More information about DUNCAN ENTERPRISES
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
003 | 2016-06-01 | TODD ROSE | TODD ROSE | 2018-02-21 | |
003 | 2015-06-01 | SCOTT KRIEBEL | |||
003 | 2014-06-01 | SCOTT KRIEBEL |
Measure | Date | Value |
---|---|---|
2016: DUNCAN ENTERPRISES 401(K) PROFIT SHARING PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-06-01 | 170 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-06-01 | 171 |
Number of other retired or separated participants entitled to future benefits | 2016-06-01 | 79 |
Total of all active and inactive participants | 2016-06-01 | 250 |
Total participants | 2016-06-01 | 250 |
Number of participants with account balances | 2016-06-01 | 242 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-06-01 | 21 |
2015: DUNCAN ENTERPRISES 401(K) PROFIT SHARING PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-06-01 | 138 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-06-01 | 170 |
Number of retired or separated participants receiving benefits | 2015-06-01 | 63 |
Total of all active and inactive participants | 2015-06-01 | 233 |
Total participants | 2015-06-01 | 233 |
Number of participants with account balances | 2015-06-01 | 226 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-06-01 | 20 |
2014: DUNCAN ENTERPRISES 401(K) PROFIT SHARING PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-06-01 | 178 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-06-01 | 138 |
Number of retired or separated participants receiving benefits | 2014-06-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-06-01 | 47 |
Total of all active and inactive participants | 2014-06-01 | 185 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-06-01 | 0 |
Total participants | 2014-06-01 | 185 |
Number of participants with account balances | 2014-06-01 | 182 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-06-01 | 8 |
Measure | Date | Value |
---|---|---|
2017 : DUNCAN ENTERPRISES 401(K) PROFIT SHARING PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-05-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-05-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-05-31 | $0 |
Total income from all sources (including contributions) | 2017-05-31 | $2,351,441 |
Total loss/gain on sale of assets | 2017-05-31 | $0 |
Total of all expenses incurred | 2017-05-31 | $1,163,857 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-05-31 | $1,159,782 |
Value of total corrective distributions | 2017-05-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-05-31 | $857,212 |
Value of total assets at end of year | 2017-05-31 | $12,626,612 |
Value of total assets at beginning of year | 2017-05-31 | $11,439,028 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-05-31 | $4,075 |
Total interest from all sources | 2017-05-31 | $1,513 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-05-31 | $323,786 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-05-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-05-31 | $323,786 |
Was this plan covered by a fidelity bond | 2017-05-31 | Yes |
Value of fidelity bond cover | 2017-05-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-05-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-05-31 | No |
Contributions received from participants | 2017-05-31 | $745,029 |
Participant contributions at end of year | 2017-05-31 | $96,928 |
Participant contributions at beginning of year | 2017-05-31 | $56,481 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-05-31 | $428 |
Administrative expenses (other) incurred | 2017-05-31 | $438 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-05-31 | No |
Value of net income/loss | 2017-05-31 | $1,187,584 |
Value of net assets at end of year (total assets less liabilities) | 2017-05-31 | $12,626,612 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-05-31 | $11,439,028 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-05-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-05-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-05-31 | No |
Investment advisory and management fees | 2017-05-31 | $3,637 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-05-31 | $11,251,905 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-05-31 | $9,931,498 |
Interest on participant loans | 2017-05-31 | $1,513 |
Value of interest in common/collective trusts at end of year | 2017-05-31 | $1,277,779 |
Value of interest in common/collective trusts at beginning of year | 2017-05-31 | $1,451,049 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-05-31 | $1,150,270 |
Net investment gain or loss from common/collective trusts | 2017-05-31 | $18,660 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-05-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-05-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-05-31 | No |
Contributions received in cash from employer | 2017-05-31 | $111,755 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-05-31 | $1,159,782 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-05-31 | No |
Did the plan have assets held for investment | 2017-05-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-05-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-05-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-05-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-05-31 | Disclaimer |
Accountancy firm name | 2017-05-31 | MOSS ADAMS |
Accountancy firm EIN | 2017-05-31 | 910189318 |
2016 : DUNCAN ENTERPRISES 401(K) PROFIT SHARING PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-05-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-05-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-05-31 | $0 |
Total income from all sources (including contributions) | 2016-05-31 | $773,668 |
Total loss/gain on sale of assets | 2016-05-31 | $0 |
Total of all expenses incurred | 2016-05-31 | $646,156 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-05-31 | $637,452 |
Value of total corrective distributions | 2016-05-31 | $3,028 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-05-31 | $997,211 |
Value of total assets at end of year | 2016-05-31 | $11,439,028 |
Value of total assets at beginning of year | 2016-05-31 | $11,311,516 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-05-31 | $5,676 |
Total interest from all sources | 2016-05-31 | $835 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-05-31 | $414,083 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-05-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-05-31 | $414,083 |
Was this plan covered by a fidelity bond | 2016-05-31 | Yes |
Value of fidelity bond cover | 2016-05-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-05-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-05-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-05-31 | No |
Contributions received from participants | 2016-05-31 | $832,358 |
Participant contributions at end of year | 2016-05-31 | $56,481 |
Participant contributions at beginning of year | 2016-05-31 | $31,492 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-05-31 | $39,999 |
Administrative expenses (other) incurred | 2016-05-31 | $2,983 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-05-31 | No |
Value of net income/loss | 2016-05-31 | $127,512 |
Value of net assets at end of year (total assets less liabilities) | 2016-05-31 | $11,439,028 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-05-31 | $11,311,516 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-05-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-05-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-05-31 | No |
Investment advisory and management fees | 2016-05-31 | $2,693 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-05-31 | $9,931,498 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-05-31 | $9,949,853 |
Interest on participant loans | 2016-05-31 | $835 |
Value of interest in common/collective trusts at end of year | 2016-05-31 | $1,451,049 |
Value of interest in common/collective trusts at beginning of year | 2016-05-31 | $1,330,171 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-05-31 | $-655,015 |
Net investment gain or loss from common/collective trusts | 2016-05-31 | $16,554 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-05-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-05-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-05-31 | No |
Contributions received in cash from employer | 2016-05-31 | $124,854 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-05-31 | $637,452 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-05-31 | No |
Did the plan have assets held for investment | 2016-05-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-05-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-05-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-05-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-05-31 | Disclaimer |
Accountancy firm name | 2016-05-31 | MOSS ADAMS |
Accountancy firm EIN | 2016-05-31 | 910189318 |
2015 : DUNCAN ENTERPRISES 401(K) PROFIT SHARING PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-05-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-05-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-05-31 | $0 |
Total income from all sources (including contributions) | 2015-05-31 | $1,716,014 |
Total loss/gain on sale of assets | 2015-05-31 | $0 |
Total of all expenses incurred | 2015-05-31 | $1,404,519 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-05-31 | $1,397,230 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-05-31 | $832,953 |
Value of total assets at end of year | 2015-05-31 | $11,311,516 |
Value of total assets at beginning of year | 2015-05-31 | $11,000,021 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-05-31 | $7,289 |
Total interest from all sources | 2015-05-31 | $1,139 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-05-31 | $498,773 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-05-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-05-31 | $498,773 |
Was this plan covered by a fidelity bond | 2015-05-31 | Yes |
Value of fidelity bond cover | 2015-05-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-05-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-05-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-05-31 | No |
Contributions received from participants | 2015-05-31 | $678,232 |
Participant contributions at end of year | 2015-05-31 | $31,492 |
Participant contributions at beginning of year | 2015-05-31 | $41,237 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-05-31 | $52,986 |
Administrative expenses (other) incurred | 2015-05-31 | $5,521 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-05-31 | No |
Value of net income/loss | 2015-05-31 | $311,495 |
Value of net assets at end of year (total assets less liabilities) | 2015-05-31 | $11,311,516 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-05-31 | $11,000,021 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-05-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-05-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-05-31 | No |
Investment advisory and management fees | 2015-05-31 | $1,768 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-05-31 | $9,949,853 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-05-31 | $9,650,522 |
Income. Interest from loans (other than to participants) | 2015-05-31 | $1,139 |
Value of interest in common/collective trusts at end of year | 2015-05-31 | $1,330,171 |
Value of interest in common/collective trusts at beginning of year | 2015-05-31 | $1,308,262 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-05-31 | $368,703 |
Net investment gain or loss from common/collective trusts | 2015-05-31 | $14,446 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-05-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-05-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-05-31 | No |
Contributions received in cash from employer | 2015-05-31 | $101,735 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-05-31 | $1,397,230 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-05-31 | No |
Did the plan have assets held for investment | 2015-05-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-05-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-05-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-05-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-05-31 | Disclaimer |
Accountancy firm name | 2015-05-31 | MORSE WITTWER SAMPSON LLP |
Accountancy firm EIN | 2015-05-31 | 262521787 |
2016: DUNCAN ENTERPRISES 401(K) PROFIT SHARING PLAN 2016 form 5500 responses | ||
---|---|---|
2016-06-01 | Type of plan entity | Single employer plan |
2016-06-01 | Submission has been amended | No |
2016-06-01 | This submission is the final filing | No |
2016-06-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-06-01 | Plan is a collectively bargained plan | No |
2016-06-01 | Plan funding arrangement – Trust | Yes |
2016-06-01 | Plan benefit arrangement - Trust | Yes |
2015: DUNCAN ENTERPRISES 401(K) PROFIT SHARING PLAN 2015 form 5500 responses | ||
2015-06-01 | Type of plan entity | Single employer plan |
2015-06-01 | Submission has been amended | No |
2015-06-01 | This submission is the final filing | No |
2015-06-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-06-01 | Plan is a collectively bargained plan | No |
2015-06-01 | Plan funding arrangement – Trust | Yes |
2015-06-01 | Plan benefit arrangement - Trust | Yes |
2014: DUNCAN ENTERPRISES 401(K) PROFIT SHARING PLAN 2014 form 5500 responses | ||
2014-06-01 | Type of plan entity | Single employer plan |
2014-06-01 | Submission has been amended | No |
2014-06-01 | This submission is the final filing | No |
2014-06-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-06-01 | Plan is a collectively bargained plan | No |
2014-06-01 | Plan funding arrangement – Trust | Yes |
2014-06-01 | Plan benefit arrangement - Trust | Yes |