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SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameSVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 001

SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SVB FINANCIAL GROUP has sponsored the creation of one or more 401k plans.

Company Name:SVB FINANCIAL GROUP
Employer identification number (EIN):911962278
NAIC Classification:522110
NAIC Description:Commercial Banking

Additional information about SVB FINANCIAL GROUP

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3006141

More information about SVB FINANCIAL GROUP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01LISA SINGH LISA SINGH2019-07-24
0012017-01-01LISA SINGH LISA SINGH2018-07-24
0012016-01-01LISA SINGH
0012015-01-01LISA SINGH
0012014-01-01LISA SINGH
0012013-01-01LISA SINGH
0012012-01-01LISA SINGH LISA SINGH2013-10-28
0012011-01-01NICK DE PORCEL
0012010-01-01NICK DE PORCEL
0012009-01-01BECKY SALDIVAR CHRISTOPHER EDMONDS-WATERS2010-07-16

Plan Statistics for SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-016,121
Total number of active participants reported on line 7a of the Form 55002022-01-016,383
Number of retired or separated participants receiving benefits2022-01-0127
Number of other retired or separated participants entitled to future benefits2022-01-011,495
Total of all active and inactive participants2022-01-017,905
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0121
Total participants2022-01-017,926
Number of participants with account balances2022-01-017,811
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01296
2021: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-014,264
Total number of active participants reported on line 7a of the Form 55002021-01-015,062
Number of retired or separated participants receiving benefits2021-01-0114
Number of other retired or separated participants entitled to future benefits2021-01-011,032
Total of all active and inactive participants2021-01-016,108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0113
Total participants2021-01-016,121
Number of participants with account balances2021-01-015,059
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01233
2020: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013,726
Total number of active participants reported on line 7a of the Form 55002020-01-013,386
Number of retired or separated participants receiving benefits2020-01-0111
Number of other retired or separated participants entitled to future benefits2020-01-01853
Total of all active and inactive participants2020-01-014,250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0114
Total participants2020-01-014,264
Number of participants with account balances2020-01-014,218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0198
2019: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013,387
Total number of active participants reported on line 7a of the Form 55002019-01-012,836
Number of retired or separated participants receiving benefits2019-01-0112
Number of other retired or separated participants entitled to future benefits2019-01-01867
Total of all active and inactive participants2019-01-013,715
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0111
Total participants2019-01-013,726
Number of participants with account balances2019-01-013,691
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01160
2018: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,913
Total number of active participants reported on line 7a of the Form 55002018-01-012,614
Number of retired or separated participants receiving benefits2018-01-018
Number of other retired or separated participants entitled to future benefits2018-01-01760
Total of all active and inactive participants2018-01-013,382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-015
Total participants2018-01-013,387
Number of participants with account balances2018-01-013,331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01148
2017: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,747
Total number of active participants reported on line 7a of the Form 55002017-01-012,239
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-01666
Total of all active and inactive participants2017-01-012,908
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-015
Total participants2017-01-012,913
Number of participants with account balances2017-01-012,897
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01162
2016: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,607
Total number of active participants reported on line 7a of the Form 55002016-01-012,164
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-01578
Total of all active and inactive participants2016-01-012,744
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-012,747
Number of participants with account balances2016-01-012,671
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01113
2015: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,375
Total number of active participants reported on line 7a of the Form 55002015-01-012,039
Number of retired or separated participants receiving benefits2015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-01563
Total of all active and inactive participants2015-01-012,606
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-012,607
Number of participants with account balances2015-01-012,524
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01102
2014: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,347
Total number of active participants reported on line 7a of the Form 55002014-01-011,814
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-01556
Total of all active and inactive participants2014-01-012,373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-012,375
Number of participants with account balances2014-01-012,345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0184
2013: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,073
Total number of active participants reported on line 7a of the Form 55002013-01-011,641
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-01702
Total of all active and inactive participants2013-01-012,346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-012,347
Number of participants with account balances2013-01-012,315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0184
2012: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,984
Total number of active participants reported on line 7a of the Form 55002012-01-011,538
Number of retired or separated participants receiving benefits2012-01-013
Number of other retired or separated participants entitled to future benefits2012-01-01532
Total of all active and inactive participants2012-01-012,073
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-012,073
Number of participants with account balances2012-01-012,043
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0175
2011: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,792
Total number of active participants reported on line 7a of the Form 55002011-01-011,471
Number of retired or separated participants receiving benefits2011-01-018
Number of other retired or separated participants entitled to future benefits2011-01-01504
Total of all active and inactive participants2011-01-011,983
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-011,984
Number of participants with account balances2011-01-011,962
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0159
2010: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,677
Total number of active participants reported on line 7a of the Form 55002010-01-011,321
Number of retired or separated participants receiving benefits2010-01-014
Number of other retired or separated participants entitled to future benefits2010-01-01467
Total of all active and inactive participants2010-01-011,792
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-011,792
Number of participants with account balances2010-01-011,750
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0152
2009: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,683
Total number of active participants reported on line 7a of the Form 55002009-01-011,238
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-01434
Total of all active and inactive participants2009-01-011,674
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-013
Total participants2009-01-011,677
Number of participants with account balances2009-01-011,639
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0139

Financial Data on SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022 : SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-157,746,361
Total unrealized appreciation/depreciation of assets2022-12-31$-157,746,361
Total transfer of assets to this plan2022-12-31$134,849,537
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-210,688,645
Total loss/gain on sale of assets2022-12-31$-4,280,991
Total of all expenses incurred2022-12-31$52,104,330
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$51,753,782
Value of total corrective distributions2022-12-31$10,572
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$178,575,103
Value of total assets at end of year2022-12-31$1,187,579,794
Value of total assets at beginning of year2022-12-31$1,315,523,232
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$339,976
Total interest from all sources2022-12-31$423,225
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$18,534,115
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$18,534,112
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$81,260,157
Participant contributions at end of year2022-12-31$10,309,756
Participant contributions at beginning of year2022-12-31$7,339,488
Assets. Other investments not covered elsewhere at end of year2022-12-31$37,886,735
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$43,755,839
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$33,486,617
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$1,020
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$6
Other income not declared elsewhere2022-12-31$-16,464,985
Administrative expenses (other) incurred2022-12-31$339,976
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-262,792,975
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,187,579,794
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,315,523,232
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$537,859,671
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$577,375,863
Interest on participant loans2022-12-31$423,225
Value of interest in common/collective trusts at end of year2022-12-31$492,390,559
Value of interest in common/collective trusts at beginning of year2022-12-31$423,075,472
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$923,839
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$5,841,702
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$5,841,702
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-158,099,965
Net investment gain or loss from common/collective trusts2022-12-31$-71,628,786
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$87,407,459
Assets. Invements in employer securities at beginning of year2022-12-31$239,935,953
Contributions received in cash from employer2022-12-31$63,828,329
Employer contributions (assets) at end of year2022-12-31$20,801,775
Employer contributions (assets) at beginning of year2022-12-31$18,198,909
Income. Dividends from common stock2022-12-31$3
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$51,752,762
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$8,977,673
Aggregate carrying amount (costs) on sale of assets2022-12-31$13,258,664
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS
Accountancy firm EIN2022-12-31910189318
2021 : SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$100,817,435
Total unrealized appreciation/depreciation of assets2021-12-31$100,817,435
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$346,745,279
Total loss/gain on sale of assets2021-12-31$8,907,446
Total of all expenses incurred2021-12-31$46,384,271
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$46,130,127
Value of total corrective distributions2021-12-31$2,992
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$118,232,261
Value of total assets at end of year2021-12-31$1,315,523,232
Value of total assets at beginning of year2021-12-31$1,015,162,224
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$251,152
Total interest from all sources2021-12-31$335,213
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$32,509,344
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$32,509,344
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$51,559,762
Participant contributions at end of year2021-12-31$7,339,488
Participant contributions at beginning of year2021-12-31$6,978,914
Assets. Other investments not covered elsewhere at end of year2021-12-31$43,755,839
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$38,897,911
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$21,729,729
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$6
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$46
Other income not declared elsewhere2021-12-31$-603,389
Administrative expenses (other) incurred2021-12-31$251,152
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$300,361,008
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,315,523,232
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,015,162,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$577,375,863
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$757,456,469
Interest on participant loans2021-12-31$335,213
Value of interest in common/collective trusts at end of year2021-12-31$423,075,472
Value of interest in common/collective trusts at beginning of year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$5,841,702
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$50,193,175
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$50,193,175
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$53,280,048
Net investment gain or loss from common/collective trusts2021-12-31$33,266,921
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$239,935,953
Assets. Invements in employer securities at beginning of year2021-12-31$152,479,424
Contributions received in cash from employer2021-12-31$44,942,770
Employer contributions (assets) at end of year2021-12-31$18,198,909
Employer contributions (assets) at beginning of year2021-12-31$9,156,285
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$46,130,127
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$29,118,409
Aggregate carrying amount (costs) on sale of assets2021-12-31$20,210,963
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS
Accountancy firm EIN2021-12-31910189318
2020 : SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$55,556,352
Total unrealized appreciation/depreciation of assets2020-12-31$55,556,352
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$271,655,260
Total loss/gain on sale of assets2020-12-31$394,096
Total of all expenses incurred2020-12-31$38,243,006
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$38,064,435
Value of total corrective distributions2020-12-31$21,495
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$83,821,234
Value of total assets at end of year2020-12-31$1,015,162,224
Value of total assets at beginning of year2020-12-31$781,749,970
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$157,076
Total interest from all sources2020-12-31$340,865
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$27,807,436
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$27,807,436
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$41,244,385
Participant contributions at end of year2020-12-31$6,978,914
Participant contributions at beginning of year2020-12-31$6,269,993
Assets. Other investments not covered elsewhere at end of year2020-12-31$38,897,911
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$13,397,629
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$11,439,155
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$46
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$2,605
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$13,825,133
Administrative expenses (other) incurred2020-12-31$157,076
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$233,412,254
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,015,162,224
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$781,749,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$757,456,469
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$608,975,597
Interest on participant loans2020-12-31$340,865
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$50,193,175
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$39,908,078
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$39,908,078
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$89,910,144
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$152,479,424
Assets. Invements in employer securities at beginning of year2020-12-31$106,184,714
Contributions received in cash from employer2020-12-31$31,137,694
Employer contributions (assets) at end of year2020-12-31$9,156,285
Employer contributions (assets) at beginning of year2020-12-31$7,011,354
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$38,064,435
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$16,705,818
Aggregate carrying amount (costs) on sale of assets2020-12-31$16,311,722
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS
Accountancy firm EIN2020-12-31910189318
2019 : SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$24,994,300
Total unrealized appreciation/depreciation of assets2019-12-31$24,994,300
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$211,435,279
Total loss/gain on sale of assets2019-12-31$1,875,805
Total of all expenses incurred2019-12-31$36,555,695
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$36,433,963
Value of total corrective distributions2019-12-31$10,978
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$67,491,086
Value of total assets at end of year2019-12-31$781,749,970
Value of total assets at beginning of year2019-12-31$606,870,386
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$110,754
Total interest from all sources2019-12-31$315,843
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$21,198,807
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$21,198,807
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$15,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$34,215,380
Participant contributions at end of year2019-12-31$6,269,993
Participant contributions at beginning of year2019-12-31$5,972,169
Assets. Other investments not covered elsewhere at end of year2019-12-31$13,397,629
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$8,015,114
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$7,276,151
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$2,605
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$3,737
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$955,939
Administrative expenses (other) incurred2019-12-31$110,754
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$174,879,584
Value of net assets at end of year (total assets less liabilities)2019-12-31$781,749,970
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$606,870,386
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$608,975,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$464,674,175
Interest on participant loans2019-12-31$315,843
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$39,908,078
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$33,501,010
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$33,501,010
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$94,603,499
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$106,184,714
Assets. Invements in employer securities at beginning of year2019-12-31$86,225,542
Contributions received in cash from employer2019-12-31$25,999,555
Employer contributions (assets) at end of year2019-12-31$7,011,354
Employer contributions (assets) at beginning of year2019-12-31$8,478,639
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$36,433,963
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$12,851,834
Aggregate carrying amount (costs) on sale of assets2019-12-31$10,976,029
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31MOSS ADAMS
Accountancy firm EIN2019-12-31910189318
2018 : SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-20,722,571
Total unrealized appreciation/depreciation of assets2018-12-31$-20,722,571
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$10,651,927
Total loss/gain on sale of assets2018-12-31$3,750,515
Total of all expenses incurred2018-12-31$30,654,148
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$30,600,909
Value of total corrective distributions2018-12-31$732
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$58,830,013
Value of total assets at end of year2018-12-31$606,870,386
Value of total assets at beginning of year2018-12-31$626,872,607
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$52,507
Total interest from all sources2018-12-31$283,168
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$15,531,262
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$15,531,262
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$15,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$29,027,249
Participant contributions at end of year2018-12-31$5,972,169
Participant contributions at beginning of year2018-12-31$6,547,400
Assets. Other investments not covered elsewhere at end of year2018-12-31$8,015,114
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$5,569,708
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$5,206,545
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$3,737
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$2,255
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$-679,957
Administrative expenses (other) incurred2018-12-31$52,507
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-20,002,221
Value of net assets at end of year (total assets less liabilities)2018-12-31$606,870,386
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$626,872,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$464,674,175
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$458,641,326
Interest on participant loans2018-12-31$283,168
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$33,501,010
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$34,666,765
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$34,666,765
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-46,340,503
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$86,225,542
Assets. Invements in employer securities at beginning of year2018-12-31$115,623,109
Contributions received in cash from employer2018-12-31$24,596,219
Employer contributions (assets) at end of year2018-12-31$8,478,639
Employer contributions (assets) at beginning of year2018-12-31$5,822,044
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$30,600,909
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$21,136,392
Aggregate carrying amount (costs) on sale of assets2018-12-31$17,385,877
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31MOSS ADAMS
Accountancy firm EIN2018-12-31910189318
2017 : SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$30,839,171
Total unrealized appreciation/depreciation of assets2017-12-31$30,839,171
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$230,317
Total income from all sources (including contributions)2017-12-31$155,554,471
Total loss/gain on sale of assets2017-12-31$1,322,526
Total of all expenses incurred2017-12-31$23,151,634
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$23,138,242
Value of total corrective distributions2017-12-31$738
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$49,665,592
Value of total assets at end of year2017-12-31$626,872,607
Value of total assets at beginning of year2017-12-31$494,700,087
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$12,654
Total interest from all sources2017-12-31$285,708
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$11,116,765
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$11,116,749
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$24,656,579
Participant contributions at end of year2017-12-31$6,547,400
Participant contributions at beginning of year2017-12-31$6,599,394
Assets. Other investments not covered elsewhere at end of year2017-12-31$5,569,708
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$4,897,875
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$548
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$2,255
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$230,317
Administrative expenses (other) incurred2017-12-31$12,654
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$132,402,837
Value of net assets at end of year (total assets less liabilities)2017-12-31$626,872,607
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$494,469,770
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$458,641,326
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$352,524,148
Interest on participant loans2017-12-31$285,708
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$34,666,765
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$35,574,411
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$35,574,411
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$62,324,709
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$115,623,109
Assets. Invements in employer securities at beginning of year2017-12-31$95,281,428
Contributions received in cash from employer2017-12-31$20,111,138
Employer contributions (assets) at end of year2017-12-31$5,822,044
Employer contributions (assets) at beginning of year2017-12-31$4,720,706
Income. Dividends from common stock2017-12-31$16
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$23,137,694
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$16,063,231
Aggregate carrying amount (costs) on sale of assets2017-12-31$14,740,705
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31MOSS ADAMS
Accountancy firm EIN2017-12-31910189318
2016 : SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$31,038,259
Total unrealized appreciation/depreciation of assets2016-12-31$31,038,259
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$230,317
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$292,645
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$105,495,958
Total loss/gain on sale of assets2016-12-31$2,485,822
Total of all expenses incurred2016-12-31$35,607,293
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$35,160,005
Expenses. Certain deemed distributions of participant loans2016-12-31$367
Value of total corrective distributions2016-12-31$9,400
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$42,337,770
Value of total assets at end of year2016-12-31$494,700,087
Value of total assets at beginning of year2016-12-31$424,873,750
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$437,521
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$292,542
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$13,073,564
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$13,073,564
Assets. Real estate other than employer real property at end of year2016-12-31$0
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Administrative expenses professional fees incurred2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$22,070,658
Participant contributions at end of year2016-12-31$6,599,394
Participant contributions at beginning of year2016-12-31$6,191,104
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,252,557
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$2,837
Assets. Loans (other than to participants) at end of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$230,317
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$292,645
Other income not declared elsewhere2016-12-31$375,000
Administrative expenses (other) incurred2016-12-31$437,521
Liabilities. Value of operating payables at end of year2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$69,888,665
Value of net assets at end of year (total assets less liabilities)2016-12-31$494,469,770
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$424,581,105
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$352,524,148
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$314,239,445
Value of interest in pooled separate accounts at end of year2016-12-31$0
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$266,705
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in master investment trust accounts at end of year2016-12-31$0
Value of interest in master investment trust accounts at beginning of year2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$35,574,411
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$26,908,741
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$26,908,741
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$25,837
Assets. Value of investments in 103.12 investment entities at end of year2016-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$15,893,001
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$0
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$95,281,428
Assets. Invements in employer securities at beginning of year2016-12-31$68,228,744
Assets. Value of employer real property at end of year2016-12-31$0
Assets. Value of employer real property at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$18,014,555
Employer contributions (assets) at end of year2016-12-31$4,720,706
Employer contributions (assets) at beginning of year2016-12-31$9,302,879
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$35,160,005
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Contract administrator fees2016-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$0
Liabilities. Value of benefit claims payable at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$15,312,634
Aggregate carrying amount (costs) on sale of assets2016-12-31$12,826,812
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31MOSS ADAMS
Accountancy firm EIN2016-12-31910189318
2015 : SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$1,082,210
Total unrealized appreciation/depreciation of assets2015-12-31$1,082,210
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$292,645
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$332,993
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$46,001,220
Total loss/gain on sale of assets2015-12-31$596,485
Total of all expenses incurred2015-12-31$29,926,330
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$29,751,456
Expenses. Certain deemed distributions of participant loans2015-12-31$1,174
Value of total corrective distributions2015-12-31$4,302
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$43,969,230
Value of total assets at end of year2015-12-31$424,873,750
Value of total assets at beginning of year2015-12-31$408,839,208
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$169,398
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$263,374
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$16,964,446
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$16,964,446
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$20,355
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$40,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$21,015,910
Participant contributions at end of year2015-12-31$6,191,104
Participant contributions at beginning of year2015-12-31$6,060,091
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$3,370,482
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$2,837
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$66
Assets. Loans (other than to participants) at end of year2015-12-31$0
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$292,645
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$332,993
Other income not declared elsewhere2015-12-31$276,250
Administrative expenses (other) incurred2015-12-31$53,915
Liabilities. Value of operating payables at end of year2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$16,074,890
Value of net assets at end of year (total assets less liabilities)2015-12-31$424,581,105
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$408,506,215
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Investment advisory and management fees2015-12-31$95,128
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$314,239,445
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$301,071,737
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$257,587
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in master investment trust accounts at end of year2015-12-31$0
Value of interest in master investment trust accounts at beginning of year2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$26,908,741
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$27,743,965
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$27,743,965
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$5,787
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-17,150,775
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$0
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$68,228,744
Assets. Invements in employer securities at beginning of year2015-12-31$66,150,847
Assets. Value of employer real property at end of year2015-12-31$0
Assets. Value of employer real property at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$19,582,838
Employer contributions (assets) at end of year2015-12-31$9,302,879
Employer contributions (assets) at beginning of year2015-12-31$7,812,502
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$29,751,456
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$0
Contract administrator fees2015-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$0
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$7,027,829
Aggregate carrying amount (costs) on sale of assets2015-12-31$6,431,344
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31MOSS ADAMS
Accountancy firm EIN2015-12-31910189318
2014 : SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$5,515,117
Total unrealized appreciation/depreciation of assets2014-12-31$5,515,117
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$332,993
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$2,571
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$64,005,997
Total loss/gain on sale of assets2014-12-31$316,768
Total of all expenses incurred2014-12-31$20,237,132
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$19,846,189
Expenses. Certain deemed distributions of participant loans2014-12-31$36,460
Value of total corrective distributions2014-12-31$2,326
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$37,215,110
Value of total assets at end of year2014-12-31$408,839,208
Value of total assets at beginning of year2014-12-31$364,739,921
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$352,157
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$256,107
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$19,034,110
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$19,034,110
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$23,410
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$40,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$16,888,027
Participant contributions at end of year2014-12-31$6,060,091
Participant contributions at beginning of year2014-12-31$5,733,490
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$2,423,956
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$66
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$72
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$332,993
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$196,250
Administrative expenses (other) incurred2014-12-31$223,747
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$43,768,865
Value of net assets at end of year (total assets less liabilities)2014-12-31$408,506,215
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$364,737,350
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$105,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$301,071,737
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$267,955,474
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$251,033
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in master investment trust accounts at end of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$27,743,965
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$25,295,328
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$25,295,328
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$5,074
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,472,535
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$0
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$66,150,847
Assets. Invements in employer securities at beginning of year2014-12-31$57,575,270
Assets. Value of employer real property at end of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$17,903,127
Employer contributions (assets) at end of year2014-12-31$7,812,502
Employer contributions (assets) at beginning of year2014-12-31$8,180,287
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$19,846,189
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Contract administrator fees2014-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$1,246
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$5,054,603
Aggregate carrying amount (costs) on sale of assets2014-12-31$4,737,835
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$1,325
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31MOSS ADAMS
Accountancy firm EIN2014-12-31910189318
2013 : SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$25,773,907
Total unrealized appreciation/depreciation of assets2013-12-31$25,773,907
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$2,571
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$3,311
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$118,346,135
Total loss/gain on sale of assets2013-12-31$2,301,100
Total of all expenses incurred2013-12-31$19,344,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$19,193,239
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$1,951
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$35,223,506
Value of total assets at end of year2013-12-31$364,739,921
Value of total assets at beginning of year2013-12-31$265,738,691
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$148,975
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$233,101
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$8,879,269
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$8,879,269
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$40,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$15,533,003
Participant contributions at end of year2013-12-31$5,733,490
Participant contributions at beginning of year2013-12-31$4,742,120
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,869,508
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$72
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$73
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$1,200
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$148,975
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$99,001,970
Value of net assets at end of year (total assets less liabilities)2013-12-31$364,737,350
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$265,735,380
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$267,955,474
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$196,967,089
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$220,939
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$25,295,328
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$22,322,624
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$22,322,624
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$12,162
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$45,935,252
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$0
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$57,575,270
Assets. Invements in employer securities at beginning of year2013-12-31$30,944,470
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$17,820,995
Employer contributions (assets) at end of year2013-12-31$8,180,287
Employer contributions (assets) at beginning of year2013-12-31$10,762,315
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$19,193,239
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Contract administrator fees2013-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Liabilities. Value of benefit claims payable at end of year2013-12-31$1,246
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$2,111
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$7,432,022
Aggregate carrying amount (costs) on sale of assets2013-12-31$5,130,922
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$1,325
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31MOSS ADAMS
Accountancy firm EIN2013-12-31910189318
2012 : SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$3,599,627
Total unrealized appreciation/depreciation of assets2012-12-31$3,599,627
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$3,311
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,732
Total income from all sources (including contributions)2012-12-31$64,663,927
Total loss/gain on sale of assets2012-12-31$984,302
Total of all expenses incurred2012-12-31$15,726,890
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$15,667,874
Expenses. Certain deemed distributions of participant loans2012-12-31$37,013
Value of total corrective distributions2012-12-31$1,190
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$36,529,418
Value of total assets at end of year2012-12-31$265,738,691
Value of total assets at beginning of year2012-12-31$216,801,075
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$20,813
Total interest from all sources2012-12-31$195,450
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$6,150,187
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$6,150,187
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$40,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$15,111,471
Participant contributions at end of year2012-12-31$4,742,120
Participant contributions at beginning of year2012-12-31$4,357,565
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,696,566
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$73
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$126,387
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$1,200
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$1,582
Administrative expenses (other) incurred2012-12-31$20,813
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$48,937,037
Value of net assets at end of year (total assets less liabilities)2012-12-31$265,735,380
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$216,798,343
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$196,967,089
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$155,274,699
Interest on participant loans2012-12-31$191,317
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$22,322,624
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$22,098,514
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$22,098,514
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$4,133
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$17,204,943
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$30,944,470
Assets. Invements in employer securities at beginning of year2012-12-31$25,870,871
Contributions received in cash from employer2012-12-31$19,721,381
Employer contributions (assets) at end of year2012-12-31$10,762,315
Employer contributions (assets) at beginning of year2012-12-31$9,073,039
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$15,667,874
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Liabilities. Value of benefit claims payable at end of year2012-12-31$2,111
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$1,150
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$5,345,225
Aggregate carrying amount (costs) on sale of assets2012-12-31$4,360,923
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Qualified
Accountancy firm name2012-12-31MOSS ADAMS
Accountancy firm EIN2012-12-31910189318
2011 : SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-2,628,293
Total unrealized appreciation/depreciation of assets2011-12-31$-2,628,293
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,732
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$18,464
Total income from all sources (including contributions)2011-12-31$23,192,974
Total loss/gain on sale of assets2011-12-31$-40,473
Total of all expenses incurred2011-12-31$11,922,962
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$11,860,868
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$31,288,939
Value of total assets at end of year2011-12-31$216,801,075
Value of total assets at beginning of year2011-12-31$205,546,795
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$62,094
Total interest from all sources2011-12-31$206,696
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$5,065,550
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$5,065,550
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$20,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$12,545,022
Participant contributions at end of year2011-12-31$4,357,565
Participant contributions at beginning of year2011-12-31$4,165,186
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$2,428,859
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$126,387
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$1,020
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$1,582
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Administrative expenses (other) incurred2011-12-31$62,094
Liabilities. Value of operating payables at end of year2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$18,464
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$11,270,012
Value of net assets at end of year (total assets less liabilities)2011-12-31$216,798,343
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$205,528,331
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$155,274,699
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$144,680,959
Interest on participant loans2011-12-31$195,979
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$22,098,514
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$18,874,042
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$18,874,042
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$10,717
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-10,699,445
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$25,870,871
Assets. Invements in employer securities at beginning of year2011-12-31$29,607,629
Contributions received in cash from employer2011-12-31$16,315,058
Employer contributions (assets) at end of year2011-12-31$9,073,039
Employer contributions (assets) at beginning of year2011-12-31$8,217,959
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$11,860,868
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Liabilities. Value of benefit claims payable at end of year2011-12-31$1,150
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$3,282,766
Aggregate carrying amount (costs) on sale of assets2011-12-31$3,323,239
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31MOHLER, NIXON & WILLIAMS
Accountancy firm EIN2011-12-31770106234
2010 : SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$6,322,252
Total unrealized appreciation/depreciation of assets2010-12-31$6,322,252
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$18,464
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$15,994
Total income from all sources (including contributions)2010-12-31$51,572,237
Total loss/gain on sale of assets2010-12-31$274,152
Total of all expenses incurred2010-12-31$8,902,980
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$8,817,965
Expenses. Certain deemed distributions of participant loans2010-12-31$7,100
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$25,872,811
Value of total assets at end of year2010-12-31$205,546,795
Value of total assets at beginning of year2010-12-31$162,875,068
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$77,915
Total interest from all sources2010-12-31$198,415
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$2,320,606
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$2,320,606
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$10,274,613
Participant contributions at end of year2010-12-31$4,165,186
Participant contributions at beginning of year2010-12-31$3,439,255
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,077,467
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$1,020
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$115,709
Administrative expenses (other) incurred2010-12-31$77,915
Liabilities. Value of operating payables at end of year2010-12-31$18,464
Liabilities. Value of operating payables at beginning of year2010-12-31$15,994
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$42,669,257
Value of net assets at end of year (total assets less liabilities)2010-12-31$205,528,331
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$162,859,074
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$144,680,959
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$114,551,025
Interest on participant loans2010-12-31$193,646
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$18,874,042
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$19,909,957
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$19,909,957
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$4,769
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$16,584,001
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$29,607,629
Assets. Invements in employer securities at beginning of year2010-12-31$24,859,122
Contributions received in cash from employer2010-12-31$14,520,731
Employer contributions (assets) at end of year2010-12-31$8,217,959
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$8,817,965
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$2,659,657
Aggregate carrying amount (costs) on sale of assets2010-12-31$2,385,505
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31MOHLER, NIXON & WILLIAMS
Accountancy firm EIN2010-12-31770106234
2009 : SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN

2022: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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