401k Plan data: CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES plan

CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 401k Plan overview

Plan Name	CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES
Plan identification number	005

CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Target benefit plan Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account. Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CARRIX, INC. has sponsored the creation of one or more 401k plans.

Company Name: CARRIX, INC.

Employer identification number (EIN): 911653735

NAIC Classification: 488300
NAIC Description: Support Activities for Water Transportation

Additional information about CARRIX, INC.

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division

Incorporation Date: 1994-01-10

Company Identification Number: 601515419

Legal Registered Office Address: 1131 SW KLICKITAT WAY

SEATTLE
United States of America (USA)
981341108

More information about CARRIX, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
005 2015-12-01 THERESA BICKNELL
005 2014-12-01 THERESA BICKNELL
005 2013-12-01 THERESA BICKNELL
005 2012-12-01 THERESA BICKNELL
005 2011-12-01 THERESA BICKNELL
005 2009-12-01 THERESA BICKNELL
005 2008-12-01

Plan Statistics for CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES

401k plan membership statisitcs for CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES

Measure Date Value
2015: CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2015 401k membership
Total participants, beginning-of-year 2015-12-01 2
Total number of active participants reported on line 7a of the Form 5500 2015-12-01 0
Number of retired or separated participants receiving benefits 2015-12-01 0
Number of other retired or separated participants entitled to future benefits 2015-12-01 0
Total of all active and inactive participants 2015-12-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-12-01 0
Total participants 2015-12-01 0
Number of participants with account balances 2015-12-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-12-01 0
2014: CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2014 401k membership
Total participants, beginning-of-year 2014-12-01 3
Total number of active participants reported on line 7a of the Form 5500 2014-12-01 0
Number of retired or separated participants receiving benefits 2014-12-01 0
Number of other retired or separated participants entitled to future benefits 2014-12-01 2
Total of all active and inactive participants 2014-12-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-12-01 0
Total participants 2014-12-01 2
Number of participants with account balances 2014-12-01 2
2013: CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2013 401k membership
Total participants, beginning-of-year 2013-12-01 4
Total number of active participants reported on line 7a of the Form 5500 2013-12-01 0
Number of retired or separated participants receiving benefits 2013-12-01 0
Number of other retired or separated participants entitled to future benefits 2013-12-01 3
Total of all active and inactive participants 2013-12-01 3
Total participants 2013-12-01 3
Number of participants with account balances 2013-12-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-12-01 0
2012: CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2012 401k membership
Total participants, beginning-of-year 2012-12-01 7
Total number of active participants reported on line 7a of the Form 5500 2012-12-01 0
Number of retired or separated participants receiving benefits 2012-12-01 0
Number of other retired or separated participants entitled to future benefits 2012-12-01 4
Total of all active and inactive participants 2012-12-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-12-01 0
Total participants 2012-12-01 4
Number of participants with account balances 2012-12-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-12-01 0
2011: CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2011 401k membership
Total participants, beginning-of-year 2011-12-01 27
Total number of active participants reported on line 7a of the Form 5500 2011-12-01 0
Number of retired or separated participants receiving benefits 2011-12-01 0
Number of other retired or separated participants entitled to future benefits 2011-12-01 7
Total of all active and inactive participants 2011-12-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-12-01 0
Total participants 2011-12-01 7
Number of participants with account balances 2011-12-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-12-01 0
2009: CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2009 401k membership
Total participants, beginning-of-year 2009-12-01 16
Total number of active participants reported on line 7a of the Form 5500 2009-12-01 28
Number of retired or separated participants receiving benefits 2009-12-01 1
Number of other retired or separated participants entitled to future benefits 2009-12-01 0
Total of all active and inactive participants 2009-12-01 29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-12-01 0
Total participants 2009-12-01 29
Number of participants with account balances 2009-12-01 29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-12-01 0

Measure	Date	Value
2015: CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2015 401k membership
Total participants, beginning-of-year	2015-12-01	2
Total number of active participants reported on line 7a of the Form 5500	2015-12-01	0
Number of retired or separated participants receiving benefits	2015-12-01	0
Number of other retired or separated participants entitled to future benefits	2015-12-01	0
Total of all active and inactive participants	2015-12-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-12-01	0
Total participants	2015-12-01	0
Number of participants with account balances	2015-12-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-12-01	0
2014: CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2014 401k membership
Total participants, beginning-of-year	2014-12-01	3
Total number of active participants reported on line 7a of the Form 5500	2014-12-01	0
Number of retired or separated participants receiving benefits	2014-12-01	0
Number of other retired or separated participants entitled to future benefits	2014-12-01	2
Total of all active and inactive participants	2014-12-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-12-01	0
Total participants	2014-12-01	2
Number of participants with account balances	2014-12-01	2
2013: CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2013 401k membership
Total participants, beginning-of-year	2013-12-01	4
Total number of active participants reported on line 7a of the Form 5500	2013-12-01	0
Number of retired or separated participants receiving benefits	2013-12-01	0
Number of other retired or separated participants entitled to future benefits	2013-12-01	3
Total of all active and inactive participants	2013-12-01	3
Total participants	2013-12-01	3
Number of participants with account balances	2013-12-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-12-01	0
2012: CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2012 401k membership
Total participants, beginning-of-year	2012-12-01	7
Total number of active participants reported on line 7a of the Form 5500	2012-12-01	0
Number of retired or separated participants receiving benefits	2012-12-01	0
Number of other retired or separated participants entitled to future benefits	2012-12-01	4
Total of all active and inactive participants	2012-12-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-12-01	0
Total participants	2012-12-01	4
Number of participants with account balances	2012-12-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-12-01	0
2011: CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2011 401k membership
Total participants, beginning-of-year	2011-12-01	27
Total number of active participants reported on line 7a of the Form 5500	2011-12-01	0
Number of retired or separated participants receiving benefits	2011-12-01	0
Number of other retired or separated participants entitled to future benefits	2011-12-01	7
Total of all active and inactive participants	2011-12-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-12-01	0
Total participants	2011-12-01	7
Number of participants with account balances	2011-12-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-12-01	0
2009: CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2009 401k membership
Total participants, beginning-of-year	2009-12-01	16
Total number of active participants reported on line 7a of the Form 5500	2009-12-01	28
Number of retired or separated participants receiving benefits	2009-12-01	1
Number of other retired or separated participants entitled to future benefits	2009-12-01	0
Total of all active and inactive participants	2009-12-01	29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-12-01	0
Total participants	2009-12-01	29
Number of participants with account balances	2009-12-01	29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-12-01	0

Financial Data on CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES

Measure	Date	Value
2016 : CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2016 401k financial data
Transfers to/from the plan	2016-11-14	$0
Total plan liabilities at end of year	2016-11-14	$0
Total plan liabilities at beginning of year	2016-11-14	$0
Total income from all sources	2016-11-14	$-664
Expenses. Total of all expenses incurred	2016-11-14	$29,022
Benefits paid (including direct rollovers)	2016-11-14	$29,020
Total plan assets at end of year	2016-11-14	$0
Total plan assets at beginning of year	2016-11-14	$29,686
Value of fidelity bond covering the plan	2016-11-14	$500,000
Total contributions received or receivable from participants	2016-11-14	$0
Expenses. Other expenses not covered elsewhere	2016-11-14	$0
Contributions received from other sources (not participants or employers)	2016-11-14	$0
Other income received	2016-11-14	$-692
Noncash contributions received	2016-11-14	$0
Net income (gross income less expenses)	2016-11-14	$-29,686
Net plan assets at end of year (total assets less liabilities)	2016-11-14	$0
Net plan assets at beginning of year (total assets less liabilities)	2016-11-14	$29,686
Total contributions received or receivable from employer(s)	2016-11-14	$28
Value of certain deemed distributions of participant loans	2016-11-14	$0
Value of corrective distributions	2016-11-14	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-11-14	$2
2015 : CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2015 401k financial data
Transfers to/from the plan	2015-11-30	$0
Total plan liabilities at end of year	2015-11-30	$0
Total plan liabilities at beginning of year	2015-11-30	$0
Total income from all sources	2015-11-30	$273
Expenses. Total of all expenses incurred	2015-11-30	$20,645
Benefits paid (including direct rollovers)	2015-11-30	$20,659
Total plan assets at end of year	2015-11-30	$29,686
Total plan assets at beginning of year	2015-11-30	$50,058
Value of fidelity bond covering the plan	2015-11-30	$500,000
Assets. Value of tangible personal property	2015-11-30	$0
Total contributions received or receivable from participants	2015-11-30	$0
Assets. Value of loans (other than to participants)	2015-11-30	$0
Expenses. Other expenses not covered elsewhere	2015-11-30	$0
Contributions received from other sources (not participants or employers)	2015-11-30	$0
Other income received	2015-11-30	$273
Noncash contributions received	2015-11-30	$0
Net income (gross income less expenses)	2015-11-30	$-20,372
Net plan assets at end of year (total assets less liabilities)	2015-11-30	$29,686
Net plan assets at beginning of year (total assets less liabilities)	2015-11-30	$50,058
Assets. Value of participant loans	2015-11-30	$0
Assets. Value of assets in partnership/joint-venture interests	2015-11-30	$0
Assets. Value of real-estate (other than employer real property)	2015-11-30	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2015-11-30	$0
Assets. Value of employer securities	2015-11-30	$0
Assets. Value of employer real property	2015-11-30	$0
Total contributions received or receivable from employer(s)	2015-11-30	$0
Value of certain deemed distributions of participant loans	2015-11-30	$0
Value of corrective distributions	2015-11-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-11-30	$-14
Funding deficiency by the employer to the plan for this plan year	2015-11-30	$0
Minimum employer required contribution for this plan year	2015-11-30	$0
Amount contributed by the employer to the plan for this plan year	2015-11-30	$0
2014 : CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2014 401k financial data
Transfers to/from the plan	2014-11-30	$0
Total plan liabilities at end of year	2014-11-30	$0
Total plan liabilities at beginning of year	2014-11-30	$0
Total income from all sources	2014-11-30	$4,362
Expenses. Total of all expenses incurred	2014-11-30	$10,884
Benefits paid (including direct rollovers)	2014-11-30	$10,889
Total plan assets at end of year	2014-11-30	$50,058
Total plan assets at beginning of year	2014-11-30	$56,580
Value of fidelity bond covering the plan	2014-11-30	$10,000,000
Total contributions received or receivable from participants	2014-11-30	$0
Expenses. Other expenses not covered elsewhere	2014-11-30	$0
Contributions received from other sources (not participants or employers)	2014-11-30	$0
Other income received	2014-11-30	$4,362
Noncash contributions received	2014-11-30	$0
Net income (gross income less expenses)	2014-11-30	$-6,522
Net plan assets at end of year (total assets less liabilities)	2014-11-30	$50,058
Net plan assets at beginning of year (total assets less liabilities)	2014-11-30	$56,580
Total contributions received or receivable from employer(s)	2014-11-30	$0
Value of certain deemed distributions of participant loans	2014-11-30	$0
Value of corrective distributions	2014-11-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-11-30	$-5
Funding deficiency by the employer to the plan for this plan year	2014-11-30	$0
Minimum employer required contribution for this plan year	2014-11-30	$0
Amount contributed by the employer to the plan for this plan year	2014-11-30	$0
2013 : CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2013 401k financial data
Transfers to/from the plan	2013-11-30	$0
Total plan liabilities at end of year	2013-11-30	$0
Total plan liabilities at beginning of year	2013-11-30	$0
Total income from all sources	2013-11-30	$12,379
Expenses. Total of all expenses incurred	2013-11-30	$63,658
Benefits paid (including direct rollovers)	2013-11-30	$63,617
Total plan assets at end of year	2013-11-30	$56,580
Total plan assets at beginning of year	2013-11-30	$107,859
Value of fidelity bond covering the plan	2013-11-30	$10,000,000
Total contributions received or receivable from participants	2013-11-30	$0
Expenses. Other expenses not covered elsewhere	2013-11-30	$0
Contributions received from other sources (not participants or employers)	2013-11-30	$0
Other income received	2013-11-30	$12,379
Noncash contributions received	2013-11-30	$0
Net income (gross income less expenses)	2013-11-30	$-51,279
Net plan assets at end of year (total assets less liabilities)	2013-11-30	$56,580
Net plan assets at beginning of year (total assets less liabilities)	2013-11-30	$107,859
Total contributions received or receivable from employer(s)	2013-11-30	$0
Value of certain deemed distributions of participant loans	2013-11-30	$0
Value of corrective distributions	2013-11-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-11-30	$41
Funding deficiency by the employer to the plan for this plan year	2013-11-30	$0
Minimum employer required contribution for this plan year	2013-11-30	$0
Amount contributed by the employer to the plan for this plan year	2013-11-30	$0
2012 : CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2012 401k financial data
Total income from all sources	2012-11-30	$13,111
Expenses. Total of all expenses incurred	2012-11-30	$49,262
Benefits paid (including direct rollovers)	2012-11-30	$49,130
Total plan assets at end of year	2012-11-30	$107,859
Total plan assets at beginning of year	2012-11-30	$144,010
Value of fidelity bond covering the plan	2012-11-30	$10,000,000
Other income received	2012-11-30	$13,111
Net income (gross income less expenses)	2012-11-30	$-36,151
Net plan assets at end of year (total assets less liabilities)	2012-11-30	$107,859
Net plan assets at beginning of year (total assets less liabilities)	2012-11-30	$144,010
Expenses. Administrative service providers (salaries,fees and commissions)	2012-11-30	$132
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-11-30	$0
Funding deficiency by the employer to the plan for this plan year	2012-11-30	$0
Minimum employer required contribution for this plan year	2012-11-30	$0
Amount contributed by the employer to the plan for this plan year	2012-11-30	$0
2011 : CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2011 401k financial data
Total income from all sources	2011-11-30	$12,795
Expenses. Total of all expenses incurred	2011-11-30	$23,078
Benefits paid (including direct rollovers)	2011-11-30	$22,958
Total plan assets at end of year	2011-11-30	$144,010
Total plan assets at beginning of year	2011-11-30	$154,293
Value of fidelity bond covering the plan	2011-11-30	$10,000,000
Other income received	2011-11-30	$5,272
Net income (gross income less expenses)	2011-11-30	$-10,283
Net plan assets at end of year (total assets less liabilities)	2011-11-30	$144,010
Net plan assets at beginning of year (total assets less liabilities)	2011-11-30	$154,293
Total contributions received or receivable from employer(s)	2011-11-30	$7,523
Expenses. Administrative service providers (salaries,fees and commissions)	2011-11-30	$120
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-11-30	$0
Funding deficiency by the employer to the plan for this plan year	2011-11-30	$0
Minimum employer required contribution for this plan year	2011-11-30	$7,523
Amount contributed by the employer to the plan for this plan year	2011-11-30	$7,523
2010 : CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-11-30	$0
Funding deficiency by the employer to the plan for this plan year	2010-11-30	$0
Minimum employer required contribution for this plan year	2010-11-30	$54,177
Amount contributed by the employer to the plan for this plan year	2010-11-30	$54,177

Form 5500 Responses for CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES

2015: CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2015 form 5500 responses
2015-12-01	Type of plan entity	Single employer plan
2015-12-01	Submission has been amended	No
2015-12-01	This submission is the final filing	Yes
2015-12-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-12-01	Plan is a collectively bargained plan	Yes
2015-12-01	Plan funding arrangement – Trust	Yes
2015-12-01	Plan benefit arrangement - Trust	Yes
2014: CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2014 form 5500 responses
2014-12-01	Type of plan entity	Single employer plan
2014-12-01	Submission has been amended	No
2014-12-01	This submission is the final filing	No
2014-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-12-01	Plan is a collectively bargained plan	Yes
2014-12-01	Plan funding arrangement – Trust	Yes
2014-12-01	Plan benefit arrangement - Trust	Yes
2013: CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2013 form 5500 responses
2013-12-01	Type of plan entity	Single employer plan
2013-12-01	Submission has been amended	No
2013-12-01	This submission is the final filing	No
2013-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-12-01	Plan is a collectively bargained plan	Yes
2013-12-01	Plan funding arrangement – Trust	Yes
2013-12-01	Plan benefit arrangement - Trust	Yes
2012: CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2012 form 5500 responses
2012-12-01	Type of plan entity	Single employer plan
2012-12-01	Submission has been amended	No
2012-12-01	This submission is the final filing	No
2012-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-12-01	Plan is a collectively bargained plan	Yes
2012-12-01	Plan funding arrangement – Trust	Yes
2012-12-01	Plan benefit arrangement - Trust	Yes
2011: CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2011 form 5500 responses
2011-12-01	Type of plan entity	Single employer plan
2011-12-01	Submission has been amended	No
2011-12-01	This submission is the final filing	No
2011-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-12-01	Plan is a collectively bargained plan	Yes
2011-12-01	Plan funding arrangement – Trust	Yes
2011-12-01	Plan benefit arrangement - Trust	Yes
2009: CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2009 form 5500 responses
2009-12-01	Type of plan entity	Single employer plan
2009-12-01	Submission has been amended	No
2009-12-01	This submission is the final filing	No
2009-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-12-01	Plan is a collectively bargained plan	Yes
2009-12-01	Plan funding arrangement – Trust	Yes
2009-12-01	Plan benefit arrangement - Trust	Yes
2008: CARRIX, INC. TARGET BENEFIT PLAN FOR UNION EMPLOYEES 2008 form 5500 responses
2008-12-01	Type of plan entity	Single employer plan
2008-12-01	Submission has been amended	No
2008-12-01	This submission is the final filing	No
2008-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-12-01	Plan is a collectively bargained plan	No

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Company Name:	CARRIX, INC.
Employer identification number (EIN):	911653735
NAIC Classification:	488300
NAIC Description:	Support Activities for Water Transportation

Jurisdiction of Incorporation:	Washington Secretary of State Corporations Division
Incorporation Date:	1994-01-10
Company Identification Number:	601515419
Legal Registered Office Address:	1131 SW KLICKITAT WAY SEATTLE United States of America (USA) 981341108

Plan id#	Filing Submission Date	Name of Administrator
005	2015-12-01	THERESA BICKNELL
005	2014-12-01	THERESA BICKNELL
005	2013-12-01	THERESA BICKNELL
005	2012-12-01	THERESA BICKNELL
005	2011-12-01	THERESA BICKNELL
005	2009-12-01	THERESA BICKNELL
005	2008-12-01