401k Plan data: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST plan

MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number	001

MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MASTERWORKS, INCORPORATED has sponsored the creation of one or more 401k plans.

Company Name: MASTERWORKS, INCORPORATED

Employer identification number (EIN): 911439009

NAIC Classification: 541800

Additional information about MASTERWORKS, INCORPORATED

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division

Incorporation Date: 1989-03-09

Company Identification Number: 601166285

Legal Registered Office Address: 19717 FRONT ST NE

POULSBO
United States of America (USA)
983700000

More information about MASTERWORKS, INCORPORATED

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-12-01 SHIRLEY L HORNER 2023-09-13
001 2020-12-01
001 2019-12-01
001 2018-12-01
001 2017-12-01 RUTH SCHENK 2019-09-12
001 2016-12-01 RUTH SCHENK RUTH SCHENK 2018-09-14
001 2015-12-01 RUTH SCHENK RUTH SCHENK 2017-09-15
001 2014-12-01 RUTH SCHENK RUTH SCHENK 2016-09-14
001 2013-12-01 RUTH SCHENK RUTH SCHENK 2015-09-15
001 2012-12-01 RUTH SCHENK RUTH SCHENK 2014-09-12
001 2011-12-01 RUTH SCHENK RUTH SCHENK 2013-09-13
001 2010-12-01 RUTH SCHENK RUTH SCHENK 2012-09-17
001 2008-12-01 RUTH SCHENK RUTH SCHENK 2011-06-29
001 2007-12-01 RUTH SCHENK RUTH SCHENK 2011-06-29
001 2006-12-01 RUTH SCHENK RUTH SCHENK 2011-06-29

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2021-12-01	SHIRLEY L HORNER	2023-09-13
001	2020-12-01
001	2019-12-01
001	2018-12-01
001	2017-12-01	RUTH SCHENK	2019-09-12
001	2016-12-01	RUTH SCHENK		RUTH SCHENK	2018-09-14
001	2015-12-01	RUTH SCHENK		RUTH SCHENK	2017-09-15
001	2014-12-01	RUTH SCHENK		RUTH SCHENK	2016-09-14
001	2013-12-01	RUTH SCHENK		RUTH SCHENK	2015-09-15
001	2012-12-01	RUTH SCHENK		RUTH SCHENK	2014-09-12
001	2011-12-01	RUTH SCHENK		RUTH SCHENK	2013-09-13
001	2010-12-01	RUTH SCHENK		RUTH SCHENK	2012-09-17
001	2008-12-01	RUTH SCHENK		RUTH SCHENK	2011-06-29
001	2007-12-01	RUTH SCHENK		RUTH SCHENK	2011-06-29
001	2006-12-01	RUTH SCHENK		RUTH SCHENK	2011-06-29

Plan Statistics for MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2021: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year 2021-12-01 200
Total number of active participants reported on line 7a of the Form 5500 2021-12-01 112
Number of retired or separated participants receiving benefits 2021-12-01 0
Number of other retired or separated participants entitled to future benefits 2021-12-01 122
Total of all active and inactive participants 2021-12-01 234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-12-01 0
Total participants 2021-12-01 234
Number of participants with account balances 2021-12-01 220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-12-01 10
2020: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year 2020-12-01 186
Total number of active participants reported on line 7a of the Form 5500 2020-12-01 109
Number of retired or separated participants receiving benefits 2020-12-01 0
Number of other retired or separated participants entitled to future benefits 2020-12-01 90
Total of all active and inactive participants 2020-12-01 199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-12-01 0
Total participants 2020-12-01 199
Number of participants with account balances 2020-12-01 182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-12-01 10
2019: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year 2019-12-01 188
Total number of active participants reported on line 7a of the Form 5500 2019-12-01 107
Number of retired or separated participants receiving benefits 2019-12-01 0
Number of other retired or separated participants entitled to future benefits 2019-12-01 78
Total of all active and inactive participants 2019-12-01 185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-12-01 0
Total participants 2019-12-01 185
Number of participants with account balances 2019-12-01 166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-12-01 13
2018: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year 2018-12-01 181
Total number of active participants reported on line 7a of the Form 5500 2018-12-01 119
Number of retired or separated participants receiving benefits 2018-12-01 0
Number of other retired or separated participants entitled to future benefits 2018-12-01 69
Total of all active and inactive participants 2018-12-01 188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-12-01 0
Total participants 2018-12-01 188
Number of participants with account balances 2018-12-01 172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-12-01 10
2017: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-12-01 167
Total number of active participants reported on line 7a of the Form 5500 2017-12-01 130
Number of retired or separated participants receiving benefits 2017-12-01 0
Number of other retired or separated participants entitled to future benefits 2017-12-01 48
Total of all active and inactive participants 2017-12-01 178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-12-01 0
Total participants 2017-12-01 178
Number of participants with account balances 2017-12-01 172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-12-01 6
2016: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-12-01 153
Total number of active participants reported on line 7a of the Form 5500 2016-12-01 150
Number of retired or separated participants receiving benefits 2016-12-01 3
Number of other retired or separated participants entitled to future benefits 2016-12-01 25
Total of all active and inactive participants 2016-12-01 178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-12-01 0
Total participants 2016-12-01 178
Number of participants with account balances 2016-12-01 153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-12-01 4
2015: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-12-01 135
Total number of active participants reported on line 7a of the Form 5500 2015-12-01 125
Number of retired or separated participants receiving benefits 2015-12-01 2
Number of other retired or separated participants entitled to future benefits 2015-12-01 27
Total of all active and inactive participants 2015-12-01 154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-12-01 0
Total participants 2015-12-01 154
Number of participants with account balances 2015-12-01 126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-12-01 8
2014: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-12-01 129
Total number of active participants reported on line 7a of the Form 5500 2014-12-01 111
Number of retired or separated participants receiving benefits 2014-12-01 4
Number of other retired or separated participants entitled to future benefits 2014-12-01 19
Total of all active and inactive participants 2014-12-01 134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-12-01 0
Total participants 2014-12-01 134
Number of participants with account balances 2014-12-01 129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-12-01 9
2013: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-12-01 136
Total number of active participants reported on line 7a of the Form 5500 2013-12-01 101
Number of retired or separated participants receiving benefits 2013-12-01 0
Number of other retired or separated participants entitled to future benefits 2013-12-01 26
Total of all active and inactive participants 2013-12-01 127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-12-01 0
Total participants 2013-12-01 127
Number of participants with account balances 2013-12-01 127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-12-01 5
2012: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-12-01 116
Total number of active participants reported on line 7a of the Form 5500 2012-12-01 118
Number of retired or separated participants receiving benefits 2012-12-01 3
Number of other retired or separated participants entitled to future benefits 2012-12-01 15
Total of all active and inactive participants 2012-12-01 136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-12-01 0
Total participants 2012-12-01 136
Number of participants with account balances 2012-12-01 122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-12-01 6
2011: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-12-01 149
Total number of active participants reported on line 7a of the Form 5500 2011-12-01 97
Number of other retired or separated participants entitled to future benefits 2011-12-01 19
Total of all active and inactive participants 2011-12-01 116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-12-01 0
Total participants 2011-12-01 116
Number of participants with account balances 2011-12-01 114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-12-01 15
2010: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year 2010-12-01 124
Total number of active participants reported on line 7a of the Form 5500 2010-12-01 115
Number of retired or separated participants receiving benefits 2010-12-01 0
Number of other retired or separated participants entitled to future benefits 2010-12-01 32
Total of all active and inactive participants 2010-12-01 147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-12-01 0
Total participants 2010-12-01 147
Number of participants with account balances 2010-12-01 142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-12-01 9
2008: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2008 401k membership
Total participants, beginning-of-year 2008-12-01 95
Total number of active participants reported on line 7a of the Form 5500 2008-12-01 98
Number of retired or separated participants receiving benefits 2008-12-01 0
Number of other retired or separated participants entitled to future benefits 2008-12-01 21
Total of all active and inactive participants 2008-12-01 119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2008-12-01 0
Total participants 2008-12-01 119
Number of participants with account balances 2008-12-01 110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2008-12-01 1
2007: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2007 401k membership
Total participants, beginning-of-year 2007-12-01 84
Total number of active participants reported on line 7a of the Form 5500 2007-12-01 74
Number of retired or separated participants receiving benefits 2007-12-01 0
Number of other retired or separated participants entitled to future benefits 2007-12-01 21
Total of all active and inactive participants 2007-12-01 95
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2007-12-01 0
Total participants 2007-12-01 95
Number of participants with account balances 2007-12-01 87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2007-12-01 4
2006: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2006 401k membership
Total participants, beginning-of-year 2006-12-01 84
Total number of active participants reported on line 7a of the Form 5500 2006-12-01 61
Number of retired or separated participants receiving benefits 2006-12-01 0
Number of other retired or separated participants entitled to future benefits 2006-12-01 24
Total of all active and inactive participants 2006-12-01 85
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2006-12-01 0
Total participants 2006-12-01 85
Number of participants with account balances 2006-12-01 85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2006-12-01 0

Measure	Date	Value
2021: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year	2021-12-01	200
Total number of active participants reported on line 7a of the Form 5500	2021-12-01	112
Number of retired or separated participants receiving benefits	2021-12-01	0
Number of other retired or separated participants entitled to future benefits	2021-12-01	122
Total of all active and inactive participants	2021-12-01	234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-12-01	0
Total participants	2021-12-01	234
Number of participants with account balances	2021-12-01	220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-12-01	10
2020: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year	2020-12-01	186
Total number of active participants reported on line 7a of the Form 5500	2020-12-01	109
Number of retired or separated participants receiving benefits	2020-12-01	0
Number of other retired or separated participants entitled to future benefits	2020-12-01	90
Total of all active and inactive participants	2020-12-01	199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-12-01	0
Total participants	2020-12-01	199
Number of participants with account balances	2020-12-01	182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-12-01	10
2019: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year	2019-12-01	188
Total number of active participants reported on line 7a of the Form 5500	2019-12-01	107
Number of retired or separated participants receiving benefits	2019-12-01	0
Number of other retired or separated participants entitled to future benefits	2019-12-01	78
Total of all active and inactive participants	2019-12-01	185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-12-01	0
Total participants	2019-12-01	185
Number of participants with account balances	2019-12-01	166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-12-01	13
2018: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year	2018-12-01	181
Total number of active participants reported on line 7a of the Form 5500	2018-12-01	119
Number of retired or separated participants receiving benefits	2018-12-01	0
Number of other retired or separated participants entitled to future benefits	2018-12-01	69
Total of all active and inactive participants	2018-12-01	188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-12-01	0
Total participants	2018-12-01	188
Number of participants with account balances	2018-12-01	172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-12-01	10
2017: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-12-01	167
Total number of active participants reported on line 7a of the Form 5500	2017-12-01	130
Number of retired or separated participants receiving benefits	2017-12-01	0
Number of other retired or separated participants entitled to future benefits	2017-12-01	48
Total of all active and inactive participants	2017-12-01	178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-12-01	0
Total participants	2017-12-01	178
Number of participants with account balances	2017-12-01	172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-12-01	6
2016: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-12-01	153
Total number of active participants reported on line 7a of the Form 5500	2016-12-01	150
Number of retired or separated participants receiving benefits	2016-12-01	3
Number of other retired or separated participants entitled to future benefits	2016-12-01	25
Total of all active and inactive participants	2016-12-01	178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-12-01	0
Total participants	2016-12-01	178
Number of participants with account balances	2016-12-01	153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-12-01	4
2015: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-12-01	135
Total number of active participants reported on line 7a of the Form 5500	2015-12-01	125
Number of retired or separated participants receiving benefits	2015-12-01	2
Number of other retired or separated participants entitled to future benefits	2015-12-01	27
Total of all active and inactive participants	2015-12-01	154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-12-01	0
Total participants	2015-12-01	154
Number of participants with account balances	2015-12-01	126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-12-01	8
2014: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-12-01	129
Total number of active participants reported on line 7a of the Form 5500	2014-12-01	111
Number of retired or separated participants receiving benefits	2014-12-01	4
Number of other retired or separated participants entitled to future benefits	2014-12-01	19
Total of all active and inactive participants	2014-12-01	134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-12-01	0
Total participants	2014-12-01	134
Number of participants with account balances	2014-12-01	129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-12-01	9
2013: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-12-01	136
Total number of active participants reported on line 7a of the Form 5500	2013-12-01	101
Number of retired or separated participants receiving benefits	2013-12-01	0
Number of other retired or separated participants entitled to future benefits	2013-12-01	26
Total of all active and inactive participants	2013-12-01	127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-12-01	0
Total participants	2013-12-01	127
Number of participants with account balances	2013-12-01	127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-12-01	5
2012: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-12-01	116
Total number of active participants reported on line 7a of the Form 5500	2012-12-01	118
Number of retired or separated participants receiving benefits	2012-12-01	3
Number of other retired or separated participants entitled to future benefits	2012-12-01	15
Total of all active and inactive participants	2012-12-01	136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-12-01	0
Total participants	2012-12-01	136
Number of participants with account balances	2012-12-01	122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-12-01	6
2011: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-12-01	149
Total number of active participants reported on line 7a of the Form 5500	2011-12-01	97
Number of other retired or separated participants entitled to future benefits	2011-12-01	19
Total of all active and inactive participants	2011-12-01	116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-12-01	0
Total participants	2011-12-01	116
Number of participants with account balances	2011-12-01	114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-12-01	15
2010: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year	2010-12-01	124
Total number of active participants reported on line 7a of the Form 5500	2010-12-01	115
Number of retired or separated participants receiving benefits	2010-12-01	0
Number of other retired or separated participants entitled to future benefits	2010-12-01	32
Total of all active and inactive participants	2010-12-01	147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-12-01	0
Total participants	2010-12-01	147
Number of participants with account balances	2010-12-01	142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-12-01	9
2008: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2008 401k membership
Total participants, beginning-of-year	2008-12-01	95
Total number of active participants reported on line 7a of the Form 5500	2008-12-01	98
Number of retired or separated participants receiving benefits	2008-12-01	0
Number of other retired or separated participants entitled to future benefits	2008-12-01	21
Total of all active and inactive participants	2008-12-01	119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2008-12-01	0
Total participants	2008-12-01	119
Number of participants with account balances	2008-12-01	110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2008-12-01	1
2007: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2007 401k membership
Total participants, beginning-of-year	2007-12-01	84
Total number of active participants reported on line 7a of the Form 5500	2007-12-01	74
Number of retired or separated participants receiving benefits	2007-12-01	0
Number of other retired or separated participants entitled to future benefits	2007-12-01	21
Total of all active and inactive participants	2007-12-01	95
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2007-12-01	0
Total participants	2007-12-01	95
Number of participants with account balances	2007-12-01	87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2007-12-01	4
2006: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2006 401k membership
Total participants, beginning-of-year	2006-12-01	84
Total number of active participants reported on line 7a of the Form 5500	2006-12-01	61
Number of retired or separated participants receiving benefits	2006-12-01	0
Number of other retired or separated participants entitled to future benefits	2006-12-01	24
Total of all active and inactive participants	2006-12-01	85
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2006-12-01	0
Total participants	2006-12-01	85
Number of participants with account balances	2006-12-01	85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2006-12-01	0

Financial Data on MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST

Measure	Date	Value
2022 : MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-11-30	$0
Total transfer of assets to this plan	2022-11-30	$0
Total transfer of assets from this plan	2022-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-11-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-11-30	$0
Total income from all sources (including contributions)	2022-11-30	$-126,383
Total loss/gain on sale of assets	2022-11-30	$0
Total of all expenses incurred	2022-11-30	$1,064,722
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-11-30	$1,029,511
Expenses. Certain deemed distributions of participant loans	2022-11-30	$370
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-11-30	$1,334,178
Value of total assets at end of year	2022-11-30	$14,598,820
Value of total assets at beginning of year	2022-11-30	$15,789,925
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-11-30	$34,841
Total interest from all sources	2022-11-30	$3,138
Total dividends received (eg from common stock, registered investment company shares)	2022-11-30	$554,016
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-11-30	$554,016
Was this plan covered by a fidelity bond	2022-11-30	Yes
Value of fidelity bond cover	2022-11-30	$500,000
If this is an individual account plan, was there a blackout period	2022-11-30	No
Were there any nonexempt tranactions with any party-in-interest	2022-11-30	No
Contributions received from participants	2022-11-30	$726,985
Participant contributions at end of year	2022-11-30	$114,610
Participant contributions at beginning of year	2022-11-30	$69,425
Participant contributions at end of year	2022-11-30	$77,876
Participant contributions at beginning of year	2022-11-30	$77,952
Income. Received or receivable in cash from other sources (including rollovers)	2022-11-30	$37,961
Administrative expenses (other) incurred	2022-11-30	$34,841
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-11-30	No
Value of net income/loss	2022-11-30	$-1,191,105
Value of net assets at end of year (total assets less liabilities)	2022-11-30	$14,598,820
Value of net assets at beginning of year (total assets less liabilities)	2022-11-30	$15,789,925
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-11-30	No
Were any leases to which the plan was party in default or uncollectible	2022-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-11-30	$13,234,998
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-11-30	$14,593,968
Interest on participant loans	2022-11-30	$3,138
Value of interest in common/collective trusts at end of year	2022-11-30	$602,104
Value of interest in common/collective trusts at beginning of year	2022-11-30	$481,281
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-11-30	$-2,029,268
Net investment gain or loss from common/collective trusts	2022-11-30	$11,553
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-11-30	No
Was there a failure to transmit to the plan any participant contributions	2022-11-30	Yes
Has the plan failed to provide any benefit when due under the plan	2022-11-30	No
Contributions received in cash from employer	2022-11-30	$569,232
Employer contributions (assets) at end of year	2022-11-30	$569,232
Employer contributions (assets) at beginning of year	2022-11-30	$567,299
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-11-30	$1,029,511
Did the plan have assets held for investment	2022-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-11-30	No
Opinion of an independent qualified public accountant for this plan	2022-11-30	Unqualified
Accountancy firm name	2022-11-30	MOSS ADAMS LLP
Accountancy firm EIN	2022-11-30	910189318
2021 : MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-11-30	$0
Total transfer of assets to this plan	2021-11-30	$0
Total transfer of assets from this plan	2021-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-11-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-11-30	$0
Total income from all sources (including contributions)	2021-11-30	$3,422,846
Total loss/gain on sale of assets	2021-11-30	$0
Total of all expenses incurred	2021-11-30	$526,678
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-11-30	$492,693
Expenses. Certain deemed distributions of participant loans	2021-11-30	$590
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-11-30	$1,429,760
Value of total assets at end of year	2021-11-30	$15,789,925
Value of total assets at beginning of year	2021-11-30	$12,893,757
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-11-30	$33,395
Total interest from all sources	2021-11-30	$4,420
Total dividends received (eg from common stock, registered investment company shares)	2021-11-30	$342,543
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-11-30	$342,543
Was this plan covered by a fidelity bond	2021-11-30	Yes
Value of fidelity bond cover	2021-11-30	$500,000
If this is an individual account plan, was there a blackout period	2021-11-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2021-11-30	No
Contributions received from participants	2021-11-30	$700,252
Participant contributions at end of year	2021-11-30	$69,425
Participant contributions at beginning of year	2021-11-30	$150,405
Participant contributions at end of year	2021-11-30	$77,952
Participant contributions at beginning of year	2021-11-30	$80,727
Income. Received or receivable in cash from other sources (including rollovers)	2021-11-30	$247,550
Other income not declared elsewhere	2021-11-30	$1,027
Administrative expenses (other) incurred	2021-11-30	$33,395
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-11-30	No
Value of net income/loss	2021-11-30	$2,896,168
Value of net assets at end of year (total assets less liabilities)	2021-11-30	$15,789,925
Value of net assets at beginning of year (total assets less liabilities)	2021-11-30	$12,893,757
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-11-30	No
Were any leases to which the plan was party in default or uncollectible	2021-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-11-30	$14,593,968
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-11-30	$11,681,943
Interest on participant loans	2021-11-30	$4,420
Value of interest in common/collective trusts at end of year	2021-11-30	$481,281
Value of interest in common/collective trusts at beginning of year	2021-11-30	$458,470
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-11-30	$1,637,821
Net investment gain or loss from common/collective trusts	2021-11-30	$7,275
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-11-30	No
Was there a failure to transmit to the plan any participant contributions	2021-11-30	Yes
Has the plan failed to provide any benefit when due under the plan	2021-11-30	No
Contributions received in cash from employer	2021-11-30	$481,958
Employer contributions (assets) at end of year	2021-11-30	$567,299
Employer contributions (assets) at beginning of year	2021-11-30	$522,212
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-11-30	$492,693
Did the plan have assets held for investment	2021-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-11-30	No
Opinion of an independent qualified public accountant for this plan	2021-11-30	Unqualified
Accountancy firm name	2021-11-30	MOSS ADAMS LLP
Accountancy firm EIN	2021-11-30	910189318
2020 : MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-11-30	$0
Total transfer of assets to this plan	2020-11-30	$0
Total transfer of assets from this plan	2020-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-11-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-11-30	$0
Total income from all sources (including contributions)	2020-11-30	$2,199,429
Total loss/gain on sale of assets	2020-11-30	$0
Total of all expenses incurred	2020-11-30	$1,201,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-11-30	$1,157,986
Expenses. Certain deemed distributions of participant loans	2020-11-30	$9,963
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-11-30	$1,129,400
Value of total assets at end of year	2020-11-30	$12,893,757
Value of total assets at beginning of year	2020-11-30	$11,895,786
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-11-30	$33,509
Total interest from all sources	2020-11-30	$3,949
Total dividends received (eg from common stock, registered investment company shares)	2020-11-30	$335,737
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-11-30	$335,737
Was this plan covered by a fidelity bond	2020-11-30	Yes
Value of fidelity bond cover	2020-11-30	$500,000
If this is an individual account plan, was there a blackout period	2020-11-30	No
Were there any nonexempt tranactions with any party-in-interest	2020-11-30	No
Contributions received from participants	2020-11-30	$607,188
Participant contributions at end of year	2020-11-30	$150,405
Participant contributions at beginning of year	2020-11-30	$91,813
Participant contributions at end of year	2020-11-30	$80,727
Administrative expenses (other) incurred	2020-11-30	$33,509
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-11-30	No
Value of net income/loss	2020-11-30	$997,971
Value of net assets at end of year (total assets less liabilities)	2020-11-30	$12,893,757
Value of net assets at beginning of year (total assets less liabilities)	2020-11-30	$11,895,786
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-11-30	No
Were any leases to which the plan was party in default or uncollectible	2020-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-11-30	$11,681,943
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-11-30	$11,081,313
Interest on participant loans	2020-11-30	$3,949
Value of interest in common/collective trusts at end of year	2020-11-30	$458,470
Value of interest in common/collective trusts at beginning of year	2020-11-30	$464,555
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-11-30	$710,902
Net investment gain or loss from common/collective trusts	2020-11-30	$19,441
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-11-30	No
Was there a failure to transmit to the plan any participant contributions	2020-11-30	Yes
Has the plan failed to provide any benefit when due under the plan	2020-11-30	No
Contributions received in cash from employer	2020-11-30	$522,212
Employer contributions (assets) at end of year	2020-11-30	$522,212
Employer contributions (assets) at beginning of year	2020-11-30	$258,105
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-11-30	$1,157,986
Did the plan have assets held for investment	2020-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2020-11-30	Disclaimer
Accountancy firm name	2020-11-30	MOSS ADAMS LLP
Accountancy firm EIN	2020-11-30	910189318
2019 : MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-11-30	$0
Total transfer of assets to this plan	2019-11-30	$0
Total transfer of assets from this plan	2019-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-11-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-11-30	$0
Total income from all sources (including contributions)	2019-11-30	$2,133,097
Total loss/gain on sale of assets	2019-11-30	$0
Total of all expenses incurred	2019-11-30	$608,813
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-11-30	$569,996
Expenses. Certain deemed distributions of participant loans	2019-11-30	$9,988
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-11-30	$892,116
Value of total assets at end of year	2019-11-30	$11,895,786
Value of total assets at beginning of year	2019-11-30	$10,371,502
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-11-30	$28,829
Total interest from all sources	2019-11-30	$7,034
Total dividends received (eg from common stock, registered investment company shares)	2019-11-30	$356,522
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-11-30	$356,522
Was this plan covered by a fidelity bond	2019-11-30	Yes
Value of fidelity bond cover	2019-11-30	$500,000
If this is an individual account plan, was there a blackout period	2019-11-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2019-11-30	No
Contributions received from participants	2019-11-30	$696,456
Participant contributions at end of year	2019-11-30	$91,813
Participant contributions at beginning of year	2019-11-30	$153,313
Participant contributions at end of year	2019-11-30	$0
Participant contributions at beginning of year	2019-11-30	$73,508
Administrative expenses (other) incurred	2019-11-30	$28,829
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-11-30	No
Value of net income/loss	2019-11-30	$1,524,284
Value of net assets at end of year (total assets less liabilities)	2019-11-30	$11,895,786
Value of net assets at beginning of year (total assets less liabilities)	2019-11-30	$10,371,502
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-11-30	No
Were any leases to which the plan was party in default or uncollectible	2019-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-11-30	$11,081,313
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-11-30	$9,006,900
Interest on participant loans	2019-11-30	$7,034
Value of interest in common/collective trusts at end of year	2019-11-30	$464,555
Value of interest in common/collective trusts at beginning of year	2019-11-30	$469,481
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-11-30	$859,278
Net investment gain or loss from common/collective trusts	2019-11-30	$18,147
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-11-30	No
Was there a failure to transmit to the plan any participant contributions	2019-11-30	Yes
Has the plan failed to provide any benefit when due under the plan	2019-11-30	No
Contributions received in cash from employer	2019-11-30	$195,660
Employer contributions (assets) at end of year	2019-11-30	$258,105
Employer contributions (assets) at beginning of year	2019-11-30	$668,300
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-11-30	$569,996
Liabilities. Value of benefit claims payable at beginning of year	2019-11-30	$0
Did the plan have assets held for investment	2019-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2019-11-30	Disclaimer
Accountancy firm name	2019-11-30	MOSS ADAMS LLP
Accountancy firm EIN	2019-11-30	910189318
2018 : MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-11-30	$0
Total transfer of assets from this plan	2018-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-11-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-11-30	$623
Total income from all sources (including contributions)	2018-11-30	$1,535,857
Total loss/gain on sale of assets	2018-11-30	$0
Total of all expenses incurred	2018-11-30	$1,125,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-11-30	$1,075,879
Expenses. Certain deemed distributions of participant loans	2018-11-30	$178
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-11-30	$1,537,040
Value of total assets at end of year	2018-11-30	$10,371,502
Value of total assets at beginning of year	2018-11-30	$9,962,253
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-11-30	$49,928
Total interest from all sources	2018-11-30	$9,392
Total dividends received (eg from common stock, registered investment company shares)	2018-11-30	$168,160
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-11-30	$168,160
Was this plan covered by a fidelity bond	2018-11-30	Yes
Value of fidelity bond cover	2018-11-30	$500,000
If this is an individual account plan, was there a blackout period	2018-11-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2018-11-30	No
Contributions received from participants	2018-11-30	$868,740
Participant contributions at end of year	2018-11-30	$153,313
Participant contributions at beginning of year	2018-11-30	$341,586
Participant contributions at end of year	2018-11-30	$73,508
Participant contributions at beginning of year	2018-11-30	$130,534
Administrative expenses (other) incurred	2018-11-30	$49,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-11-30	No
Value of net income/loss	2018-11-30	$409,872
Value of net assets at end of year (total assets less liabilities)	2018-11-30	$10,371,502
Value of net assets at beginning of year (total assets less liabilities)	2018-11-30	$9,961,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-11-30	No
Were any leases to which the plan was party in default or uncollectible	2018-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-11-30	$9,006,900
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-11-30	$8,727,293
Interest on participant loans	2018-11-30	$9,392
Value of interest in common/collective trusts at end of year	2018-11-30	$469,481
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-11-30	$43,702
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-11-30	$43,702
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-11-30	$-182,069
Net investment gain or loss from common/collective trusts	2018-11-30	$3,334
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-11-30	No
Was there a failure to transmit to the plan any participant contributions	2018-11-30	Yes
Has the plan failed to provide any benefit when due under the plan	2018-11-30	No
Contributions received in cash from employer	2018-11-30	$668,300
Employer contributions (assets) at end of year	2018-11-30	$668,300
Employer contributions (assets) at beginning of year	2018-11-30	$719,138
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-11-30	$1,075,879
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-11-30	Yes
Liabilities. Value of benefit claims payable at end of year	2018-11-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2018-11-30	$623
Did the plan have assets held for investment	2018-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-11-30	Disclaimer
Accountancy firm name	2018-11-30	MOSS ADAMS LLP
Accountancy firm EIN	2018-11-30	910189318
2017 : MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-11-30	$623
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-11-30	$2,255
Total income from all sources (including contributions)	2017-11-30	$2,887,839
Total loss/gain on sale of assets	2017-11-30	$387,851
Total of all expenses incurred	2017-11-30	$435,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-11-30	$379,240
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-11-30	$1,660,236
Value of total assets at end of year	2017-11-30	$9,962,253
Value of total assets at beginning of year	2017-11-30	$7,512,031
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-11-30	$56,745
Total interest from all sources	2017-11-30	$10,545
Total dividends received (eg from common stock, registered investment company shares)	2017-11-30	$160,406
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-11-30	$160,406
Administrative expenses professional fees incurred	2017-11-30	$29,837
Was this plan covered by a fidelity bond	2017-11-30	Yes
Value of fidelity bond cover	2017-11-30	$1,000,000
If this is an individual account plan, was there a blackout period	2017-11-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-11-30	No
Contributions received from participants	2017-11-30	$816,098
Participant contributions at end of year	2017-11-30	$341,586
Participant contributions at beginning of year	2017-11-30	$203,587
Participant contributions at end of year	2017-11-30	$130,534
Income. Received or receivable in cash from other sources (including rollovers)	2017-11-30	$125,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-11-30	No
Value of net income/loss	2017-11-30	$2,451,854
Value of net assets at end of year (total assets less liabilities)	2017-11-30	$9,961,630
Value of net assets at beginning of year (total assets less liabilities)	2017-11-30	$7,509,776
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-11-30	No
Were any leases to which the plan was party in default or uncollectible	2017-11-30	No
Investment advisory and management fees	2017-11-30	$26,908
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-11-30	$8,727,293
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-11-30	$5,502,861
Interest on participant loans	2017-11-30	$10,035
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-11-30	$43,702
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-11-30	$1,251,468
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-11-30	$1,251,468
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-11-30	$510
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-11-30	$668,801
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-11-30	No
Was there a failure to transmit to the plan any participant contributions	2017-11-30	No
Has the plan failed to provide any benefit when due under the plan	2017-11-30	No
Contributions received in cash from employer	2017-11-30	$719,138
Employer contributions (assets) at end of year	2017-11-30	$719,138
Employer contributions (assets) at beginning of year	2017-11-30	$554,115
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-11-30	$379,240
Liabilities. Value of benefit claims payable at end of year	2017-11-30	$623
Liabilities. Value of benefit claims payable at beginning of year	2017-11-30	$2,255
Did the plan have assets held for investment	2017-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-11-30	No
Aggregate proceeds on sale of assets	2017-11-30	$11,497,984
Aggregate carrying amount (costs) on sale of assets	2017-11-30	$11,110,133
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-11-30	Disclaimer
Accountancy firm name	2017-11-30	MOSS ADAMS LLP
Accountancy firm EIN	2017-11-30	910189318
2016 : MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-11-30	$2,255
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-11-30	$0
Total income from all sources (including contributions)	2016-11-30	$1,232,654
Total loss/gain on sale of assets	2016-11-30	$0
Total of all expenses incurred	2016-11-30	$185,333
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-11-30	$124,132
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-11-30	$1,197,440
Value of total assets at end of year	2016-11-30	$7,512,031
Value of total assets at beginning of year	2016-11-30	$6,462,455
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-11-30	$61,201
Total interest from all sources	2016-11-30	$9,173
Total dividends received (eg from common stock, registered investment company shares)	2016-11-30	$182,299
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-11-30	$182,299
Administrative expenses professional fees incurred	2016-11-30	$61,201
Was this plan covered by a fidelity bond	2016-11-30	Yes
Value of fidelity bond cover	2016-11-30	$1,000,000
If this is an individual account plan, was there a blackout period	2016-11-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-11-30	No
Contributions received from participants	2016-11-30	$642,938
Participant contributions at end of year	2016-11-30	$203,587
Participant contributions at beginning of year	2016-11-30	$145,706
Participant contributions at beginning of year	2016-11-30	$104,738
Income. Received or receivable in cash from other sources (including rollovers)	2016-11-30	$387
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-11-30	No
Value of net income/loss	2016-11-30	$1,047,321
Value of net assets at end of year (total assets less liabilities)	2016-11-30	$7,509,776
Value of net assets at beginning of year (total assets less liabilities)	2016-11-30	$6,462,455
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-11-30	No
Were any leases to which the plan was party in default or uncollectible	2016-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-11-30	$5,502,861
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-11-30	$5,608,855
Interest on participant loans	2016-11-30	$9,173
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-11-30	$1,251,468
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-11-30	$69,722
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-11-30	$69,722
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-11-30	$-156,258
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-11-30	No
Was there a failure to transmit to the plan any participant contributions	2016-11-30	No
Has the plan failed to provide any benefit when due under the plan	2016-11-30	No
Contributions received in cash from employer	2016-11-30	$554,115
Employer contributions (assets) at end of year	2016-11-30	$554,115
Employer contributions (assets) at beginning of year	2016-11-30	$533,434
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-11-30	$124,132
Liabilities. Value of benefit claims payable at end of year	2016-11-30	$2,255
Did the plan have assets held for investment	2016-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-11-30	Disclaimer
Accountancy firm name	2016-11-30	MOSS ADAMS, LLP
Accountancy firm EIN	2016-11-30	910189318
2015 : MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-11-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-11-30	$32,054
Total income from all sources (including contributions)	2015-11-30	$1,230,487
Total loss/gain on sale of assets	2015-11-30	$0
Total of all expenses incurred	2015-11-30	$701,005
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-11-30	$620,037
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-11-30	$1,174,439
Value of total assets at end of year	2015-11-30	$6,462,455
Value of total assets at beginning of year	2015-11-30	$5,965,027
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-11-30	$80,968
Total interest from all sources	2015-11-30	$5,237
Total dividends received (eg from common stock, registered investment company shares)	2015-11-30	$163,089
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-11-30	$163,089
Administrative expenses professional fees incurred	2015-11-30	$80,968
Was this plan covered by a fidelity bond	2015-11-30	Yes
Value of fidelity bond cover	2015-11-30	$1,000,000
If this is an individual account plan, was there a blackout period	2015-11-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-11-30	No
Contributions received from participants	2015-11-30	$634,343
Participant contributions at end of year	2015-11-30	$145,706
Participant contributions at beginning of year	2015-11-30	$131,626
Participant contributions at end of year	2015-11-30	$104,738
Participant contributions at beginning of year	2015-11-30	$92,718
Income. Received or receivable in cash from other sources (including rollovers)	2015-11-30	$6,662
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-11-30	$15,241
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-11-30	$14,358
Total non interest bearing cash at beginning of year	2015-11-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-11-30	No
Value of net income/loss	2015-11-30	$529,482
Value of net assets at end of year (total assets less liabilities)	2015-11-30	$6,462,455
Value of net assets at beginning of year (total assets less liabilities)	2015-11-30	$5,932,973
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-11-30	No
Were any leases to which the plan was party in default or uncollectible	2015-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-11-30	$5,608,855
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-11-30	$4,316,857
Interest on participant loans	2015-11-30	$5,237
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-11-30	$69,722
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-11-30	$970,241
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-11-30	$970,241
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-11-30	$-112,278
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-11-30	No
Was there a failure to transmit to the plan any participant contributions	2015-11-30	No
Has the plan failed to provide any benefit when due under the plan	2015-11-30	No
Contributions received in cash from employer	2015-11-30	$533,434
Employer contributions (assets) at end of year	2015-11-30	$533,434
Employer contributions (assets) at beginning of year	2015-11-30	$453,585
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-11-30	$604,796
Liabilities. Value of benefit claims payable at beginning of year	2015-11-30	$17,696
Did the plan have assets held for investment	2015-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-11-30	Disclaimer
Accountancy firm name	2015-11-30	MOSS ADAMS, LLP
Accountancy firm EIN	2015-11-30	910189318
2014 : MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-11-30	$32,054
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-11-30	$0
Total income from all sources (including contributions)	2014-11-30	$1,279,547
Total loss/gain on sale of assets	2014-11-30	$0
Total of all expenses incurred	2014-11-30	$1,942,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-11-30	$1,857,701
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-11-30	$1,063,224
Value of total assets at end of year	2014-11-30	$5,965,027
Value of total assets at beginning of year	2014-11-30	$6,595,475
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-11-30	$84,348
Total interest from all sources	2014-11-30	$6,804
Total dividends received (eg from common stock, registered investment company shares)	2014-11-30	$177,090
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-11-30	$177,090
Administrative expenses professional fees incurred	2014-11-30	$84,348
Was this plan covered by a fidelity bond	2014-11-30	Yes
Value of fidelity bond cover	2014-11-30	$1,000,000
If this is an individual account plan, was there a blackout period	2014-11-30	No
Were there any nonexempt tranactions with any party-in-interest	2014-11-30	No
Contributions received from participants	2014-11-30	$573,813
Participant contributions at end of year	2014-11-30	$131,626
Participant contributions at beginning of year	2014-11-30	$147,463
Participant contributions at end of year	2014-11-30	$92,718
Participant contributions at beginning of year	2014-11-30	$107,555
Income. Received or receivable in cash from other sources (including rollovers)	2014-11-30	$35,826
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-11-30	$52,220
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-11-30	$14,358
Other income not declared elsewhere	2014-11-30	$0
Total non interest bearing cash at end of year	2014-11-30	$0
Total non interest bearing cash at beginning of year	2014-11-30	$7,410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-11-30	No
Value of net income/loss	2014-11-30	$-662,502
Value of net assets at end of year (total assets less liabilities)	2014-11-30	$5,932,973
Value of net assets at beginning of year (total assets less liabilities)	2014-11-30	$6,595,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-11-30	No
Were any leases to which the plan was party in default or uncollectible	2014-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-11-30	$4,316,857
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-11-30	$5,876,252
Interest on participant loans	2014-11-30	$6,804
Interest earned on other investments	2014-11-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-11-30	$970,241
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-11-30	$24,094
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-11-30	$24,094
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-11-30	$32,429
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-11-30	No
Was there a failure to transmit to the plan any participant contributions	2014-11-30	No
Has the plan failed to provide any benefit when due under the plan	2014-11-30	No
Contributions received in cash from employer	2014-11-30	$453,585
Employer contributions (assets) at end of year	2014-11-30	$453,585
Employer contributions (assets) at beginning of year	2014-11-30	$432,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-11-30	$1,805,481
Liabilities. Value of benefit claims payable at end of year	2014-11-30	$17,696
Did the plan have assets held for investment	2014-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-11-30	No
Aggregate proceeds on sale of assets	2014-11-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-11-30	Disclaimer
Accountancy firm name	2014-11-30	MOSS ADAMS LLP
Accountancy firm EIN	2014-11-30	910189318
2013 : MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-11-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-11-30	$0
Total income from all sources (including contributions)	2013-11-30	$1,924,814
Total loss/gain on sale of assets	2013-11-30	$0
Total of all expenses incurred	2013-11-30	$232,524
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-11-30	$162,389
Expenses. Certain deemed distributions of participant loans	2013-11-30	$9,027
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-11-30	$919,219
Value of total assets at end of year	2013-11-30	$6,595,475
Value of total assets at beginning of year	2013-11-30	$4,903,185
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-11-30	$61,108
Total interest from all sources	2013-11-30	$4,170
Total dividends received (eg from common stock, registered investment company shares)	2013-11-30	$154,354
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-11-30	$154,354
Administrative expenses professional fees incurred	2013-11-30	$61,108
Was this plan covered by a fidelity bond	2013-11-30	Yes
Value of fidelity bond cover	2013-11-30	$500,000
If this is an individual account plan, was there a blackout period	2013-11-30	No
Were there any nonexempt tranactions with any party-in-interest	2013-11-30	No
Contributions received from participants	2013-11-30	$463,832
Participant contributions at end of year	2013-11-30	$147,463
Participant contributions at beginning of year	2013-11-30	$79,633
Participant contributions at end of year	2013-11-30	$107,555
Participant contributions at beginning of year	2013-11-30	$82,002
Income. Received or receivable in cash from other sources (including rollovers)	2013-11-30	$16,852
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-11-30	$0
Other income not declared elsewhere	2013-11-30	$0
Total non interest bearing cash at end of year	2013-11-30	$7,410
Total non interest bearing cash at beginning of year	2013-11-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-11-30	No
Value of net income/loss	2013-11-30	$1,692,290
Value of net assets at end of year (total assets less liabilities)	2013-11-30	$6,595,475
Value of net assets at beginning of year (total assets less liabilities)	2013-11-30	$4,903,185
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-11-30	No
Were any leases to which the plan was party in default or uncollectible	2013-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-11-30	$5,876,252
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-11-30	$4,255,007
Interest on participant loans	2013-11-30	$4,170
Interest earned on other investments	2013-11-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-11-30	$24,094
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-11-30	$45,260
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-11-30	$45,260
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-11-30	$847,071
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-11-30	No
Was there a failure to transmit to the plan any participant contributions	2013-11-30	No
Has the plan failed to provide any benefit when due under the plan	2013-11-30	No
Contributions received in cash from employer	2013-11-30	$438,535
Employer contributions (assets) at end of year	2013-11-30	$432,701
Employer contributions (assets) at beginning of year	2013-11-30	$441,283
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-11-30	$162,389
Did the plan have assets held for investment	2013-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-11-30	Disclaimer
Accountancy firm name	2013-11-30	MOSS ADAMS LLP
Accountancy firm EIN	2013-11-30	910189318
2012 : MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-11-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-11-30	$0
Total income from all sources (including contributions)	2012-11-30	$1,261,640
Total loss/gain on sale of assets	2012-11-30	$0
Total of all expenses incurred	2012-11-30	$1,187,157
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-11-30	$1,125,510
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-11-30	$983,018
Value of total assets at end of year	2012-11-30	$4,903,185
Value of total assets at beginning of year	2012-11-30	$4,828,702
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-11-30	$61,647
Total interest from all sources	2012-11-30	$5,015
Total dividends received (eg from common stock, registered investment company shares)	2012-11-30	$79,784
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-11-30	$79,784
Administrative expenses professional fees incurred	2012-11-30	$61,647
Was this plan covered by a fidelity bond	2012-11-30	Yes
Value of fidelity bond cover	2012-11-30	$450,000
If this is an individual account plan, was there a blackout period	2012-11-30	No
Were there any nonexempt tranactions with any party-in-interest	2012-11-30	No
Contributions received from participants	2012-11-30	$508,497
Participant contributions at end of year	2012-11-30	$79,633
Participant contributions at beginning of year	2012-11-30	$118,705
Participant contributions at end of year	2012-11-30	$82,002
Participant contributions at beginning of year	2012-11-30	$99,971
Income. Received or receivable in cash from other sources (including rollovers)	2012-11-30	$31,264
Other income not declared elsewhere	2012-11-30	$0
Administrative expenses (other) incurred	2012-11-30	$0
Total non interest bearing cash at end of year	2012-11-30	$0
Total non interest bearing cash at beginning of year	2012-11-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-11-30	No
Value of net income/loss	2012-11-30	$74,483
Value of net assets at end of year (total assets less liabilities)	2012-11-30	$4,903,185
Value of net assets at beginning of year (total assets less liabilities)	2012-11-30	$4,828,702
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-11-30	No
Were any leases to which the plan was party in default or uncollectible	2012-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-11-30	$4,255,007
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-11-30	$1,814,066
Interest on participant loans	2012-11-30	$5,015
Interest earned on other investments	2012-11-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-11-30	$45,260
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-11-30	$2,333,998
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-11-30	$2,333,998
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-11-30	$193,823
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-11-30	No
Was there a failure to transmit to the plan any participant contributions	2012-11-30	No
Has the plan failed to provide any benefit when due under the plan	2012-11-30	No
Contributions received in cash from employer	2012-11-30	$443,257
Employer contributions (assets) at end of year	2012-11-30	$441,283
Employer contributions (assets) at beginning of year	2012-11-30	$461,962
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-11-30	$1,125,510
Did the plan have assets held for investment	2012-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-11-30	Disclaimer
Accountancy firm name	2012-11-30	MOSS ADAMS LLP
Accountancy firm EIN	2012-11-30	910189318
2011 : MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-11-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-11-30	$0
Total income from all sources (including contributions)	2011-11-30	$1,108,946
Total loss/gain on sale of assets	2011-11-30	$9,620
Total of all expenses incurred	2011-11-30	$542,774
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-11-30	$481,256
Expenses. Certain deemed distributions of participant loans	2011-11-30	$8,779
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-11-30	$983,460
Value of total assets at end of year	2011-11-30	$4,828,701
Value of total assets at beginning of year	2011-11-30	$4,262,529
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-11-30	$52,739
Total interest from all sources	2011-11-30	$6,961
Total dividends received (eg from common stock, registered investment company shares)	2011-11-30	$92,145
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-11-30	$92,145
Administrative expenses professional fees incurred	2011-11-30	$52,513
Was this plan covered by a fidelity bond	2011-11-30	Yes
Value of fidelity bond cover	2011-11-30	$450,000
If this is an individual account plan, was there a blackout period	2011-11-30	No
Were there any nonexempt tranactions with any party-in-interest	2011-11-30	No
Contributions received from participants	2011-11-30	$504,477
Participant contributions at end of year	2011-11-30	$99,971
Participant contributions at beginning of year	2011-11-30	$86,035
Income. Received or receivable in cash from other sources (including rollovers)	2011-11-30	$17,021
Assets. Loans (other than to participants) at end of year	2011-11-30	$118,704
Assets. Loans (other than to participants) at beginning of year	2011-11-30	$171,410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-11-30	No
Value of net income/loss	2011-11-30	$566,172
Value of net assets at end of year (total assets less liabilities)	2011-11-30	$4,828,701
Value of net assets at beginning of year (total assets less liabilities)	2011-11-30	$4,262,529
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-11-30	No
Were any leases to which the plan was party in default or uncollectible	2011-11-30	No
Investment advisory and management fees	2011-11-30	$226
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-11-30	$1,814,066
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-11-30	$3,585,826
Interest on participant loans	2011-11-30	$6,504
Interest earned on other investments	2011-11-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-11-30	$2,333,998
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-11-30	$24,477
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-11-30	$24,477
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-11-30	$457
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-11-30	$16,760
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-11-30	No
Was there a failure to transmit to the plan any participant contributions	2011-11-30	No
Has the plan failed to provide any benefit when due under the plan	2011-11-30	No
Contributions received in cash from employer	2011-11-30	$461,962
Employer contributions (assets) at end of year	2011-11-30	$461,962
Employer contributions (assets) at beginning of year	2011-11-30	$394,781
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-11-30	$481,256
Did the plan have assets held for investment	2011-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-11-30	No
Aggregate proceeds on sale of assets	2011-11-30	$9,620
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-11-30	Disclaimer
Accountancy firm name	2011-11-30	MOSS ADAMS LLP
Accountancy firm EIN	2011-11-30	910189318

Form 5500 Responses for MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST

2021: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2021 form 5500 responses
2021-12-01	Type of plan entity	Single employer plan
2021-12-01	Submission has been amended	No
2021-12-01	This submission is the final filing	No
2021-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-12-01	Plan is a collectively bargained plan	No
2021-12-01	Plan funding arrangement – Trust	Yes
2021-12-01	Plan benefit arrangement - Trust	Yes
2020: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses
2020-12-01	Type of plan entity	Single employer plan
2020-12-01	Submission has been amended	No
2020-12-01	This submission is the final filing	No
2020-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-12-01	Plan is a collectively bargained plan	No
2020-12-01	Plan funding arrangement – Trust	Yes
2020-12-01	Plan benefit arrangement - Trust	Yes
2019: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-12-01	Type of plan entity	Single employer plan
2019-12-01	Submission has been amended	No
2019-12-01	This submission is the final filing	No
2019-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-12-01	Plan is a collectively bargained plan	No
2019-12-01	Plan funding arrangement – Trust	Yes
2019-12-01	Plan benefit arrangement - Trust	Yes
2018: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-12-01	Type of plan entity	Single employer plan
2018-12-01	Submission has been amended	No
2018-12-01	This submission is the final filing	No
2018-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-12-01	Plan is a collectively bargained plan	No
2018-12-01	Plan funding arrangement – Trust	Yes
2018-12-01	Plan benefit arrangement - Trust	Yes
2017: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-12-01	Type of plan entity	Single employer plan
2017-12-01	Submission has been amended	No
2017-12-01	This submission is the final filing	No
2017-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-12-01	Plan is a collectively bargained plan	No
2017-12-01	Plan funding arrangement – Trust	Yes
2017-12-01	Plan benefit arrangement - Trust	Yes
2016: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-12-01	Type of plan entity	Single employer plan
2016-12-01	Submission has been amended	No
2016-12-01	This submission is the final filing	No
2016-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-12-01	Plan is a collectively bargained plan	No
2016-12-01	Plan funding arrangement – Trust	Yes
2016-12-01	Plan benefit arrangement - Trust	Yes
2015: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-12-01	Type of plan entity	Single employer plan
2015-12-01	Submission has been amended	No
2015-12-01	This submission is the final filing	No
2015-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-12-01	Plan is a collectively bargained plan	No
2015-12-01	Plan funding arrangement – Trust	Yes
2015-12-01	Plan benefit arrangement - Trust	Yes
2014: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-12-01	Type of plan entity	Single employer plan
2014-12-01	Submission has been amended	No
2014-12-01	This submission is the final filing	No
2014-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-12-01	Plan is a collectively bargained plan	No
2014-12-01	Plan funding arrangement – Trust	Yes
2014-12-01	Plan benefit arrangement - Trust	Yes
2013: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-12-01	Type of plan entity	Single employer plan
2013-12-01	Submission has been amended	No
2013-12-01	This submission is the final filing	No
2013-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-12-01	Plan is a collectively bargained plan	No
2013-12-01	Plan funding arrangement – Trust	Yes
2013-12-01	Plan benefit arrangement - Trust	Yes
2012: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-12-01	Type of plan entity	Single employer plan
2012-12-01	Submission has been amended	No
2012-12-01	This submission is the final filing	No
2012-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-12-01	Plan is a collectively bargained plan	No
2012-12-01	Plan funding arrangement – Trust	Yes
2012-12-01	Plan benefit arrangement - Trust	Yes
2011: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-12-01	Type of plan entity	Single employer plan
2011-12-01	Submission has been amended	No
2011-12-01	This submission is the final filing	No
2011-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-12-01	Plan is a collectively bargained plan	No
2011-12-01	Plan funding arrangement – Trust	Yes
2011-12-01	Plan benefit arrangement - Trust	Yes
2010: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses
2010-12-01	Type of plan entity	Single employer plan
2010-12-01	Submission has been amended	No
2010-12-01	This submission is the final filing	No
2010-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-12-01	Plan is a collectively bargained plan	No
2010-12-01	Plan funding arrangement – Trust	Yes
2010-12-01	Plan benefit arrangement - Trust	Yes
2008: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2008 form 5500 responses
2008-12-01	Type of plan entity	Single employer plan
2008-12-01	Submission has been amended	Yes
2008-12-01	This submission is the final filing	No
2008-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-12-01	Plan is a collectively bargained plan	No
2008-12-01	Plan funding arrangement – Trust	Yes
2008-12-01	Plan benefit arrangement - Trust	Yes
2007: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2007 form 5500 responses
2007-12-01	Type of plan entity	Single employer plan
2007-12-01	Submission has been amended	Yes
2007-12-01	This submission is the final filing	No
2007-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-12-01	Plan is a collectively bargained plan	No
2007-12-01	Plan funding arrangement – Trust	Yes
2007-12-01	Plan benefit arrangement - Trust	Yes
2006: MASTERWORKS, INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST 2006 form 5500 responses
2006-12-01	Type of plan entity	Single employer plan
2006-12-01	Submission has been amended	Yes
2006-12-01	This submission is the final filing	No
2006-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2006-12-01	Plan is a collectively bargained plan	No
2006-12-01	Plan funding arrangement – Trust	Yes
2006-12-01	Plan benefit arrangement - Trust	Yes

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Company Name:	MASTERWORKS, INCORPORATED
Employer identification number (EIN):	911439009
NAIC Classification:	541800

Jurisdiction of Incorporation:	Washington Secretary of State Corporations Division
Incorporation Date:	1989-03-09
Company Identification Number:	601166285
Legal Registered Office Address:	19717 FRONT ST NE POULSBO United States of America (USA) 983700000